ClinicalTrials.gg
CompletedNCT03302741Updated Nov 5, 2020Results posted

Imaging of 3D Innervation Zone Distribution in Spastic Muscles From High-density Surface EMG Recordings

A Phase 4 interventional study of Botulinum neurotoxin (BTX) and Physical Therapy in Spasticity, sponsored by The University of Texas Health Science Center, Houston. Completed at 1 site in United States. Open to participants aged 21 Years to 75 Years. Per ClinicalTrials.gov, last updated 2020-11-05.

Sponsored by The University of Texas Health Science Center, Houston · Phase 4, Interventional, and Treatment

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Phase
Phase 4
Study type
Interventional
Enrollment
17
Allocation
Non-randomized
Ages
21 Years to 75 Years
Sex
All
01

Where this study stands

Counted across the records on this site · 2026-11-15

Among 165 studies in Muscle Spasticity with a site in United States — 34 open to participants now, 44 under way, none of them phase 3. Muscle Spasticity · United States.

Enrollment
98th of 130
17 · median 31
Started
2017
with 2 others
Phase 4
9 of 165
none open now
Registered
92nd of 165
by date

Among the 165 studies in Muscle Spasticity with a site in United States, this one is the 98th largest by enrollment of the 130 interventional ones that give a count, is one of 3 that started in 2017, is one of 9 in phase 4, and was the 92nd registered.

Muscle Spasticity

622 studies on the registry are indexed under Muscle Spasticity; 128 are open to participants now.

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Open to participants now

34 of the 165 studies in Muscle Spasticity with a site in United States are open now. Recruiting first, the newest first:

29 more — sign in →

All 34 open studies →

A study can be open while its sites in United States have not opened yet or have stopped. Only those recruiting at a site in United States →

Who these studies take

Of the 88 Muscle Spasticity studies recruiting now, 29 (33%) set no upper age limit and 47 (53%) stop at 75 or younger; 34 take children under 18; 11 take healthy volunteers.

This study: 21 Years to 75 Years · all sexes · no healthy volunteers.

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02

Study summary

The purpose of this study is to evaluate if it is possible to use a new 3D imaging method to guide Botulinum neurotoxin (BTX) injection for muscle spasticity management after stroke. This imaging method is called three dimensional innervation zone imaging, or 3DIZI.

03

Conditions studied

  • Spasticity

Keywords

  • stroke
04

Who can participate

Ages eligible
21 Years to 75 Years
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • a history of not more than one stroke which occurred at least 6 months prior to study enrollment;
  • elbow flexor spasticity rated at 2 or 3 on Modified Ashworth scale (MAS);
  • receiving repeated botulinum toxin injection every 3-4 months;
  • absence of excessive pain in the paretic upper limb;
  • capacity to provide , with (MMSE) must be 25 or higher;

The following modified Ashworth scale (MAS) will be used for spasticity assessment:

0 -No increase in muscle tone; 1 -Slight increase in muscle tone, manifested by a catch and release or by minimal resistance at the end of the range of motion when the affected part(s) is moved in flexion or extension; 1+ -Slight increase in muscle tone, manifested by a catch, followed by minimal resistance throughout the remainder (less than half) of the ROM; 2 -More marked increase in muscle tone through most of the ROM, but affected part(s) easily moved; 3 -Considerable increase in muscle tone, passive movement difficult; 4 -Affected part(s) rigid in flexion or extension.

Exclusion criteria

Exclusion Criteria:

  • recent botulinum toxin injection \< 4 months;
  • recent changes in antispastic medications \<3 weeks (i.e., the antispastic medication regime is not stable;
  • Changes in antispastic medications (such as baclofen, tizanidine, dantrolene etc) during the followup research visits. (NOTE: it is clinically rare for patients who receive repeated injections to change their antispastic medications);
  • history of spinal cord injury or traumatic brain damage;
  • history of serious medical illness such as cardiovascular or pulmonary complications;
  • any condition that, in the judgment of a physician, would prevent the person from participating.
Terms in these criteria, in plain language(2)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

MMSE and MoCA

Short tests of memory and thinking, each scored out of 30. Lower scores suggest more difficulty; criteria give a range, either to include people with memory problems or to leave them out.

05

Study design

Phase
Phase 4
Primary purpose
Treatment
Allocation
Non-randomized
Intervention model
Parallel assignment
Masking
Single (Outcomes assessor)
Enrollment
17 participants (actual)

Study arms

  • Active comparator
    Standard BTX injection (ultrasound guided)

    For standard injection procedures, target muscles will be visualized under ultrasound imaging which is operated by an experienced and dedicated technician. Position of needle tip within the target muscle is visualized prior to injection. Ultrasound guidance can help ensure depth of needle tip location, i.e., to make sure the needle tip is within the muscle, but it is not able to tell where it is located with reference to the IZs of the entire muscle.

    Drug: Botulinum neurotoxin (BTX) · Other: Physical Therapy · Device: Standard BTX injection (ultrasound guided)

  • Experimental
    3-dimensional innervation zone (3DIZ) guided injection

    In the IZ-guided injection technique, IZ location obtained using the 3DIZ will be first marked over the skin surface of the muscle and the depth of the IZ will be also provided. The 3DIZ will be applied to the IZ-guided injection group 1 day prior to scheduled injection. The surface location and depth information of the IZ will be used to guide where the needle tip needs to go. Currently, patients commonly receive 1 to 2 injection sites, occasionally 3 sites for biceps muscles. To standardize the procedure, we will choose 2 sites for all patients.

    Drug: Botulinum neurotoxin (BTX) · Other: Physical Therapy · Device: 3-dimensional innervation zone (3DIZ) guided injection

Interventions

  • Each patient will receive BTX injections in 2 sites. 100 units at double dilution will be injected at each site.

    Also known as: Botox

  • OtherPhysical Therapy

    Standard physical therapy will be ordered to both groups as part of standard of care for patients after BTX injections to maximize the outcomes.

  • DeviceStandard BTX injection (ultrasound guided)

    For standard injection procedures, target muscles will be visualized under ultrasound imaging which is operated by an experienced and dedicated technician. Position of needle tip within the target muscle is visualized prior to injection. Ultrasound guidance can help ensure depth of needle tip location, i.e., to make sure the needle tip is within the muscle, but it is not able to tell where it is located with reference to the innervation zones (IZs) of the entire muscle.

  • Device3-dimensional innervation zone (3DIZ) guided injection

    Simultaneous surface EMG and intramuscular EMG measurements will be acquired from the spastic biceps of the patients. Patients will be seated comfortably on a height-adjustable chair. The arm to be tested will be secured firmly on a customized apparatus with the elbow joint at approximately 90° of flexion and the shoulder at approximately 45° of abduction and 30° of flexion. The 128-channel unipolar surface EMG signals will be recorded with 2 flexible 2-dimensional 64-channel surface electrode array. A coating fine wire electrode will be inserted into the mid-axial section of the biceps to record bipolar intramuscular EMG signals. Ultrasound scan will be performed on the biceps to identify the location of the inserted wire electrode. Patients will be asked to contract their impaired biceps to perform maximum voluntary contraction of elbow flexion against the vertical plates 3 times.

06

What researchers measure

Primary outcomes

  1. Spasticity as Assessed by Reflex Torque of Elbow Flexors

    Each subject will receive a total of 60 degrees of computer-controlled elbow extension stretching at different speeds. The stretch ends at 10 degrees beyond the resting angle of the elbow joint during standing to offset the baseline difference among subjects. From the angle-torque relations, reflex torque is obtained after subtracting passive torque at 5˚/sec from those at 50˚/sec or 100˚/sec. Reflex torque is considered to reflect the neural component of muscle spasticity.

    Time frame: baseline (1 day prior to BTX injection)

  2. Spasticity as Assessed by Reflex Torque of Elbow Flexors

    Each subject will receive a total of 60 degrees of computer-controlled elbow extension stretching at different speeds. The stretch ends at 10 degrees beyond the resting angle of the elbow joint during standing to offset the baseline difference among subjects. From the angle-torque relations, reflex torque is obtained after subtracting passive torque at 5˚/sec from those at 50˚/sec or 100˚/sec. Reflex torque is considered to reflect the neural component of muscle spasticity.

    Time frame: 3 weeks after BTX injection

  3. Spasticity as Assessed by Reflex Torque of Elbow Flexors

    Each subject will receive a total of 60 degrees of computer-controlled elbow extension stretching at different speeds. The stretch ends at 10 degrees beyond the resting angle of the elbow joint during standing to offset the baseline difference among subjects. From the angle-torque relations, reflex torque is obtained after subtracting passive torque at 5˚/sec from those at 50˚/sec or 100˚/sec. Reflex torque is considered to reflect the neural component of muscle spasticity.

    Time frame: 3 months after BTX injection

Secondary outcomes

  1. Spasticity as Assessed by the Modified Ashworth Scale (MAS)

    The following modified Ashworth scale (MAS) will be used for spasticity assessment: 0 -No increase in muscle tone; 1 -Slight increase in muscle tone, manifested by a catch and release or by minimal resistance at the end of the range of motion when the affected part(s) is moved in flexion or extension; 1+ -Slight increase in muscle tone, manifested by a catch, followed by minimal resistance throughout the remainder (less than half) of the ROM; 2 -More marked increase in muscle tone through most of the ROM, but affected part(s) easily moved; 3 -Considerable increase in muscle tone, passive movement difficult; 4 -Affected part(s) rigid in flexion or extension.

    Time frame: baseline (1 day prior to BTX injection)

  2. Spasticity as Assessed by the Modified Ashworth Scale (MAS)

    The following modified Ashworth scale (MAS) will be used for spasticity assessment: 0 -No increase in muscle tone; 1 -Slight increase in muscle tone, manifested by a catch and release or by minimal resistance at the end of the range of motion when the affected part(s) is moved in flexion or extension; 1+ -Slight increase in muscle tone, manifested by a catch, followed by minimal resistance throughout the remainder (less than half) of the ROM; 2 -More marked increase in muscle tone through most of the ROM, but affected part(s) easily moved; 3 -Considerable increase in muscle tone, passive movement difficult; 4 -Affected part(s) rigid in flexion or extension.

    Time frame: 3 weeks after BTX injection

  3. Spasticity as Assessed by the Modified Ashworth Scale (MAS)

    The following modified Ashworth scale (MAS) will be used for spasticity assessment: 0 -No increase in muscle tone; 1 -Slight increase in muscle tone, manifested by a catch and release or by minimal resistance at the end of the range of motion when the affected part(s) is moved in flexion or extension; 1+ -Slight increase in muscle tone, manifested by a catch, followed by minimal resistance throughout the remainder (less than half) of the ROM; 2 -More marked increase in muscle tone through most of the ROM, but affected part(s) easily moved; 3 -Considerable increase in muscle tone, passive movement difficult; 4 -Affected part(s) rigid in flexion or extension.

    Time frame: 3 months after BTX injection

07

Results

Posted Nov 5, 2020

Participant flow

Participant flow — Overall Study
MilestoneStandard BTX Injection (Ultrasound Guided)3-dimensional Innervation Zone (3DIZ) Guided Injection
Started89
Completed78
Not completed11

Outcome measures

PrimarySpasticity as Assessed by Reflex Torque of Elbow Flexors

Each subject will receive a total of 60 degrees of computer-controlled elbow extension stretching at different speeds. The stretch ends at 10 degrees beyond the resting angle of the elbow joint during standing to offset the baseline difference among subjects. From the angle-torque relations, reflex torque is obtained after subtracting passive torque at 5˚/sec from those at 50˚/sec or 100˚/sec. Reflex torque is considered to reflect the neural component of muscle spasticity.

Time frame:
baseline (1 day prior to BTX injection)
Reported as:
Mean · Newton meter (n-m)
Spasticity as Assessed by Reflex Torque of Elbow Flexors
Newton meter (n-m)Standard BTX Injection (Ultrasound Guided)3-dimensional Innervation Zone (3DIZ) Guided Injection
reflex torque at 50˚/sec2.32 ± 1.732.04 ± 1.19
reflex torque 100˚/sec2.41 ± 2.353.11 ± 1.67
PrimarySpasticity as Assessed by Reflex Torque of Elbow Flexors

Each subject will receive a total of 60 degrees of computer-controlled elbow extension stretching at different speeds. The stretch ends at 10 degrees beyond the resting angle of the elbow joint during standing to offset the baseline difference among subjects. From the angle-torque relations, reflex torque is obtained after subtracting passive torque at 5˚/sec from those at 50˚/sec or 100˚/sec. Reflex torque is considered to reflect the neural component of muscle spasticity.

Time frame:
3 weeks after BTX injection
Reported as:
Mean · Newton meter (n-m)
Spasticity as Assessed by Reflex Torque of Elbow Flexors
Newton meter (n-m)Standard BTX Injection (Ultrasound Guided)3-dimensional Innervation Zone (3DIZ) Guided Injection
reflex torque at 50˚/sec2.22 ± 1.211.47 ± 0.63
reflex torque at 100˚/sec2.64 ± 1.692.14 ± 1.20
PrimarySpasticity as Assessed by Reflex Torque of Elbow Flexors

Each subject will receive a total of 60 degrees of computer-controlled elbow extension stretching at different speeds. The stretch ends at 10 degrees beyond the resting angle of the elbow joint during standing to offset the baseline difference among subjects. From the angle-torque relations, reflex torque is obtained after subtracting passive torque at 5˚/sec from those at 50˚/sec or 100˚/sec. Reflex torque is considered to reflect the neural component of muscle spasticity.

Time frame:
3 months after BTX injection
Reported as:
Mean · Newton meter (n-m)
Spasticity as Assessed by Reflex Torque of Elbow Flexors
Newton meter (n-m)Standard BTX Injection (Ultrasound Guided)3-dimensional Innervation Zone (3DIZ) Guided Injection
reflex torque at 50˚/sec2.71 ± 2.121.89 ± 0.75
reflex torque at 100˚/sec3.29 ± 2.572.85 ± 1.23
SecondarySpasticity as Assessed by the Modified Ashworth Scale (MAS)

The following modified Ashworth scale (MAS) will be used for spasticity assessment: 0 -No increase in muscle tone; 1 -Slight increase in muscle tone, manifested by a catch and release or by minimal resistance at the end of the range of motion when the affected part(s) is moved in flexion or extension; 1+ -Slight increase in muscle tone, manifested by a catch, followed by minimal resistance throughout the remainder (less than half) of the ROM; 2 -More marked increase in muscle tone through most of the ROM, but affected part(s) easily moved; 3 -Considerable increase in muscle tone, passive movement difficult; 4 -Affected part(s) rigid in flexion or extension.

Time frame:
baseline (1 day prior to BTX injection)
Reported as:
Count of participants · Participants
Spasticity as Assessed by the Modified Ashworth Scale (MAS)
ParticipantsStandard BTX Injection (Ultrasound Guided)3-dimensional Innervation Zone (3DIZ) Guided Injection
000
100
1+00
276
302
400
SecondarySpasticity as Assessed by the Modified Ashworth Scale (MAS)

The following modified Ashworth scale (MAS) will be used for spasticity assessment: 0 -No increase in muscle tone; 1 -Slight increase in muscle tone, manifested by a catch and release or by minimal resistance at the end of the range of motion when the affected part(s) is moved in flexion or extension; 1+ -Slight increase in muscle tone, manifested by a catch, followed by minimal resistance throughout the remainder (less than half) of the ROM; 2 -More marked increase in muscle tone through most of the ROM, but affected part(s) easily moved; 3 -Considerable increase in muscle tone, passive movement difficult; 4 -Affected part(s) rigid in flexion or extension.

Time frame:
3 weeks after BTX injection
Reported as:
Count of participants · Participants
Spasticity as Assessed by the Modified Ashworth Scale (MAS)
ParticipantsStandard BTX Injection (Ultrasound Guided)3-dimensional Innervation Zone (3DIZ) Guided Injection
000
101
1+44
232
301
400
SecondarySpasticity as Assessed by the Modified Ashworth Scale (MAS)

The following modified Ashworth scale (MAS) will be used for spasticity assessment: 0 -No increase in muscle tone; 1 -Slight increase in muscle tone, manifested by a catch and release or by minimal resistance at the end of the range of motion when the affected part(s) is moved in flexion or extension; 1+ -Slight increase in muscle tone, manifested by a catch, followed by minimal resistance throughout the remainder (less than half) of the ROM; 2 -More marked increase in muscle tone through most of the ROM, but affected part(s) easily moved; 3 -Considerable increase in muscle tone, passive movement difficult; 4 -Affected part(s) rigid in flexion or extension.

Time frame:
3 months after BTX injection
Reported as:
Count of participants · Participants
Spasticity as Assessed by the Modified Ashworth Scale (MAS)
ParticipantsStandard BTX Injection (Ultrasound Guided)3-dimensional Innervation Zone (3DIZ) Guided Injection
000
100
1+22
255
301
400

Adverse events

Collected over 3 months. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Standard BTX Injection (Ultrasound Guided)0/7 (0%)0/7 (0%)0/7 (0%)
3-dimensional Innervation Zone (3DIZ) Guided Injection0/8 (0%)0/8 (0%)0/8 (0%)

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Standard BTX Injection (Ultrasound Guided)3-dimensional Innervation Zone (3DIZ) Guided InjectionTotal
<=18 years000
Between 18 and 65 years5510
>=65 years235
Age, Continuous
Age, Continuous(years)Standard BTX Injection (Ultrasound Guided)3-dimensional Innervation Zone (3DIZ) Guided InjectionTotal
Mean55.43 ± 11.9152.75 ± 11.9054.00 ± 11.56
Sex: Female, Male
Sex: Female, Male(Participants)Standard BTX Injection (Ultrasound Guided)3-dimensional Innervation Zone (3DIZ) Guided InjectionTotal
Female336
Male459
Race/Ethnicity, Customized
Race/Ethnicity, Customized(Participants)Standard BTX Injection (Ultrasound Guided)3-dimensional Innervation Zone (3DIZ) Guided InjectionTotal
White101
Black426
Hispanic134
Asian123
Other011
Region of Enrollment
Region of Enrollment(Participants)Standard BTX Injection (Ultrasound Guided)3-dimensional Innervation Zone (3DIZ) Guided InjectionTotal
United States7815
08

Study locations

1 site
  • The University of Texas Health Science Center at Houston
    Houston, Texas 70030, United States
09

References and documents

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

10

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reached

Ran from Nov 2017 to primary completion in Nov 2019, 23 months.

Results were first posted in Nov 2020, 11 months after primary completion.

How these figures are worked out, and which studies are left out of them.

Registered
Oct 1, 2017
First posted
Oct 5, 2017
StartActual
Nov 21, 2017
Primary completionActual
Nov 18, 2019
CompletionActual
Nov 18, 2019
Results first posted
Nov 5, 2020
Last update
Nov 5, 2020
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Nov 5, 2020, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03302741
Responsible party
Sheng Li (Professor, The University of Texas Health Science Center, Houston) — Principal investigator
First posted
Oct 5, 2017
Start date
Nov 21, 2017
Primary completion
Nov 18, 2019
Completion
Nov 18, 2019
Results posted
Nov 5, 2020
Last update
Nov 5, 2020

Study contacts

Sheng Li, MD, PhD
principal investigator · The University of Texas Health Science Center, Houston

Oversight

FDA-regulated drug
Yes
FDA-regulated device
Yes
View the source record on ClinicalTrials.gov ↗

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