CClinicalTrials.gg
CompletedNCT03407729Updated Oct 10, 2022Results posted

Measuring Brain Activity of School Age Children

An observational study in Perinatal Hypoxia, Dopamine and Neurobehavioral Manifestations, sponsored by Case Western Reserve University. Completed at 1 site in United States. Open to participants aged 8 Years to 15 Years, including healthy volunteers. Per ClinicalTrials.gov, last updated 2022-10-10.

Sponsored by Case Western Reserve University · Observational

Study type
Observational
Model
Cohort
Time perspective
Prospective
Enrollment
21
Ages
8 Years to 15 Years
Sex
All
01

Study summary

This observational study will investigate whether differences in birth events and oxygen levels during the newborn period affects the brain activity of children during the middle childhood years.

Read the detailed description

The investigators will conduct an observational study comparing two groups of children to determine whether differences in birth events and oxygen levels during the newborn period lead to structural and functional impairment within the brain's dopaminergic pathways and the cortical regions innervated by those pathways. The dopaminergic system is involved in modulating motor control and cognitive function.

Using magnetic resonance diffusion tensor imaging, structural integrity of dopaminergic circuits will be quantified and compared in post-hypoxic former preterm children versus healthy control children born at term closely matched by age/sex/race.

Functional activity during executive function tasks will be quantified and compared in post-hypoxic former preterm children versus healthy control children born at term using functional magnetic resonance imaging-blood oxygen level dependent (fMRI-BOLD). Assessment of motor function (grooved pegboard task) will also be performed.

02

Conditions studied

  • Perinatal Hypoxia
  • Dopamine
  • Neurobehavioral Manifestations

Keywords

  • Hypoxia, Brain
  • Neural networks
  • Magnetic Resonance Imaging
03

Who can participate

Ages eligible
8 Years to 15 Years
Sexes eligible
All
Accepts healthy volunteers
Yes
Sampling method
Non-probability sample

Study population

Study Group Children (n=11) will be drawn from a cohort currently maintained by the investigators.

Healthy Control Children will be recruited using various strategies: (1) study flyers given to the parents of the prematurely born cohort children to pass along to parents of other children with ages similar to their own child. (2) study flyers posted in the hospital's primary care pediatric clinics asking interested children/families to contact us to learn more about the study; (3) study flyers distributed by professional colleagues/pediatric physicians to potential candidate children/families meeting study inclusion criteria.

Inclusion criteria

  1. For Study Group Children: Birth gestational age between 23-28 weeks and birth weight appropriate for gestational age (AGA) with available oxygen saturation level data recorded continuously from the first day of life to 8 weeks postnatal age (n=11)
  2. For Healthy Control Children: Birth gestational age ≥ 38 weeks gestation and birth weight appropriate for term gestation (n=10) matched by age/sex/race to participating cohort children.
  3. Born in years 2005-2009 (age range will be 8-15 years during the funding period)
  4. Ability of the child to provide assent, with the parent/legal guardian able to provide written informed consent for study procedures.
  5. Sensory and motor capability to complete study tasks (i.e. Grooved Pegboard test). Mental Development index must be > 80 at 2-year-old follow-up for preterm cohort.

Exclusion criteria

Exclusion Criteria:

  1. Past history of concussion requiring medical treatment to avoid confounding of MRI data
  2. Current diagnosis of autism.
  3. Child who suffers from claustrophobia (per parent report).
  4. Unable to participate in neuroimaging due to claustrophobia, or medical contraindication to MRI including any implanted medical device, dental braces, surgical clips for aneurysms in the head, heart valve prostheses, electrodes or other metallic objects, pregnancy.
  5. Healthy control children who were treated in the Neonatal ICU in the newborn period for breathing difficulties.
  6. Healthy control children who were hospitalized for breathing problems in the first 3 months of infancy.
04

Study design

Observational model
Cohort
Time perspective
Prospective
Enrollment
21 participants (actual)
Patient registry
No
Biospecimen retention
Samples without dna

Groups and cohorts

  • Post-hypoxic former preterm

    Born in the years 2005-2009 with birth gestational age between 23-28 weeks and birth weight appropriate for gestational age (AGA). Part of a research cohort with available oxygen saturation level data recorded continuously from the first day of life to 8 weeks postnatal age (n=11).Children will undergo Magnetic Resonance Imaging and Cognitive Performance Testing.

    Other: Magnetic Resonance Imaging · Other: Cognitive Performance Testing

  • Healthy term-born children

    Born in the years 2005-2009 with birth gestational age ≥ 38 weeks gestation and birth weight appropriate for term gestation (n=10) matched by age/sex/race to participating cohort children with no history of respiratory difficulty suggesting hypoxic exposure. Children will undergo Magnetic Resonance Imaging and Cognitive Performance Testing.

    Other: Magnetic Resonance Imaging · Other: Cognitive Performance Testing

Interventions

  • OtherMagnetic Resonance Imaging

    MRI uses a strong magnetic field and radio waves to create detailed images of the brain while the person's head is positioned inside a round tunnel.

    Also known as: T-1 MPRAGE, fMRI-BOLD

  • OtherCognitive Performance Testing

    For the Grooved Pegboard task: After the MRI scan, children will be timed as they place pegs into holes with randomly positioned slots.

    Also known as: Grooved pegboard task

05

What researchers measure

Primary outcomes

  1. Structural Integrity of Dopaminergic Circuits

    Assessment of dopaminergic circuits originating in the substantia nigra pars compacta (SNpc) and ventral tegmental area (VTA). Includes right and left nucleus accumbens, right and left mamillary body, right and left hippocampus. Measured using Magnetic Resonance T1-weighted magnetization prepared rapid gradient echo (MPRAGE) scans with three-dimensional volumetrics analysis

    Time frame: 30 minutes

  2. Functional Activity During Executive Function Tasks

    Subjects in each group were evaluated for changes in functional connectivity between the substantia nigra pars compacta (SNpc) and ventral tegmental area (VTA), as evaluated by functional magnetic resonance imaging blood oxygen level dependent (fMRI-BOLD), using whole brain analysis. The measurement is increase/decrease of MRI signal intensity in a given region, thresholded at p \<0.05, summarized into a value representing 'size of region of increase' or 'size of region of decrease' after subjects' scans were combined/mapped onto a standard MNI brain. Only clusters of over 50 voxels were included, and the size of the region is reported in voxel size. The averaged brains for prematurely born fMRI was subtracted from the full term treatment for each group, and then these averaged differences were subtracted from each other. While other areas of the brain met threshold criteria in the analysis, only brain regions innervated by primary or collateral dopaminergic pathways are reported.

    Time frame: 30 minutes

Secondary outcomes

  1. Cognitive Performance-Fine Motor Function

    Measured using the grooved pegboard task (number of seconds required to place 25 pegs using the dominant hand)

    Time frame: 20 minutes

06

Results

Posted Oct 10, 2022
Limitations and caveats
Insufficient numbers of children studied due to severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) pandemic research shut-down. When research protocols were permitted to resume, parents were reluctant to bring children for a voluntary research study. Data collection also terminated early for technical reasons; the magnetic resonance imaging (MRI) scanner was replaced during the pandemic shut-down with a different model that did not produce comparable results to the earlier scans.

Participant flow

Participant flow — Overall Study
MilestonePost-hypoxic Former PretermHealthy Term-born Children
Started1110
Completed97
Not completed23
Withdrew: Lost to follow-up20
Withdrew: Unable to schedule03

Outcome measures

PrimaryStructural Integrity of Dopaminergic Circuits

Assessment of dopaminergic circuits originating in the substantia nigra pars compacta (SNpc) and ventral tegmental area (VTA). Includes right and left nucleus accumbens, right and left mamillary body, right and left hippocampus. Measured using Magnetic Resonance T1-weighted magnetization prepared rapid gradient echo (MPRAGE) scans with three-dimensional volumetrics analysis

Time frame:
30 minutes
Reported as:
Mean · mm^3
Structural Integrity of Dopaminergic Circuits
mm^3Post-hypoxic Former PretermHealthy Term-born Children
left nucleus accumbens148.90 ± 50.12175.93 ± 25.41
right nucleus accumbens177.25 ± 31.46192.78 ± 16.48
left mamillary body89.34 ± 18.1854.78 ± 18.02
right mamillary body67.78 ± 17.3444.70 ± 15.03
left hippocampus2741.09 ± 511.833419.48 ± 619.00
right hippocampus3329.34 ± 682.484241.03 ± 659.36
PrimaryFunctional Activity During Executive Function Tasks

Subjects in each group were evaluated for changes in functional connectivity between the substantia nigra pars compacta (SNpc) and ventral tegmental area (VTA), as evaluated by functional magnetic resonance imaging blood oxygen level dependent (fMRI-BOLD), using whole brain analysis. The measurement is increase/decrease of MRI signal intensity in a given region, thresholded at p \<0.05, summarized into a value representing 'size of region of increase' or 'size of region of decrease' after subjects' scans were combined/mapped onto a standard MNI brain. Only clusters of over 50 voxels were included, and the size of the region is reported in voxel size. The averaged brains for prematurely born fMRI was subtracted from the full term treatment for each group, and then these averaged differences were subtracted from each other. While other areas of the brain met threshold criteria in the analysis, only brain regions innervated by primary or collateral dopaminergic pathways are reported.

Time frame:
30 minutes
Reported as:
Number · Cluster size (voxels)
Functional Activity During Executive Function Tasks
Cluster size (voxels)Post-hypoxic Former PretermHealthy Term-born Children
Left thalamus310358
Left middle temporal gyrus9575
Statistical analysis
  • Post-hypoxic Former Preterm vs Healthy Term-born Children · t-test, 2 sided · p = <0.05 (The a priori threshold for statistical significance was p\<0.05 and statistical power was set at a minimum of 0.80.)
SecondaryCognitive Performance-Fine Motor Function

Measured using the grooved pegboard task (number of seconds required to place 25 pegs using the dominant hand)

Time frame:
20 minutes
Reported as:
Mean · seconds
Cognitive Performance-Fine Motor Function
secondsPost-hypoxic Former PretermHealthy Term-born Children
Cognitive Performance-Fine Motor Function102.11 ± 42.7782.71 ± 15.59

Adverse events

Collected over 1 week. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Post-hypoxic Former Preterm0/9 (0%)0/9 (0%)0/9 (0%)
Healthy Term-born Children0/7 (0%)0/7 (0%)0/7 (0%)

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Post-hypoxic Former PretermHealthy Term-born ChildrenTotal
<=18 years9716
Between 18 and 65 years000
>=65 years000
Age, Continuous
Age, Continuous(years)Post-hypoxic Former PretermHealthy Term-born ChildrenTotal
Mean11.15 ± 0.9312.13 ± 2.0611.58 ± 1.55
Sex: Female, Male
Sex: Female, Male(Participants)Post-hypoxic Former PretermHealthy Term-born ChildrenTotal
Female639
Male347
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Post-hypoxic Former PretermHealthy Term-born ChildrenTotal
Hispanic or Latino000
Not Hispanic or Latino9716
Unknown or Not Reported000
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Post-hypoxic Former PretermHealthy Term-born ChildrenTotal
American Indian or Alaska Native000
Asian000
Native Hawaiian or Other Pacific Islander000
Black or African American7310
White145
More than one race101
Unknown or Not Reported000
Region of Enrollment
Region of Enrollment(participants)Post-hypoxic Former PretermHealthy Term-born ChildrenTotal
United States9716
Birth gestation
Birth gestation(weeks)Post-hypoxic Former PretermHealthy Term-born ChildrenTotal
Mean26.11 ± 1.9039.00 ± 1.0031.75 ± 6.78
07

Study locations

1 site
  • Case Western Reserve University
    Cleveland, Ohio 44106, United States
08

References and documents

Publications

  • Poets CF, Samuels MP, Southall DP. Epidemiology and pathophysiology of apnoea of prematurity. Biol Neonate. 1994;65(3-4):211-9. doi: 10.1159/000244055. PubMed 8038285 ↗
  • Huppi PS, Murphy B, Maier SE, Zientara GP, Inder TE, Barnes PD, Kikinis R, Jolesz FA, Volpe JJ. Microstructural brain development after perinatal cerebral white matter injury assessed by diffusion tensor magnetic resonance imaging. Pediatrics. 2001 Mar;107(3):455-60. doi: 10.1542/peds.107.3.455. PubMed 11230582 ↗
  • Inder TE, Volpe JJ. Mechanisms of perinatal brain injury. Semin Neonatol. 2000 Feb;5(1):3-16. doi: 10.1053/siny.1999.0112. PubMed 10802746 ↗
  • Poets CF, Roberts RS, Schmidt B, Whyte RK, Asztalos EV, Bader D, Bairam A, Moddemann D, Peliowski A, Rabi Y, Solimano A, Nelson H; Canadian Oxygen Trial Investigators. Association Between Intermittent Hypoxemia or Bradycardia and Late Death or Disability in Extremely Preterm Infants. JAMA. 2015 Aug 11;314(6):595-603. doi: 10.1001/jama.2015.8841. PubMed 26262797 ↗
  • Janvier A, Khairy M, Kokkotis A, Cormier C, Messmer D, Barrington KJ. Apnea is associated with neurodevelopmental impairment in very low birth weight infants. J Perinatol. 2004 Dec;24(12):763-8. doi: 10.1038/sj.jp.7211182. PubMed 15329741 ↗
  • Perna R, Cooper D. Perinatal cyanosis: long-term cognitive sequelae and behavioral consequences. Appl Neuropsychol Child. 2012;1(1):48-52. doi: 10.1080/09084282.2011.643946. PubMed 23428277 ↗
  • Smith TF, Schmidt-Kastner R, McGeary JE, Kaczorowski JA, Knopik VS. Pre- and Perinatal Ischemia-Hypoxia, the Ischemia-Hypoxia Response Pathway, and ADHD Risk. Behav Genet. 2016 May;46(3):467-77. doi: 10.1007/s10519-016-9784-4. Epub 2016 Feb 26. PubMed 26920003 ↗
  • Decker MJ, Hue GE, Caudle WM, Miller GW, Keating GL, Rye DB. Episodic neonatal hypoxia evokes executive dysfunction and regionally specific alterations in markers of dopamine signaling. Neuroscience. 2003;117(2):417-25. doi: 10.1016/s0306-4522(02)00805-9. PubMed 12614682 ↗
  • Decker MJ, Jones KA, Solomon IG, Keating GL, Rye DB. Reduced extracellular dopamine and increased responsiveness to novelty: neurochemical and behavioral sequelae of intermittent hypoxia. Sleep. 2005 Feb;28(2):169-76. doi: 10.1093/sleep/28.2.169. PubMed 16171240 ↗
  • Decker MJ, Jones KA, Keating GL, Rye DB. Postnatal hypoxia evokes persistent changes within the male rat's dopaminergic system. Sleep Breath. 2018 May;22(2):547-554. doi: 10.1007/s11325-017-1558-6. Epub 2017 Aug 22. PubMed 28828549 ↗
  • Rocha-Ferreira E, Hristova M. Plasticity in the Neonatal Brain following Hypoxic-Ischaemic Injury. Neural Plast. 2016;2016:4901014. doi: 10.1155/2016/4901014. Epub 2016 Mar 7. PubMed 27047695 ↗
  • Nyakas C, Buwalda B, Luiten PG. Hypoxia and brain development. Prog Neurobiol. 1996 May;49(1):1-51. doi: 10.1016/0301-0082(96)00007-x. PubMed 8817697 ↗
  • Stollstorff M, Foss-Feig J, Cook EH Jr, Stein MA, Gaillard WD, Vaidya CJ. Neural response to working memory load varies by dopamine transporter genotype in children. Neuroimage. 2010 Nov 15;53(3):970-7. doi: 10.1016/j.neuroimage.2009.12.104. Epub 2010 Jan 4. PubMed 20053379 ↗
  • Langer N, von Bastian CC, Wirz H, Oberauer K, Jancke L. The effects of working memory training on functional brain network efficiency. Cortex. 2013 Oct;49(9):2424-38. doi: 10.1016/j.cortex.2013.01.008. Epub 2013 Jan 31. PubMed 23489778 ↗
  • Allin MP, Kontis D, Walshe M, Wyatt J, Barker GJ, Kanaan RA, McGuire P, Rifkin L, Murray RM, Nosarti C. White matter and cognition in adults who were born preterm. PLoS One. 2011;6(10):e24525. doi: 10.1371/journal.pone.0024525. Epub 2011 Oct 12. PubMed 22022357 ↗
  • Alexander AL, Lee JE, Lazar M, Field AS. Diffusion tensor imaging of the brain. Neurotherapeutics. 2007 Jul;4(3):316-29. doi: 10.1016/j.nurt.2007.05.011. PubMed 17599699 ↗
  • D'Ardenne K, McClure SM, Nystrom LE, Cohen JD. BOLD responses reflecting dopaminergic signals in the human ventral tegmental area. Science. 2008 Feb 29;319(5867):1264-7. doi: 10.1126/science.1150605. PubMed 18309087 ↗
  • Kim SG, Ogawa S. Biophysical and physiological origins of blood oxygenation level-dependent fMRI signals. J Cereb Blood Flow Metab. 2012 Jul;32(7):1188-206. doi: 10.1038/jcbfm.2012.23. Epub 2012 Mar 7. PubMed 22395207 ↗
  • Goncalves SI, de Munck JC, Pouwels PJ, Schoonhoven R, Kuijer JP, Maurits NM, Hoogduin JM, Van Someren EJ, Heethaar RM, Lopes da Silva FH. Correlating the alpha rhythm to BOLD using simultaneous EEG/fMRI: inter-subject variability. Neuroimage. 2006 Mar;30(1):203-13. doi: 10.1016/j.neuroimage.2005.09.062. Epub 2005 Nov 14. PubMed 16290018 ↗
  • Galan RF, Ermentrout GB, Urban NN. Efficient estimation of phase-resetting curves in real neurons and its significance for neural-network modeling. Phys Rev Lett. 2005 Apr 22;94(15):158101. doi: 10.1103/PhysRevLett.94.158101. Epub 2005 Apr 19. PubMed 15904191 ↗

Study documents

  • Protocol and statistical analysis plan · Mar 13, 2021
  • Informed consent form · Feb 22, 2021

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: Undecided — Because this is a vulnerable population and a small sample size from a known cohort of children, it is unclear of the institutional requirements for sharing individual participant data in any format other than peer-reviewed publications. The investigators will make datasets from this study available upon completion of the study. Those who are interested will submit a brief research plan to the Principal Investigators. Qualified investigators whose research question can be appropriately addressed by the requested dataset will be invited to discuss their plan and finalize details with the investigators via phone or in person.

09

Registry details

Key details

Study ID
NCT03407729
Lead sponsor
Case Western Reserve University
Responsible party
Michael J. Decker (Associate Professor, Case Western Reserve University) — Principal investigator
First posted
Jan 23, 2018
Start date
Jun 8, 2018
Primary completion
Feb 17, 2020
Completion
Feb 17, 2020
Results posted
Oct 10, 2022
Last update
Oct 10, 2022

Study contacts

Michael J Decker, PhD
principal investigator · Case Western Reserve University

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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