ClinicalTrials.gg
CompletedNCT03397654PETALUpdated Mar 6, 2025Results posted

Study of Pembrolizumab Following TACE in Primary Liver Carcinoma

A Phase 1/2 interventional study of Pembrolizumab and Trans-arterial chemoembolization in Primary Liver Carcinoma, sponsored by Imperial College London. Completed at 1 site in United Kingdom. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2025-03-06.

Sponsored by Imperial College London · Phase 1/2, Interventional, and Treatment

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Phase
Phase 1/2
Study type
Interventional
Enrollment
26
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Where this study stands

Counted across the records on this site · 2026-11-14

Among 36 studies testing pembrolizumab in Carcinoma, Hepatocellular — 10 open to participants now, 12 under way, 1 of them phase 3. pembrolizumab · Carcinoma, Hepatocellular.

Enrollment
29th of 36
26 · median 54
Started
2018
with 3 others
Phase 1/2
3 of 36
1 open now
Registered
13th of 36
by date

Among the 36 studies testing pembrolizumab in Carcinoma, Hepatocellular, this one is the 29th largest by enrollment, is one of 4 that started in 2018, is one of 3 in phase 1/2, and was the 13th registered.

Carcinoma, Hepatocellular

3,650 studies on the registry are indexed under Carcinoma, Hepatocellular; 1,062 are open to participants now.

Browse Carcinoma, Hepatocellular studies →

Open to participants now

10 of the 36 studies testing pembrolizumab in Carcinoma, Hepatocellular are open now, in 5 countries. Recruiting first, the newest first:

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By country, each count listing its studies:

All 10 open studies →

About pembrolizumab

pembrolizumab: first FDA approval 2014 (KEYTRUDA), first EMA approval 2015. What it is approved for, and how studies give it, is on its page →

Who these studies take

Of the 737 Carcinoma, Hepatocellular studies recruiting now, 382 (52%) set no upper age limit and 249 (34%) stop at 75 or younger; 31 take children under 18; 31 take healthy volunteers.

This study: 18 Years and older · all sexes · no healthy volunteers.

The full table on the hub →

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Watch this landscapeDownload CSVNarrow it in search →With an account: a weekly mail of what changed among 36 studies testing pembrolizumab in Carcinoma, Hepatocellular, or all of them as a file.
02

Study summary

Open label, single arm, multi-centre study of pembrolizumab following trans-arterial chemoembolization (TACE). Twenty-six to 32 evaluable participants with primary liver cancer (hepatocellular cancer; HCC) will be assessed. The primary objective is to determine the safety and tolerability of pembrolizumab following TACE. The secondary objective is to evaluate the efficacy of pembrolizumab following TACE by improving progression-free survival rates as measured by modified response evaluation criteria in solid tumours (mRECIST) criteria.

03

Conditions studied

  • Primary Liver Carcinoma
04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. Be willing and able to provide written /assent for the trial.
  2. Be ≥ 18 years of age on day of signing informed consent.
  3. Be willing to provide tissue from an excisional of a tumour lesion.
  4. Have at least one uni-dimensional lesion measurable by Computed Tomography (CT)-scan or Magnetic Resonance Imaging (MRI) based on criteria.
  5. Be ineligible for surgical resection or liver transplantation.
  6. Have a performance status of 0 or 1 on the (ECOG) Performance Scale
  7. Demonstrate adequate organ function
  8. Have an overall score \<7
  9. Female subject of should have a negative urine or serum pregnancy. If the urine test is positive or cannot be confirmed as negative, a serum pregnancy test will be required.
  10. Women of childbearing potential must be willing to use a highly effective method of as outlined in Section 6.9.2 for the course of the study through 120 days after the last dose of Medicinal Product (IMP). Note: Abstinence is acceptable if this is the usual lifestyle and preferred contraception for the subject.
  11. Sexually active males must agree to use an adequate method of contraception as outlined in Section 6.9.2 starting with the first dose of IMP through 120 days after the last dose of study therapy. Note: Abstinence is acceptable if this is the usual lifestyle and preferred contraception for the subject.

Exclusion criteria

Exclusion Criteria:

  1. Has extrahepatic .
  2. Prior TACE or systemic anticancer treatment for HCC.
  3. Has any for TACE including portosystemic shunt, hepatofugal blood flow, known severe atheromatosis.
  4. Has history of bleeding within the 4 weeks preceding study enrolment.
  5. Has hepatic encephalopathy.
  6. Has ascites that is to diuretic therapy.
  7. Has documented occlusion of the hepatic artery or the main portal vein (segmental portal vein thrombosis does not represent exclusion criterion provided this does not contraindicate TACE).
  8. Is currently participating and receiving therapy or has participated or is participating in a study of an IMP or used an device within 4 weeks of the first dose of IMP.
  9. Has a diagnosis of immunodeficiency or is receiving systemic therapy or any other form of therapy.
  10. Has a known history of active Bacillus Tuberculosis (TB)
  11. to Pembrolizumab or any of its .
  12. Has a known additional that is progressing or requires active treatment. Exceptions include basal cell carcinoma of the skin or squamous cell carcinoma of the skin that has undergone potentially curative therapy or in situ cervical cancer.
  13. Has active disease that has required systemic treatment in the past 2 years (i.e. with use of disease modifying agents, corticosteroids or immunosuppressive drugs). Replacement therapy (eg. thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment.
  14. Has known history of, or any evidence of active, non-infectious pneumonitis.
  15. Has an active infection requiring systemic therapy. Exceptions relating to and C virus infection are documented in Section 5.3.1, Table 5.
  16. Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the trial, interfere with the subject's participation for the full duration of the trial, or is not in the best interest of the subject to participate, in the opinion of the treating Principal Investigator (PI).
  17. Has known psychiatric or substance abuse disorders that would interfere with cooperation with the requirements of the trial.
  18. Is pregnant or breastfeeding, or expecting to conceive or father children within the projected duration of the trial, starting with the screening visit through to 120 days after the last dose of IMP.
  19. Has received prior therapy with an , anti-PD-L1, or anti-PDL2 agent.
  20. Has a known history of (HIV; HIV 1/2 antibodies).
  21. Has received a within 30 days of first dose of IMP administration. Note: Seasonal influenza vaccines for injection are generally inactivated flu vaccines and are allowed; however intranasal influenza vaccines (e.g., Flu-Mist®) are live attenuated vaccines, and are not allowed.
Terms in these criteria, in plain language(21)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

Biopsy and archival tissue

A biopsy takes a small piece of tissue to examine. “Archival tissue” is a sample already taken, for example at diagnosis, and kept by the hospital.

Whether a stored sample will do depends on when it was taken, how much there is and what the study needs. Ask whether the study accepts your stored sample or needs a new biopsy.

iRECIST and mRECIST

Versions of RECIST adapted to particular cases. iRECIST is for immunotherapy, where a tumour can look bigger for a while before it shrinks, so growth has to be confirmed on a later scan. mRECIST usually means the version for liver cancer (hepatocellular carcinoma), which measures only the part of a tumour that still has a blood supply.

ECOG performance status

A scale of how much an illness limits everyday activity. For people being assessed to join a study, scores run from 0 (fully active) to 4; lower is more active.

0
Fully active, no restrictions.
1
Limited in strenuous activity, but walking and able to do light work, such as housework or office work.
2
Walking and able to look after yourself, but unable to work; up and about more than half of waking hours.
3
Able to look after yourself only in part; in bed or a chair more than half of waking hours.
4
Unable to look after yourself at all; in bed or a chair all day.

Studies most often ask for 0–1 or 0–2. Your doctor gives the score; the WHO scale uses the same steps. The full scale also has 5, which records death.

Child-Pugh class

A score of how well the liver works in people with liver disease such as cirrhosis: class A is mild, B moderate and C severe.

Childbearing potential

Able to become pregnant: from the first period until menopause, unless permanently unable to through surgery (removal of the womb, or of both ovaries or both fallopian tubes).

Criteria for people of childbearing potential usually ask for a negative pregnancy test and for contraception during the study and for a time after it.

Contraception

Ways of preventing pregnancy. “Highly effective” methods fail less than 1% of the time a year when used correctly — for example an IUD or an implant.

Criteria usually say which methods count and how long to keep using them after the last dose, sometimes for male participants too. Some studies accept a partner’s vasectomy if it was confirmed successful and that person is the participant’s only sexual partner.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

Metastases

Cancer that has spread from where it began to other parts of the body. “Metastatic” cancer is cancer that has spread this way.

Contraindication

A reason a treatment, test or procedure should not be given to a particular person, such as an allergy, another illness or a medicine they take.

Relapsed and refractory

Relapsed: the illness came back after treatment had worked. Refractory: it did not respond to treatment, or stopped responding while still on it.

Corticosteroids (steroids)

Anti-inflammatory medicines such as prednisone, prednisolone and dexamethasone — not the anabolic steroids used for muscle.

Studies differ in what they allow: check which steroid medicines, routes (tablets, injections, creams, inhalers, eye drops) and doses this study accepts.

Immunosuppression

A weakened immune system. It can come from an illness, such as HIV or some blood cancers, or from medicines that turn the immune system down, for example after an organ transplant or for an autoimmune disease; steroids at higher doses count.

Read whether the line is about a condition or about medicines, and which medicines and doses it means.

Hypersensitivity

An allergy, or another reaction of the immune system, to a substance. “Hypersensitivity to the study drug” means a known allergic reaction to it — not every side effect a medicine can have.

Excipients

The other ingredients in a medicine besides the active drug, such as fillers, colours or preservatives.

Cancer (malignancy)

Malignancy means cancer. Criteria about another or earlier malignancy ask whether you have had a different cancer, usually within a set number of years.

Some are commonly allowed, such as treated skin cancers other than melanoma and early cancers removed completely — check the exceptions this study lists.

Autoimmune disease

A condition in which the immune system attacks the body’s own tissues, such as rheumatoid arthritis, lupus, psoriasis, type 1 diabetes or inflammatory bowel disease.

Immunotherapy studies often leave out active autoimmune disease, and some name exceptions, such as thyroid disease on replacement hormone. Check the exceptions this study lists.

Hepatitis B tests

Hepatitis B is a virus that infects the liver. These are separate tests: HBsAg positive usually means a current infection (a recent vaccination can briefly cause it too); total anti-HBc (HBcAb) positive means an infection now or in the past; HBV DNA measures how much virus is in the blood.

Some studies accept a past infection if HBV DNA is undetectable, sometimes with antiviral medicine during the study. Check what this study allows.

PD-1, PD-L1 and checkpoint inhibitors

PD-1, PD-L1 and CTLA-4 are proteins that act as brakes on the immune system. Checkpoint inhibitors, such as pembrolizumab or nivolumab, block them so the immune system can attack a cancer.

PD-L1 can also be measured in a tumour sample. Some scores count stained tumour cells only (TPS); others also count certain immune cells (CPS). The study names the score and the minimum it uses.

HIV

The human immunodeficiency virus, which weakens the immune system.

Many studies now accept people whose HIV is controlled on treatment, judged by the viral load and the CD4 count. Check the limits this study sets.

Live vaccines

Vaccines made with a weakened form of the germ, such as measles–mumps–rubella (MMR), chickenpox and yellow fever. They can be risky when the immune system is weakened. Flu injections are not live; the nasal flu spray is.

05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
26 participants (actual)

Study arms

  • Experimental
    TACE followed by pembrolizumab

    Trans-arterial chemoembolization (TACE) using doxorubicin solution (60 mg dose) and gelatin sponge particles; followed, at least 30 or 45 days later, by pembrolizumab solution (200 mg dose) every 3 weeks for a maximum of 1 year

    Drug: Pembrolizumab · Combination Product: Trans-arterial chemoembolization

Interventions

  • Pembrolizumab solution

    Also known as: KEYTRUDA

  • Combination productTrans-arterial chemoembolization

    Doxorubicin injected through the hepatic blood supply directly to the cancer-affected part of the liver, then gelatin sponge particles injected to block the blood vessels supplying the tumour

    Also known as: TACE

06

What researchers measure

Primary outcomes

  1. Incidence of Treatment-emergent Adverse Events (Safety and Tolerability)

    The safety and tolerability of pembrolizumab will be assessed by recording the incidence of adverse events (AEs) using National Cancer Institute Common Terminology Criteria for Adverse Events version 4 (NCI CTCAE v4).

    Time frame: from the first pembrolizumab administration to up to 130 days after the last dose, 1.5 years

Secondary outcomes

  1. Progression-free Survival Rate (PFS; Efficacy) at 12 Weeks

    PFS was defined by the time from last TACE to the first occurrence of documented disease progression based on RECIST v1.1 criteria or death from any cause, whichever occurred first, and it was calculated using Kaplan-Meier.

    Time frame: 12 weeks

07

Results

Posted Feb 3, 2025
Limitations and caveats
Limitations include, limited sample size, lack of control arm and the Impact of Coronavirus disease pandemic, which made recruitment and retention of participants to the investigator-led clinical trial difficult, leading to reduction in the number of sample available for translational analysis.

Participant flow

Participant flow — Overall Study
MilestoneTACE Followed by Pembrolizumab
Started26
Completed15
Not completed11

Outcome measures

PrimaryIncidence of Treatment-emergent Adverse Events (Safety and Tolerability)

The safety and tolerability of pembrolizumab will be assessed by recording the incidence of adverse events (AEs) using National Cancer Institute Common Terminology Criteria for Adverse Events version 4 (NCI CTCAE v4).

Time frame:
from the first pembrolizumab administration to up to 130 days after the last dose, 1.5 years
Reported as:
Count of participants · Participants
Incidence of Treatment-emergent Adverse Events (Safety and Tolerability)
ParticipantsTACE Followed by Pembrolizumab
Incidence of Treatment-emergent Adverse Events (Safety and Tolerability)15
SecondaryProgression-free Survival Rate (PFS; Efficacy) at 12 Weeks

PFS was defined by the time from last TACE to the first occurrence of documented disease progression based on RECIST v1.1 criteria or death from any cause, whichever occurred first, and it was calculated using Kaplan-Meier.

Time frame:
12 weeks
Reported as:
Number · Percentage
Progression-free Survival Rate (PFS; Efficacy) at 12 Weeks
PercentageTACE Followed by Pembrolizumab
Progression-free Survival Rate (PFS; Efficacy) at 12 Weeks93.3 (82 to 100)

Adverse events

Collected over Through study completion , an average of 1.5 years.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
TACE Followed by Pembrolizumab10/15 (66.7%)7/15 (46.7%)14/15 (93.3%)
Most frequent serious events
Most frequent serious events
EventTACE Followed by Pembrolizumab
FatigueGeneral disorders1/15
AnorexiaGeneral disorders1/15
Skin rashSkin and subcutaneous tissue disorders1/15
Abdominal painGastrointestinal disorders1/15
Flu-like symptomsGeneral disorders1/15
Bilirubin increaseGastrointestinal disorders1/15
DiarrhoeaGastrointestinal disorders1/15
Most frequent other events
Showing 10 of 22
Most frequent other events
EventTACE Followed by Pembrolizumab
FatigueGeneral disorders10/15
AnorexiaGeneral disorders10/15
Skin rashSkin and subcutaneous tissue disorders9/15
DiarrhoeaGastrointestinal disorders8/15
DyspnoeaRespiratory, thoracic and mediastinal disorders6/15
Back painMusculoskeletal and connective tissue disorders6/15
PruritusSkin and subcutaneous tissue disorders5/15
LethargyGeneral disorders5/15
Abdominal distensionGastrointestinal disorders5/15
Dry mouthGastrointestinal disorders5/15

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)TACE Followed by Pembrolizumab
<=18 years0
Between 18 and 65 years5
>=65 years10
Age, Continuous
Age, Continuous(Years)TACE Followed by Pembrolizumab
Median72 (63.5 to 75.5)
Sex: Female, Male
Sex: Female, Male(Participants)TACE Followed by Pembrolizumab
Female4
Male11
Race and Ethnicity Not Collected
Race and Ethnicity Not Collected(Participants)TACE Followed by Pembrolizumab
Region of Enrollment
Region of Enrollment(participants)TACE Followed by Pembrolizumab
United Kingdom15
Eastern Cooperative Oncology Group performance
Eastern Cooperative Oncology Group performance(Participants)TACE Followed by Pembrolizumab
ECOG 09
ECOG 16
08

Study locations

1 site
  • Imperial College Healthcare NHS Trust
    London, United Kingdom
09

References and documents

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

Individual participant data

Plan to share: No

10

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Ran from Jan 2018 to primary completion in Feb 2023, 60 months.

Results were first posted in Feb 2025, 2 years after primary completion.

Of 136 phase 1/2 interventional studies under Carcinoma, Hepatocellular, half reached primary completion within 53 months of starting (the median), counting those still running; a quarter within 38 and three quarters within 76. This study's 60 months is above that.

How these figures are worked out, and which studies are left out of them.

Registered
Dec 1, 2017
First posted
Jan 12, 2018
StartActual
Jan 28, 2018
Primary completionActual
Feb 1, 2023
CompletionActual
Mar 23, 2023
Results first posted
Feb 3, 2025
Last update
Mar 6, 2025
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Mar 6, 2025, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03397654
Responsible party
Sponsor
First posted
Jan 12, 2018
Start date
Jan 28, 2018
Primary completion
Feb 1, 2023
Completion
Mar 23, 2023
Results posted
Feb 3, 2025
Last update
Mar 6, 2025

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Mar 2025. You cannot join it, but the record below documents what was studied.

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Studies of the drug tested here: Pembrolizumab

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