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Active, not recruitingNCT04395222Updated Jan 6, 2026Results posted

Tocilizumab for the Prevention of Graft Failure and GVHD in Haplo-Cord Transplantation

A Phase 2 interventional study of Tocilizumab and Fludarabine in Hematologic Malignancy and Bone Marrow Transplant, sponsored by Weill Medical College of Cornell University. Active, not recruiting at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-01-06.

Sponsored by Weill Medical College of Cornell University · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
21
Allocation
Non-randomized
Ages
18 Years and older
Sex
All
01

Study summary

The purpose of this study is to evaluate the safety of reducing and ultimately eliminating anti-thymocyte globulin (ATG) from the haplo-cord transplant conditioning regimen and replacing it with tocilizumab, an IL-6 receptor monoclonal antibody, to improve immune reconstitution and reduce relapse while preserving low rates of graft failure and graft versus host disease (GVHD).

Read the detailed description

This study is a prospective phase II non-inferiority study investigating tocilizumab as a potential alternative to anti-thymocyte globulin (ATG) in haplo-cord transplantation. It is a single-center study based at Weill Cornell Medicine/NewYork Presbyterian Hospital.

The hypothesis is that tocilizumab is a safe and effective alternative to ATG in haplo-cord transplantation, facilitating transient engraftment of the haplo-identical stem cell graft without prolonged neutropenia or second nadir prior to durable cord engraftment while also preventing graft versus host disease (GVHD).

This study plans to enroll patients with hematologic malignancies in need of alternate donor transplant. All subjects will be conditioned with fludarabine, melphalan and total body irradiation (TBI), followed by a single dose of tocilizumab 8 mg/kg on Day -1. Patients will be enrolled into 4 successive cohorts, initially administering the current standard 3 doses of ATG 1.5 mg/kg (total 4.5 mg/kg). In the absence of safety signals, we will drop one dose of ATG in successive cohorts until the drug ultimately has been eliminated.

The primary endpoint of the study is successful haplo-derived neutrophil engraftment. Treatment will only be of interest if there is evidence that this rate is greater than 60%. If there are 4 or fewer successes, that dose group will be deemed unacceptable and the next higher ATG dose for which there were 5 or more success will be expanded.

02

Conditions studied

  • Hematologic Malignancy
  • Bone Marrow Transplant

Keywords

  • Tocilizumab
  • Haplo-Cord Transplant
  • Allogeneic Transplant
  • Hematologic Malignancies
03

In context

Hematologic Neoplasms

1,464 studies on the registry are indexed under Hematologic Neoplasms; 433 are open to participants now.

This study's enrollment of 21 is below the median of 45 across 1,068 interventional studies indexed under Hematologic Neoplasms.

Browse Hematologic Neoplasms studies →

Lead sponsor

Weill Medical College of Cornell University is the lead sponsor of 867 studies on the registry; 160 are open to participants now.

Of its 119 completed or terminated interventional studies of FDA-regulated products, 91 (76%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. Subject must have a confirmed diagnosis of one of the following:

    1. Relapsed or refractory acute leukemia (myeloid or lymphoid)
    2. Acute leukemia in first remission at high-risk for recurrence
    3. Chronic myelogenous leukemia in chronic, accelerated phase or blast-crisis
    4. Myelodysplastic syndromes
    5. Chronic myeloproliferative disease
    6. Recurrent, refractory or high-risk malignant lymphoma
    7. Chronic lymphocytic leukemia, relapsed or with poor prognostic features
    8. Multiple myeloma
    9. Other hematological disorder in need of allogeneic transplant (e.g. blastoid dendritic cell neoplasm)
  2. Age ≥ 18 years.
  3. Likely to benefit from allogeneic transplant in the opinion of the transplant physician.
  4. An HLA-identical related or unrelated donor cannot be identified within an appropriate time frame.
  5. Karnofsky Performance Status (KPS) of ≥ 70%.
  6. Acceptable organ function as defined below:

    1. Serum bilirubin: \<2.0 mg/dL
    2. ALT (SGPT) \<3x upper limit of normal (ULN)
    3. Creatinine Clearance: >50 mL/min/1.73m2 (eGFR as estimated by the modified MDRD equation)
    4. Left ventricular ejection fraction >40%
    5. Pulmonary diffusion capacity >40% predicted
  7. Ability to understand and the willingness to sign a written informed consent document.

Exclusion criteria

Exclusion Criteria:

  1. Life expectancy is severely limited by concomitant illness or uncontrolled infection.
  2. Evidence of chronic active hepatitis or cirrhosis
  3. Uncontrolled HIV disease.
  4. Pregnancy or lactation.
  5. History of complicated diverticulitis, including fistulae, abscess formation or gastrointestinal perforation
  6. History of allergic reactions attributed to compounds of similar chemical or biological composition as tocilizumab, including known allergies to Chinese hamster ovary cell products or other recombinant human or humanized antibodies.
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Non-randomized
Intervention model
Sequential assignment
Masking
None (open label)
Enrollment
21 participants (actual)

Study arms

  • Experimental
    ATG Group I

    Anti-thymocyte Globulin (ATG) 1.5 mg/kg administered on Day -5, Day -3 and Day -1 of the transplant conditioning regimen. * Fludarabine 30mg/m2 administered on Day -7 through Day -3 of transplant conditioning regimen (if under 60 years old), or on Day -5 through Day -3 of transplant conditioning regimen (if over 60 years old) * Melphalan 140 mg/m2 administered on Day -2 of transplant conditioning regimen. * Total Body Irradiation 2 Gray administered on Day -4, Day -3 of transplant conditioning regimen. * Tocilizumab 8 mg/kg administered on Day -1 of transplant conditioning regimen.

    Drug: Tocilizumab · Drug: Fludarabine · Drug: Melphalan · Drug: Anti-thymocyte globulin (rabbit) · Radiation: Total Body Irradiation

  • Experimental
    ATG Group II

    Anti-thymocyte Globulin (ATG) 1.5 mg/kg administered on Day -5, and Day -3 of the transplant conditioning regimen. * Fludarabine 30mg/m2 administered on Day -7 through Day -3 of transplant conditioning regimen (if under 60 years old), or on Day -5 through Day -3 of transplant conditioning regimen (if over 60 years old) * Melphalan 140 mg/m2 administered on Day -2 of transplant conditioning regimen. * Total Body Irradiation 2 Gray administered on Day -4, Day -3 of transplant conditioning regimen. * Tocilizumab 8 mg/kg administered on Day -1 of transplant conditioning regimen.

    Drug: Tocilizumab · Drug: Fludarabine · Drug: Melphalan · Drug: Anti-thymocyte globulin (rabbit) · Radiation: Total Body Irradiation

  • Experimental
    ATG Group III

    Anti-thymocyte Globulin (ATG) 1.5 mg/kg administered on Day -5 of the transplant conditioning regimen. * Fludarabine 30mg/m2 administered on Day -7 through Day -3 of transplant conditioning regimen (if under 60 years old), or on Day -5 through Day -3 of transplant conditioning regimen (if over 60 years old) * Melphalan 140 mg/m2 administered on Day -2 of transplant conditioning regimen. * Total Body Irradiation 2 Gray administered on Day -4, Day -3 of transplant conditioning regimen. * Tocilizumab 8 mg/kg administered on Day -1 of transplant conditioning regimen.

    Drug: Tocilizumab · Drug: Fludarabine · Drug: Melphalan · Drug: Anti-thymocyte globulin (rabbit) · Radiation: Total Body Irradiation

  • Experimental
    ATG Group IV

    * Fludarabine 30mg/m2 administered on Day -7 through Day -3 of transplant conditioning regimen (if under 60 years old), or on Day -5 through Day -3 of transplant conditioning regimen (if over 60 years old) * Melphalan 140 mg/m2 administered on Day -2 of transplant conditioning regimen. * Total Body Irradiation 2 Gray administered on Day -4, Day -3 of transplant conditioning regimen. * Tocilizumab 8 mg/kg administered on Day -1 of transplant conditioning regimen.

    Drug: Tocilizumab · Drug: Fludarabine · Drug: Melphalan · Radiation: Total Body Irradiation

Interventions

  • DrugTocilizumab

    Tocilizumab 8 mg/kg intravenously administered as a single dose on Day -1 of transplant conditioning regimen

    Also known as: Actemra

  • DrugFludarabine

    Fludarabine 30 mg/m2 intravenously administered on Day -7, Day -6, Day -5, Day -4, Day -3 of transplant conditioning regimen if under the age of 60. If over the age of 60, Fludarabine 30 mg/m2 intravenously administered on Day -5, Day -4 and Day -3 of transplant conditioning regimen.

    Also known as: Fludara

  • DrugMelphalan

    Melphalan 140 mg/m2 intravenously administered on Day -2 of transplant conditioning regimen.

    Also known as: Alkeran

  • DrugAnti-thymocyte globulin (rabbit)

    Anti-thymocyte globulin (ATG) 1.5 mg/kg

    Also known as: Thymoglobulin

  • RadiationTotal Body Irradiation

    Total Body Irradiation (TBI) 2 Gray, administered on Day -4 and Day -3 of transplant conditioning regimen

06

What researchers measure

Primary outcomes

  1. Percentage of Subjects With Successful Haplo-derived Neutrophil Engraftment

    This is defined as: 1. Achieve an absolute neutrophil count (ANC) of 500 cells/microL for three consecutive days with the first on or prior to Day +21 post-transplant, AND 2. Absence of a second nadir - a drop in the ANC to \<300 cells/microL for five consecutive days - after initial neutrophil recovery.

    Time frame: 21 days post-transplant

Secondary outcomes

  1. Progression-Free Survival

    Time elapsed between Day 0 and progression of the underlying malignancy for which the transplant was performed, assessed up to 5 years post-transplant.

    Time frame: 5 years post-transplant

  2. Overall Survival

    Time elapsed between Day 0 and death from any cause, assessed up to 5 years post-transplant.

    Time frame: 5 years post-transplant

  3. Transplant-Related Mortality

    Proportion of deaths which cannot be explained by persistence, relapse or progression of the underlying malignancy once the preparative regimen starts, assessed up to 5 years post-transplant.

    Time frame: 5 years post-transplant

  4. Proportion of Platelet Engraftment Success

    Proportion of patients who successfully achieve platelet engraftment, defined as a platelet count of \>20k/microL for three consecutive days without transfusion support for seven consecutive days.

    Time frame: 6 months post-transplant

  5. Proportion of Failure of the Haplo-Graft

    Proportion of patients with a failed haplo-graft, defined as the absence of neutrophil engraftment by Day +21 or a drop in the absolute neutrophil count to \<0.3 cells/microL for five consecutive days occurring after initial neutrophil engraftment within the first 3 weeks post-transplantation (second nadir)

    Time frame: 21 days post-transplant

  6. Proportion of Acute Graft-versus-Host Disease

    Proportion of patients who develop acute graft-versus-host disease

    Time frame: 1 year post-transplant

  7. Percentage of Chronic Graft-versus-Host Disease

    Percentage of patients who develop chronic graft-versus-host disease

    Time frame: 5 years post-transplant

07

Results

Posted Oct 23, 2023

Participant flow

Participant flow — Overall Study
MilestoneATG Group IATG Group IIATG Group IIIATG Group IV
Started101010
Completed101010
Not completed0000

Outcome measures

PrimaryPercentage of Subjects With Successful Haplo-derived Neutrophil Engraftment

This is defined as: 1. Achieve an absolute neutrophil count (ANC) of 500 cells/microL for three consecutive days with the first on or prior to Day +21 post-transplant, AND 2. Absence of a second nadir - a drop in the ANC to \<300 cells/microL for five consecutive days - after initial neutrophil recovery.

Time frame:
21 days post-transplant
Reported as:
Number · percentage of participants
Percentage of Subjects With Successful Haplo-derived Neutrophil Engraftment
percentage of participantsATG Group IATG Group IIATG Group IIIATG Group IV
Percentage of Subjects With Successful Haplo-derived Neutrophil Engraftment80500—
SecondaryProgression-Free Survival

Time elapsed between Day 0 and progression of the underlying malignancy for which the transplant was performed, assessed up to 5 years post-transplant.

Time frame:
5 years post-transplant

Results for this outcome have not been posted.

SecondaryOverall Survival

Time elapsed between Day 0 and death from any cause, assessed up to 5 years post-transplant.

Time frame:
5 years post-transplant

Results for this outcome have not been posted.

SecondaryTransplant-Related Mortality

Proportion of deaths which cannot be explained by persistence, relapse or progression of the underlying malignancy once the preparative regimen starts, assessed up to 5 years post-transplant.

Time frame:
5 years post-transplant

Results for this outcome have not been posted.

SecondaryProportion of Platelet Engraftment Success

Proportion of patients who successfully achieve platelet engraftment, defined as a platelet count of \>20k/microL for three consecutive days without transfusion support for seven consecutive days.

Time frame:
6 months post-transplant
Reported as:
Count of participants · Participants
Proportion of Platelet Engraftment Success
ParticipantsATG Group IATG Group IIATG Group IIIATG Group IV
Proportion of Platelet Engraftment Success101000
SecondaryProportion of Failure of the Haplo-Graft

Proportion of patients with a failed haplo-graft, defined as the absence of neutrophil engraftment by Day +21 or a drop in the absolute neutrophil count to \<0.3 cells/microL for five consecutive days occurring after initial neutrophil engraftment within the first 3 weeks post-transplantation (second nadir)

Time frame:
21 days post-transplant
Reported as:
Count of participants · Participants
Proportion of Failure of the Haplo-Graft
ParticipantsATG Group IATG Group IIATG Group IIIATG Group IV
Proportion of Failure of the Haplo-Graft251—
SecondaryProportion of Acute Graft-versus-Host Disease

Proportion of patients who develop acute graft-versus-host disease

Time frame:
1 year post-transplant
Reported as:
Count of participants · Participants
Proportion of Acute Graft-versus-Host Disease
ParticipantsATG Group IATG Group IIATG Group IIIATG Group IV
Proportion of Acute Graft-versus-Host Disease2110
SecondaryPercentage of Chronic Graft-versus-Host Disease

Percentage of patients who develop chronic graft-versus-host disease

Time frame:
5 years post-transplant

Results for this outcome have not been posted.

Adverse events

Collected over All-cause mortality is being assessed up to 5 years. SAEs and other non-serious AEs were assessed up to 1 year.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
ATG Group I5/10 (50%)8/10 (80%)10/10 (100%)
ATG Group II1/10 (10%)9/10 (90%)10/10 (100%)
ATG Group III1/1 (100%)1/1 (100%)1/1 (100%)
ATG Group IV———
Most frequent serious events
Showing 10 of 32
Most frequent serious events
EventATG Group IATG Group IIATG Group IIIATG Group IV
Acute Graft-versus-Host DiseaseInvestigations1/100/101/1—
Delayed EngraftmentInvestigations0/100/101/1—
Hypovolemic shockGeneral disorders0/100/101/1—
Septic ShockInvestigations2/101/101/1—
BacteremiaInfections and infestations2/102/100/1—
DiarrheaGastrointestinal disorders2/101/100/1—
SepsisInfections and infestations2/101/100/1—
Hemophagocytic lymphohistiocytosisBlood and lymphatic system disorders0/101/100/1—
CholecystitisHepatobiliary disorders1/100/100/1—
Colitis - CytomegalovirusInfections and infestations0/101/100/1—
Most frequent other events
Showing 10 of 35
Most frequent other events
EventATG Group IATG Group IIATG Group IIIATG Group IV
AnemiaBlood and lymphatic system disorders9/1010/101/1—
HypoalbuminemiaMetabolism and nutrition disorders3/103/101/1—
HypocalcemiaMetabolism and nutrition disorders3/102/101/1—
HypokalemiaMetabolism and nutrition disorders4/104/101/1—
HypomagnesemiaMetabolism and nutrition disorders0/103/101/1—
Platelet count decreasedInvestigations6/104/101/1—
White blood cell decreasedInvestigations1/103/101/1—
BacteremiaInfections and infestations2/103/101/1—
AnorexiaMetabolism and nutrition disorders4/102/100/1—
Clostridium difficile colitisInfections and infestations0/104/100/1—

Baseline characteristics

No subjects were enrolled to ATG Group IV; study enrollment was stopped before accrual reached that cohort.

Age, Customized
Age, Customized(Participants)ATG Group IATG Group IIATG Group IIIATG Group IVTotal
18-29 years12003
30-39 years12003
40-49 years12003
50-59 years01001
60-69 years731011
Sex: Female, Male
Sex: Female, Male(Participants)ATG Group IATG Group IIATG Group IIIATG Group IVTotal
Female551011
Male550010
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)ATG Group IATG Group IIATG Group IIIATG Group IVTotal
Hispanic or Latino13004
Not Hispanic or Latino871016
Unknown or Not Reported10001
Race (NIH/OMB)
Race (NIH/OMB)(Participants)ATG Group IATG Group IIATG Group IIIATG Group IVTotal
American Indian or Alaska Native00000
Asian11002
Native Hawaiian or Other Pacific Islander00000
Black or African American12003
White861015
More than one race00000
Unknown or Not Reported01001
Region of Enrollment
Region of Enrollment(participants)ATG Group IATG Group IIATG Group IIIATG Group IVTotal
United States10101—21
Primary Malignancy
Primary Malignancy(Participants)ATG Group IATG Group IIATG Group IIIATG Group IVTotal
Acute Myeloid Leukemia550010
Myelodysplastic Syndrome13105
Myeloproliferative Neoplasm11002
Non-Hodgkin Lymphoma21003
Other Acute Leukemia10001
08

Study locations

1 site
  • Weill Cornell Medical College
    New York, New York 10065, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Jun 21, 2022

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jan 6, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT04395222
Lead sponsor
Weill Medical College of Cornell University
Responsible party
Sponsor
First posted
May 20, 2020
Start date
Oct 7, 2020
Primary completion
Sep 28, 2022
Completion
Jun 2027 (estimated)
Results posted
Oct 23, 2023
Last update
Jan 6, 2026

Study contacts

Alexandra Gomez Arteaga, MD
principal investigator · Weill Medical College of Cornell University

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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