A Phase 1 interventional study of Supplemental Oxygen and Continuous Positive Airway Pressure Machine in OSA, Sleep Apnea and Obstructive Sleep Apnea, sponsored by University of California, San Diego. Completed at 1 site in United States. Open to participants aged 65 Years to 85 Years. Per ClinicalTrials.gov, last updated 2026-05-11.
Sponsored by University of California, San Diego · Phase 1, Interventional, and Treatment
Obstructive sleep apnea (OSA) is common in older adults and has recently been implicated in pathogenesis of Alzheimer's disease (AD). Research has shown that sleep disruptions have caused memory impairment. Sleep apnea is a form of sleep disruption. We would like to examine how obstructive sleep apnea may contribute to the progression of Alzheimer's disease.
Aim 1: We will assess the endotypes (mechanisms) underlying OSA in elderly individuals known to be high risk for AD (vs. non-OSA matched controls) using novel recently validated simplified techniques which do not require burdensome complex overnight experiments to assess endotypes (primary outcome loop gain). We will further assess the predicted response to O2 therapy in terms of respiratory outcomes among elderly OSA patients with varying levels of loop gain and pharyngeal collapsibility.
Hypothesis 1: A substantial proportion of high AD risk patients with OSA should be O2 responsive as predicted using pathophysiological assessments.
Aim 2: We will perform an overnight mechanistic study of oxygen therapy vs. room air in high AD risk patients with OSA (recruited from Aim 1 and others if necessary). Given the frequent intolerance of PAP in elderly patients, we anticipate that oxygen therapy may be a viable therapeutic approach in this fragile population. We will focus on respiratory outcomes (primary outcome: apnea hypopnea index) but also assess sleep dependent memory consolidation on word pairs task given the major impact in the elderly.
Hypothesis 2: O2, compared to room air, will improve OSA and neurocognitive outcomes in select elderly OSA patients at risk of AD.
Aim 3: Preclinical AD with OSA and non-OSA controls, from Aim 1 will have structural and molecular brain imaging focusing on hippocampal atrophy as a predictor of memory consolidation. We will also assess amyloid and tau in the medial temporal region as function of OSA severity and as a predictor of neurocognitive function. This aim will lay the groundwork for designing a robust clinical trial using neuroimaging outcomes.
Hypothesis 3: Impairment in memory consolidation is a function of hippocampal size in OSA patients at risk of AD.
Aim 4: We will perform a pilot randomized trial of oxygen vs. PAP therapy in OSA patients with preclinical AD.
Hypothesis 4: In preclinical AD with OSA, oxygen will be a viable therapeutic strategy to improve memory.
2,162 studies on the registry are indexed under Sleep Apnea Syndromes; 290 are open to participants now.
This study's enrollment of 182 is above the median of 53 across 1,386 interventional studies indexed under Sleep Apnea Syndromes.
Browse Sleep Apnea Syndromes studies →University of California, San Diego is the lead sponsor of 958 studies on the registry; 191 are open to participants now.
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Exclusion Criteria:
Subjects will be instrumented with a nasal cannula to receive 2L/min supplemental oxygen. The oxygen will be kept at a fixed rate, however, the participant will be titrated to receive a max of 4 liters per min to maintain sats \>90% based on oximetry readings.
Other: Supplemental Oxygen
Subjects will be instrumented with a nasal cannula to receive 2L/min of pressurized room air. The room air will be kept at a fixed rate, however, the participant will be titrated to receive a max of 4 liters per min to maintain sats \>90% based on oximetry readings.
Other: Room Air
Over a 12-week period, participants randomized to receive supplemental Oxygen for treatment of OSA will be contacted weekly to be asked about their adherence. Participants' adherence will also be monitored remotely through cloud-based monitoring.
Other: Supplemental Oxygen
Over a 12-week period, participants randomized to receive supplemental PAP therapy for treatment of OSA will be contacted weekly to be asked about their adherence. Participants' adherence will also be monitored remotely through cloud-based monitoring.
Device: Continuous Positive Airway Pressure Machine
Subjects will be instrumented with a nasal cannula to receive 2L/min supplemental oxygen. The oxygen will be kept at a fixed rate, however, the participant will be titrated to receive a max of 4 liters per min to maintain sats \>90% based on oximetry readings.
Also known as: Oxygen, O2
Continuous positive airway pressure is a form of positive airway pressure ventilation in which a constant level of pressure greater than atmospheric pressure is continuously applied to the upper respiratory tract of a person.
Also known as: CPAP, PAP
Subjects will be instrumented with a nasal cannula to receive 2L/min pressurized room air. The room air will be kept at a fixed rate, however, the participant will be titrated to receive a max of 4 liters per min to maintain sats \>90% based on oximetry readings.
Also known as: Placebo
Apnea Hypopnea Index - Crossover
The number of times a person stops breathing and periods of shallow breathing with a marked decrease in blood oxygen concentration every hour on average. A score lower than five indicates normal sleep (no sleep apnea), 5-15 indicates mild sleep apnea, 15-30 indicates moderate sleep apnea, and a score greater than 30 indicates severe sleep apnea. Result specified as change from room air condition to oxygen condition during the crossover trial
Time frame: Over 8 hours on each of the two crossover treatment nights
Loop Gain (LG) - Crossover
A method used to measure respiratory stability of the negative feedback chemoreflex control system using a specialized Positive Airway Pressure machine called a pCrit. The overall loop gain of the ventilatory system reflects the ratio of the ventilatory response to the disturbance that elicited the response (LG = ventilatory response/ventilatory disturbance). The higher the loop gain, the potentially more unstable the respiratory control system becomes. Result specified as change from room air condition to oxygen condition during the crossover trial
Time frame: Over 8 hours on each of the two crossover treatment nights
Neuroimaging - BRAAK12 tauPET
MRI and PET Scans. This study will examine pre-clinical Alzheimer's disease with OSA patients using brain imaging (structural MRI and amyloid/tau PET). MRI will be conducted to provide a structural image suitable for coregistering the PET image and observing white matter integrity. The scan should take 35 minutes. These will be MPRAGE images collected using the standard ADNI protocol at the in-house 3T MRI scanner at the University of California San Diego Altman Clinical and Translational Research Institute (ACTRI). The PET scan should take 70-90 minutes and uses the 18F-MK6240 tracer. Result given is the Standardized Uptake Value Ratio (SUVR) of tau protein in the BRAAK1-2 regions, the earliest regions to develop tau pathology in Alzheimer's disease
Time frame: Two 1-hour long scans
Epworth Sleepiness Scale (ESS) - Parallel
A self-administered questionnaire with 8 questions. Respondents are asked to rate, on a 4-point scale (0-3), their usual chances of dozing off or falling asleep while engaged in eight different activities. The ESS score (the sum of 8 item scores, 0-3) can range from 0 to 24. The higher the ESS score, the higher that person's average sleep propensity in daily life. Result specified as change from week 1 to week 12 during the parallel treatment trial
Time frame: 12 weeks
Pittsburgh Sleep Quality Index (PSQI) - Parallel
A 19-item, self-rated questionnaire designed to measure sleep quality and disturbance over the past month. The sleep component scores are summed to yield a total score ranging from 0 to 21 with the higher total score (referred to as global score) indicating worse sleep quality. Result specified as change from week 1 to week 12 during the parallel treatment trial
Time frame: 12 weeks
Insomnia Severity Index (ISI) - Parallel
A 7-item self-report form to assess insomnia severity. Total score categories: 0-7 = No clinically significant insomnia, 8-14 = Subthreshold insomnia, 15-21 = Clinical insomnia (moderate severity), 22-28 = Clinical insomnia (severe). Result specified as change from week 1 to week 12 during the parallel treatment trial
Time frame: 12 weeks
Participants were recruited from the University of California San Diego sleep clinic and via online advertisement across the San Diego area. Recruitment and enrollment occurred between October 8, 2021 and April 1, 2025.
| Milestone | Non-OSA Controls | Crossover Only (Oxygen > Air) | Crossover Only (Air > Oxygen) | Crossover (Oxygen > Air) and Parallel (Positive Airway Pressure) | Crossover (Oxygen > Air) and Parallel (Oxygen) | Crossover (Air > Oxygen) and Parallel (Positive Airway Pressure) | Crossover (Air > Oxygen) and Parallel (Oxygen) | Parallel Only (Positive Airway Pressure) | Parallel Only (Oxygen) |
|---|---|---|---|---|---|---|---|---|---|
| Started | 10 | 18 | 20 | 7 | 7 | 9 | 7 | 5 | 5 |
| Completed | 10 | 17 | 18 | 7 | 7 | 9 | 7 | 4 | 5 |
| Not completed | 0 | 1 | 2 | 0 | 0 | 0 | 0 | 1 | 0 |
| Withdrew: Lost to follow-up | 0 | 1 | 2 | 0 | 0 | 0 | 0 | 1 | 0 |
The number of times a person stops breathing and periods of shallow breathing with a marked decrease in blood oxygen concentration every hour on average. A score lower than five indicates normal sleep (no sleep apnea), 5-15 indicates mild sleep apnea, 15-30 indicates moderate sleep apnea, and a score greater than 30 indicates severe sleep apnea. Result specified as change from room air condition to oxygen condition during the crossover trial
| units on a scale | Oxygen | Room Air |
|---|---|---|
| Apnea Hypopnea Index - Crossover | 34.9 ± 18.1 | 39.6 ± 18.7 |
A method used to measure respiratory stability of the negative feedback chemoreflex control system using a specialized Positive Airway Pressure machine called a pCrit. The overall loop gain of the ventilatory system reflects the ratio of the ventilatory response to the disturbance that elicited the response (LG = ventilatory response/ventilatory disturbance). The higher the loop gain, the potentially more unstable the respiratory control system becomes. Result specified as change from room air condition to oxygen condition during the crossover trial
| ratio | Oxygen | Room Air |
|---|---|---|
| Loop Gain (LG) - Crossover | 0.52 ± 0.15 | 0.60 ± 0.15 |
MRI and PET Scans. This study will examine pre-clinical Alzheimer's disease with OSA patients using brain imaging (structural MRI and amyloid/tau PET). MRI will be conducted to provide a structural image suitable for coregistering the PET image and observing white matter integrity. The scan should take 35 minutes. These will be MPRAGE images collected using the standard ADNI protocol at the in-house 3T MRI scanner at the University of California San Diego Altman Clinical and Translational Research Institute (ACTRI). The PET scan should take 70-90 minutes and uses the 18F-MK6240 tracer. Result given is the Standardized Uptake Value Ratio (SUVR) of tau protein in the BRAAK1-2 regions, the earliest regions to develop tau pathology in Alzheimer's disease
| Standardized Uptake Value Ratio | Non-OSA Controls | Obstructive Sleep Apnea |
|---|---|---|
| Neuroimaging - BRAAK12 tauPET | 0.91 ± 0.22 | 0.92 ± 0.16 |
A self-administered questionnaire with 8 questions. Respondents are asked to rate, on a 4-point scale (0-3), their usual chances of dozing off or falling asleep while engaged in eight different activities. The ESS score (the sum of 8 item scores, 0-3) can range from 0 to 24. The higher the ESS score, the higher that person's average sleep propensity in daily life. Result specified as change from week 1 to week 12 during the parallel treatment trial
| questionnaire sum score | Non-OSA Controls | Crossover Only (Oxygen > Air) | Crossover Only (Air > Oxygen) | Crossover (Oxygen > Air) and Parallel (Positive Airway Pressure) | Crossover (Oxygen > Air) and Parallel (Oxygen) | Crossover (Air > Oxygen) and Parallel (Positive Airway Pressure) | Crossover (Air > Oxygen) and Parallel (Oxygen) | Parallel Only (Positive Airway Pressure) | Parallel Only (Oxygen) |
|---|---|---|---|---|---|---|---|---|---|
| Epworth Sleepiness Scale (ESS) - Parallel | — | — | — | -0.50 ± 1.97 | 0.14 ± 2.85 | -0.22 ± 1.72 | -0.43 ± 2.76 | 1.00 ± 0.82 | -1.8 ± 1.92 |
A 19-item, self-rated questionnaire designed to measure sleep quality and disturbance over the past month. The sleep component scores are summed to yield a total score ranging from 0 to 21 with the higher total score (referred to as global score) indicating worse sleep quality. Result specified as change from week 1 to week 12 during the parallel treatment trial
| questionnaire sum score | Non-OSA Controls | Crossover Only (Oxygen > Air) | Crossover Only (Air > Oxygen) | Crossover (Oxygen > Air) and Parallel (Positive Airway Pressure) | Crossover (Oxygen > Air) and Parallel (Oxygen) | Crossover (Air > Oxygen) and Parallel (Positive Airway Pressure) | Crossover (Air > Oxygen) and Parallel (Oxygen) | Parallel Only (Positive Airway Pressure) | Parallel Only (Oxygen) |
|---|---|---|---|---|---|---|---|---|---|
| Pittsburgh Sleep Quality Index (PSQI) - Parallel | — | — | — | -1.29 ± 2.36 | -0.71 ± 3.50 | 0.78 ± 2.99 | -1.57 ± 3.42 | -1.50 ± 3.42 | 0.80 ± 2.49 |
A 7-item self-report form to assess insomnia severity. Total score categories: 0-7 = No clinically significant insomnia, 8-14 = Subthreshold insomnia, 15-21 = Clinical insomnia (moderate severity), 22-28 = Clinical insomnia (severe). Result specified as change from week 1 to week 12 during the parallel treatment trial
| questionnaire sum score | Non-OSA Controls | Crossover Only (Oxygen > Air) | Crossover Only (Air > Oxygen) | Crossover (Oxygen > Air) and Parallel (Positive Airway Pressure) | Crossover (Oxygen > Air) and Parallel (Oxygen) | Crossover (Air > Oxygen) and Parallel (Positive Airway Pressure) | Crossover (Air > Oxygen) and Parallel (Oxygen) | Parallel Only (Positive Airway Pressure) | Parallel Only (Oxygen) |
|---|---|---|---|---|---|---|---|---|---|
| Insomnia Severity Index (ISI) - Parallel | — | — | — | -1.43 ± 0.98 | -3.14 ± 4.74 | -0.89 ± 2.42 | -4.00 ± 2.83 | -0.50 ± 3.11 | 0.60 ± 2.30 |
Collected over from enrollment until end of follow-up, median duration 5 weeks. Non-serious events are listed at a 0% frequency threshold.
| Group | Deaths | Serious | Other |
|---|---|---|---|
| Non-OSA Controls | 0/10 (0%) | 0/10 (0%) | 0/10 (0%) |
| Crossover Only (Oxygen > Air) | 0/18 (0%) | 0/18 (0%) | 1/18 (5.6%) |
| Crossover Only (Air > Oxygen) | 0/20 (0%) | 0/20 (0%) | 0/20 (0%) |
| Crossover (Oxygen > Air) and Parallel (Positive Airway Pressure) | 0/7 (0%) | 0/7 (0%) | 0/7 (0%) |
| Crossover (Oxygen > Air) and Parallel (Oxygen) | 0/7 (0%) | 0/7 (0%) | 0/7 (0%) |
| Crossover (Air > Oxygen) and Parallel (Positive Airway Pressure) | 0/9 (0%) | 0/9 (0%) | 0/9 (0%) |
| Crossover (Air > Oxygen) and Parallel (Oxygen) | 0/7 (0%) | 0/7 (0%) | 0/7 (0%) |
| Parallel Only (Positive Airway Pressure) | 0/5 (0%) | 0/5 (0%) | 0/5 (0%) |
| Parallel Only (Oxygen) | 0/5 (0%) | 0/5 (0%) | 0/5 (0%) |
| Event | Non-OSA Controls | Crossover Only (Oxygen > Air) | Crossover Only (Air > Oxygen) | Crossover (Oxygen > Air) and Parallel (Positive Airway Pressure) | Crossover (Oxygen > Air) and Parallel (Oxygen) | Crossover (Air > Oxygen) and Parallel (Positive Airway Pressure) | Crossover (Air > Oxygen) and Parallel (Oxygen) | Parallel Only (Positive Airway Pressure) | Parallel Only (Oxygen) |
|---|---|---|---|---|---|---|---|---|---|
| PainInjury, poisoning and procedural complications | 0/10 | 1/18 | 0/20 | 0/7 | 0/7 | 0/9 | 0/7 | 0/5 | 0/5 |
| Age, Continuous(years) | Non-OSA Controls | Crossover Only (Oxygen > Air) | Crossover Only (Air > Oxygen) | Crossover (Oxygen > Air) and Parallel (Positive Airway Pressure) | Crossover (Oxygen > Air) and Parallel (Oxygen) | Crossover (Air > Oxygen) and Parallel (Positive Airway Pressure) | Crossover (Air > Oxygen) and Parallel (Oxygen) | Parallel Only (Positive Airway Pressure) | Parallel Only (Oxygen) | Total |
|---|---|---|---|---|---|---|---|---|---|---|
| Mean | 70.0 ± 3.2 | 69.5 ± 4.1 | 71.2 ± 4.9 | 69.0 ± 1.3 | 69.0 ± 4.0 | 69.4 ± 3.9 | 68.9 ± 3.8 | 68.3 ± 1.9 | 68.0 ± 1.7 | 69.6 ± 3.9 |
| Sex: Female, Male(Participants) | Non-OSA Controls | Crossover Only (Oxygen > Air) | Crossover Only (Air > Oxygen) | Crossover (Oxygen > Air) and Parallel (Positive Airway Pressure) | Crossover (Oxygen > Air) and Parallel (Oxygen) | Crossover (Air > Oxygen) and Parallel (Positive Airway Pressure) | Crossover (Air > Oxygen) and Parallel (Oxygen) | Parallel Only (Positive Airway Pressure) | Parallel Only (Oxygen) | Total |
|---|---|---|---|---|---|---|---|---|---|---|
| Female | 5 | 8 | 8 | 4 | 5 | 3 | 3 | 1 | 1 | 38 |
| Male | 5 | 9 | 10 | 3 | 2 | 6 | 4 | 3 | 4 | 46 |
| Ethnicity (NIH/OMB)(Participants) | Non-OSA Controls | Crossover Only (Oxygen > Air) | Crossover Only (Air > Oxygen) | Crossover (Oxygen > Air) and Parallel (Positive Airway Pressure) | Crossover (Oxygen > Air) and Parallel (Oxygen) | Crossover (Air > Oxygen) and Parallel (Positive Airway Pressure) | Crossover (Air > Oxygen) and Parallel (Oxygen) | Parallel Only (Positive Airway Pressure) | Parallel Only (Oxygen) | Total |
|---|---|---|---|---|---|---|---|---|---|---|
| Hispanic or Latino | 0 | 3 | 0 | 1 | 2 | 0 | 0 | 0 | 0 | 6 |
| Not Hispanic or Latino | 10 | 14 | 18 | 6 | 5 | 8 | 6 | 4 | 5 | 76 |
| Unknown or Not Reported | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 2 |
| Race (NIH/OMB)(Participants) | Non-OSA Controls | Crossover Only (Oxygen > Air) | Crossover Only (Air > Oxygen) | Crossover (Oxygen > Air) and Parallel (Positive Airway Pressure) | Crossover (Oxygen > Air) and Parallel (Oxygen) | Crossover (Air > Oxygen) and Parallel (Positive Airway Pressure) | Crossover (Air > Oxygen) and Parallel (Oxygen) | Parallel Only (Positive Airway Pressure) | Parallel Only (Oxygen) | Total |
|---|---|---|---|---|---|---|---|---|---|---|
| American Indian or Alaska Native | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
| Asian | 0 | 1 | 0 | 0 | 1 | 0 | 0 | 1 | 1 | 4 |
| Native Hawaiian or Other Pacific Islander | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 |
| Black or African American | 0 | 0 | 2 | 0 | 1 | 0 | 1 | 0 | 0 | 4 |
| White | 10 | 13 | 16 | 7 | 4 | 8 | 5 | 3 | 4 | 70 |
| More than one race | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 4 |
| Unknown or Not Reported | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 |
| Region of Enrollment(participants) | Non-OSA Controls | Crossover Only (Oxygen > Air) | Crossover Only (Air > Oxygen) | Crossover (Oxygen > Air) and Parallel (Positive Airway Pressure) | Crossover (Oxygen > Air) and Parallel (Oxygen) | Crossover (Air > Oxygen) and Parallel (Positive Airway Pressure) | Crossover (Air > Oxygen) and Parallel (Oxygen) | Parallel Only (Positive Airway Pressure) | Parallel Only (Oxygen) | Total |
|---|---|---|---|---|---|---|---|---|---|---|
| United States | 10 | 17 | 18 | 7 | 7 | 9 | 7 | 4 | 5 | 74 |
| Baseline apnea-hypopnea index(units on a scale) | Non-OSA Controls | Crossover Only (Oxygen > Air) | Crossover Only (Air > Oxygen) | Crossover (Oxygen > Air) and Parallel (Positive Airway Pressure) | Crossover (Oxygen > Air) and Parallel (Oxygen) | Crossover (Air > Oxygen) and Parallel (Positive Airway Pressure) | Crossover (Air > Oxygen) and Parallel (Oxygen) | Parallel Only (Positive Airway Pressure) | Parallel Only (Oxygen) | Total |
|---|---|---|---|---|---|---|---|---|---|---|
| Mean | 6.9 ± 4.3 | 40.6 ± 14.4 | 44.9 ± 15.1 | 40.1 ± 36.4 | 39.2 ± 19.5 | 36.4 ± 21.4 | 56.5 ± 26.6 | 42.7 ± 33.5 | 40.9 ± 23.4 | 42.6 ± 21.2 |
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University of California, San Diego