ClinicalTrials.gg
CompletedNCT03338998Updated Aug 12, 2022Results posted

Efficacy, Safety and Tolerability of BAF312 Compared to Placebo in Patients With Intracerebral Hemorrhage (ICH).

A Phase 2 interventional study of BAF312 solution and Matching Placebo for BAF312 solution in Hemorrhagic Stroke and Intracerebral Hemorrhage (ICH), sponsored by Novartis Pharmaceuticals. Completed at 11 sites in United States. Open to participants aged 18 Years to 85 Years. Per ClinicalTrials.gov, last updated 2022-08-12.

Sponsored by Novartis Pharmaceuticals (part of Novartis) · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
32
Allocation
Randomized
Ages
18 Years to 85 Years
Sex
All
01

Where this study stands

Counted across the records on this site · 2026-11-12

Among 76 studies in Hemorrhagic Stroke with a site in United States — 22 open to participants now, 28 under way, 1 of them phase 3. Hemorrhagic Stroke · United States.

Enrollment
28th of 57
32 · median 30
Started
2017
with 4 others
Phase 2
5 of 76
1 open now
Registered
19th of 76
by date

Among the 76 studies in Hemorrhagic Stroke with a site in United States, this one is the 28th largest by enrollment of the 57 interventional ones that give a count, is one of 5 that started in 2017, is one of 5 in phase 2, and was the 19th registered.

Hemorrhagic Stroke

233 studies on the registry are indexed under Hemorrhagic Stroke; 93 are open to participants now.

Browse Hemorrhagic Stroke studies →

Open to participants now

22 of the 76 studies in Hemorrhagic Stroke with a site in United States are open now. Recruiting first, the newest first:

17 more — sign in →

All 22 open studies →

A study can be open while its sites in United States have not opened yet or have stopped. Only those recruiting at a site in United States →

Who these studies take

Of the 62 Hemorrhagic Stroke studies recruiting now, 36 (58%) set no upper age limit and 7 (11%) stop at 75 or younger; 5 take children under 18; 7 take healthy volunteers.

This study: 18 Years to 85 Years · all sexes · no healthy volunteers.

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Watch this landscapeDownload CSVNarrow it in search →With an account: a weekly mail of what changed among 76 studies in Hemorrhagic Stroke with a site in United States, or all of them as a file.
02

Study summary

This is a randomized, placebo-controlled, subject and investigator-blinded study to evaluate efficacy, safety and tolerability of BAF312 in participants with intracerebral hemorrhage (ICH)

Read the detailed description

This was the first trial of BAF312 in ICH patients to evaluate if BAF312 had the potential to limit brain inflammation after ICH, and thereby improve neurological outcome for stroke patients when administered in addition to standard of care.

ICH patients meeting study criteria were randomized at 1:1 ratio into either active or placebo group. Patients received an intravenous infusion (i.v.) treatment within 24 hours of an ICH event and were up titrated for 7 days. Following the i.v. treatment, participants received 10 mg BAF312 or placebo in tablet form (taken daily orally) for an additional 7 days. Participants were followed for an additional 76 days after treatment for neurological and safety conditions during three clinic visits.

Recruitment for the trial was put on hold due to the COVID-19 pandemic. Thirty-two patients had been enrolled in the trial and completed the protocol as planned. After seven months of the trial being on hold, an Interim analysis was conducted and reviewed by the Data Monitoring Committee. Novartis terminated the trial due to lack of potential efficacy.

03

Conditions studied

  • Hemorrhagic Stroke
  • Intracerebral Hemorrhage (ICH)

Keywords

  • stroke
  • intracerebral hemorrhage
  • ICH
  • BAF312
  • siponimod
  • sphingosine-1-phosphate receptor
  • adult
04

Who can participate

Ages eligible
18 Years to 85 Years
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

ICH patients eligible for inclusion in this study must fulfill all of the following criteria:

  1. Male or female patients aged 18 to 85 years (inclusive).
  2. Written obtained before any study assessment is performed. If the patient is not able to give the informed consent personally, consent by a relative or legal representative is acceptable.
  3. Spontaneous, supratentorial intracerebral hemorrhage in cerebral cortex or deep brain structures (putamen, thalamus, caudate, and associated deep white matter tracts) with a volume ≥ 10 mL but ≤ 60 mL (calculated by the ABC/2 method, after Kothari et al 1996) determined by routine clinical MRI or CT.
  4. Patients with the onset of ICH witnessed and/or last seen healthy no longer than 24 hrs previously.
  5. Patients with Glasgow Coma Scale (GCS) best motor score no less than 5 (brings hands above clavicle on stimulus to head or neck).

Exclusion criteria

Exclusion Criteria:

ICH patients fulfilling any of the following criteria are not eligible for inclusion in this study:

  1. Use of other drugs within 5 half-lives of enrollment, or until the expected pharmacodynamic effect has returned to baseline (for biologics), whichever is longer.
  2. History of to any of the study drugs or to drugs of similar chemical classes (e.g., fingolimod).
  3. Current use of concomitant medications with potent CYP2C9/3A4 inhibitory or induction potential.
  4. Infratentorial (midbrain, pons, medulla, or cerebellum) ICH.
  5. Candidates for surgical hematoma evacuation or other urgent surgical intervention (i.e., surgical relief of increased intracranial pressure) on initial presentation. If during the treatment period surgical hematoma evacuation or surgical intervention to lower intracranial pressure becomes indicated, the investigational treatment should be stopped.
  6. Patients with intraventricular hemorrhage (IVH) having a Graeb score of >3 on initial presentation. Patients must not have blood in the 4th ventricle and may only have blood in the 3rd ventricle in the absence of ventricular expansion. Trace or mild hemorrhage in either or both lateral ventricles is permitted. Patients with hydrocephalus determined radiologically on initial presentation are excluded regardless of Graeb score.
  7. Secondary ICH due to:

    • aneurysm
    • brain tumor
    • arteriovenous malformation
    • thrombocytopenia, defined as count of \<150,000/µl
    • known history of coagulopathy
    • acute sepsis
    • traumatic brain injury (TBI)
    • disseminated intravascular coagulation (DIC)
  8. Prior disability due to other disease compromising mRS evaluation, thereby interfering with the primary outcome, operationally defined as an estimated mRS score (by history) of ≥ 3 before ICH for patients less than or equal to 80 years of age. For ICH patients 81-85 years of age, estimated mRS by history prior to ICH must be less than or equal to 1 (no significant disability despite symptoms).
  9. Preexisting unstable epilepsy.
  10. Patients with active systemic bacterial, viral or fungal infections.
  11. Concomitant drug-related exclusion criteria:

    • Intravenous immunoglobulin, and/or chemotherapeutic medications.
    • Moderate immunosuppressives (e.g. azathioprine, methotrexate) and/or fingolimod within 2 months prior to randomization.
    • Stronger immunosuppressives (e.g. cyclophosphamide, immunosuppressive mAb) within (minimally) 6 months prior to randomization, or longer with long-lasting immunosuppressive medications as determined by the investigator.
  12. Cardiovascular exclusion criteria:

    • Cardiac conduction or rhythm disorders including sinus arrest or sino-atrial block, heart rate \<50 bpm, sick-sinus syndrome, Mobitz Type II second degree AV block or higher grade AV block, or preexisting atrial fibrillation (either by history or observed at screening).
    • PR interval >220 msec. Long syndrome or QTcF prolongation >450 msec in males or >470 msec in females on screening (ECG).
    • Patients receiving treatment with QT-prolonging drugs having a long half-life (e.g., amiodarone).
  13. Any of the following abnormal laboratory values prior to randomization:

    • White blood cell (WBC) count \< 2,000/μl (\< 2.0 x 109/L)
    • Lymphocyte count \< 800/μl (\< 0.8 x 109/L)
  14. Pregnant or nursing (lactating) women, where pregnancy is defined as the state of a female after conception and until the termination of gestation, confirmed by a positive hCG laboratory test.
  15. Patients with any other medically unstable condition or serious laboratory abnormality as determined by the investigator.
Terms in these criteria, in plain language(7)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

Hypersensitivity

An allergy, or another reaction of the immune system, to a substance. “Hypersensitivity to the study drug” means a known allergic reaction to it — not every side effect a medicine can have.

Platelets

Blood cells that help blood clot. Too few raises the risk of bleeding and bruising. A usual adult range is about 150–400 × 10⁹/L (150,000–400,000 per µL); each lab has its own reference range.

Immunosuppression

A weakened immune system. It can come from an illness, such as HIV or some blood cancers, or from medicines that turn the immune system down, for example after an organ transplant or for an autoimmune disease; steroids at higher doses count.

Read whether the line is about a condition or about medicines, and which medicines and doses it means.

QT and QTc

On an ECG, the QT interval is the time the heart’s lower chambers take to activate electrically and recover in each beat. QTc is that time adjusted for heart rate (QTcF by Fridericia’s formula, QTcB by Bazett’s). Some medicines lengthen it, and a long QTc can raise the risk of a dangerous heart rhythm.

The study may name a correction formula and a limit in milliseconds, often around 450–480.

ECG (electrocardiogram)

A recording of the heart’s electrical activity, taken with stickers on the chest, arms and legs. It takes a few minutes and does not hurt.

05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Triple (Participant, Investigator, Outcomes assessor)
Enrollment
32 participants (actual)

Study arms

  • Experimental
    BAF312

    Days 1 - 7, IV up titration; days 8 - 14, 10 mg (5 x 2 mg tablets) taken daily orally

    Drug: BAF312 solution · Drug: BAF312 tablet

  • Placebo comparator
    Placebo

    Days 1 - 7, IV up titration; days 8 - 14, 10 mg (5 x 2 mg tablets) taken daily orally - matching placebo

    Drug: Matching Placebo for BAF312 solution · Drug: Matching Placebo for BAF312 tablet

Interventions

  • Solution for intravenous (IV) infusion - 4.5mg/4.5mL

    Also known as: Siponimod

  • DrugMatching Placebo for BAF312 solution

    Solution for intravenous (IV) infusion - 0mg/4.5mL matching placebo

  • 2 mg film-coated tablet

    Also known as: Siponimod

  • DrugMatching Placebo for BAF312 tablet

    0 mg film-coated tablet matching placebo

06

What researchers measure

Primary outcomes

  1. Absolute Perihematoma Edema (aPHE) Volume Measured by Computed Tomography (CT) Scan After Intracerebral Hemorrhage (ICH)

    Following the initial diagnostic CT, repeat CT images were obtained between 24-48 h after the diagnostic scan, and on Day 7 and Day 14 to capture the trajectory of PHE increase and plateau after ICH. Only non-contrast study CT scans were obtained on Day 7 and Day 14. The non-contrast scan acquired on each patient at first follow-up (i.e. 24-48 h after the diagnostic scan) served as the baseline for our analysis. All CT scans were uploaded through a secure server, and edema and hematoma volumes were measured in a semi-automated manner by one Central Reader.

    Time frame: On Day 14 following ICH

Secondary outcomes

  1. Plasma BAF312 Concentrations

    Blood samples will be collected to assess plasma concentrations.

    Time frame: Days 1, 8, and 14

07

Results

Posted Jun 7, 2021

Participant flow

Treatment Period
Participant flow — Treatment Period
MilestoneBAF312Placebo
Started1613
Completed810
Not completed83
Withdrew: Withdrawal by subject11
Withdrew: Adverse event02
Withdrew: Protocol deviation10
Withdrew: Physician decision20
Withdrew: Subject failed swallow test40
Safety Follow-Up Period
Participant flow — Safety Follow-Up Period
MilestoneBAF312Placebo
Started1613
Completed1412
Not completed21
Withdrew: Adverse event01
Withdrew: Protocol deviation10
Withdrew: Lost to follow-up10

Outcome measures

PrimaryAbsolute Perihematoma Edema (aPHE) Volume Measured by Computed Tomography (CT) Scan After Intracerebral Hemorrhage (ICH)

Following the initial diagnostic CT, repeat CT images were obtained between 24-48 h after the diagnostic scan, and on Day 7 and Day 14 to capture the trajectory of PHE increase and plateau after ICH. Only non-contrast study CT scans were obtained on Day 7 and Day 14. The non-contrast scan acquired on each patient at first follow-up (i.e. 24-48 h after the diagnostic scan) served as the baseline for our analysis. All CT scans were uploaded through a secure server, and edema and hematoma volumes were measured in a semi-automated manner by one Central Reader.

Time frame:
On Day 14 following ICH
Reported as:
Geometric mean · mL
Absolute Perihematoma Edema (aPHE) Volume Measured by Computed Tomography (CT) Scan After Intracerebral Hemorrhage (ICH)
mLBAF312Placebo
Absolute Perihematoma Edema (aPHE) Volume Measured by Computed Tomography (CT) Scan After Intracerebral Hemorrhage (ICH)55.09 (42.444 to 71.509)52.50 (40.042 to 68.835)
Statistical analysis
  • BAF312 vs Placebo · ANCOVA · p = 0.585 · Geo-mean ratio: 1.05 · 90% CI 0.717 to 1.535
SecondaryPlasma BAF312 Concentrations

Blood samples will be collected to assess plasma concentrations.

Time frame:
Days 1, 8, and 14
Reported as:
Geometric mean · ng/mL
Plasma BAF312 Concentrations
ng/mLBAF312
Day 1 - 0.1 Hours Post I.V. Dose n=110.1658 ± 85.6
Day 1 - 2 Hours Post I.V. Dose n=110.5663 ± 78.7
Day 1 - 6 Hours Post I.V. Dose n=102.4313 ± 30.5
Day 8 - 0 Hours Pre Oral Dose n=1181.9423 ± 55.9
Day 14 - 0 Hours Pre Oral Dose n=1136.4460 ± 550.8

Adverse events

Collected over Adverse events were reported from first dose of study treatment until end of study treatment (14 days) plus 76 days post treatment, up to approximately of 90 days. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
BAF3120/16 (0%)2/16 (12.5%)14/16 (87.5%)
Placebo0/13 (0%)2/13 (15.4%)11/13 (84.6%)
Total0/29 (0%)4/29 (13.8%)25/29 (86.2%)
Most frequent serious events
Most frequent serious events
EventBAF312PlaceboTotal
PneumoniaInfections and infestations0/161/131/29
Septic shockInfections and infestations0/161/131/29
NeoplasmNeoplasms benign, malignant and unspecified (incl cysts and polyps)0/161/131/29
Respiratory failureRespiratory, thoracic and mediastinal disorders1/161/132/29
HypotensionVascular disorders0/161/131/29
Acute myocardial infarctionCardiac disorders1/160/131/29
CardiomyopathyCardiac disorders1/160/131/29
Ischaemic strokeNervous system disorders1/160/131/29
Renal failureRenal and urinary disorders1/160/131/29
Pneumonia aspirationRespiratory, thoracic and mediastinal disorders1/160/131/29
Most frequent other events
Showing 10 of 55
Most frequent other events
EventBAF312PlaceboTotal
BradycardiaCardiac disorders5/160/135/29
ConstipationGastrointestinal disorders2/162/134/29
HeadacheNervous system disorders1/162/133/29
AgitationPsychiatric disorders0/162/132/29
InsomniaPsychiatric disorders0/162/132/29
Urinary retentionRenal and urinary disorders1/162/133/29
Infusion site extravasationGeneral disorders2/160/132/29
DepressionPsychiatric disorders2/160/132/29
Sleep disorderPsychiatric disorders2/160/132/29
AnaemiaBlood and lymphatic system disorders0/161/131/29

Baseline characteristics

Age, Continuous
Age, Continuous(years)BAF312PlaceboTotal
Mean58.3 ± 13.663.8 ± 9.0660.8 ± 11.66
Sex: Female, Male
Sex: Female, Male(Participants)BAF312PlaceboTotal
Female10616
Male6713
Race/Ethnicity, Customized
Race/Ethnicity, Customized(Participants)BAF312PlaceboTotal
Caucasian81119
Black505
Asian011
Other314
Absolute perihematoma edema (aPHE) volume
Absolute perihematoma edema (aPHE) volume(mL)BAF312PlaceboTotal
Mean32.927 ± 32.315322.825 ± 9.861728.237 ± 24.7188
08

Study locations

11 sites
  • Novartis Investigative Site
    Palo Alto, California 94304, United States
  • Novartis Investigative Site
    New Haven, Connecticut 06520, United States
  • Novartis Investigative Site
    Atlanta, Georgia 30303, United States
  • Novartis Investigative Site
    Baltimore, Maryland 21201, United States
  • Novartis Investigative Site
    Detroit, Michigan 48202, United States
  • Novartis Investigative Site
    Cincinnati, Ohio 45219, United States
  • Novartis Investigative Site
    Portland, Oregon 97239, United States
  • Novartis Investigative Site
    Philadelphia, Pennsylvania 19104-4283, United States
  • Novartis Investigative Site
    Houston, Texas 77024, United States
  • Novartis Investigative Site
    Houston, Texas 77030-3900, United States
  • Novartis Investigative Site
    Charlottesville, Virginia 22908, United States
09

References and documents

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

Individual participant data

Plan to share: Yes — Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations. This trial data availability is according to the criteria and process described on www.clinicalstudydatarequest.com

Data sharing details ↗ · www.clinicalstudydatarequest.com

10

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reached

Ran from Dec 2017 to primary completion in May 2020, 28 months.

Results were first posted in Jun 2021, 1 year after primary completion.

How these figures are worked out, and which studies are left out of them.

Registered
Nov 8, 2017
First posted
Nov 9, 2017
StartActual
Dec 24, 2017
Primary completionActual
May 13, 2020
CompletionActual
May 13, 2020
Results first posted
Jun 7, 2021
Last update
Aug 12, 2022
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Aug 12, 2022, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03338998
Responsible party
Sponsor
First posted
Nov 9, 2017
Start date
Dec 24, 2017
Primary completion
May 13, 2020
Completion
May 13, 2020
Results posted
Jun 7, 2021
Last update
Aug 12, 2022

Study contacts

Kevin N. Sheth, MD
principal investigator · Yale University

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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Studies of the drug tested here: Siponimod

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