ClinicalTrials.gg
Status unknownNCT04376749Updated May 6, 2020

Influence of Caffeine Therapy in Preterm Infants

An observational study in Caffeine; Sleep Disorder, sponsored by Marmara University. Status unknown at 1 site in Turkey (Türkiye). Open to participants aged 28 Weeks to 34 Weeks. Per ClinicalTrials.gov, last updated 2020-05-06.

Sponsored by Marmara University · Observational

The sponsor has not verified this record recently (last verified May 2020), so the status shown — last known as Not yet recruiting — may be out of date.
Study type
Observational
Model
Case-control
Time perspective
Prospective
Enrollment
40
Ages
28 Weeks to 34 Weeks
Sex
All
01

Study summary

The development of sleep wake cycles is indicative of child's neurocognitive functions. Caffeine therapy is commonly used in neonatal intensive care units for treatment of apnea of prematurity (AOP), to reduce mechanical ventilation, and improve the success of extubation. In addition, it is suggested to be associated with positive long-term outcomes on pulmonary function and neurodevelopment. However, it is still not clear how caffeine therapy affects the sleep architecture and neurodevelopment of preterm infants. Furthermore, optimal dosing and timing of caffeine therapy is controversial.

We aimed to evaluate the effects of caffeine therapy on sleep architecture and neurodevelopment in preterm infants during the first year of life.

A prospective observational case-control study will be conducted. Forty preterm infants aged between 28 to 34 gestational weeks admitted to the Marmara University Neonatal Intensive Care Unit (NICU) from May 2020 to May 2021 will be included. Infants with neonatal risk factors for poor neurodevelopmental outcomes will be excluded. Duration, timing and cumulative dosage of caffeine therapy will be calculated. Follow up outcome for neurodevelopment and sleep architecture of preterm infants who received caffeine therapy will be compared with those who did not receive caffeine therapy.

Sleep and activity behavior recorded by actigraphy, sleep diary and polysomnography at 6, and 12 months corrected age will be compared to noncaffeine group. Neurodevelopment will be assessed by neurological examination defined by Hammersmith, Ages and Stages Questionnaire (ASQ-2), and Bayley Scales of Infant and Toddler Development.

Read the detailed description

Methylxanthines have been prescribed in preterm infants to treat and prevent Apnea of Prematurity (AOP), for extubation success, for reduction of incidence of BPD, need for treatment of PDA, retinopathy of prematurity, IVH, and for neuroprotective effects. Caffeine is the most common drug of choice. Despite its frequent use there are no standardized protocols for optimal timing and dosage. It is suggested to have a neuroprotective effect, and associated with reduction of neurological disabilities, cognitive delay. However, there are studies which found no difference in poor neurological outcomes compared to control.

Premature infants have more active sleep compared to term infants, and their sleep patterns mature gradually. Studies about the effects of caffeine therapy on sleep of premature infants are few. It is known that sleep is associated with child's neurodevelopmental outcomes. Identifying the impact of caffeine therapy on sleep will help clinicians to identify and improve neurodevelopmental problems in this vulnerable study population.

The aim of this study is to evaluate the effects of caffeine therapy on sleep, activity patterns and neurodevelopment in preterm infants during the first year of life.

Based on the assumption that each year approximately 20 infants receive neonatal caffeine therapy in the unit, forty preterm infants aged between 28 to 34 gestational weeks admitted to the Marmara University Neonatal Intensive Care Unit (NICU) from May 2020 to May 2021 will be included. Duration, timing and cumulative dosage of caffeine therapy will be calculated. The routine practice of Marmara University NICU protocol is to administer caffeine prophylaxis to infants born at less than 30 weeks of gestational age and/or infants with less than 1250 grams gestational weight. Infants born between 30 to 34 weeks of gestational age who has AOP are treated with caffeine therapy with the commonly prescribed dose of 20 mg/kg loading, and 5-10 mg/kg/day maintenance. Neonatal caffeine therapy continues until the infants are 34 weeks corrected gestational age and free of any apnea episodes for at least 7 days. Infants with neonatal risk factors for poor neurodevelopmental outcomes such as infants with perinatal asphyxia, intraventricular hemorrhage grade 3 or higher, retinopathy of prematurity(ROP) of stage 3 or higher, infants using sedative or anticonvulsant drugs at the time of data collection will be excluded.

Follow up outcome for sleep architecture and neurodevelopment of preterm infants who received caffeine therapy will be compared with those who did not receive caffeine therapy.

Actigraphy Sleep and activity behavior recorded by sleep diary, actigraphy and polysomnography at 6, and 12 months corrected age will be compared to noncaffeine group. Sleep wake patterns will be assessed by Philips Respironics Mini-Mitter Actiwatch-2 for at least 3 days at home environment and sleep diaries within 5-minute intervals will be filled out by parents simultaneously. Actigraphy is a validated wristwatch-like device that distinguishes sleep from wakefulness based on accelerometer measured movement. The actiwatch weighs 16 grams and will be placed on the infant's left ankle. For actigraphy interpretation, if the activity count exceeds a predefined threshold value the epoch is scored as wake state. 10 minutes with no movements on autograph will be determined as sleep phase. High frequency movements with >40 movements in each epoch lasting >10 minutes will be determined as wake state. According to the frequency of infants' movements, a number of sleep-wake variables will be calculated for analyses with Philips Actiware 6.1.8 software. Mean total sleep duration, mean sleep duration during the day, mean sleep duration at night, sleep onset latency (SOL: time taken to fall asleep after reported lights out), wake after sleep onset (WASO: number of minutes recorded as wake between sleep onset and sleep offset), longest consolidated sleep period at night (midnight and 6 am), number of night waking, and sleep efficiency (TST/ time in bed, reported as percent) will be determined.

Polysomnography Infants will undergo 3-4 hours polysomnography (Embla Systems N7000) in the pediatric sleep laboratory. Further validation of the actigraphy will be performed by an epoch-by-epoch comparison of actigraphy and simultaneous polysomnography data. The following variables will be monitored: electroencephalography, electromyography, electrocardiography, heart rate and respiratory rate. Respiration will be monitored with a nasal-cannula- pressure transducer, thoracic and abdominal inductive plethysmography bands and pulse-oximetry. Polysomnography will be recorded with Embla RemLogic software. For polysomnography scoring, recommendations of the American Academy of Sleep Medicine Guidelines-2017 will be followed. The polysomnography data will be analyzed by an expert physician blinded to the actigraphy results or the newborn infant's clinical data, except for gestational age and days of life. Apnea-hypopnea index (AHI) will be determined.

Our secondary objective is to assess neurodevelopment of these infants. Neurodevelopment will be assessed by neurological examination defined by Hammersmith, Ages and Stages Questionnaire (ASQ), and Bayley Scales of Infant and Toddler Development at 6, and 12 months corrected age and will be compared to noncaffeine group.

Neurological examination will be performed with Hammersmith Neurological Examination. Hammersmith Neurological Examination is a quick examination for 3 to 24 months old infants. It consists of 26 items assessing neurological function in 5 groups: cranial nerve function (max 15 points), posture (maximum 18 points), movements (maximum 6 points), tone (maximum 24 points) and reflexes and reactions (maximum 15 points). Each subgroup is scored from 0 to 3 points and all scores are summed at the end of the examination.

Ages and Stages Questionnaire helps to evaluate developmental progress in children between the ages of 1 month and 66 months. Ages and Stages Questionnaire lasts approximately 10-15 minutes and assess the child development in 5 developmental areas: gross motor, fine motor, communication, problem solving and personal- social. Each area consists of 6 questions and the questions are answered in 3 simple responses: yes, sometimes or not yet. The questionnaire is scored with a simple 0, 5- and 10-point scoring system (yes: 10 points, sometimes: 5 points, not yet: 0 points) in 2-3 minutes by parents and the results are interpreted according to standardized cutoffs by professionals. Ages and Stages Questionnaire-2 (ASQ-2) is a parent-friendly developmental scale with 0.86 sensitivity, 0.85 specifity, 0.92 test-retest reliability and 0.93 inter-rater reliability. If the score on any domain is \<2SDs below the cut-off point for the Turkish reference group, the child is defined as at risk for neurodevelopmental delay.

The Bayley Scales of Infant and Toddler Development, 3rd Edition produces three composite scores: the Cognitive Scale (range 55-145), the Language scale (range 45-155) which has receptive and expressive communication subtests, and the Motor scale (range 45-155), which consists of Fine Motor, and Gross Motor subtests.

Child's scores will be compared to the standardized age norms.

02

Conditions studied

  • Caffeine; Sleep Disorder

Keywords

  • caffeine,
  • sleep wake disorder
  • preterm
  • neurodevelopment
  • actigraphy
03

In context

Sleep Wake Disorders

806 studies on the registry are indexed under Sleep Wake Disorders; 188 are open to participants now.

This study's planned enrollment of 40 is below the median of 114 across 223 observational studies indexed under Sleep Wake Disorders.

Browse Sleep Wake Disorders studies →

Lead sponsor

Marmara University is the lead sponsor of 590 studies on the registry; 135 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
28 Weeks to 34 Weeks
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Probability sample

Study population

Preterm infants born between 28 to 34 gestational weeks admitted to the Marmara University Neonatal Intensive Care Unit (NICU) during one year period

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Preterm infants born between 28 to 34 gestational weeks admitted to the Marmara University Neonatal Intensive Care Unit (NICU)

Exclusion criteria

Exclusion Criteria:

  • perinatal asphyxia intraventricular hemorrhage grade 3 or higher retinopathy of prematurity(ROP) of stage 3 or higher major congenital anomalies infants using sedative or anticonvulsant drugs at the time of data collection
05

Study design

Observational model
Case-control
Time perspective
Prospective
Enrollment
40 participants (estimated)
Patient registry
No

Groups and cohorts

  • preterm infants received caffeine

    preterm infants aged between 28 to 34 weeks gestational age who received caffeine therapy either for prophylaxis or treatment

  • preterm infants received no caffeine

    preterm infants aged between 28 to 34 weeks gestational age who received no caffeine therapy

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What researchers measure

Primary outcomes

  1. Sleep and activity behavior

    Sleep and activity behavior recorded by actigraphy

    Time frame: 6 months corrected age

  2. Sleep and activity behavior

    Sleep and activity behavior recorded by actigraphy

    Time frame: 12 months corrected age

  3. Obstructive Apnea and Hypopnea Index

    Obstrcutive Apnea and Hypopnea Index recorded by Polysomnography

    Time frame: 6 months corrected age

  4. Obstructive Apnea and Hypopnea Index

    Obstrcutive Apnea and Hypopnea Index recorded by Polysomnography

    Time frame: 12 months corrected age

Secondary outcomes

  1. Neurodevelopment

    Neurological examination by Hammersmith

    Time frame: 6 and 12 months corrected age

  2. Neurodevelopment

    Neurodevelopment assessed by Ages and Stages Questionnaire (ASQ-2)

    Time frame: 6 and 12 months corrected age

  3. Neurodevelopment

    Neurodevelopment assessed by Bayley Scales of Infant and Toddler Development, 3rd edition

    Time frame: 6 and 12 months corrected age

07

Study locations

1 site
  • Marmara University School of Medicine
    Istanbul, Turkey (Türkiye)
08

References and documents

Publications

  • Atalah YEY, Baris HE, Akdere SK, Sabanci M, Ozdemir H, Gucuyener K, Eralp EE, Ozek E, Boran P. Effects of caffeine therapy for apnea of prematurity on sleep and neurodevelopment of preterm infants at 6 months of corrected age. J Clin Sleep Med. 2023 Dec 1;19(12):2075-2085. doi: 10.5664/jcsm.10760. PubMed 37559530 ↗

Individual participant data

Plan to share: No

09

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Start is estimated for May 2020; primary completion for May 2021, 12 months later.

Of 74 non-industry observational studies under Sleep Wake Disorders, half reached primary completion within 27 months of starting (the median), counting those still running; a quarter within 12 and three quarters within 53. This study's planned 12 months is below that.

Counting every sponsor, half of 85 studies reached it within 25 months; a quarter within 12 and three quarters within 47.

How these figures are worked out, and which studies are left out of them.

Registered
May 3, 2020
First posted
May 6, 2020
StartEst.
May 2020
Primary completionEst.
May 2021
CompletionEst.
May 2021
Last update
May 6, 2020
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on May 6, 2020, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT04376749
Lead sponsor
Marmara University
Responsible party
Sponsor
First posted
May 6, 2020
Start date
May 2020 (estimated)
Primary completion
May 2021 (estimated)
Completion
May 2021 (estimated)
Last update
May 6, 2020

Study contacts

Perran Boran, MD, PhD
Contact
drperran@yahoo.com
+905417127756
Eren Özek, MD
Contact
ozekeren@gmail.com
+905324237568
Perran Boran, MD, PhD
principal investigator · Marmara University

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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