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CompletedNCT04572100Updated Jul 7, 2023

Pilot Study of Chemotherapy for HPV-Associated Oropharyngeal Cancer

A Phase 1 interventional study of Transoral Robotic Surgery (TORS) or Radiotherapy and Chemotherapy and Low-Dose Radiotherapy in Oropharyngeal Squamous Cell Carcinoma, sponsored by University of Chicago. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2023-07-07.

Sponsored by University of Chicago · Phase 1, Interventional, and Other

From the registry’s dates

  • Primary completion was Jan 2023, 3 years 8 months ago, and no results have been posted to the registry.
Phase
Phase 1
Study type
Interventional
Enrollment
50
Allocation
Non-randomized
Ages
18 Years and older
Sex
All
01

Study summary

Doctors leading this study will give blood tests to head and neck cancer participants during the beginning of chemotherapy treatment (also known as induction therapy) to see if these blood tests can help predict tumor shrinkage after therapy and reduce the amount of additional radiotherapy or chemotherapy treatment the participant may need. This study will also examine ways to reduce overall side effects of treatment using robotic surgery, chemotherapy and radiotherapy, or radiotherapy alone.

02

Conditions studied

  • Oropharyngeal Squamous Cell Carcinoma

Keywords

  • Oropharyngeal squamous cell carcinoma
  • head and neck cancer
  • HPV
  • human papillomavirus
  • OPSCC
03

In context

Carcinoma, Squamous Cell

1,772 studies on the registry are indexed under Carcinoma, Squamous Cell; 412 are open to participants now.

This study's enrollment of 50 is above the median of 44 across 1,414 interventional studies indexed under Carcinoma, Squamous Cell.

Browse Carcinoma, Squamous Cell studies →

Lead sponsor

University of Chicago is the lead sponsor of 907 studies on the registry; 182 are open to participants now.

Of its 99 completed or terminated interventional studies of FDA-regulated products, 68 (69%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. Subjects must have clinically confirmed Human papillomavirus(HPV)-positive head and neck squamous cell cancer of the back of the mouth/throat (oropharynx). Confirmed HPV-positive disease of other subsites are uncommon but also eligible.
  2. HPV testing must be compliant with the following criteria:

    1. P16INK4a immunohistochemistry (p16 IHC) positivity is sufficient to enroll and initiate treatment (p16 IHC interpretation to follow guidelines by Jordan and Lingen et al72).
    2. p16 IHC positivity is to be validated using an HPV Polymerase chain reaction (PCR - a type of DNA copying method).
    3. HPV PCR must demonstrate HPV16 or HPV18 subtype
  3. Availability of greater than 10 unstained 5 micron slides (to be provided to HTRC at the University of Chicago). Patients who cannot fulfill this requirement will need to undergo a new biopsy prior to enrollment on study.
  4. Participants must be at least 18 years old.
  5. Participants with American Joint Committee on Cancer (AJCC) (8th edition, 2018) N1 (>=3cm), N2-N3 nodal disease or T3-T4 primary tumor.
  6. Measurable disease (either primary site or nodal disease) according to Response Evaluation Criteria in Solid Tumours (RECIST) 1.1 criteria.
  7. No previous radiation or chemotherapy for a head and neck cancer.
  8. No complete surgical resection for a head and neck cancer within 8 weeks of enrollment (although lymph node biopsy including excision of an individual node with presence of residual nodal disease, or surgical biopsy/excision of the tumor with residual measurable disease is acceptable.) No surgical procedures or biopsies will occur after baseline scans are performed and measurable lesions are identified.
  9. Eastern Cooperate Oncology Group performance status 0-1
  10. Normal organ function clinically confirmed by medical records.
  11. Participants must sign a study-specific informed consent form prior to study entry. Participants should have the ability to understand and the willingness to sign a written informed consent document.
  12. Women of childbearing potential must have a negative serum or urine pregnancy test within 24 hours prior to the start of study drug.
  13. Women must not be breastfeeding.
  14. Women of childbearing potential must agree to follow instructions for method(s) of contraception for the duration of treatment.
  15. Men who are sexually active with women of childbearing potential must agree to follow instructions for method(s) of contraception for the duration of treatment with study drug(s).

Exclusion criteria

Exclusion Criteria:

  1. Any sign of metastatic disease (M1 disease).
  2. Non-HPV16/18 subtype
  3. Unidentifiable primary site of cancer.
  4. Other medical illnesses that may impair the participant's ability to receive therapy or limit survival. This includes but is not limited to ongoing or active infection, immunodeficiency, symptomatic congestive heart failure, pulmonary dysfunction, cardiomyopathy, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance. Patients with clinically stable and/or chronically managed medical illnesses that are not symptomatic and/or are not expected to impact treatment on protocol are still eligible (conditions to be reviewed by the PI to confirm eligibility)
  5. Prior surgical therapy other than incisional/excisional biopsy or organ-sparing procedures such as debulking of airway-compromising tumors. Residual measurable tumor is required for enrollment as discussed above.
  6. Patients receiving other investigational agents.
  7. Prior systemic anti-cancer treatment within the last 8 weeks.
  8. Has a known additional malignancy that is progressing or requires active treatment. Exceptions include basal cell carcinoma of the skin or squamous cell carcinoma of the skin that has undergone potentially curative therapy or in situ cervical cancer or any tumors that are not likely to influence life expectancy in the subsequent 3 years without active treatment.
  9. Has known history of, or any evidence of active, non-infectious pneumonitis.
  10. Has a history of HIV.
  11. Has known active Hepatitis B or hepatitis C. If eradicated, patient is eligible.
  12. Has received a live vaccine within 28 days of planned start of study therapy.
05

Study design

Phase
Phase 1
Primary purpose
Other
Allocation
Non-randomized
Intervention model
Crossover assignment
Masking
None (open label)
Enrollment
50 participants (actual)

Study arms

  • Experimental
    Group A - Low Risk

    Participants who have low-risk cancer and significant reduction (greater than 50%) in tumor size following induction therapy will be assigned to this group.

    Other: Transoral Robotic Surgery (TORS) or Radiotherapy

  • Experimental
    Group B - Intermediate Risk

    Participants who have low-risk cancer and intermediate reduction (30-50%) in tumor size or high-risk cancer with significant reduction (greater than or equal to 50%) in tumor size following induction therapy will be assigned to this group.

    Other: Chemotherapy and Low-Dose Radiotherapy

  • Experimental
    Group C - High-Risk

    Participants who have high-risk cancer and less than a 50% reduction in their tumor size following induction therapy will be assigned to this group.

    Other: Chemotherapy and High-Dose Radiotherapy

  • Experimental
    Induction Therapy (Carboplatin and Paclitaxel)

    All study participants will be assigned to this group to first receive induction therapy using a combination of carboplatin and paclitaxel. Participant response to this phase of therapy will determine which group (low-risk, intermediate risk or high-risk) the participant will be in.

    Drug: Paclitaxel · Drug: Carboplatin

Interventions

  • OtherTransoral Robotic Surgery (TORS) or Radiotherapy

    Participants assigned to this group will receive transoral robotic surgery (TORs) or radiotherapy. Radiotherapy is given once a day for 5 weeks. A percentage of subjects who undergo surgery may need further radiotherapy with or without chemotherapy based on the results of the surgery. TORs is surgery in which a robot with arms is used to remove cancer from hard-to-reach areas of the mouth and throat.

  • OtherChemotherapy and Low-Dose Radiotherapy

    Participants assigned to this group will receive 5 weeks of chemotherapy combined with low- dose radiotherapy.

  • OtherChemotherapy and High-Dose Radiotherapy

    Participants assigned to this group will receive 7 weeks of chemotherapy combined with high- dose radiotherapy.

  • DrugPaclitaxel

    This drug will be combined with carboplatin during induction therapy for 9 weeks.

    Also known as: Taxol

  • DrugCarboplatin

    This drug will be combined with paclitaxel during induction therapy for 9 weeks.

    Also known as: Paraplatin

06

What researchers measure

Primary outcomes

  1. Feasibility of collection of serial HPV-DNA blood samples in patients undergoing treatment for Oropharyngeal Squamous Cell Carcinoma

    To determine if it is possible (feasibility) to measure HPV-DNA using blood tests among participants undergoing induction chemotherapy followed by a second round of response-based therapy for their HPV-associated cancer. This feasibility will be determined by measuring the proportion of patients who complete chemotherapy treatment and HPV-DNA assessments.

    Time frame: 16 weeks

  2. Relationship Between HPV-DNA Found in Participant's Blood and Participant Response to Chemotherapy

    To evaluate the relationship (aka correlation) between the amount of HPV-DNA found in a participant's plasma/blood and the participant's response to induction chemotherapy based on how their tumor responds to treatment.

    Time frame: 16 weeks

Secondary outcomes

  1. Changes in Blood Containing HPV-DNA During Response-Based Therapy

    To evaluate changes in blood containing HPV-DNA during a second round of chemotherapy (known as response-based chemo-radiotherapy) that will be based on how the participant responded to their first/induction phase of chemotherapy treatment. This outcome will be measured by checking quantitative HPV DNA in plasma with each cycle of induction chemotherapy, weekly during radiation treatment, and following completion of radiation at set time points within the study.

    Time frame: 16 weeks

  2. Side Effects of Cisplatin-Based Chemotherapy Treatment

    To evaluate the side effects of weekly cisplatin-based treatment in participants receiving chemotherapy followed by a second round of response-based therapy for their HPV-associated cancer.

    Time frame: 16 weeks

  3. Tumor Response Among Participants Undergoing Transoral Robotic Surgery

    To determine how participant's tumor/cancer responds when they are undergoing Transoral Robotic Surgery (TORS) following induction chemotherapy. TORs is surgery in which a robot with arms is used to remove cancer from hard-to-reach areas of the mouth and throat. Data about how patients' tumors respond in this study will be compared to similar data from a previous study.

    Time frame: 20 weeks

  4. Time to Disease Recurrence

    Length of time participants remain without evidence of disease.

    Time frame: 5 years

  5. Overall Survival

    Length of time until participant death.

    Time frame: 5 years

  6. Locoregional Control

    Number of participants who experience local control of their primary tumors after treatment.

    Time frame: 5 years

  7. Distant Control

    Number of participants who experience control of metastatic disease (distant tumors) after treatment.

    Time frame: 5 years

07

Study locations

1 site
  • University of Chicago Medical Center
    Chicago, Illinois 60637, United States
08

References and documents

Publications

  • Rosenberg AJ, Izumchenko E, Pearson A, Gooi Z, Blair E, Karrison T, Juloori A, Ginat D, Cipriani N, Lingen M, Sloane H, Edelstein DL, Keyser K, Fredebohm J, Holtrup F, Jones FS, Haraf D, Agrawal N, Vokes EE. Prospective study evaluating dynamic changes of cell-free HPV DNA in locoregional viral-associated oropharyngeal cancer treated with induction chemotherapy and response-adaptive treatment. BMC Cancer. 2022 Jan 3;22(1):17. doi: 10.1186/s12885-021-09146-z. PubMed 34980038 ↗
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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jul 7, 2023, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT04572100
Lead sponsor
University of Chicago
Responsible party
Sponsor
First posted
Oct 1, 2020
Start date
Oct 1, 2020
Primary completion
Jan 9, 2023
Completion
Jan 9, 2023
Last update
Jul 7, 2023

Study contacts

Ari Rosenberg
principal investigator · University of Chicago

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in Jul 2023. You cannot join it, but the record below documents what was studied.

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