An interventional study of Prehabilitation in Coronary Artery Bypass Graft, Non-cardiac Thoracic Surgery and Frailty, sponsored by VA Office of Research and Development. Completed at 1 site in United States. Per ClinicalTrials.gov, last updated 2021-01-13.
Sponsored by VA Office of Research and Development · Not applicable, Interventional, and Health services research
Frail Veterans are at increased risk for poor surgical outcomes, and as the Veteran population grows older and more frail, there is a critical need to identify effective strategies for reducing surgical risks for these patients. Prior research shows that inter-disciplinary rehabilitation strategies deployed after surgery enhance recovery and improve outcomes by building strength and improving nutrition. The investigators believe that similar improvements may be obtained by using similar interventions before surgery to "prehabilitate" patients' capacity to tolerate the stress of surgery. The proposed research will examine the feasibility of a new, home-based prehabilitation intervention aimed at improving surgical outcomes after cardiothoracic surgery through preoperative exercise training and nutritional supplementation. Findings from the study will inform the design of a larger randomized controlled trial of the prehabilitation intervention. If proven effective, prehabilitation could benefit as many as 42,000 frail Veterans who are scheduled for major elective surgery each year.
Background: Frail Veterans are at increased risk for poor surgical outcomes. Although surgical techniques have advanced to a level where surgery on very old adults is feasible, if a patient is also frail, the stress of surgery may overwhelm their adaptive capacities, placing them at increased risk of mortality, morbidity, and institutionalization even if surgery is technically successful. Frailty is a clinical syndrome that is commonly characterized by muscle atrophy, diminished strength and speed, decreased physical activity, and exhaustion. It is independent of any specific disease, but it increases with age and worsens disease prognoses by diminishing capacity to tolerate stressors. Thus, while surgery is often indicated for older patients, frail candidates are less likely than robust counterparts to tolerate the procedure and/or recover functional capacity. In fact, recent VA data demonstrate that frailty is a more powerful predictor of increased perioperative mortality, morbidity, length of stay, and cost than predictions based on age or comorbidity alone. As the Veteran and US populations grow older, frailty will increase, making it critically important to identify effective strategies for improving the surgical recovery and outcomes of frail patients.
"Prehabilitation" has the potential to improve surgical outcomes among the frail. Prior research demonstrates that inter-disciplinary rehabilitation strategies deployed after surgery enhance recovery and improve outcomes by building strength and improving nutrition. Based on this success, there is growing interest in "prehabilitation", which is a similar intervention deployed before surgery. By modifying physiological and environmental risks, prehabilitation aims to augment patients' capacity to compensate for the stress of surgery itself and the convalescent period thereafter. Frail patients may benefit disproportionately from prehabilitation because they have diminished capacity to endure the procedure and/or recovery. Preliminary evidence suggests that preoperative exercise interventions improve surgical outcomes. However, prehabilitation has not yet been studied in either Veteran or specifically frail populations, and no prior studies used home-based prehabilitation strategies to safely minimize travel-related barriers to participation.
Objectives: The investigators will examine the feasibility of a novel, multifaceted, home-based prehabilitation intervention designed to improve functional capacity and postoperative outcomes for frail Veterans anticipating cardiothoracic surgery. Specific aims are to:
Methods: This single-arm pilot study will enroll a consecutive cohort of up to 50 Veterans identified as frail using a standardized frailty assessment and scheduled for major cardiothoracic surgery at the VA Pittsburgh Healthcare System. The 4 week long prehabilitation regimen will include: (a) aerobic conditioning, (b) strength and coordination training, (c) respiratory muscle training, and (d) nutritional coaching and supplementation. Pre- and post-prehabilitation assessments will include: (a) frailty; (b) physical function; (c) pulmonary function; (d) nutrition; and (e) health-related quality of life. Postoperative outcomes will include length of stay, mortality and complications. Compliance with the prehabilitation regimen will be assessed through patient logs and pedometers. Analyses will inform a larger randomized controlled trial testing the prehabilitation intervention. Findings will be relevant for the 42,000 frail Veterans scheduled for major elective surgery each year.
Exclusion Criteria:
Prospective sample of patients anticipating cardiothoracic surgery.
Other: Prehabilitation
Prehabilitation will last 4 weeks and consist of a novel, home-based regimen of (a) aerobic conditioning; (b) strength and coordination training; (c) respiratory muscle training; and (d) nutritional coaching and supplementation.
Recruitment Rate
Recruitment will be expressed as the percentage of eligible patients approached who agree to participate in this pilot study.
Time frame: Baseline
Retention Rate
Retention rate will be expressed as the percentage of enrolled patients who were retained in the study and completed study procedures. It will be calculated for incremental steps along the study timeline and at the completion of study procedures 90 days postoperatively.
Time frame: 90 days postoperatively
Adherence Rate
Compliance rates will be expressed as the percentage of assigned activities actually completed by patients as recorded in home exercise and nutrition logs.
Time frame: Day of surgery
Change in Grip Strength Over the Course of Treatment and Recovery.
Grip strength will be measured in kilograms of pressure using a Smedley grip dynamometer
Time frame: Baseline, day of surgery, 90 days postoperatively
Change in Pulmonary Function Over the Course of Treatment and Recovery: Max MIP
Pulmonary function will be measured in terms of maximum MIP (maximal inspiratory pressure).
Time frame: Baseline, day of surgery, 90 days postoperatively
Change in Pulmonary Function Over the Course of Treatment and Recovery: Mean MIP
Pulmonary function will be measured in terms of mean maximal inspiratory pressure (MIP).
Time frame: Baseline, day of surgery, 90 days postoperatively
Change in Pulmonary Function Over the Course of Treatment and Recovery: Max MEP
Pulmonary function will be measured in terms of maximum MEP (maximal expiratory pressures)
Time frame: Baseline, day of surgery, 90 days postoperatively
Change in Pulmonary Function Over the Course of Treatment and Recovery: Mean MEP
Pulmonary function will be measured in terms of mean maximal expiratory pressures (MEP).
Time frame: Baseline, day of surgery, 90 days postoperatively
Change in Pulmonary Function Over the Course of Treatment and Recovery: Max SMIP
Pulmonary function will be measured in terms of maximum sustained MIP (SMIP).
Time frame: Baseline, day of surgery, 90 days postoperatively
Change in Pulmonary Function Over the Course of Treatment and Recovery: Mean SMIP
Pulmonary function will be measured in terms of mean sustained MIP (SMIP).
Time frame: Baseline, day of surgery, 90 days postoperatively
Serum Prealbumin Over the Course of Treatment and Recovery
Higher levels indicate greater levels of protein. Lower levels indicate the potential of inflammation. normal range is 18-41, Below 18 is lower than normal, above 41 is higher than normal
Time frame: Baseline, day of surgery, 90 days postoperatively
Change in Gait Speed Over the Course of Treatment and Recovery
Gait speed will be measured by using a stopwatch to time how long the patient takes to walk 4 meters
Time frame: Baseline, day of surgery, 90 days postoperatively
Change in Short Physical Performance Battery (SPPB) Over the Course of Treatment and Recovery
This standardized outcome measure asks patients to complete several activities that are scored independently and then aggregated into an overall score ranging from 0-12. Higher scores indicate better physical performance.
Time frame: Baseline, day of surgery, 90 days postoperatively
Change in Risk Analysis Index of Frailty (RAI) Over the Course of Treatment and Recovery
This recently published frailty index is assessed by a clinician administered questionnaire. The score and reflects frailty-associated mortality risk ranging from 0-81. Higher scores indicate higher risk for post operative complications and other frailty-related outcomes.
Time frame: Baseline, day of surgery, 90 days postoperatively
Change in 7-point Subjective Global Assessment (SGA) of Nutrition Over the Course of Treatment and Recovery
This standardized survey instrument is completed by a trained clinician after assessing a nutrition-specific patient history. The minimum score is 1 and the maximum score is 7. High scores indicate better nourishment.
Time frame: Baseline, day of surgery, 90 days postoperatively
Change in 6 Minute Walk Test Over the Course of Treatment and Recovery
This standardized approach measures the distance in meters walked during 6 minutes.
Time frame: Baseline, day of surgery, 90 days postoperatively
Change in Health Related Quality of Life Over the Course of Treatment and Recovery
Assessment of Quality of Life (AQoL-6D) survey. Scores range from 0 to 1. The higher the score, the better the quality of life.
Time frame: Baseline, day of surgery, 30-days postoperatively, 90-days postoperatively
Change in Quality of Surgical Care Over the Course of Treatment and Recovery
Agency for Healthcare Research and Quality (AHRQ) Surgical Care Survey (SCS) total communication section. Values are scored on a 3 point scale where 1 is good and 3 bad
Time frame: Day of Surgery and 30-days postoperatively
| Milestone | Prehabilitation |
|---|---|
| Started | 35 |
| Completed | 25 |
| Not completed | 10 |
| Withdrew: Lost to follow-up | 1 |
| Withdrew: Withdrawal by subject | 5 |
| Withdrew: Surgery was changed | 3 |
| Withdrew: Not enough time to complete prehab | 1 |
Recruitment will be expressed as the percentage of eligible patients approached who agree to participate in this pilot study.
| Participants | Prehabilitation |
|---|---|
| Recruitment Rate | 35 |
Retention rate will be expressed as the percentage of enrolled patients who were retained in the study and completed study procedures. It will be calculated for incremental steps along the study timeline and at the completion of study procedures 90 days postoperatively.
| Participants | Prehabilitation |
|---|---|
| Retention Rate | 25 |
Compliance rates will be expressed as the percentage of assigned activities actually completed by patients as recorded in home exercise and nutrition logs.
| percentage of activities completed | Prehabilitation |
|---|---|
| Home Strength/Aerobic/Transition Training | 78.85 ± 28.96 |
| Home Breathing Training | 86.30 ± 24.20 |
| Home Nutrition Log | 64.09 ± 14.10 |
Grip strength will be measured in kilograms of pressure using a Smedley grip dynamometer
| kgf/cm2 | Prehabilitation |
|---|---|
| Baseline Grip Strength | 31.52 ± 9.27 |
| Day of Surgery Grip Strength | 32.19 ± 7.89 |
| 90 Days Post Surgery | 31.13 ± 9.99 |
Pulmonary function will be measured in terms of maximum MIP (maximal inspiratory pressure).
| cm of H2O | Prehabilitation |
|---|---|
| Baseline Max MIP | 71.42 ± 24.54 |
| Day of surgery Max MIP | 77.96 ± 24.23 |
| 90 Day Postop Max MIP | 79.82 ± 26.86 |
Pulmonary function will be measured in terms of mean maximal inspiratory pressure (MIP).
| cm of H2O | Prehabilitation |
|---|---|
| Baseline Mean MIP | 60.69 ± 23.57 |
| Day of surgery Mean MIP | 69.38 ± 23.11 |
| 90 Day Postop Mean MIP | 71.43 ± 26.10 |
Pulmonary function will be measured in terms of maximum MEP (maximal expiratory pressures)
| cm of H2O | Prehabilitation |
|---|---|
| Baseline Max MEP | 108.09 ± 33.64 |
| Day of surgery Max MEP | 120.81 ± 30.40 |
| 90 Day Postop Max MEP | 123.64 ± 32.64 |
Pulmonary function will be measured in terms of mean maximal expiratory pressures (MEP).
| cm of H2O | Prehabilitation |
|---|---|
| Baseline Mean MEP | 98.48 ± 32.90 |
| Day of surgery Mean MEP | 111.22 ± 28.62 |
| 90 Day Postop Mean MEP | 112.01 ± 31.72 |
Pulmonary function will be measured in terms of maximum sustained MIP (SMIP).
| cm of H2O | Prehabilitation |
|---|---|
| Baseline Max SMIP | 416.55 ± 197.85 |
| Day of surgery Max SMIP | 434.48 ± 192.42 |
| 90 Day Postop Max SMIP | 466.77 ± 197.27 |
Pulmonary function will be measured in terms of mean sustained MIP (SMIP).
| cm of H2O | Prehabilitation |
|---|---|
| Baseline Mean SMIP | 364.36 ± 171.33 |
| Day of surgery Mean SMIP | 393.86 ± 185.85 |
| 90 Day Postop Mean SMIP | 435.94 ± 202.14 |
Higher levels indicate greater levels of protein. Lower levels indicate the potential of inflammation. normal range is 18-41, Below 18 is lower than normal, above 41 is higher than normal
| mg/dL | Prehabilitation |
|---|---|
| Baseline Serum Prealbumin | 26.27 ± 5.57 |
| Day of surgery Serum Prealbumin | 26.50 ± 4.52 |
| 90 Day Postop Serum Prealbumin | 25.13 ± 6.48 |
Gait speed will be measured by using a stopwatch to time how long the patient takes to walk 4 meters
| m/s | Prehabilitation |
|---|---|
| Baseline Gait Speed | 1.16 ± 0.32 |
| Day of surgery Gait Speed | 1.33 ± 0.28 |
| 90 Day Postop Gait Speed | 1.36 ± 0.37 |
This standardized outcome measure asks patients to complete several activities that are scored independently and then aggregated into an overall score ranging from 0-12. Higher scores indicate better physical performance.
| score on a scale | Prehabilitation |
|---|---|
| Baseline SPPB | 10.44 ± 1.74 |
| Day of surgery SPPB | 10.83 ± 1.17 |
| 90 Day Postop SPPB | 10.64 ± 1.94 |
This recently published frailty index is assessed by a clinician administered questionnaire. The score and reflects frailty-associated mortality risk ranging from 0-81. Higher scores indicate higher risk for post operative complications and other frailty-related outcomes.
| score on a scale | Prehabilitation |
|---|---|
| Baseline RAI | 17.85 ± 8.92 |
| Day of surgery RAI | 20.40 ± 8.69 |
| 90 Day Postop RAI | 23.30 ± 9.16 |
This standardized survey instrument is completed by a trained clinician after assessing a nutrition-specific patient history. The minimum score is 1 and the maximum score is 7. High scores indicate better nourishment.
| score on a scale | Prehabilitation |
|---|---|
| Baseline SGA | 6.04 ± 0.60 |
| Day of Surgery SGA | 6.00 ± 0.33 |
| 90 Day Postop SGA | 5.95 ± 0.59 |
This standardized approach measures the distance in meters walked during 6 minutes.
| meters | Prehabilitation |
|---|---|
| Baseline 6 Minute Walk Distance | 366.49 ± 108.68 |
| Day of Surgery 6 Minute Walk Distance | 400.33 ± 101.07 |
| 90 Day Postop 6 Minute Walk Distance | 386.96 ± 94.70 |
Assessment of Quality of Life (AQoL-6D) survey. Scores range from 0 to 1. The higher the score, the better the quality of life.
| score on a scale | Prehabilitation |
|---|---|
| Baseline AQoL6D Utility Score | 0.72 ± 0.16 |
| Day of surgery AQoL6D Utility Score | 0.75 ± 0.13 |
| 90 Day Postop AQoL6D Utility Score | 0.77 ± 0.13 |
Agency for Healthcare Research and Quality (AHRQ) Surgical Care Survey (SCS) total communication section. Values are scored on a 3 point scale where 1 is good and 3 bad
| score on a scale | Prehabilitation |
|---|---|
| Day of surgery Total Communication | 1.08 ± 0.16 |
| 30 Day Postop Total Communication | 1.13 ± 0.43 |
Collected over Adverse events were collected for each participant, from the time of enrollment, usually 3-6 weeks prior to surgery, to first final follow up, 90 days after surgery. Adverse events were collected over a time period of approximately four months.. Non-serious events are listed at a 0% frequency threshold.
| Group | Deaths | Serious | Other |
|---|---|---|---|
| Prehabilitation | 0/35 (0%) | 7/35 (20%) | 0/35 (0%) |
| Event | Prehabilitation |
|---|---|
| Orthostatic HypotensionBlood and lymphatic system disorders | 1/35 |
| Suspected ischemic strokeVascular disorders | 1/35 |
| Unrelated inpatient hospitalizationGeneral disorders | 1/35 |
| DetoxGeneral disorders | 1/35 |
| Unrelated inpatient hospitalizationRespiratory, thoracic and mediastinal disorders | 1/35 |
| Post-operative pain unrealted inpatient hospitalizationInjury, poisoning and procedural complications | 1/35 |
| Second unexpect surgerySurgical and medical procedures | 1/35 |
All participants that completed the baseline assessments were analyzed.
| Age, Categorical(Participants) | Prehabilitation |
|---|---|
| <=18 years | 0 |
| Between 18 and 65 years | 11 |
| >=65 years | 22 |
| Age, Continuous(years) | Prehabilitation |
|---|---|
| Mean | 66.09 ± 7.66 |
| Sex: Female, Male(Participants) | Prehabilitation |
|---|---|
| Female | 2 |
| Male | 31 |
| Ethnicity (NIH/OMB)(Participants) | Prehabilitation |
|---|---|
| Hispanic or Latino | 0 |
| Not Hispanic or Latino | 33 |
| Unknown or Not Reported | 0 |
| Race (NIH/OMB)(Participants) | Prehabilitation |
|---|---|
| American Indian or Alaska Native | 0 |
| Asian | 0 |
| Native Hawaiian or Other Pacific Islander | 0 |
| Black or African American | 2 |
| White | 31 |
| More than one race | 0 |
| Unknown or Not Reported | 0 |
| Region of Enrollment(Participants) | Prehabilitation |
|---|---|
| United States | 33 |
| Risk Analysis Index(Score on a scale) | Prehabilitation |
|---|---|
| Mean | 17.85 ± 8.92 |
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