ClinicalTrials.gg
CompletedNCT03901456Updated Jun 2, 2023Results posted

Care to Plan: a Tailored Resource for Family Members of Persons With Dementia

An interventional study of Care to Plan and Usual Care in Dementia, Alzheimer Disease and Memory Loss, sponsored by University of Minnesota. Completed at 1 site in United States. Open to participants aged 21 Years and older, including healthy volunteers. Per ClinicalTrials.gov, last updated 2023-06-02.

Sponsored by University of Minnesota · Not applicable, Interventional, and Supportive care

Phase
Not applicable
Study type
Interventional
Enrollment
65
Allocation
Randomized
Ages
21 Years and older
Sex
All
01

Study summary

The present study will refine and conduct a preliminary efficacy evaluation of Care to Plan. Care to Plan is an online care planning tool that provides a succinct and clear overview of various types of dementia caregiver interventions, administers a brief validated assessment of risk, and generates individualized recommendations for dementia caregivers as well as resources that link users to a selected recommendation.

There remains a lack of individualized information that can directly meet the diverse needs of caregivers or their relatives with Alzheimer's disease or a related dementia (ADRD). This project will advance scientific knowledge, technical capability, and clinical practice as they pertain to ADRD management and caregiver support.

Read the detailed description

Given the well-documented health implications of dementia family caregiving, existing interventions are designed to modify the more challenging aspects of care for a relative with Alzheimer's disease or a related dementia (ADRD) in order to improve key outcomes. However, current research has yet to discern which caregivers are most likely to benefit from different types of interventions or services. There also remains a lack of individualized information that can directly meet the heterogeneous needs of caregivers or their relatives with ADRD. This project will advance scientific knowledge, technical capability, and clinical practice as they pertain to ADRD management and caregiver support. The research team has developed and tested the feasibility and utility of an online care planning tool prototype (called Care to Plan, or CtP) that provides a succinct and clear overview of various types of ADRD caregiver interventions, administers a brief validated assessment of risk, and generates individualized service recommendations for ADRD caregivers as well as resources that link users to a selected recommendation. The goal of CtP is to offer a more efficient, user-directed process to link ADRD caregivers to the services that may be most appropriate for them given their needs, the needs of their relatives, and other contextual characteristics. We will deploy and more fully evaluate CtP for family caregivers of persons with ADRD who seek services in Riverside Health System (RHS) in the state of Virginia. The Specific Aims are to: 1) Implement CtP for 20 family members of persons with ADRD in four RHS clinical sites (Phase I) over a 1-month period; and 2) Evaluate the preliminary efficacy and implementation of CtP (Phase II) via an embedded randomized controlled evaluation for 100 newly enrolled ADRD caregivers over a 6-month period. We anticipate that the CtP will serve as an innovative, low-cost tool that both families and long-term service and support providers can utilize to better meet the diverse needs of family caregivers of persons with ADRD in their communities.

02

Conditions studied

  • Dementia
  • Alzheimer Disease
  • Memory Loss

Keywords

  • Caregiving
03

In context

Dementia

2,230 studies on the registry are indexed under Dementia; 549 are open to participants now.

This study's enrollment of 65 is below the median of 83 across 1,669 interventional studies indexed under Dementia.

Browse Dementia studies →

Lead sponsor

University of Minnesota is the lead sponsor of 1,210 studies on the registry; 195 are open to participants now.

Of its 133 completed or terminated interventional studies of FDA-regulated products, 92 (69%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
21 Years and older
Sexes eligible
All
Accepts healthy volunteers
Yes

Eligibility criteria

Inclusion Criteria: The care recipient has received a provider diagnosis of Alzheimer's disease or a related dementia (ADRD); and 2) the caregiver is 21 years of age or older; 3) English-speaking; 4) self-identifies as someone who provides help to the person with ADRD because of their cognitive impairments; 5) the caregiver indicates a willingness to use Care to Plan (CtP); and 6) caregiver resides in one of 4 Riverside Health regions (based on zip code).

Exclusion Criteria: Those who do not meet the inclusion criteria above are not eligible. Additionally, those who endorse a history of a serious mental health disorder whose: a) symptoms have exacerbated in the last six months, and b) are not receiving steady, ongoing pharmacological or other treatment for these symptoms, will be excluded from the project.

05

Study design

Phase
Not applicable
Primary purpose
Supportive care
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Single (Outcomes assessor)
Enrollment
65 participants (actual)

Study arms

  • Experimental
    Phase II [Randomized]: Treatment

    Participants randomized to this treatment arm will receive the Care to Plan (CtP) intervention as a part of Phase II.

    Behavioral: Care to Plan

  • Active comparator
    Phase II [Randomized]: Control

    Participants randomized to a usual care control group as a part of Phase II. Note: If eligible, participants in this control group will be asked if they are interested in enrolling in a similar, additional feature of the study to test the Care to Plan tool following the initial 6-month study.

    Behavioral: Usual Care

  • Experimental
    Phase I [Non-randomized]: Treatment

    Participants enrolled in Phase I of the project to receive the intervention \[non-randomized; no comparison group\].

    Behavioral: Care to Plan

Interventions

  • BehavioralCare to Plan

    Care to Plan (CtP) is an online care planning tool that provides a succinct and clear overview of various types of ADRD caregiver interventions, administers a brief validated assessment of risk, and generates individualized service recommendations for Alzheimer's disease and related dementia (ADRD) caregivers as well as resources that link users to a selected recommendation. Caregivers will complete the tool with the guidance of a CtP interventionist (Senior Care Navigator/Riverside Health System staff). The interventionist will discuss CtP recommendations with caregivers and help caregivers enroll in a recommended support service if so desired.

  • BehavioralUsual Care

    Receive care as usual. Note: If eligible, participants in this control group will be asked if they are interested in enrolling in a similar, additional feature of the study to test the Care to Plan tool following the initial 6-month study.

06

What researchers measure

Primary outcomes

  1. Caregiver Self-efficacy

    Eight-item survey developed by Fortinsky and colleagues. Responses for each item range from 1 (Very unconfident) to 5 (Very confident), with higher scores indicating greater self-efficacy. The 8-item responses are averaged. Mean of participant scores is reported.

    Time frame: Phase II Baseline, 3-months, 6-months

Secondary outcomes

  1. Care to Plan Service Use

    This author-developed scale is a self-report of a various services used over a 3 month period. Service types include Skills building, Problem solving, Take a break, Brain health, Support groups, Change your thinking, High powered combinations, and Other. The total number of services used are summed (ranging 0 to 8, with higher numbers indicating greater service use). The average of participant responses is reported.

    Time frame: Phase II Baseline, 3-months, 6-months

  2. Phase II - Caregiver Distress: Role Overload

    A 3-item scale measuring caregivers' feelings of emotional fatigue. Item responses range from 1 = strongly disagree to 5 = strong agree. Item responses are averaged, with higher score representing greater role overload.

    Time frame: Phase II Baseline, 3-months, 6-months

  3. Primary Subjective Stressors: Loss of Intimate Exchange

    3-items addressing relationship with relative. Responses include Very much (4), Somewhat (3), Just a little (2), Not at all (1), with higher scores indicating greater loss. Mean of the 3 items is analyzed. Overall mean of participants is reported.

    Time frame: Phase II Baseline, 3-month, 6-month

  4. Caregiver Distress: Role Captivity

    3-items assessing the involuntary aspects of the caregiving role. Responses for each item include: Very much (4), Somewhat (3), Just a little (2), Not at all (1), with higher score representing greater role captivity. Mean of the 3 items is analyzed. Overall mean of participants is reported.

    Time frame: Phase II Baseline, 3-months, 6-months

  5. Center for Epidemiological Studies Depression (CES-D)

    The 20-item Center for Epidemiological Studies Depression (CES-D) survey measure is used to assess respondents' depressive symptoms. Each of the 20 items is scored from 0 = Rarely or none of the time (less than 1 day) to 3 = Most of the time (5-7 days), with 4 items reverse coded. The total CES-D score is summed (ranging 0-60), with higher scores representing more frequent depressive symptoms. Results are reported as a mean of participant scores.

    Time frame: Phase II Baseline, 3-months, 6-months

Other outcomes

  1. Acceptability and Feasibility

    This is an author-developed 21-item scale assessing the acceptability and feasibility of the intervention. Response options include Strongly Disagree (1), Disagree (2), Neutral (3), Agree (4), and Strongly Agree (5), or not applicable; 4 items are reverse coded. Higher scores indicate greater acceptability and feasibility of the tool. The summary score represents a mean of the 21-items.

    Time frame: Phase I at 1-month follow up

07

Results

Posted Jun 2, 2023

Participant flow

Participant flow — Overall Study
MilestonePhase I: Treatment [Non-randomized]Phase II: Treatment [Randomized]Phase II: Control [Randomized]
Started202221
Completed202120
Not completed011
Withdrew: Withdrawal by subject001
Withdrew: Lost to follow-up010

Outcome measures

PrimaryCaregiver Self-efficacy

Eight-item survey developed by Fortinsky and colleagues. Responses for each item range from 1 (Very unconfident) to 5 (Very confident), with higher scores indicating greater self-efficacy. The 8-item responses are averaged. Mean of participant scores is reported.

Time frame:
Phase II Baseline, 3-months, 6-months
Reported as:
Mean · scores on a scale
Caregiver Self-efficacy
scores on a scalePhase II [Randomized]: TreatmentPhase II [Randomized]: Control
Baseline [Phase II]3.62 ± .853.36 ± .74
3-months [Phase II]3.84 ± .963.57 ± .88
6-months [Phase II]3.58 ± .733.55 ± .70
SecondaryCare to Plan Service Use

This author-developed scale is a self-report of a various services used over a 3 month period. Service types include Skills building, Problem solving, Take a break, Brain health, Support groups, Change your thinking, High powered combinations, and Other. The total number of services used are summed (ranging 0 to 8, with higher numbers indicating greater service use). The average of participant responses is reported.

Time frame:
Phase II Baseline, 3-months, 6-months
Reported as:
Mean · services
Care to Plan Service Use
servicesPhase II[Randomized]: TreatmentPhase II [Randomized]: Control
Baseline [Phase II]2.69 ± 1.252.62 ± 1.32
3-month [Phase II]3.00 ± 0.882.56 ± 1.69
6-month [Phase II]2.31 ± 1.202.25 ± 1.07
SecondaryPhase II - Caregiver Distress: Role Overload

A 3-item scale measuring caregivers' feelings of emotional fatigue. Item responses range from 1 = strongly disagree to 5 = strong agree. Item responses are averaged, with higher score representing greater role overload.

Time frame:
Phase II Baseline, 3-months, 6-months
Reported as:
Mean · score on a scale (mean)
Phase II - Caregiver Distress: Role Overload
score on a scale (mean)Phase II [Randomized]: TreatmentPhase II [Randomized]: Control
Baseline [Phase II]3.23 ± 1.283.71 ± 1.05
3-month [Phase II]3.18 ± 1.143.56 ± 1.00
6-month [Phase II]3.15 ± 1.103.77 ± .85
SecondaryPrimary Subjective Stressors: Loss of Intimate Exchange

3-items addressing relationship with relative. Responses include Very much (4), Somewhat (3), Just a little (2), Not at all (1), with higher scores indicating greater loss. Mean of the 3 items is analyzed. Overall mean of participants is reported.

Time frame:
Phase II Baseline, 3-month, 6-month
Reported as:
Mean · score on a scale (mean)
Primary Subjective Stressors: Loss of Intimate Exchange
score on a scale (mean)Phase II [Randomized]: TreatmentPhase II [Randomized]: Control
Baseline [Phase II]3.30 ± .922.86 ± .93
3-month [Phase II]3.25 ± .972.98 ± .86
6-month [Phase II]3.35 ± .823.13 ± .82
SecondaryCaregiver Distress: Role Captivity

3-items assessing the involuntary aspects of the caregiving role. Responses for each item include: Very much (4), Somewhat (3), Just a little (2), Not at all (1), with higher score representing greater role captivity. Mean of the 3 items is analyzed. Overall mean of participants is reported.

Time frame:
Phase II Baseline, 3-months, 6-months
Reported as:
Mean · score on a scale (mean)
Caregiver Distress: Role Captivity
score on a scale (mean)Phase II [Randomized]: TreatmentPhase II [Randomized]: Control
Baseline [Phase II]1.97 ± .932.27 ± .83
3-month [Phase II]1.98 ± 1.032.17 ± .77
6-month [Phase II]1.94 ± .952.29 ± 1.03
SecondaryCenter for Epidemiological Studies Depression (CES-D)

The 20-item Center for Epidemiological Studies Depression (CES-D) survey measure is used to assess respondents' depressive symptoms. Each of the 20 items is scored from 0 = Rarely or none of the time (less than 1 day) to 3 = Most of the time (5-7 days), with 4 items reverse coded. The total CES-D score is summed (ranging 0-60), with higher scores representing more frequent depressive symptoms. Results are reported as a mean of participant scores.

Time frame:
Phase II Baseline, 3-months, 6-months
Reported as:
Mean · score on a scale
Center for Epidemiological Studies Depression (CES-D)
score on a scalePhase II [Randomized]: TreatmentPhase II [Randomized]: Control
Baseline [Phase II]15.73 ± 7.1119.10 ± 7.52
3-month [Phase II]18.47 ± 8.3921.50 ± 7.80
6-month [Phase II]18.19 ± 7.2820.50 ± 7.21
Other pre-specifiedAcceptability and Feasibility

This is an author-developed 21-item scale assessing the acceptability and feasibility of the intervention. Response options include Strongly Disagree (1), Disagree (2), Neutral (3), Agree (4), and Strongly Agree (5), or not applicable; 4 items are reverse coded. Higher scores indicate greater acceptability and feasibility of the tool. The summary score represents a mean of the 21-items.

Time frame:
Phase I at 1-month follow up
Reported as:
Mean · score on a scale (mean)
Acceptability and Feasibility
score on a scale (mean)Phase I [Non-randomized]: Treatment
Acceptability and Feasibility4.22 ± 0.69

Adverse events

Collected over Adverse events were documented during study enrollment (following consent through final data collection). Phase I participants did not have any systematic assessment, but were enrolled for a period of about 1 month. A systematic assessment item was implemented during phase II follow up; participants were enrolled for about 6 months.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Phase II [Randomized]: Treatment0/22 (0%)1/22 (4.5%)7/22 (31.8%)
Phase II [Randomized]: Control0/21 (0%)0/21 (0%)4/21 (19%)
Phase I [Non-randomized]: Treatment0/20 (0%)0/20 (0%)0/20 (0%)
Most frequent serious events
Most frequent serious events
EventPhase II [Randomized]: TreatmentPhase II [Randomized]: ControlPhase I [Non-randomized]: Treatment
UTIRenal and urinary disorders1/220/210/20
Most frequent other events
Most frequent other events
EventPhase II [Randomized]: TreatmentPhase II [Randomized]: ControlPhase I [Non-randomized]: Treatment
COVIDInfections and infestations2/220/210/20
Hip issue [unspecified]Musculoskeletal and connective tissue disorders0/221/210/20
HypertensionCardiac disorders0/221/210/20
Back painMusculoskeletal and connective tissue disorders0/221/210/20
Unknown/not specified medical concernGeneral disorders0/221/210/20
Initiate Anxiety MedicationPsychiatric disorders1/220/210/20
Initiate Thyroid MedicationEndocrine disorders1/220/210/20
Eye surgeryEye disorders1/220/210/20
Multiple falls during studyMusculoskeletal and connective tissue disorders1/220/210/20
Vulnerable adult reportGeneral disorders1/220/210/20

Baseline characteristics

Age, Continuous
Age, Continuous(years)Treatment [Randomized]Control [Randomized]Phase I: Treatment [Non-randomized]Total
Mean52.33 ± 16.5463.38 ± 11.7766.68 ± 11.4363.24 ± 12.42
Sex: Female, Male
Sex: Female, Male(Participants)Treatment [Randomized]Control [Randomized]Phase I: Treatment [Non-randomized]Total
Female17151850
Male56213
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Treatment [Randomized]Control [Randomized]Phase I: Treatment [Non-randomized]Total
Hispanic or Latino0000
Not Hispanic or Latino22212063
Unknown or Not Reported0000
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Treatment [Randomized]Control [Randomized]Phase I: Treatment [Non-randomized]Total
American Indian or Alaska Native0000
Asian1001
Native Hawaiian or Other Pacific Islander0000
Black or African American34512
White18171550
More than one race0000
Unknown or Not Reported0000
08

Study locations

1 site
  • University of Minnesota
    Minneapolis, Minnesota 55455, United States
09

References and documents

Publications

  • Pearlin LI, Mullan JT, Semple SJ, Skaff MM. Caregiving and the stress process: an overview of concepts and their measures. Gerontologist. 1990 Oct;30(5):583-94. doi: 10.1093/geront/30.5.583. PubMed 2276631 ↗
  • Fortinsky RH, Kercher K, Burant CJ. Measurement and correlates of family caregiver self-efficacy for managing dementia. Aging Ment Health. 2002 May;6(2):153-60. doi: 10.1080/13607860220126763. PubMed 12028884 ↗
  • Radloff, L. S. (1977). The CES-D Scale: A Self-Report Depression Scale for Research in the General Population. Applied Psychological Measurement, 1(3), 385-401. https://doi.org/10.1177/014662167700100306

Study documents

  • Protocol and statistical analysis plan · May 1, 2023
  • Informed consent form · Sep 29, 2020
  • Informed consent form · May 4, 2021

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No — Public access to the research data generated from this project will be offered via de-identified data files maintained by the investigators. All personal identifiers of family caregivers of persons with Alzheimer's disease or a related dementia (ADRD) participating in the study will be removed and replaced with random identification numbers prior to distributing data files. Dr. Gaugler plans to maintain all data from the proposed project on the secure School of Public Health shared server folder for 7 years following study completion. Potential external investigators will be asked to complete a data use agreement and a recommended citation to these materials will be provided. Dr. Gaugler will oversee the distribution of public data during the course of the funding period and for an indefinite time thereafter.

10

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Ran from Sep 2019 to primary completion in May 2022, 32 months.

Results were first posted in Jun 2023, 1 year after primary completion.

Of 835 non-industry interventional studies with no phase under Dementia, half reached primary completion within 25 months of starting (the median), counting those still running; a quarter within 11 and three quarters within 43. This study's 32 months is above that.

Counting every sponsor, half of 875 studies reached it within 24 months; a quarter within 11 and three quarters within 43.

How these figures are worked out, and which studies are left out of them.

Registered
Mar 28, 2019
First posted
Apr 3, 2019
StartActual
Sep 1, 2019
Primary completionActual
May 24, 2022
CompletionActual
May 24, 2022
Results first posted
Jun 2, 2023
Last update
Jun 2, 2023
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Jun 2, 2023, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03901456
Responsible party
Sponsor
First posted
Apr 3, 2019
Start date
Sep 1, 2019
Primary completion
May 24, 2022
Completion
May 24, 2022
Results posted
Jun 2, 2023
Last update
Jun 2, 2023

Study contacts

Joseph E Gaugler, PhD
principal investigator · University of Minnestoa

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Jun 2023. You cannot join it, but the record below documents what was studied.

Follow this study

Get an email when the registry record changes — status, dates, results — or when someone posts here.

Sign in to follow

Discussion

Questions and observations about this study, from anyone following it. Not medical advice, and not a channel to the study team — their contact details are on the registry record.

Sign in to join the discussion. Reading takes no account; posting does. You choose a display name, and a pseudonym is the default.

Nothing here yet. If you are running this trial, taking part in it, or weighing whether to, this is the place to say so.

Start the discussion