ClinicalTrials.gg
CompletedNCT03384316Updated Sep 9, 2020Results posted

Multi-Targeted Recombinant Ad5 (CEA/MUC1/Brachyury) Based Immunotherapy Vaccine Regimen in People With Advanced Cancer

A Phase 1 interventional study of ETBX-051; adenoviral brachyury vaccine and ETBX-061; adenoviral Mucin-1 (MUC1) vaccine in Neoplasms, Prostate Cancer and Lung Cancer, sponsored by National Cancer Institute (NCI). Completed at 1 site in United States. Open to participants aged 18 Years to 100 Years. Per ClinicalTrials.gov, last updated 2020-09-09.

Sponsored by National Cancer Institute (NCI) · Phase 1, Interventional, and Treatment

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Phase
Phase 1
Study type
Interventional
Enrollment
11
Allocation
Non-randomized
Ages
18 Years to 100 Years
Sex
All
01

Study summary

Background:

ETBX-011, ETBX-061, and ETBX-051 are cancer vaccines. Their goal is to teach the immune system to target and kill cancer cells. The vaccines target 3 proteins found in many types of cancer. Researchers think targeting all 3 proteins in unison will have the best results.

Objective:

To test the safety of combining ETBX-011, ETBX-061, and ETBX-051 and their effects on the immune system.

Eligibility:

People ages 18 and older with advanced cancer that has not responded to standard therapies

Design:

Participants will be screened with:

Medical history

Physical exam

Blood, urine, and heart tests

Scan: They will lie in a machine that takes pictures of the body.

Participants will receive the 3 vaccines through 3 shots under the skin every 3 weeks for 3 doses, then every 8 weeks for up to 1 year. They will have blood and urine tests at each vaccine visit. They will have scans and other measurements of their tumor after 9 weeks and then at their vaccine visits every 8 weeks.

Participants will keep a diary of symptoms at the injection site.

Participants will have a visit 90 days after their final treatment. This will include a physical exam and blood and urine tests. If they have any ongoing side effects, they will be followed until these end or are not changing.

After this visit, they will be called every 3 months for the first year, every 6 months for the next 2 years, then every 12 months for another 2 years to see how they are doing.

Participants will have the option to enroll in a long-term follow-up study.

...

Read the detailed description

Background:

  • The overall goal of the current project is to expand our immunotherapeutic approach for the treatment of advanced cancer employing a multi-targeted approach.
  • Therapeutic cancer vaccines targeting overexpressed proteins offer a potential method to activate T cells against tumors.
  • A novel adenovirus based vaccine targeting three (3) human tumor associated antigens (TAA), carcinoembryonic antigen (CEA), mucin-1 (MUC1), and brachyury, respectively has demonstrated anti-tumor cytolytic T cell responses in pre-clinical animal models of cancer.

Objectives:

-To determine the overall safety and recommended phase 2 dose of a combination of three immunotherapeutic vaccines (ETBX-011/ETBX-061/ETBX-051), when administered subcutaneously (SC) to subjects with advanced solid tumors

Eligibility:

  • Subjects age 18 and older with cytologically or histologically confirmed locally advanced or metastatic solid tumor malignancy who have completed or had disease progression on at least one prior line of disease-appropriate therapy or who are not candidates for therapy of proven efficacy for their disease.
  • Subjects may have measurable or non-measurable but evaluable disease. Subjects with surgically resected metastatic disease at high risk of relapse are also eligible.
  • Eastern Cooperative Oncology Group (ECOG) performance status less than or equal to 1
  • Adequate organ and bone marrow function
  • Subjects with active autoimmune diseases requiring systemic treatment and subjects requiring systemic steroids (except for physiologic doses for steroid replacement) are not allowed

Design:

  • This is a Phase I trial in subjects with advanced cancer. A combination of three therapeutic vaccines (ETBX-011, ETBX-51, EBX-61) using the same modified Adenovirus vector backbone, separately encoding three well-studied tumor-associated antigens will be assessed. The vaccine will be tested at a single dose level, and a dose de-escalation design (if required). The dose level of each vaccine tested will be 5x1011 VP. This dose has been found in prior phase 1 testing of Ad5 [E1-, E2b-]-CEA(6D) (ETBX-011) to be well tolerated (with no dose-limiting toxicities (DLTs) or related Serious adverse events (SAEs), and optimal for induction of immune responses. Each of the three vaccines will be administered subcutaneously (SC) at separate injection sites (proximal limb, preferably the thigh), every 3 weeks for 3 doses, then bi-monthly (every 8 week) boosts for up to a year.
  • Up to six patients will be enrolled at Dose Level 1. If less than or equal to l of 6 patients experience a DLT, initiation of the dose expansion phase will occur. If greater than or equal to 2 of 6 experience DLT at Dose Level 1, then dose de-escalation will occur. Up to six patients will be enrolled at the lower dose level Dose Level -1 (1x10\^11 VP). If less than or equal to 1 of 6 patients experience a DLT, then the maximum tolerated (MTD) will be declared at this dose, and initiation of the dose expansion phase will occur. If greater than or equal to 2 of 6 experience DLT at Dose Level -1, then a protocol amendment may be written to evaluate a further dose de-escalation.
  • A dose expansion phase of study will be enrolled after the MTD of the combination vaccine has been determined. An additional 4 subjects will be enrolled in the dose expansion component of the trial, for a total of 10 subjects at the MTD.
  • The ETBX-011, ETBX-51 and ETBX-61 vaccines will be administered SC every 3 weeks for 3 doses, and then bi monthly boosts for up to a year. Evaluations including immunological assessments will be carried out at baseline, on days of vaccination, and after the last vaccination.
02

Conditions studied

  • Neoplasms
  • Prostate Cancer
  • Lung Cancer
  • Breast Cancer
  • Colon Cancer

Keywords

  • Combination Vaccine
  • Adenoviral
  • ETBX-011
  • ETBX-061
  • ETBX-051
03

In context

Neoplasms

10,824 studies on the registry are indexed under Neoplasms; 2,325 are open to participants now.

This study's enrollment of 11 is below the median of 60 across 7,706 interventional studies indexed under Neoplasms.

Browse Neoplasms studies →

Lead sponsor

National Cancer Institute (NCI) is the lead sponsor of 3,556 studies on the registry; 336 are open to participants now.

Of its 412 completed or terminated interventional studies of FDA-regulated products, 374 (91%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 100 Years
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Age greater than or equal to 18 years (male and female).
  • Ability to understand and provide signed that fulfills Institutional Review Board (IRB)'s guidelines.
  • Subjects with or histologically confirmed locally advanced or solid tumor .
  • Subjects must have completed or had disease progression on at least one prior line of disease-appropriate therapy or not be candidates for therapy of proven efficacy for their disease.
  • Subjects may have measurable or non-measurable but evaluable. Subjects with surgically resected locally advanced or metastatic disease at high risk of relapse are also eligible.
  • (ECOG) performance status less than or equal to 1.
  • Subjects who have received prior carcinoembryonic antigen (CEA), mucin-1 (MUC1), and/or Brachyury-targeted immunotherapy (vaccine) are eligible for this trial if this treatment was discontinued at least 4 weeks prior to enrollment.
  • Resolution of side effects of prior chemotherapy, radiotherapy, immunotherapy or surgical procedures to National Cancer Institute (NCI) Common Terminology Criteria in Adverse Events () Grade less than or equal to 1 or grade less than or equal to 2 for neuropathy.

    • Adequate hematologic function at screening, as follows:
    • (ANC) >= 1 x 10\^9/L
    • >= 9 g/dL
    • >= 75,000/mcL.
  • Adequate renal and hepatic function at screening, as follows:

    • Serum creatinine less than or equal to 1.5 x (ULN) OR (CrCl) >= 40 mL/min (if using the Cockcroft-Gault formula below):

      • Female CrCl = ((140 - age in years) x weight in kg x 0.85) / (72 x serum creatinine in mg/dL)
      • Male CrCl = ((140 - age in years) x weight in kg x 1.00)/ 1.00) / (72 x serum creatinine in mg/dL)
    • less than or equal to 1.5 x ULN OR in subjects with Gilbert's syndrome, a total bilirubin less than or equal to 3.0 x ULN
  • (ALT) and aspartate aminotransferase (AST) less than or equal to 2.5 x ULN, unless liver metastases are present, then values must be less than or equal to 3 x ULN)
  • The effects of the combination ETBX-011, ETBX-051, ETBX-061 vaccine regimen on the developing human fetus are unknown. For this reason, female subjects of defined as any female who has experienced menarche and who has not undergone surgical sterilization (hysterectomy or bilateral oophorectomy or tubal ligation) or who is not (menopause being defined clinically as 12 months of amenorrhea in a woman over 45 in the absence of other biological or physiological causes) and male patients who are not surgically sterile (vasectomy etc.), must agree to use acceptable methods for the duration of the study and for one month after the last vaccination. Acceptable forms of contraception include oral contraceptives, intrauterine device, condom or vaginal diaphragm plus spermicidal (gel/foam/cream/vaginal suppository), or total abstinence.
  • Ability to attend required study visits and return for adequate follow up, as required by this protocol.

Exclusion criteria

EXCLUSION CRITERIA:

  • Pregnant and nursing women. Because there is an unknown but potential risk for adverse events in nursing infants secondary to treatment of the mother with combination ETBX-011, ETBX-051, ETBX-061, breastfeeding should be discontinued if the mother is treated with combination ETBX-011, ETBX-051, ETBX-061. These potential risks may also apply to other agents used in this study.
  • There should be a minimum of 4 weeks from any prior drug, chemotherapy, immunotherapy, with the exception of hormonal therapy for prostate and breast cancers, human epidermal growth factor receptor 2 (-) directed therapy for HER2+ breast or stomach cancer (3+ immunohistochemistry (IHC) or fluorescence in situ hybridization (FISH+), drugs targeting epidermal growth factor receptor (EGFR), anaplastic large-cell lymphoma kinase (ALK) or ROS1 in EGFR,ALK, ROS1-mutated lung cancer, respectively, or standard maintenance therapies for any solid tumor under the condition that subjects are on these therapies for at least two months before start of trial treatment.
  • There should also be a minimum of 4 weeks from any prior radiotherapy except for palliative bone directed therapy.
  • Known active brain or central nervous system (less than 1 month out from definitive radiotherapy or surgery), or seizures requiring anticonvulsant treatment, or cerebrovascular accident or (\<3 months).
  • Subjects with active disease requiring systemic treatment within the past 4 weeks such as but not restricted to inflammatory bowel disease, systemic lupus erythematosus, ankylosing spondylitis, scleroderma, or multiple sclerosis. A history of autoimmune disease which is not active nor has required recent systemic immunosuppressive therapy (\< 4 weeks prior to enrollment) is not reason for exclusion.
  • Subjects with serious intercurrent chronic or acute illness, such as cardiac or pulmonary disease, hepatic disease, or other illness considered by the Investigator as high risk for investigational drug treatment.
  • Subjects with clinically significant heart disease, such as congestive heart failure (class II, III, or IV defined by the functional classification), history of unstable or poorly controlled angina, or history (\< 1 year) of ventricular arrhythmia.
  • Subjects with a medical or psychological impediment that would impair the ability of the subject to receive therapy per protocol or impact ability to comply with the protocol or protocol-required visits and procedures.
  • History of second within 3 years prior to enrollment except for the following: adequately treated non-melanoma skin cancer, cervical carcinoma in situ, superficial bladder cancer or other localized malignancy after discussion with the medical monitor.
  • Presence of a known active acute or chronic infection, including (HIV, as determined by enzyme-linked immunosorbent assay (ELISA) and confirmed by western blot) and and virus (HBV/HCV, as determined by hepatitis B surface antigen (HBsAg) and hepatitis C serology).
  • Subjects on systemic intravenous or oral therapy with the exception of physiologic doses of corticosteroids (less than or equal to the equivalent of prednisone 10 mg/day) or other immunosuppressives such as azathioprine or cyclosporin A are excluded on the basis of potential immune suppression. For these subjects these excluded treatments must be discontinued at least 2 weeks prior to enrollment for recent short course use (less than or equal to 14 days) or discontinued at least 4 weeks prior to enrollment for long term use (> 14 days). In addition, the use of corticosteroids as premedication for contrast-enhanced studies is allowed prior to enrollment and on study.
  • Subjects with known allergy or to any component of the investigational product will be excluded.
  • Subjects with acute or chronic skin disorders that will interfere with injection into the skin of the extremities or subsequent assessment of potential skin reactions will be excluded.
  • Subjects vaccinated with a live (attenuated) vaccine (e.g., FluMist(R)) or a killed (inactivated)/subunit vaccine (e.g., PNEUMOVAX(R), Fluzone(R)) within 28 days or 14 days, respectively, of the first planned dose of ETBX vaccine.
Terms in these criteria, in plain language(28)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

Histologically or cytologically confirmed

The diagnosis was confirmed by looking at a sample under a microscope: tissue from a biopsy or surgery (histology), or cells from a fluid or needle sample (cytology).

Your pathology report is the document that shows this.

Metastases

Cancer that has spread from where it began to other parts of the body. “Metastatic” cancer is cancer that has spread this way.

Cancer (malignancy)

Malignancy means cancer. Criteria about another or earlier malignancy ask whether you have had a different cancer, usually within a set number of years.

Some are commonly allowed, such as treated skin cancers other than melanoma and early cancers removed completely — check the exceptions this study lists.

ECOG performance status

A scale of how much an illness limits everyday activity. For people being assessed to join a study, scores run from 0 (fully active) to 4; lower is more active.

0
Fully active, no restrictions.
1
Limited in strenuous activity, but walking and able to do light work, such as housework or office work.
2
Walking and able to look after yourself, but unable to work; up and about more than half of waking hours.
3
Able to look after yourself only in part; in bed or a chair more than half of waking hours.
4
Unable to look after yourself at all; in bed or a chair all day.

Studies most often ask for 0–1 or 0–2. Your doctor gives the score; the WHO scale uses the same steps. The full scale also has 5, which records death.

Clinically significant

Judged by the study doctor to matter for your health or for the study. It is a doctor’s decision, so ask the study team if you are unsure whether something counts.

CTCAE grade

The US National Cancer Institute’s scale of how severe an adverse event is — any unwanted medical event during a study, such as a symptom, an illness or an abnormal test result, whether or not a treatment caused it. Whether it did is judged separately.

1
Mild.
2
Moderate.
3
Severe.
4
Life-threatening.
5
Death due to the event.

“Side effects of earlier treatment resolved to grade 1 or less” means they have settled to mild or gone.

Absolute neutrophil count (ANC)

The number of neutrophils, white blood cells that help fight infection, in a given amount of blood. Too few raises the risk of infection.

It is a count, not a percentage of the white cells. Limits are written in units that mean the same: ≥ 1.5 × 10⁹/L is ≥ 1,500 per mm³ (µL). Each lab has its own reference range.

Hemoglobin (Hb)

The protein in red blood cells that carries oxygen. A low level is anaemia, which can cause tiredness and breathlessness. Measured in g/dL or g/L (9 g/dL is 90 g/L).

Platelets

Blood cells that help blood clot. Too few raises the risk of bleeding and bruising. A usual adult range is about 150–400 × 10⁹/L (150,000–400,000 per µL); each lab has its own reference range.

ULN (upper limit of normal)

The top of the normal range for a blood test, as set by the laboratory that runs it. Each lab prints its own range next to your result.

“≤ 2.5 × ULN” means the result can be up to two and a half times that top value.

Creatinine clearance (CrCl)

How quickly the kidneys clear creatinine, a waste product, from the blood. A study may estimate it from a blood test with age, weight and sex (often by the Cockcroft–Gault formula), or measure it using blood and urine collected over a set time. Given in mL/min; higher is better.

Bilirubin

A yellow substance made when red blood cells are broken down, which the liver clears. A high level can mean a problem with the liver or the bile ducts.

Criteria often allow more for people with Gilbert’s syndrome, a harmless inherited condition that raises bilirubin.

ALT and AST (liver enzymes)

Two enzymes measured in a routine blood test of the liver. Higher levels can mean the liver is under strain or damaged. SGPT and SGOT are older names for ALT and AST.

Criteria usually give a limit as a multiple of the upper limit of normal (ULN), often higher when cancer has spread to the liver.

Childbearing potential

Able to become pregnant: from the first period until menopause, unless permanently unable to through surgery (removal of the womb, or of both ovaries or both fallopian tubes).

Criteria for people of childbearing potential usually ask for a negative pregnancy test and for contraception during the study and for a time after it.

Postmenopausal

Periods have stopped for good: usually no period for 12 months in a row without another medical reason, sometimes confirmed by a blood test (FSH).

Contraception

Ways of preventing pregnancy. “Highly effective” methods fail less than 1% of the time a year when used correctly — for example an IUD or an implant.

Criteria usually say which methods count and how long to keep using them after the last dose, sometimes for male participants too. Some studies accept a partner’s vasectomy if it was confirmed successful and that person is the participant’s only sexual partner.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

HER2

HER2 is a protein, made from the ERBB2 gene, that drives the growth of some cancers. A study may look for a level of the protein, extra copies of the gene, or a particular change in it.

In breast cancer, protein tests are read as HER2-positive, HER2-low or HER2-negative; other cancers use their own rules. Check which test result the study requires.

TIA (transient ischaemic attack)

A “mini-stroke”: temporary stroke-like symptoms caused by reduced blood flow to part of the brain, spinal cord or eye, without signs of a new stroke on a scan.

Stroke symptoms need emergency care at once, even if they go away.

Autoimmune disease

A condition in which the immune system attacks the body’s own tissues, such as rheumatoid arthritis, lupus, psoriasis, type 1 diabetes or inflammatory bowel disease.

Immunotherapy studies often leave out active autoimmune disease, and some name exceptions, such as thyroid disease on replacement hormone. Check the exceptions this study lists.

Immunosuppression

A weakened immune system. It can come from an illness, such as HIV or some blood cancers, or from medicines that turn the immune system down, for example after an organ transplant or for an autoimmune disease; steroids at higher doses count.

Read whether the line is about a condition or about medicines, and which medicines and doses it means.

NYHA class (heart failure)

The New York Heart Association’s four classes of how much heart failure limits physical activity.

I
No limits: ordinary activity causes no undue tiredness or breathlessness.
II
Slight limits: comfortable at rest, ordinary activity causes symptoms.
III
Marked limits: comfortable at rest, less than ordinary activity causes symptoms.
IV
Symptoms even at rest; any activity makes them worse.

Studies set their own limit — many outside heart failure leave out class III–IV, while heart failure studies may ask for a particular class. Check the class this study names.

HIV

The human immunodeficiency virus, which weakens the immune system.

Many studies now accept people whose HIV is controlled on treatment, judged by the viral load and the CD4 count. Check the limits this study sets.

Hepatitis B tests

Hepatitis B is a virus that infects the liver. These are separate tests: HBsAg positive usually means a current infection (a recent vaccination can briefly cause it too); total anti-HBc (HBcAb) positive means an infection now or in the past; HBV DNA measures how much virus is in the blood.

Some studies accept a past infection if HBV DNA is undetectable, sometimes with antiviral medicine during the study. Check what this study allows.

Hepatitis C tests

Hepatitis C is a virus that infects the liver. An HCV antibody test can stay positive after an infection has cleared (and is occasionally positive without one); an HCV RNA test shows whether the virus is there now.

After treatment, hepatitis C counts as cured when HCV RNA is still undetectable 12 weeks or more after the treatment ended. Studies often accept people cured this way.

Corticosteroids (steroids)

Anti-inflammatory medicines such as prednisone, prednisolone and dexamethasone — not the anabolic steroids used for muscle.

Studies differ in what they allow: check which steroid medicines, routes (tablets, injections, creams, inhalers, eye drops) and doses this study accepts.

Hypersensitivity

An allergy, or another reaction of the immune system, to a substance. “Hypersensitivity to the study drug” means a known allergic reaction to it — not every side effect a medicine can have.

05

Study design

Phase
Phase 1
Primary purpose
Treatment
Allocation
Non-randomized
Intervention model
Sequential assignment
Masking
None (open label)
Enrollment
11 participants (actual)

Study arms

  • Experimental
    1/Arm 1-Dose De-Escalation

    Dose De-Escalation

    Biological: ETBX-051; adenoviral brachyury vaccine · Biological: ETBX-061; adenoviral Mucin-1 (MUC1) vaccine · Biological: ETBX-011; adenoviral Carcinoembryonic antigen (CEA) vaccine

  • Experimental
    2/Arm 2 - Dose Expansion

    Dose Expansion

    Biological: ETBX-051; adenoviral brachyury vaccine · Biological: ETBX-061; adenoviral Mucin-1 (MUC1) vaccine · Biological: ETBX-011; adenoviral Carcinoembryonic antigen (CEA) vaccine

Interventions

  • immunotherapeutic vaccine administered subcutaneously every 3 weeks for 3 doses, and then every 8 weeks for up to a year

  • BiologicalETBX-061; adenoviral Mucin-1 (MUC1) vaccine

    immunotherapeutic vaccine administered subcutaneously every 3 weeks for 3 doses, and then every 8 weeks for up to a year

  • immunotherapeutic vaccine administered subcutaneously every 3 weeks for 3 doses, and then every 8 weeks for up to a year

06

What researchers measure

Primary outcomes

  1. Number of Participants With Serious and Non-serious Adverse Events

    Here is the count of participants with serious and non-serious adverse events assessed by the Common Terminology Criteria for Adverse Events (CTCAE v5.0). A non-serious adverse event is any untoward medical occurrence. A serious adverse event is an adverse event or suspected adverse reaction that results in death, a life-threatening adverse drug experience, hospitalization, disruption of the ability to conduct normal life functions, congenital anomaly/birth defect or important medical events that jeopardize the patient or subject and may require medical or surgical intervention to prevent one of the previous outcomes mentioned.

    Time frame: Date treatment consent signed to date off study, approximately 16 months and 6 days.

  2. Recommended Phase 2 Dose (RP2D)

    RP2D is defined as ≤ 1 of 6 of the initial 6 subjects who experience a dose limiting toxicity (DLT), than this dose level will be defined as the RP2D. A DLT is defined as any Grade 3 or greater toxicity that is possibly related to the vaccine and as defined by the Common Terminology Criteria for Adverse Events (CTCAE) Version 5.0 with the exception of transient (≤ 24 hours) Grade 3 flu-like symptoms or fever, which is controlled with medical management (≤ 24 hours) Grade 3 fatigue, skin reactions or rash, headache, nausea, emesis that resolves to Grade ≤ 1 or asymptomatic grade 3 amylase/lipase elevation.

    Time frame: RP2D was based upon evaluation of DLTs. Participants were followed for DLTs from the first dose of vaccine for 3 weeks.

Secondary outcomes

  1. Number of Participants Who Achieve an Objective Confirmed Complete or Partial Response Assessed by the Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST v1.1)

    Objective response is determined by participants whose tumors shrunk after therapy assessed by the Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST v1.1). Complete Response (CR) is disappearance of all target lesions. Any pathological lymph nodes (whether target or nontarget) must have reduction in short axis to \<10 mm. Partial Response (PR) is at least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum diameters.

    Time frame: Approximately 3.5 months

  2. Number of Patients With Disease Control (Confirmed Response or Stable Disease (SD)) Lasting for at Least 6 Months

    Response was assessed by the Response Evaluation Criteria in Solid Tumors (RECIST). Stable Disease (SD) is defined as neither sufficient shrinkage to qualify for Partial Response (PR) nor sufficient increase to qualify for Progressive Disease (taking as reference the smallest sum diameters while on study).

    Time frame: up to 6 months

  3. Progression-free Survival (PFS)

    The amount of time a subject survives without disease progression after treatment. Progression is defined by the Response Evaluation Criteria in Solid Tumors (RECIST) and is at least a 20% increase in the sum of diameters of target lesions, taking as reference the smallest sum diameters while on study (this includes the baseline sum if that is the smallest on study). In addition to the relative increase of 20%, the sum must also demonstrate an absolute increase of 5 mm. (Note: the appearance of one or more lesions is also considered progression).

    Time frame: up to 12 months

  4. Overall Survival (OS)

    OS is defined as the amount of time a subject survives after therapy assessed from the date of first treatment to the date of death (any cause).

    Time frame: up to 12 months

Other outcomes

  1. Number of Participants With a Positive Mucin-1 (MUC-1) Specific T-Cells Immune Response

    Peripheral blood mononuclear cells (PBMC) were analyzed by flow cytometry to evaluate anti-tumor response induced by vaccine injection.

    Time frame: up to week 6

  2. Number of Participants With a Positive Carcinoembryonic Antigen (CEA) Specific T-Cells Immune Response

    Peripheral blood mononuclear cells (PBMC) were analyzed by flow cytometry to evaluate anti-tumor response induced by vaccine injection.

    Time frame: up to week 6

  3. Number of Participants With a Positive Brachyury Specific T-Cells Immune Response

    Peripheral blood mononuclear cells (PBMC) were analyzed by flow cytometry to evaluate anti-tumor response induced by vaccine injection.

    Time frame: up to week 6

  4. Number of Dose Limiting Toxicities (DLTs)

    A DLT is defined as any Grade 3 or greater toxicity that is possibly related to the vaccine and as defined by the Common Terminology Criteria for Adverse Events (CTCAE) Version 5.0 with the exception of transient (≤ 24 hours) Grade 3 flu-like symptoms or fever, which is controlled with medical management (≤ 24 hours) Grade 3 fatigue, skin reactions or rash, headache, nausea, emesis that resolves to Grade ≤ 1 or asymptomatic grade 3 amylase/lipase elevation.

    Time frame: From the date of the first dose of vaccine, approximately 3 weeks.

07

Results

Posted Dec 23, 2019

Participant flow

Participant flow — Overall Study
MilestoneDose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)
Started65
Completed64
Not completed01
Withdrew: Screen failure01

Outcome measures

PrimaryNumber of Participants With Serious and Non-serious Adverse Events

Here is the count of participants with serious and non-serious adverse events assessed by the Common Terminology Criteria for Adverse Events (CTCAE v5.0). A non-serious adverse event is any untoward medical occurrence. A serious adverse event is an adverse event or suspected adverse reaction that results in death, a life-threatening adverse drug experience, hospitalization, disruption of the ability to conduct normal life functions, congenital anomaly/birth defect or important medical events that jeopardize the patient or subject and may require medical or surgical intervention to prevent one of the previous outcomes mentioned.

Time frame:
Date treatment consent signed to date off study, approximately 16 months and 6 days.
Reported as:
Count of participants · Participants
Number of Participants With Serious and Non-serious Adverse Events
ParticipantsDose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)
Number of Participants With Serious and Non-serious Adverse Events64
PrimaryRecommended Phase 2 Dose (RP2D)

RP2D is defined as ≤ 1 of 6 of the initial 6 subjects who experience a dose limiting toxicity (DLT), than this dose level will be defined as the RP2D. A DLT is defined as any Grade 3 or greater toxicity that is possibly related to the vaccine and as defined by the Common Terminology Criteria for Adverse Events (CTCAE) Version 5.0 with the exception of transient (≤ 24 hours) Grade 3 flu-like symptoms or fever, which is controlled with medical management (≤ 24 hours) Grade 3 fatigue, skin reactions or rash, headache, nausea, emesis that resolves to Grade ≤ 1 or asymptomatic grade 3 amylase/lipase elevation.

Time frame:
RP2D was based upon evaluation of DLTs. Participants were followed for DLTs from the first dose of vaccine for 3 weeks.
Reported as:
Number · billion viral particles per indiv. vacc.
Recommended Phase 2 Dose (RP2D)
billion viral particles per indiv. vacc.Dose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)
Recommended Phase 2 Dose (RP2D)500
SecondaryNumber of Participants Who Achieve an Objective Confirmed Complete or Partial Response Assessed by the Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST v1.1)

Objective response is determined by participants whose tumors shrunk after therapy assessed by the Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST v1.1). Complete Response (CR) is disappearance of all target lesions. Any pathological lymph nodes (whether target or nontarget) must have reduction in short axis to \<10 mm. Partial Response (PR) is at least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum diameters.

Time frame:
Approximately 3.5 months
Reported as:
Count of participants · Participants
Number of Participants Who Achieve an Objective Confirmed Complete or Partial Response Assessed by the Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST v1.1)
ParticipantsDose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)
Confirmed Complete Response00
Partial Response00
SecondaryNumber of Patients With Disease Control (Confirmed Response or Stable Disease (SD)) Lasting for at Least 6 Months

Response was assessed by the Response Evaluation Criteria in Solid Tumors (RECIST). Stable Disease (SD) is defined as neither sufficient shrinkage to qualify for Partial Response (PR) nor sufficient increase to qualify for Progressive Disease (taking as reference the smallest sum diameters while on study).

Time frame:
up to 6 months
Reported as:
Count of participants · Participants
Number of Patients With Disease Control (Confirmed Response or Stable Disease (SD)) Lasting for at Least 6 Months
ParticipantsDose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)
Number of Patients With Disease Control (Confirmed Response or Stable Disease (SD)) Lasting for at Least 6 Months11
SecondaryProgression-free Survival (PFS)

The amount of time a subject survives without disease progression after treatment. Progression is defined by the Response Evaluation Criteria in Solid Tumors (RECIST) and is at least a 20% increase in the sum of diameters of target lesions, taking as reference the smallest sum diameters while on study (this includes the baseline sum if that is the smallest on study). In addition to the relative increase of 20%, the sum must also demonstrate an absolute increase of 5 mm. (Note: the appearance of one or more lesions is also considered progression).

Time frame:
up to 12 months
Reported as:
Median · weeks
Progression-free Survival (PFS)
weeksDose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)
Progression-free Survival (PFS)10 (3 to 22)9 (6 to 30)
SecondaryOverall Survival (OS)

OS is defined as the amount of time a subject survives after therapy assessed from the date of first treatment to the date of death (any cause).

Time frame:
up to 12 months
Reported as:
Median · months
Overall Survival (OS)
monthsDose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)
Overall Survival (OS)9.5 (2.0 to NA)9.5 (5.0 to NA)
Other pre-specifiedNumber of Participants With a Positive Mucin-1 (MUC-1) Specific T-Cells Immune Response

Peripheral blood mononuclear cells (PBMC) were analyzed by flow cytometry to evaluate anti-tumor response induced by vaccine injection.

Time frame:
up to week 6
Reported as:
Count of participants · Participants
Number of Participants With a Positive Mucin-1 (MUC-1) Specific T-Cells Immune Response
ParticipantsDose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)
Number of Participants With a Positive Mucin-1 (MUC-1) Specific T-Cells Immune Response33
Other pre-specifiedNumber of Participants With a Positive Carcinoembryonic Antigen (CEA) Specific T-Cells Immune Response

Peripheral blood mononuclear cells (PBMC) were analyzed by flow cytometry to evaluate anti-tumor response induced by vaccine injection.

Time frame:
up to week 6
Reported as:
Count of participants · Participants
Number of Participants With a Positive Carcinoembryonic Antigen (CEA) Specific T-Cells Immune Response
ParticipantsDose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)
Number of Participants With a Positive Carcinoembryonic Antigen (CEA) Specific T-Cells Immune Response22
Other pre-specifiedNumber of Participants With a Positive Brachyury Specific T-Cells Immune Response

Peripheral blood mononuclear cells (PBMC) were analyzed by flow cytometry to evaluate anti-tumor response induced by vaccine injection.

Time frame:
up to week 6
Reported as:
Count of participants · Participants
Number of Participants With a Positive Brachyury Specific T-Cells Immune Response
ParticipantsDose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)
Number of Participants With a Positive Brachyury Specific T-Cells Immune Response12
Other pre-specifiedNumber of Dose Limiting Toxicities (DLTs)

A DLT is defined as any Grade 3 or greater toxicity that is possibly related to the vaccine and as defined by the Common Terminology Criteria for Adverse Events (CTCAE) Version 5.0 with the exception of transient (≤ 24 hours) Grade 3 flu-like symptoms or fever, which is controlled with medical management (≤ 24 hours) Grade 3 fatigue, skin reactions or rash, headache, nausea, emesis that resolves to Grade ≤ 1 or asymptomatic grade 3 amylase/lipase elevation.

Time frame:
From the date of the first dose of vaccine, approximately 3 weeks.
Reported as:
Number · Toxicities
Number of Dose Limiting Toxicities (DLTs)
ToxicitiesDose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)
Number of Dose Limiting Toxicities (DLTs)00

Adverse events

Collected over Date treatment consent signed to date off study, approximately 16 months and 6 days.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Dose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)1/6 (16.7%)2/6 (33.3%)6/6 (100%)
Expansion Cohort - 5 x 10^11 Viral Particles (VP)3/4 (75%)0/4 (0%)4/4 (100%)
Most frequent serious events
Most frequent serious events
EventDose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)
Abdominal painGastrointestinal disorders1/60/4
FeverGeneral disorders1/60/4
Infections and Infestations - Other, Gram-negative bacteremia, 40 degree C feverInfections and infestations1/60/4
Death, NOSGeneral disorders1/60/4
Most frequent other events
Showing 10 of 32
Most frequent other events
EventDose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)
Injection site reactionGeneral disorders6/64/4
PainGeneral disorders5/64/4
Flu like symptomsGeneral disorders5/63/4
FatigueGeneral disorders4/60/4
FeverGeneral disorders3/62/4
AnorexiaMetabolism and nutrition disorders2/61/4
Upper respiratory infectionInfections and infestations2/60/4
Abdominal painGastrointestinal disorders0/61/4
BloatingGastrointestinal disorders1/61/4
ConstipationGastrointestinal disorders1/61/4

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Dose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)Total
<=18 years000
Between 18 and 65 years5510
>=65 years101
Age, Continuous
Age, Continuous(years)Dose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)Total
Mean50.3 ± 8.148.6 ± 12.949.5 ± 10.6
Sex: Female, Male
Sex: Female, Male(Participants)Dose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)Total
Female606
Male055
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Dose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)Total
Hispanic or Latino000
Not Hispanic or Latino6511
Unknown or Not Reported000
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Dose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)Total
American Indian or Alaska Native000
Asian213
Native Hawaiian or Other Pacific Islander000
Black or African American000
White448
More than one race000
Unknown or Not Reported000
Region of Enrollment
Region of Enrollment(Participants)Dose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)Total
United States6511
Number of Participants with Adenovirus 5-Neutralizing Antibodies
Number of Participants with Adenovirus 5-Neutralizing Antibodies(Participants)Dose Level 1 Cohort - 5 x 10^11 Viral Particles (VP)Expansion Cohort - 5 x 10^11 Viral Particles (VP)Total
Count of participants202
08

Study locations

1 site
  • National Institutes of Health Clinical Center
    Bethesda, Maryland 20892, United States
09

References and documents

Publications

  • Balint JP, Gabitzsch ES, Rice A, Latchman Y, Xu Y, Messerschmidt GL, Chaudhry A, Morse MA, Jones FR. Extended evaluation of a phase 1/2 trial on dosing, safety, immunogenicity, and overall survival after immunizations with an advanced-generation Ad5 [E1-, E2b-]-CEA(6D) vaccine in late-stage colorectal cancer. Cancer Immunol Immunother. 2015 Aug;64(8):977-87. doi: 10.1007/s00262-015-1706-4. Epub 2015 May 9. PubMed 25956394 ↗
  • Morse MA, Chaudhry A, Gabitzsch ES, Hobeika AC, Osada T, Clay TM, Amalfitano A, Burnett BK, Devi GR, Hsu DS, Xu Y, Balcaitis S, Dua R, Nguyen S, Balint JP Jr, Jones FR, Lyerly HK. Novel adenoviral vector induces T-cell responses despite anti-adenoviral neutralizing antibodies in colorectal cancer patients. Cancer Immunol Immunother. 2013 Aug;62(8):1293-301. doi: 10.1007/s00262-013-1400-3. Epub 2013 Apr 30. PubMed 23624851 ↗
  • Gabitzsch ES, Tsang KY, Palena C, David JM, Fantini M, Kwilas A, Rice AE, Latchman Y, Hodge JW, Gulley JL, Madan RA, Heery CR, Balint JP Jr, Jones FR, Schlom J. The generation and analyses of a novel combination of recombinant adenovirus vaccines targeting three tumor antigens as an immunotherapeutic. Oncotarget. 2015 Oct 13;6(31):31344-59. doi: 10.18632/oncotarget.5181. PubMed 26374823 ↗
  • Gatti-Mays ME, Redman JM, Donahue RN, Palena C, Madan RA, Karzai F, Bilusic M, Sater HA, Marte JL, Cordes LM, McMahon S, Steinberg SM, Orpia A, Burmeister A, Schlom J, Gulley JL, Strauss J. A Phase I Trial Using a Multitargeted Recombinant Adenovirus 5 (CEA/MUC1/Brachyury)-Based Immunotherapy Vaccine Regimen in Patients with Advanced Cancer. Oncologist. 2020 Jun;25(6):479-e899. doi: 10.1634/theoncologist.2019-0608. Epub 2019 Oct 8. PubMed 31594913 ↗

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

Individual participant data

Plan to share: No

10

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Ran from Jan 2018 to primary completion in May 2018, 3 months.

Results were first posted in Dec 2019, 1 year 7 months after primary completion.

Of 227 non-industry phase 1 interventional studies under Neoplasms, half reached primary completion within 48 months of starting (the median), counting those still running; a quarter within 28 and three quarters within 88. This study's 3 months is below that.

Counting every sponsor, half of 904 studies reached it within 40 months; a quarter within 23 and three quarters within 64.

Neoplasms covers many different conditions, not one, so the studies compared here vary widely. Read these figures as a rough guide.

How these figures are worked out, and which studies are left out of them.

Registered
Dec 23, 2017
First posted
Dec 27, 2017
StartActual
Jan 31, 2018
Primary completionActual
May 22, 2018
CompletionActual
Aug 24, 2020
Results first posted
Dec 23, 2019
Last update
Sep 9, 2020
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Sep 9, 2020, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03384316
Responsible party
Julius Strauss, M.D. (National Cancer Institute, National Cancer Institute (NCI)) — Principal investigator
First posted
Dec 27, 2017
Start date
Jan 31, 2018
Primary completion
May 22, 2018
Completion
Aug 24, 2020
Results posted
Dec 23, 2019
Last update
Sep 9, 2020

Study contacts

Julius Y Strauss, M.D.
principal investigator · National Cancer Institute (NCI)

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in Aug 2020. You cannot join it, but the record below documents what was studied.

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Studies of the drug tested here: ETBX-011

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