ClinicalTrials.gg
CompletedNCT03430206Updated Aug 6, 2020Results posted

Transnasal Humidified Rapid-Insufflation Ventilatory Exchange (THRIVE) Use in Pediatric Procedures

An interventional study of High-flow nasal cannula in Oxygen Deficiency, Desaturation of Blood and Hypoventilation, sponsored by Stanford University. Completed at 1 site in United States. Open to participants aged Up to 18 Years. Per ClinicalTrials.gov, last updated 2020-08-06.

Sponsored by Stanford University · Not applicable, Interventional, and Prevention

Phase
Not applicable
Study type
Interventional
Enrollment
78
Allocation
Randomized
Ages
Up to 18 Years
Sex
All
01

Study summary

THRIVE (Transnasal Humidified Rapid-Insufflation Ventilatory Exchange) refers to the use of high-flow nasal cannula to augment the ability to oxygenate and ventilate a patient under general anesthesia. The use of high-flow nasal cannula oxygen supplementation during anesthesia for surgical procedures has been a recent development in the adult population, with limited data analyzing the pediatric population. This study will determine whether high flow nasal cannula oxygen supplementation during surgical or endoscopic procedures can safely prevent desaturation events in children under anesthesia.

Read the detailed description

Patients undergoing select procedures in the LPCH operating rooms or ambulatory procedure unit, as identified by review of the daily schedule will be reviewed for potential study enrollment. Study personnel will work with preoperative nurses to identify potential participants. When potential candidates are identified, the investigators will discuss with the surgeon or proceduralist and request that he/she talk with patients about study participation to introduce the idea. On the day of surgery, potential subjects will arrive to preoperative intake areas and proceed through the usual preoperative processes. Once in the preoperative intake area, potential participants will be approached by study personnel at least 30 minutes prior to their scheduled procedure for further explanation of the study and obtaining consent and assent. At this time, potential subjects will be evaluated for interval changes in health that may exclude them from the study. A random number generator will be used to enroll participants into either the usual care (control) or THRIVE (treatment) arm. Control subjects will undergo their scheduled procedure and recovery with the usual care. Treatment subjects will undergo the scheduled procedure, with the difference being that a high-flow nasal cannula will be applied prior to the start of the procedure and removed following the procedure's conclusion. While applied, the cannula will deliver high- flow rate oxygen, air, or a mixture of variable oxygen concentration (21-100%) depending on the surgical conditions and requirements. The rate will be set at 1-2L/kg/min with a maximum of 70L/min. Participants in the treatment arm will then proceed to the recovery area as usual. Following recovery from anesthesia, a brief questionnaire will be provided to applicable patients or their parents/guardians/representatives. The intraoperative vital signs and post-operative course will be analyzed with any patient data stored in a deidentified manner on Stanford- compliant encrypted devices.

02

Conditions studied

  • Oxygen Deficiency
  • Desaturation of Blood
  • Hypoventilation
  • Anesthesia; Adverse Effect

Keywords

  • high-flow
  • nasal cannula
  • laryngoscopy
  • otolaryngology
  • oxygen
  • desaturation
  • anesthesia
  • pediatric
03

In context

Hypoxia

1,076 studies on the registry are indexed under Hypoxia; 213 are open to participants now.

This study's enrollment of 78 is above the median of 45 across 769 interventional studies indexed under Hypoxia.

Browse Hypoxia studies →

Lead sponsor

Stanford University is the lead sponsor of 2,168 studies on the registry; 431 are open to participants now.

Of its 267 completed or terminated interventional studies of FDA-regulated products, 207 (78%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
Up to 18 Years
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Pediatric patients less than or equal to 18 years old undergoing general anesthesia for procedures or surgeries at Lucile Packard Children's Hospital.

Exclusion criteria

Exclusion Criteria:

  • Pregnancy, absence of parent or legal guardian able to provide written consent for study participation, anatomical or surgical (epistaxis, basilar skull fractures or abnormalities, nasal surgery or obstruction, nasal fractures, nasal vascular abnormalities), papillomatosis, tracheostomy, emergent surgery for which application of HFNC might delay surgery or might result in increased aspiration risk.
Terms in these criteria, in plain language(1)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Contraindication

A reason a treatment, test or procedure should not be given to a particular person, such as an allergy, another illness or a medicine they take.

05

Study design

Phase
Not applicable
Primary purpose
Prevention
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
78 participants (actual)

Study arms

  • No intervention
    Control

    Control subjects will undergo their scheduled procedure and recovery with the usual care. Following recovery from anesthesia, a brief questionnaire will be provided to applicable patients or their parents / guardians / representatives.

  • Experimental
    Intervention

    Treatment subjects will undergo the scheduled procedure, with the difference being that a high-flow nasal cannula will be applied prior to the start of the procedure and removed following the procedure's conclusion. While applied, the cannula will deliver high- flow rate oxygen, air, or a mixture of variable oxygen concentration (21-100%) depending on the surgical conditions and requirements. The rate will be set at 1-2L/kg/min with a maximum of 70L/min. Participants in the treatment arm will then proceed to the recovery area as usual. Following recovery from anesthesia, a brief questionnaire will be provided to applicable patients or their parents / guardians / representatives.

    Device: High-flow nasal cannula

Interventions

  • DeviceHigh-flow nasal cannula

    While applied, the cannula will deliver high-flow rate oxygen, air, or a mixture of variable oxygen concentration (21-100%) depending on the surgical conditions and requirements. The rate will be set at 2L/kg/min with a maximum of 70L/min. This will be only for the duration of the surgery or procedure.

06

What researchers measure

Primary outcomes

  1. Number of Surgical Interruptions

    Number of surgical interruptions defined by a pause in surgical procedures due to need to intervene, normalized to case length.

    Time frame: Duration of surgery (generally less than 2 hours)

Secondary outcomes

  1. Oxygen Desaturation Index

    Oxygen desaturation index is defined as the number of times a patient has a 4% decrease in saturation from a 120 second rolling mean for greater than 10 seconds

    Time frame: Duration of surgery (generally less than 2 hours)

  2. Number of Oxygen Desaturation Events <90% or Defined by a 5% Fall From Baseline if Baseline Saturation < 94%.

    Relative incidence of oxygen desaturation as measured by pulse oximetry by second adjusted for post surgical diagnosis

    Time frame: Duration of surgery (generally less than 2 hours)

  3. Incidence of Oxygen Desaturation

    Absolute incidence of oxygen desaturation less than 90% as measured by pulse oximetry by second

    Time frame: Duration of surgery (generally less than 2 hours)

  4. Incidence of Adverse Events

    Time frame: Up to 12 hours

  5. End-Tidal Carbon Dioxide (ETCO2)

    Ventilation was measured with transcutaneous carbon dioxide sensor

    Time frame: Duration of surgery (generally less than 2 hours)

Other outcomes

  1. Post-surgical Diagnosis

    Location of lesion(s) according to post-surgical diagnosis

    Time frame: Duration of surgery (generally less than 2 hours)

  2. Gas Pain or Bloating

    Incidence of gas pain or bloating as measured by post-operative survey

    Time frame: Evaluated postoperatively in post-anesthesia recovery unit prior to discharge, which is about 60 minutes postoperatively.

  3. Nasal Irritation

    Incidence of nasal irritation as measured by post-operative survey

    Time frame: Evaluated postoperatively in post-anesthesia recovery unit prior to discharge, which is about 60 minutes postoperatively.

  4. Sinus Pressure / Pain

    Incidence of sinus pressure and/or pain as measured by post-operative survey

    Time frame: Evaluated postoperatively in post-anesthesia recovery unit prior to discharge, which is about 60 minutes postoperatively.

  5. Headache

    Incidence of headache as measured by post-operative survey

    Time frame: Evaluated postoperatively in post-anesthesia recovery unit prior to discharge, which is about 60 minutes postoperatively.

  6. Other Adverse Events

    Other adverse events as measured by post-operative survey

    Time frame: Evaluated postoperatively in post-anesthesia recovery unit prior to discharge, which is about 60 minutes postoperatively.

07

Results

Posted Aug 6, 2020
Limitations and caveats
Enrollment did not meet the threshold needed for statistical significance

Participant flow

Participant flow — Overall Study
MilestoneStandard of CareTHRIVE
Started4038
Completed1821
Not completed2217

Outcome measures

PrimaryNumber of Surgical Interruptions

Number of surgical interruptions defined by a pause in surgical procedures due to need to intervene, normalized to case length.

Time frame:
Duration of surgery (generally less than 2 hours)
Reported as:
Mean · Interruptions
Number of Surgical Interruptions
InterruptionsStandard of CareTHRIVE
Number of Surgical Interruptions0.645 (0.308 to 1.35)0.302 (0.121 to 0.753)
Statistical analysis
  • Standard of Care vs THRIVE · Regression, Negative Binomial · p = 0.206
SecondaryOxygen Desaturation Index

Oxygen desaturation index is defined as the number of times a patient has a 4% decrease in saturation from a 120 second rolling mean for greater than 10 seconds

Time frame:
Duration of surgery (generally less than 2 hours)
Reported as:
Mean · Events
Oxygen Desaturation Index
EventsStandard of CareTHRIVE
Oxygen Desaturation Index1.09 (0.415 to 2.86)0.312 (0.100 to 0.976)
Statistical analysis
  • Standard of Care vs THRIVE · Regression, Negative Binomial · p = 0.101
SecondaryNumber of Oxygen Desaturation Events <90% or Defined by a 5% Fall From Baseline if Baseline Saturation < 94%.

Relative incidence of oxygen desaturation as measured by pulse oximetry by second adjusted for post surgical diagnosis

Time frame:
Duration of surgery (generally less than 2 hours)
Reported as:
Mean · Events
Number of Oxygen Desaturation Events <90% or Defined by a 5% Fall From Baseline if Baseline Saturation < 94%.
EventsStandard of CareTHRIVE
Number of Oxygen Desaturation Events <90% or Defined by a 5% Fall From Baseline if Baseline Saturation < 94%.0.536 (0.195 to 1.473)0.268 (0.087 to 0.826)
Statistical analysis
  • Standard of Care vs THRIVE · Regression, Negative Binomial · p = 0.371
SecondaryIncidence of Oxygen Desaturation

Absolute incidence of oxygen desaturation less than 90% as measured by pulse oximetry by second

Time frame:
Duration of surgery (generally less than 2 hours)

No measurements were reported for this outcome.

SecondaryIncidence of Adverse Events
Time frame:
Up to 12 hours
Reported as:
Mean · Events
Incidence of Adverse Events
EventsStandard of CareTHRIVE
Incidence of Adverse Events0.183 (0.061 to 0.547)0.268 (0.107 to 0.672)
Statistical analysis
  • Standard of Care vs THRIVE · Regression, Negative Binomial · p = 0.601
SecondaryEnd-Tidal Carbon Dioxide (ETCO2)

Ventilation was measured with transcutaneous carbon dioxide sensor

Time frame:
Duration of surgery (generally less than 2 hours)
Reported as:
Mean · mmHg
End-Tidal Carbon Dioxide (ETCO2)
mmHgStandard of CareTHRIVE
End-Tidal Carbon Dioxide (ETCO2)51.6 (46.5 to 56.7)52.8 (48.2 to 57.4)
Statistical analysis
  • Standard of Care vs THRIVE · Regression, Negative Binomial · p = 0.738
Other pre-specifiedPost-surgical Diagnosis

Location of lesion(s) according to post-surgical diagnosis

Time frame:
Duration of surgery (generally less than 2 hours)
Reported as:
Count of participants · Participants
Post-surgical Diagnosis
ParticipantsStandard of CareTHRIVE
Supraglottic210
Infraglottic1310
Both Supraglottic and Infraglottic31
Other pre-specifiedGas Pain or Bloating

Incidence of gas pain or bloating as measured by post-operative survey

Time frame:
Evaluated postoperatively in post-anesthesia recovery unit prior to discharge, which is about 60 minutes postoperatively.

Results for this outcome have not been posted.

Other pre-specifiedNasal Irritation

Incidence of nasal irritation as measured by post-operative survey

Time frame:
Evaluated postoperatively in post-anesthesia recovery unit prior to discharge, which is about 60 minutes postoperatively.

Results for this outcome have not been posted.

Other pre-specifiedSinus Pressure / Pain

Incidence of sinus pressure and/or pain as measured by post-operative survey

Time frame:
Evaluated postoperatively in post-anesthesia recovery unit prior to discharge, which is about 60 minutes postoperatively.

Results for this outcome have not been posted.

Other pre-specifiedHeadache

Incidence of headache as measured by post-operative survey

Time frame:
Evaluated postoperatively in post-anesthesia recovery unit prior to discharge, which is about 60 minutes postoperatively.

Results for this outcome have not been posted.

Other pre-specifiedOther Adverse Events

Other adverse events as measured by post-operative survey

Time frame:
Evaluated postoperatively in post-anesthesia recovery unit prior to discharge, which is about 60 minutes postoperatively.

Results for this outcome have not been posted.

Adverse events

Collected over Up to 12 hours. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Standard of Care0/40 (0%)0/40 (0%)3/40 (7.5%)
THRIVE0/38 (0%)0/38 (0%)4/38 (10.5%)
Most frequent other events
Most frequent other events
EventStandard of CareTHRIVE
NauseaGastrointestinal disorders2/402/38
Throat PainRespiratory, thoracic and mediastinal disorders0/402/38
Sinus PainRespiratory, thoracic and mediastinal disorders0/401/38
Nose BleedingRespiratory, thoracic and mediastinal disorders0/401/38
EmesisGastrointestinal disorders1/400/38
Nasal PainRespiratory, thoracic and mediastinal disorders1/400/38

Baseline characteristics

Participants who completed the protocol are included in the analysis

Age, Continuous
Age, Continuous(years)Standard of CareTHRIVETotal
Mean5.1 ± 4.66.6 ± 6.25.5 ± 5.5
Sex: Female, Male
Sex: Female, Male(Participants)Standard of CareTHRIVETotal
Female6814
Male121325
Race/Ethnicity, Customized
Race/Ethnicity, Customized(Participants)Standard of CareTHRIVETotal
White131225
Asian235
Unknown/Unreported369
Region of Enrollment
Region of Enrollment(Participants)Standard of CareTHRIVETotal
United States182139
Percent Oxygen Saturation
Percent Oxygen Saturation(Percent Saturation)Standard of CareTHRIVETotal
Mean99.7 ± 0.699.3 ± 1.599.5 ± 1.2
08

Study locations

1 site
  • Stanford University
    Stanford, California 94305, United States
09

References and documents

Publications

  • Humphreys S, Rosen D, Housden T, Taylor J, Schibler A. Nasal high-flow oxygen delivery in children with abnormal airways. Paediatr Anaesth. 2017 Jun;27(6):616-620. doi: 10.1111/pan.13151. Epub 2017 Apr 10. PubMed 28393433 ↗
  • Doyle AJ, Stolady D, Mariyaselvam M, Wijewardena G, Gent E, Blunt M, Young P. Preoxygenation and apneic oxygenation using Transnasal Humidified Rapid-Insufflation Ventilatory Exchange for emergency intubation. J Crit Care. 2016 Dec;36:8-12. doi: 10.1016/j.jcrc.2016.06.011. Epub 2016 Jun 23. PubMed 27546740 ↗
  • Mir F, Patel A, Iqbal R, Cecconi M, Nouraei SA. A randomised controlled trial comparing transnasal humidified rapid insufflation ventilatory exchange (THRIVE) pre-oxygenation with facemask pre-oxygenation in patients undergoing rapid sequence induction of anaesthesia. Anaesthesia. 2017 Apr;72(4):439-443. doi: 10.1111/anae.13799. Epub 2016 Dec 30. PubMed 28035669 ↗
  • Humphreys S, Lee-Archer P, Reyne G, Long D, Williams T, Schibler A. Transnasal humidified rapid-insufflation ventilatory exchange (THRIVE) in children: a randomized controlled trial. Br J Anaesth. 2017 Feb;118(2):232-238. doi: 10.1093/bja/aew401. PubMed 28100527 ↗
  • Gustafsson IM, Lodenius A, Tunelli J, Ullman J, Jonsson Fagerlund M. Apnoeic oxygenation in adults under general anaesthesia using Transnasal Humidified Rapid-Insufflation Ventilatory Exchange (THRIVE) - a physiological study. Br J Anaesth. 2017 Apr 1;118(4):610-617. doi: 10.1093/bja/aex036. PubMed 28403407 ↗
  • Desai N, Fowler A. Use of Transnasal Humidified Rapid-Insufflation Ventilatory Exchange for Emergent Surgical Tracheostomy: A Case Report. A A Case Rep. 2017 Nov 1;9(9):268-270. doi: 10.1213/XAA.0000000000000589. PubMed 28622152 ↗

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

Individual participant data

Plan to share: No — We are discussing with other facilities conducting research similar in description to or study for a possible multi-center study. If such coordination takes place, we anticipate all deidentified data collected with participating investigators.

10

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Ran from Feb 2018 to primary completion in Oct 2018, 7 months.

Results were first posted in Aug 2020, 1 year 10 months after primary completion.

Of 321 non-industry interventional studies with no phase under Hypoxia, half reached primary completion within 12 months of starting (the median), counting those still running; a quarter within 4 and three quarters within 27. This study's 7 months is below that.

Counting every sponsor, half of 351 studies reached it within 12 months; a quarter within 3 and three quarters within 27.

How these figures are worked out, and which studies are left out of them.

Registered
Jan 20, 2018
First posted
Feb 12, 2018
StartActual
Feb 21, 2018
Primary completionActual
Oct 2, 2018
CompletionActual
Oct 2, 2018
Results first posted
Aug 6, 2020
Last update
Aug 6, 2020
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Aug 6, 2020, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03430206
Responsible party
Thomas Caruso (Clinical Assistant Professor, Stanford University) — Principal investigator
First posted
Feb 12, 2018
Start date
Feb 21, 2018
Primary completion
Oct 2, 2018
Completion
Oct 2, 2018
Results posted
Aug 6, 2020
Last update
Aug 6, 2020

Study contacts

Thomas J Caruso, M.D., M.Ed.
principal investigator · Associate Clinical Professor

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
Yes
View the source record on ClinicalTrials.gov ↗

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