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CompletedNCT03382821Updated Nov 25, 2022Results posted

Comparative Trial Via Tranforaminal Approach Versus Epidural Catheter Via Interlaminar Approach

A Phase 4 interventional study of Transforaminal ESI with dexamethasone and Transforaminal catheter-targeted ESI with triamcinolone in Cervical Radiculopathy, sponsored by University of Utah. Completed at 1 site in United States. Open to participants aged 18 Years to 80 Years. Per ClinicalTrials.gov, last updated 2022-11-25.

Sponsored by University of Utah · Phase 4, Interventional, and Treatment

Phase
Phase 4
Study type
Interventional
Enrollment
120
Allocation
Randomized
Ages
18 Years to 80 Years
Sex
All
01

Study summary

Do cervical epidural steroid injections done by transforaminal catheter targeted approach improve pain and function in patients with cervical radicular pain?

Read the detailed description

Two distinct techniques used to administer epidural steroids specifically to the nerve root affected in a radicular pain syndrome, which include transforaminal access at the level of pathology and interlaminar interlaminar access at the C7-T1 level with subsequent advancement of an epidural cathether to the level of pathology. Use of an epidural catheter is necessary in order to achieve a targeted injection via an interlaminar approach in order to prevent dural puncture or direct spinal cord trauma. Anatomic studies confirm the distance between the ligamentum flavum and dura is on average, 4 mm at the C7-T1 or C6-C7 levels, but 1mm or smaller at C5-C6 and more rostral levels. Therefore, there is likely greater risk of dural puncture and spinal cord injury when "targeting" steroid delivery using only the interlaminar technique directly at the level where pathology is located (C4-C5, or C5-C6, for example). Thus, the interlaminar placement of a needle rostral to the C6-C7 level has been strongly discouraged.

Both the transforaminal injection approach and the targeted catheter approach demonstrate effectiveness. Studies have demonstrated the effectiveness of transforaminal epidural steroid injection for the treatment of cervical radicular pain. Our own recent work demonstrates the clinical effectiveness of the catheter-based targeted approach. However, these two approaches have never been directly compared. Thus, we aim to compare the differences in pain reduction, medication utilization, functional outcomes, patient satisfaction, and surgical rate reduction between these two approaches to the treatment of cervical radicular pain.

Cervical radicular pain is a common syndrome, often treated with epidural steroid injection (ESI). An approach that targets the therapeutic agent, corticosteroid, at the site of spinal pathology can be performed via a transforaminal approach or via a interlaminar approach at C7-T1 with subsequent epidural catheter advancement to the symptomatic level. There are no universal guidelines that recommend the use of one technique over the other. We will directly compare the clinical effectiveness of these two approaches as measured by pain reduction, medication utilization, functional outcomes, patient satisfaction, and surgical rate reduction. The results of this study will potentially influence clinical practice recommendations regarding the treatment of cervical radicular pain. If one technique proves superior, instating this technique will have implications potentially for reducing opioid use, surgery and other healthcare utilization, and general healthcare cost related to the treatment of cervical radicular pain.

02

Conditions studied

  • Cervical Radiculopathy

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Keywords

  • cervical epidural steroid injection
  • transforaminal approach
  • epidural catheter targeted
  • interlaminar approach
  • cervical radicular pain
03

In context

Radiculopathy

498 studies on the registry are indexed under Radiculopathy; 144 are open to participants now.

This study's enrollment of 120 is above the median of 60 across 385 interventional studies indexed under Radiculopathy.

Browse Radiculopathy studies →

Lead sponsor

University of Utah is the lead sponsor of 991 studies on the registry; 177 are open to participants now.

Of its 111 completed or terminated interventional studies of FDA-regulated products, 64 (58%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 80 Years
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Age 18-80.
  • Clinical diagnosis of unilateral C4-C8 radicular pain.
  • Magnetic resonance imaging pathology consistent with clinical symptoms/signs.
  • Numerical Rating Scale (NRS) pain score of 4 or higher.
  • Pain duration of more than 6 weeks despite trial of conservative therapy (medications, physical therapy, or chiropractic care).

Exclusion criteria

Exclusion Criteria:

  • Refusal to participate, provide consent, or provide follow-up information for the 6-month duration of the study.
  • Contraindications to Cervical Epidural Steroid Iinjection (CESI) (active infection, bleeding disorders, current anticoagulant or antiplatelet medication use, allergy to medications used for Cervical epidural steroid injection (CESI), and pregnancy).
  • Cervical spinal cord lesions; cerebrovascular, demyelinating, or other neuro-muscular muscular disease.
  • Current glucocorticoid use or Epidural Steroid Injection (ESI) within past 6 months.
  • Prior cervical spine surgery.
  • Patient request for or requirement of conscious sedation for the injection procedure.
05

Study design

Phase
Phase 4
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Single (Participant)
Enrollment
120 participants (actual)

Study arms

  • Active comparator
    Transforaminal ESI with dexamethasone

    Group 1: Transforaminal cervical ESI with dexamethasone sodium phosphate

    Procedure: Transforaminal ESI with dexamethasone · Drug: Dexamethasone Sodium Phosphate 10 MG/ML · Drug: Lidocaine

  • Active comparator
    Transforaminal catheter-targeted ESI with triamcinolone

    Group 2: Catheter-targeted cervical ESI with triamcinolone acetonide

    Procedure: Transforaminal catheter-targeted ESI with triamcinolone · Drug: Lidocaine · Drug: Triamcinolone Acetonide 40mg/mL

Interventions

  • ProcedureTransforaminal ESI with dexamethasone

    Catheter-targeted ESI via interlaminar access at the C7-T1 level with dexamethasone sodium phosphate 1.5 mL (10 mg/mL) and 1 ml 1% lidocaine (total volume 2.5 mL).

  • ProcedureTransforaminal catheter-targeted ESI with triamcinolone

    Catheter-targeted ESI via interlaminar access at the C7-T1 level with triamcinolone acetonide 2 mL (40mg/mL) and 1 ml 1% lidocaine (total volume 3 mL).

  • DrugDexamethasone Sodium Phosphate 10 MG/ML

    Drug page: Dexamethasone phosphate

    Transforaminal ESI with dexamethasone 1.5 mL of dexamethasone sodium phosphate in group #1

  • 1 mL of 1% lidocaine as diluent for the steroid in both group #1 and group #2

    Also known as: Xylocaine

  • DrugTriamcinolone Acetonide 40mg/mL

    Drug page: Triamcinolone Acetonide

    Transforaminal catheter-targeted ESI with triamcinolone acetonide 2 mL in group #2

    Also known as: Kenalog

06

What researchers measure

Primary outcomes

  1. The Percentage of Participants With Reduction of 50% or More of Neck and Arm Pain NRS Score

    The Percentage of Participants with Reduction of 50% or More of Neck and Arm Pain NRS score

    Time frame: 1 month follow up

Secondary outcomes

  1. Neck Disability Index-5

    Percentage of patients with \>30% improvement in Neck Disability Index-5 score.

    Time frame: 1 month, 3 month, 6 month, and 1 year follow up

  2. Percentage of Participants Reporting >6.8 Reduction on the Medication Quantification Scale III

    The Medication Quantification Scale (MQS) is an instrument used for clinical and research applications for quantifying medication regimen use in chronic pain populations. A 6.8 point reduction is considered equivalent to 10 morphine eqivalents.

    Time frame: 1 month, 3 month, 6 month, and 1 year follow up

  3. The Percentage of Participants Reporting Patient Global Impression of Change Score of 6-7 (Indicating "Much Improved" and "Very Much Improved")

    Patient Global Impression of Change is a scale which measures participant reported satisfaction after an intervention. The outcome was measured as the percent of patients reporting a PGIC score of 6-7 (indicating "much improved" and "very much improved")

    Time frame: 1 month, 3 month, 6 month, and 1 year follow up

07

Results

Posted Mar 22, 2021

Participant flow

Participant flow — Overall Study
MilestoneTransforaminal ESI With DexamethasoneTransforaminal Catheter-targeted ESI With Triamcinolone
Started6060
Completed6057
Not completed03
Withdrew: Did not receive allocated intervention.03

Outcome measures

PrimaryThe Percentage of Participants With Reduction of 50% or More of Neck and Arm Pain NRS Score

The Percentage of Participants with Reduction of 50% or More of Neck and Arm Pain NRS score

Time frame:
1 month follow up
Reported as:
Number · percentage of participants
The Percentage of Participants With Reduction of 50% or More of Neck and Arm Pain NRS Score
percentage of participantsTransforaminal ESI With DexamethasoneInterlaminar Catheter-targeted ESI With Triamcinolone
The Percentage of Participants With Reduction of 50% or More of Neck and Arm Pain NRS Score49.1 (36.4 to 62.0)68.5 (54.9 to 79.5)
SecondaryNeck Disability Index-5

Percentage of patients with \>30% improvement in Neck Disability Index-5 score.

Time frame:
1 month, 3 month, 6 month, and 1 year follow up
Reported as:
Number · percentage of participants
Neck Disability Index-5
percentage of participantsTransforaminal ESI With DexamethasoneTransforaminal Catheter-targeted ESI With Triamcinolone
One month48 (35 to 61)62 (49 to 75)
Three month56 (43 to 69)58 (45 to 72)
Six month55 (41 to 69)56 (43 to 69)
One year47 (33 to 61)60 (47 to 74)
SecondaryPercentage of Participants Reporting >6.8 Reduction on the Medication Quantification Scale III

The Medication Quantification Scale (MQS) is an instrument used for clinical and research applications for quantifying medication regimen use in chronic pain populations. A 6.8 point reduction is considered equivalent to 10 morphine eqivalents.

Time frame:
1 month, 3 month, 6 month, and 1 year follow up
Reported as:
Number · percentage of participants
Percentage of Participants Reporting >6.8 Reduction on the Medication Quantification Scale III
percentage of participantsTransforaminal ESI With DexamethasoneTransforaminal Catheter-targeted ESI With Triamcinolone
One month16 (6 to 25)19 (8 to 29)
Three month20 (9 to 31)17 (7 to 27)
Six month15 (5 to 24)19 (8 to 29)
One year7 (4 to 22)8 (6 to 27)
SecondaryThe Percentage of Participants Reporting Patient Global Impression of Change Score of 6-7 (Indicating "Much Improved" and "Very Much Improved")

Patient Global Impression of Change is a scale which measures participant reported satisfaction after an intervention. The outcome was measured as the percent of patients reporting a PGIC score of 6-7 (indicating "much improved" and "very much improved")

Time frame:
1 month, 3 month, 6 month, and 1 year follow up
Reported as:
Number · percentage of participants
The Percentage of Participants Reporting Patient Global Impression of Change Score of 6-7 (Indicating "Much Improved" and "Very Much Improved")
percentage of participantsTransforaminal ESI With DexamethasoneTransforaminal Catheter-targeted ESI With Triamcinolone
One month41 (28 to 54)59 (46 to 72)
Three months42 (28 to 56)57 (43 to 70)
Six months55 (40 to 69)53 (39 to 67)
One year57 (42 to 73)61 (45 to 76)

Adverse events

Collected over 1 year. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Transforaminal ESI With Dexamethasone0/60 (0%)0/60 (0%)0/60 (0%)
Interlaminar Catheter-targeted ESI With Triamcinolone0/57 (0%)0/57 (0%)0/57 (0%)

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Transforaminal ESI With DexamethasoneInterlaminar Catheter-targeted ESI With TriamcinoloneTotal
<=18 years000
Between 18 and 65 years514899
>=65 years9918
Sex: Female, Male
Sex: Female, Male(Participants)Transforaminal ESI With DexamethasoneInterlaminar Catheter-targeted ESI With TriamcinoloneTotal
Female343266
Male262551
Race and Ethnicity Not Collected
Race and Ethnicity Not Collected(Participants)Transforaminal ESI With DexamethasoneInterlaminar Catheter-targeted ESI With TriamcinoloneTotal
Count of participants——0
Region of Enrollment
Region of Enrollment(participants)Transforaminal ESI With DexamethasoneInterlaminar Catheter-targeted ESI With TriamcinoloneTotal
United States6057117
08

Study locations

1 site
  • University of Utah Orthopaedic Center
    Salt Lake City, Utah 84108, United States
09

References and documents

Publications

  • Radhakrishnan K, Litchy WJ, O'Fallon WM, Kurland LT. Epidemiology of cervical radiculopathy. A population-based study from Rochester, Minnesota, 1976 through 1990. Brain. 1994 Apr;117 ( Pt 2):325-35. doi: 10.1093/brain/117.2.325. PubMed 8186959 ↗
  • Carette S, Fehlings MG. Clinical practice. Cervical radiculopathy. N Engl J Med. 2005 Jul 28;353(4):392-9. doi: 10.1056/NEJMcp043887. No abstract available. PubMed 16049211 ↗
  • Heckmann JG, Lang CJ, Zobelein I, Laumer R, Druschky A, Neundorfer B. Herniated cervical intervertebral discs with radiculopathy: an outcome study of conservatively or surgically treated patients. J Spinal Disord. 1999 Oct;12(5):396-401. PubMed 10549703 ↗
  • Johnston MM, Jordan SE, Charles AC. Pain referral patterns of the C1 to C3 nerves: implications for headache disorders. Ann Neurol. 2013 Jul;74(1):145-8. doi: 10.1002/ana.23869. Epub 2013 Jun 17. PubMed 23424170 ↗
  • Mizutamari M, Sei A, Tokiyoshi A, Fujimoto T, Taniwaki T, Togami W, Mizuta H. Corresponding scapular pain with the nerve root involved in cervical radiculopathy. J Orthop Surg (Hong Kong). 2010 Dec;18(3):356-60. doi: 10.1177/230949901001800320. PubMed 21187551 ↗
  • Rhee JM, Yoon T, Riew KD. Cervical radiculopathy. J Am Acad Orthop Surg. 2007 Aug;15(8):486-94. doi: 10.5435/00124635-200708000-00005. PubMed 17664368 ↗
  • Malanga GA. The diagnosis and treatment of cervical radiculopathy. Med Sci Sports Exerc. 1997 Jul;29(7 Suppl):S236-45. doi: 10.1097/00005768-199707001-00006. PubMed 9247921 ↗
  • Renfrew DL, Moore TE, Kathol MH, el-Khoury GY, Lemke JH, Walker CW. Correct placement of epidural steroid injections: fluoroscopic guidance and contrast administration. AJNR Am J Neuroradiol. 1991 Sep-Oct;12(5):1003-7. PubMed 1719788 ↗
  • Mehta M, Salmon N. Extradural block. Confirmation of the injection site by X-ray monitoring. Anaesthesia. 1985 Oct;40(10):1009-12. doi: 10.1111/j.1365-2044.1985.tb10558.x. PubMed 4061788 ↗
  • Stojanovic MP, Vu TN, Caneris O, Slezak J, Cohen SP, Sang CN. The role of fluoroscopy in cervical epidural steroid injections: an analysis of contrast dispersal patterns. Spine (Phila Pa 1976). 2002 Mar 1;27(5):509-14. doi: 10.1097/00007632-200203010-00011. PubMed 11880836 ↗
  • Van Zundert J, Huntoon M, Patijn J, Lataster A, Mekhail N, van Kleef M; Pain Practice. 4. Cervical radicular pain. Pain Pract. 2010 Jan-Feb;10(1):1-17. doi: 10.1111/j.1533-2500.2009.00319.x. Epub 2009 Oct 5. PubMed 19807874 ↗
  • Johansson A, Hao J, Sjolund B. Local corticosteroid application blocks transmission in normal nociceptive C-fibres. Acta Anaesthesiol Scand. 1990 Jul;34(5):335-8. doi: 10.1111/j.1399-6576.1990.tb03097.x. PubMed 2167604 ↗
  • Benyamin RM, Singh V, Parr AT, Conn A, Diwan S, Abdi S. Systematic review of the effectiveness of cervical epidurals in the management of chronic neck pain. Pain Physician. 2009 Jan-Feb;12(1):137-57. PubMed 19165300 ↗
  • Stav A, Ovadia L, Sternberg A, Kaadan M, Weksler N. Cervical epidural steroid injection for cervicobrachialgia. Acta Anaesthesiol Scand. 1993 Aug;37(6):562-6. doi: 10.1111/j.1399-6576.1993.tb03765.x. PubMed 8213020 ↗
  • Castagnera L, Maurette P, Pointillart V, Vital JM, Erny P, Senegas J. Long-term results of cervical epidural steroid injection with and without morphine in chronic cervical radicular pain. Pain. 1994 Aug;58(2):239-243. doi: 10.1016/0304-3959(94)90204-6. PubMed 7816491 ↗
  • Saal JS, Saal JA, Yurth EF. Nonoperative management of herniated cervical intervertebral disc with radiculopathy. Spine (Phila Pa 1976). 1996 Aug 15;21(16):1877-83. doi: 10.1097/00007632-199608150-00008. PubMed 8875719 ↗
  • Riew KD, Yin Y, Gilula L, Bridwell KH, Lenke LG, Lauryssen C, Goette K. The effect of nerve-root injections on the need for operative treatment of lumbar radicular pain. A prospective, randomized, controlled, double-blind study. J Bone Joint Surg Am. 2000 Nov;82(11):1589-93. doi: 10.2106/00004623-200011000-00012. PubMed 11097449 ↗
  • Buttermann GR. Treatment of lumbar disc herniation: epidural steroid injection compared with discectomy. A prospective, randomized study. J Bone Joint Surg Am. 2004 Apr;86(4):670-9. PubMed 15069129 ↗
  • Huntoon MA. Anatomy of the cervical intervertebral foramina: vulnerable arteries and ischemic neurologic injuries after transforaminal epidural injections. Pain. 2005 Sep;117(1-2):104-11. doi: 10.1016/j.pain.2005.05.030. PubMed 16055268 ↗
  • Abbasi A, Malhotra G, Malanga G, Elovic EP, Kahn S. Complications of interlaminar cervical epidural steroid injections: a review of the literature. Spine (Phila Pa 1976). 2007 Sep 1;32(19):2144-51. doi: 10.1097/BRS.0b013e318145a360. PubMed 17762818 ↗
  • Rathmell JP, Benzon HT, Dreyfuss P, Huntoon M, Wallace M, Baker R, Riew KD, Rosenquist RW, Aprill C, Rost NS, Buvanendran A, Kreiner DS, Bogduk N, Fourney DR, Fraifeld E, Horn S, Stone J, Vorenkamp K, Lawler G, Summers J, Kloth D, O'Brien D Jr, Tutton S. Safeguards to prevent neurologic complications after epidural steroid injections: consensus opinions from a multidisciplinary working group and national organizations. Anesthesiology. 2015 May;122(5):974-84. doi: 10.1097/ALN.0000000000000614. PubMed 25668411 ↗
  • McCormick ZL, Nelson A, Bhave M, Zhukalin M, Kendall M, McCarthy RJ, Khan D, Nagpal G, Walega DR. A Prospective Randomized Comparative Trial of Targeted Steroid Injection Via Epidural Catheter Versus Standard C7-T1 Interlaminar Approach for the Treatment of Unilateral Cervical Radicular Pain. Reg Anesth Pain Med. 2017 Jan-Feb;42(1):82-89. doi: 10.1097/AAP.0000000000000521. PubMed 27922950 ↗
  • Ackerman WE 3rd, Ahmad M. The efficacy of lumbar epidural steroid injections in patients with lumbar disc herniations. Anesth Analg. 2007 May;104(5):1217-22, tables of contents. doi: 10.1213/01.ane.0000260307.16555.7f. PubMed 17456677 ↗
  • Gharibo CG, Varlotta GP, Rhame EE, Liu EC, Bendo JA, Perloff MD. Interlaminar versus transforaminal epidural steroids for the treatment of subacute lumbar radicular pain: a randomized, blinded, prospective outcome study. Pain Physician. 2011 Nov-Dec;14(6):499-511. PubMed 22086091 ↗
  • Schaufele MK, Hatch L, Jones W. Interlaminar versus transforaminal epidural injections for the treatment of symptomatic lumbar intervertebral disc herniations. Pain Physician. 2006 Oct;9(4):361-6. PubMed 17066121 ↗
  • Deyo RA, Dworkin SF, Amtmann D, Andersson G, Borenstein D, Carragee E, Carrino J, Chou R, Cook K, DeLitto A, Goertz C, Khalsa P, Loeser J, Mackey S, Panagis J, Rainville J, Tosteson T, Turk D, Von Korff M, Weiner DK. Focus article: report of the NIH Task Force on Research Standards for Chronic Low Back Pain. Eur Spine J. 2014 Oct;23(10):2028-45. doi: 10.1007/s00586-014-3540-3. PubMed 25212440 ↗
  • Dworkin RH, Turk DC, McDermott MP, Peirce-Sandner S, Burke LB, Cowan P, Farrar JT, Hertz S, Raja SN, Rappaport BA, Rauschkolb C, Sampaio C. Interpreting the clinical importance of group differences in chronic pain clinical trials: IMMPACT recommendations. Pain. 2009 Dec;146(3):238-244. doi: 10.1016/j.pain.2009.08.019. PubMed 19836888 ↗
  • Kovacs FM, Abraira V, Royuela A, Corcoll J, Alegre L, Tomas M, Mir MA, Cano A, Muriel A, Zamora J, Del Real MT, Gestoso M, Mufraggi N; Spanish Back Pain Research Network. Minimum detectable and minimal clinically important changes for pain in patients with nonspecific neck pain. BMC Musculoskelet Disord. 2008 Apr 10;9:43. doi: 10.1186/1471-2474-9-43. PubMed 18402665 ↗
  • Gallizzi M, Gagnon C, Harden RN, Stanos S, Khan A. Medication Quantification Scale Version III: internal validation of detriment weights using a chronic pain population. Pain Pract. 2008 Jan-Feb;8(1):1-4. doi: 10.1111/j.1533-2500.2007.00163.x. PubMed 18211588 ↗

Study documents

  • Protocol and statistical analysis plan · Sep 15, 2017

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: Undecided

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Nov 25, 2022, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03382821
Lead sponsor
University of Utah
Collaborators
Epimed
Responsible party
Zack McCormick (Zachary L. McCormick, MD, University of Utah) — Principal investigator
First posted
Dec 26, 2017
Start date
Sep 15, 2017
Primary completion
Apr 15, 2020
Completion
Aug 19, 2020
Results posted
Mar 22, 2021
Last update
Nov 25, 2022

Study contacts

Zachary L McCormick, MD
principal investigator · University of Utah

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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Studies of the drugs tested here: Dexamethasone phosphate · Triamcinolone Acetonide

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