ClinicalTrials.gg
RecruitingNCT04405583AFR RegistryUpdated Jun 8, 2026

The AFteR Registry - Follow-up Study to Monitor the Efficacy and Safety of the Occlutech AFR in Heart Failure Patients

An observational study in Heart Failure, sponsored by Occlutech International AB. Recruiting at 36 sites in 8 countries. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-06-08.

Sponsored by Occlutech International AB · Observational

From the registry’s dates

  • Started Oct 2020; still recruiting 6 years later.
Study type
Observational
Model
Case-only
Time perspective
Prospective
Enrollment
150
Ages
18 Years and older
Sex
All
01

Study summary

This study aims to monitor the safety and efficacy of Occlutech AFR device in patients with Heart Failure.

Read the detailed description

This is a prospective, multicentre, international, follow-up registry to monitor the safety and the performance of the Occlutech AFR device in patients with Heart Failure, to identify unknown side effects and to assess the indications and contraindications for an AFR treatment. Efficacy and safety of implanted device(s) will be evaluated by vital signs, laboratory test, quality of life questionnaire, ECG, and echocardiography data over a follow-up period of 36 month after implantation.

Patients will be treated according to the instruction-for-use of the device and according to clinical routine. Procedures will be performed at sites having appropriate laboratory support and adequately trained imaging personnel. Procedures will be performed by physicians with experience in a wide range of interventional cardiology and structural heart disease.

02

Conditions studied

  • Heart Failure

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Keywords

  • Occlutech AFR
  • Atrial Flow Regulator
  • Interatrial shunt device
  • Heart failure
  • HFrEF
  • HFpEF
  • Left-to-right shunt
  • Balloon atrial septostomy
  • MACNE
  • Device embolization
  • AFR
  • AFR Registry
03

In context

Heart Failure

6,331 studies on the registry are indexed under Heart Failure; 1,396 are open to participants now.

This study's planned enrollment of 150 is below the median of 200 across 1,983 observational studies indexed under Heart Failure.

Browse Heart Failure studies →

Lead sponsor

Occlutech International AB is the lead sponsor of 17 studies on the registry; 7 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Non-probability sample

Study population

150 Heart Failure patients with reduced ejection fraction (HFrEF) or preserved ejection fraction (HFpEF), age ≥18 years, who gave their signed and dated informed consent will be included in the study analysis.

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. Written,
  2. Age ≥18 years
  3. Presence of chronic symptomatic HF ( class ≥ 2)
  4. Left Atrial Pressure (LAP) > Right Atrial Pressure (RAP); with a gradient equal or more than 5 mmHg*
  5. ≥ 15%. If LVEF is >40% (HFpEF), corrected** NT-pro-BNP must be elevated ≥ 125 pg/mL. (BNP >35 pg/mL) or ≥ 365pg/ml (BNP > 105 pg/mL) for patients with atrial fibrillation (AF)
  6. Stable guideline directed treatment according to latest applicable ESC guidelines for respective HF phenotypes for at least 1 months prior to informed consent

Exclusion criteria

Exclusion Criteria:

  1. \< 1 year, or advanced heart failure defined as ACC/AHA Stage D heart failure, or listed for heart transplantation at time of baseline visit
  2. Evidence of right heart failure defined (by ECHO) as:

    1. Severe Right Ventricular Dysfunction (TAPSE \< 14 mm)
    2. Severe Right Ventricular Dilatation (RV volume ≥ LV volume)
    3. Severe pulmonary hypertension (PASP > 60 mm Hg)
  3. Echocardiographic evidence of intra-cardia mass, thrombus or vegetation
  4. Uncontrolled hypertension, Systolic Blood Pressure of >160 mmHg or Diastolic Blood Pressure ≥ 100mmHg, despite medical therapy at the time of screening visit.
  5. Uncontrolled atrial fibrillation with resting heart rate >110bpm, despite medical therapy
  6. Documented history of specific cardiomyopathy (obstructive hypertrophic, restrictive, infiltrative) or pericardial disease
  7. Congenital heart defect that interferes with placement of the device, at the discretion of the Investigator.
  8. Previous interventional or surgical atrial septal defect (ASD) or patent foramen ovale (PFO) closure interfering with the placement of the device
  9. Current atrial septal defect, or anatomical anomaly (including > 10 mm atrial septal thickness or atrial septal aneurysm) on ECHO that precludes implantation of the device across the fossa ovalis (FO) of the interatrial septum
  10. valvular heart disease:

    1. regurgitation grade ≥3+ or
    2. severe stenosis of mitral or tricuspid valves, or
    3. significant stenosis of aortic valves
  11. Prior diagnosis of primary pulmonary hypertension
  12. Severe (COPD) requiring oral therapy or oxygen administration
  13. History of stroke, (TIA), deep vein thrombosis (DVT), or pulmonary emboli within 6 months, or any prior stroke with persistent neurologic deficit, or any prior intracranial bleed, or known intracerebral aneurysm, AV malformation or other intracranial pathology increasing the risk of bleeding
  14. Myocardial Infarction (MI) and/or coronary heart disease with indication for a coronary intervention or Coronary Artery Bypass Grafting (CABG) or within 2 months prior to .
  15. ICD or right sided pacemaker placement within 2 months
  16. Clinically significant coagulation disorder, at discretion of investigator
  17. Patients with sepsis (local or generalized) or other acute infection(s) requiring systemic antibiotics in the two months prior enrollment
  18. Chronic kidney disease currently requiring dialysis
  19. Allergy to nickel and/or titanium and/or nickel/titanium-based materials, if not medically manageable
  20. Allergy to anti-, anti-coagulant or anti-thrombotic therapy
  21. Participating in another clinical trial that could interfere with this study, at the discretion of the investigator
  22. Other clinically significant co-morbidities that make the patient unsuitable for study participation, at the discretion of the investigator

Note: * LA pressure is substituted by PCW at the right heart catheterization measure while patient is awaken

**"Corrected" refers to a 4% reduction in the NT-proBNP cutoff for every increase of 1kg/m2 in (BMI) above a reference BMI of 20kg/m2)

Terms in these criteria, in plain language(11)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

NYHA class (heart failure)

The New York Heart Association’s four classes of how much heart failure limits physical activity.

I
No limits: ordinary activity causes no undue tiredness or breathlessness.
II
Slight limits: comfortable at rest, ordinary activity causes symptoms.
III
Marked limits: comfortable at rest, less than ordinary activity causes symptoms.
IV
Symptoms even at rest; any activity makes them worse.

Studies set their own limit — many outside heart failure leave out class III–IV, while heart failure studies may ask for a particular class. Check the class this study names.

LVEF (left ventricular ejection fraction)

The share of blood the heart’s main pumping chamber (the left ventricle) pushes out with each beat, measured by an echocardiogram (heart ultrasound) or a MUGA scan. About 50–70% is normal.

BMI (body mass index)

Weight in kilograms divided by height in metres squared. Example: 70 kg and 1.75 m gives 70 ÷ (1.75 × 1.75) ≈ 22.9.

What counts as overweight or obesity differs between countries (some use lower cut-offs), so go by the range the study states.

Life expectancy

The study doctor’s estimate of how long someone is likely to live. Criteria use it so that people can stay in the study long enough for it to answer its question.

Clinically significant

Judged by the study doctor to matter for your health or for the study. It is a doctor’s decision, so ask the study team if you are unsure whether something counts.

COPD

Chronic obstructive pulmonary disease: long-term lung disease that makes it hard to breathe out, including emphysema and chronic bronchitis.

Corticosteroids (steroids)

Anti-inflammatory medicines such as prednisone, prednisolone and dexamethasone — not the anabolic steroids used for muscle.

Studies differ in what they allow: check which steroid medicines, routes (tablets, injections, creams, inhalers, eye drops) and doses this study accepts.

TIA (transient ischaemic attack)

A “mini-stroke”: temporary stroke-like symptoms caused by reduced blood flow to part of the brain, spinal cord or eye, without signs of a new stroke on a scan.

Stroke symptoms need emergency care at once, even if they go away.

Platelets

Blood cells that help blood clot. Too few raises the risk of bleeding and bruising. A usual adult range is about 150–400 × 10⁹/L (150,000–400,000 per µL); each lab has its own reference range.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

05

Study design

Observational model
Case-only
Time perspective
Prospective
Enrollment
150 participants (estimated)
Target follow-up
3 Years
Patient registry
Yes

Interventions

  • DeviceOcclutech Atrial Flow Regulator

    The Occlutech Atrial Flow Regulator is an interatrial shunt device for transcatheter delivery.

    Also known as: Occlutech AFR

06

What researchers measure

Primary outcomes

  1. Rate of subjects with at least one Major Adverse Cardiovascular and Neurologic Events (MACNE) in the 1 year following implantation.

    MACNE includes all-cause mortality, stroke, systemic thromboembolism, open cardiac surgery or major endovascular repair, and major bleeding (BARC 3-5).

    Time frame: 1 year

Secondary outcomes

  1. Rate of subjects with at least one SAE/ (S)ADE at 12 months, 24 months and 36 months after implantation.

    Time frame: 3 years

  2. Cardiovascular Events at 12 months, 24 months and 36 months after implantation.

    Heart Failure hospitalization rate; Cardiovascular mortality; Unplanned HF admission or treatment intensification.

    Time frame: 3 years

  3. Device performance at 12 months, 24 months and 36 months after implantation.

    Device placed in situ as assessed by the investigator; Patency: evidence of LEFT TO RIGHT shunt through the AFR device; Implant embolization and clinically significant device migration.

    Time frame: 3 years

  4. NYHA class status in comparison to Baseline.

    Time frame: 3 years

  5. Subject QoL assessment using the KCCQ in comparison to Baseline.

    Time frame: 3 years

  6. 6 Minute Walk Test distance [m] in comparison to Baseline.

    Time frame: 3 years

  7. Heart rhythm in comparison to Baseline

    Time frame: 3 years

  8. Left Ventricular (LV), Right Ventricular (RV) and Left Atrial (LA) structure and function including strain derived indices in comparison to Baseline.

    Time frame: 3 years

  9. Left Ventricular Ejection Fraction (LVEF) in comparison to Baseline.

    Time frame: 3 years

  10. Tricuspid Annular Plane Systolic Excursion (TAPSE) in comparison to Baseline.

    Time frame: 3 years

  11. Laboratory variables

    Laboratory variables, including changes from baseline in: eGRF, NT-Pro-BNP \[pg/ml\]

    Time frame: 3 years

  12. Changes in heart failure related medication

    reduction/increase of daily dose \[%\]

    Time frame: 3 years

  13. Relationship between pacemaker therapy and intra atrial shunt therapy

    Time frame: 3 years

07

Study locations

25 of 36 sites recruiting
  • CHU Besançon
    Besançon, France
    Recruiting
  • CHU Bourdeaux
    Bourdeaux, France
    Recruiting
  • CHU Lyon
    Lyon, France
    Recruiting
  • CHU Montpellier
    Montpellier, France
    Recruiting
  • Centre Hospitalier Universitaire Rangueil
    Toulouse, France
    Not yet recruiting
  • Knappschaftskrankenhaus Bottrop GmbH
    Bottrop, Germany
    Not yet recruiting
    • Martin Christ, MD · Principal investigator
  • Clinic Coburg
    Coburg, Germany
    Recruiting
    • Steffen Schnupp · Principal investigator
  • University Clinic
    Cologne, Germany
    Recruiting
    • Roman Pfister · Principal investigator
  • Helios Clinic Erfurt
    Erfurt, Germany
    Active, not recruiting

    Not enrolling at this site — choose another above.

  • Cardiologicum Hamburg
    Hamburg, Germany
    Terminated

    Not enrolling at this site — choose another above.

  • WKK Heide
    Heide, Germany
    Recruiting
    • Patrik Diemert · Principal investigator
  • University Clinic Jena
    Jena, Germany
    Recruiting
    • Sven Möbius-Winkler · Principal investigator
  • Hospital Osnabrueck
    Osnabrück, Germany
    Recruiting
    • Mathias Lange · Principal investigator
  • Elbe Clinic Stade
    Stade, Germany
    Recruiting
  • University Clinic Tübingen
    Tübingen, Germany
    Active, not recruiting

    Not enrolling at this site — choose another above.

  • Hippokration Hospital Athens
    Athens, Greece
    Recruiting
  • Mitera Hospital Athens
    Athens, Greece
    Not yet recruiting
  • Onassis Cardiac Surgery Center
    Athens, Greece
    Not yet recruiting
  • European Interbalkan Medical Center
    Thessaloniki, Greece
    Recruiting
  • Hippokration Hospital of Thessaloniki
    Thessaloniki, Greece
    Recruiting
  • Careggi University Hospital
    Florence, Italy
    Not yet recruiting
  • Centro Cardiologico Monzino
    Milan, Italy
    Recruiting
  • Hospital de Santa Cruz
    Carnaxide, Portugal
    Not yet recruiting
  • Hospital de Santa Marta
    Lisbon, Portugal
    Not yet recruiting
  • Dedinje Cardiovascular Institute
    Dedinje, Serbia
    Not yet recruiting
  • Rabta Hospital
    Tunis, Tunisia
    Recruiting
  • The Military Hospital of Tunis
    Tunis, Tunisia
    Recruiting
  • Ankara Etlik Şehir Hastanesi
    Ankara, Turkey (Türkiye)
    Recruiting
  • Güven Hospital
    Ankara, Turkey (Türkiye)
    Recruiting
  • Hacettepe Üniversitesi Tip Fakültesi
    Ankara, Turkey (Türkiye)
    Recruiting
  • Firat University Hospital
    Elâzığ, Turkey (Türkiye)
    Recruiting
  • Binali Yildirim University Mengücek Gazi Training and Resear
    Erzincan, Turkey (Türkiye)
    Recruiting
  • Bezmialem Uni. Hospital
    Fatih, Turkey (Türkiye)
    Recruiting
  • İzmir City Hospital
    Izmir, Turkey (Türkiye)
    Recruiting
  • Kocaeli Üniversitesi Araştirma Ve Uygulama Hastanesi
    Kocaeli, Turkey (Türkiye)
    Recruiting
    • Teoman Kılıç, Prof. Dr. · Principal investigator
  • Namik Kemal University Hospital
    Tekirdağ, Turkey (Türkiye)
    Recruiting
08

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jun 8, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
09

Registry details

Key details

Study ID
NCT04405583
Lead sponsor
Occlutech International AB
Responsible party
Sponsor
First posted
May 28, 2020
Start date
Oct 28, 2020
Primary completion
Jun 30, 2027 (estimated)
Completion
Jun 2031 (estimated)
Last update
Jun 8, 2026

Study contacts

Gönül Sonmez Utkun
Contact
dl_occlutech_clinical_team_eu-ist@occlutech.com
+90 542 826 11 95
Sankoung Minte
Contact
sankoung.minte@keena-lifesciences.com
+337 68 20 44 58

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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