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CompletedNCT03241784Updated Jun 17, 2026Results posted

Ph1 T-Regulatory Cells in Amyotrophic Lateral Sclerosis

A Phase 1 interventional study of Autologous T-regulatory lymphocytes and Interleukin-2 in ALS (Amyotrophic Lateral Sclerosis), sponsored by The Methodist Hospital Research Institute. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-06-17.

Sponsored by The Methodist Hospital Research Institute · Phase 1, Interventional, and Treatment

From the registry’s dates

  • Registered 1 year 2 months after the study started (first participant enrolled May 2016, registered Jul 2017).
Phase
Phase 1
Study type
Interventional
Enrollment
3
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

Open-label pilot study to determine the safety and tolerability of autologous CD4+ CD25+ regulatory T cells infusions with concomitant subcutaneous IL-2 injections taken 3 times per week in 3 participants with ALS.

Read the detailed description

This is Pilot Study will consist of 3 people diagnosed with amyotrophic lateral sclerosis (ALS), who will undergo 4 infusions of autologous expanded Tregs and concomitant subcutaneous injections of Interleukin-2 [IL-2] (2 x 105 IU/m2) 3 times weekly, for 52 weeks or unless the interim analysis confirms or negates the investigational product (IP = Tregs) use.

During the enrollment period up to three research participants will be recruited from patients in our ALS Clinic for screening, baseline measures and leukapheresis. The Treg cell manufacturing will be performed in a current Good Manufacturing Practice (cGMP) laboratory. The first subject will receive infusions of their expanded Tregs (1x106 /kg) with concomitant subcutaneous IL-2 injections (2 x 105 IU/m2) 25 days (+/- 2 days) post leukapheresis. The 2nd subject will begin after the first subject has completed the first 4 weeks and has experienced no untoward effects during this period. Once subjects #1 and #2 have completed the first 4 weeks and no toxic events have occurred they will therefore be considered safely past the first milestone and subject #3 will begin infusions.

Research Participants #1, 2 and 3 will repeat the leukapheresis (under a separate protocol) and undergo Treg infusions at the modified schedule of every 4 weeks, with concomitant subcutaneous injections of IL-2 (2 x 105 IU/m2) 3 times weekly. The subjects will be called on Day 7, and 21. Office visits will be completed on the day after infusions and every two weeks while the subjects are undergoing Treg infusions for clinical evaluation, scoring, and blood draws. The subjects will then be seen during office visits once per month for one year total from their initial baseline visit for clinical evaluation, scoring, and blood draws

Monthly interim analyses will monitor the subjects using validated ALS scales such as the ALS Functional Rating Scale-Revised (ALSFRS-R) and Appel ALS Grading Scale (AALS), which incorporates muscle strength and dysfunction, activities of daily living and pulmonary function. The analyses will also include interim medical history and physical exam, an electrocardiogram (ECG) when indicated, pulmonary function tests (PFTs) such as Forced vital capacity (FVC) and Maximum Inspiratory Pressure (MIP or MIPS), safety labs (such as a complete blood count (CBC), chemistry, liver function, thyroid tests-T4 and TSH) as well as more technical research labs such as T Regulatory Cell and related markers (Th1 and Th17 counts, FoxP3 RNA expression), and Treg Suppression Assays. A prothrombin time (PT) and partial thromboplastin time (PTT) will be performed only if the subject has an abnormal coagulation result at baseline or if the subject is on anti-coagulation therapy.

Adverse Events (AEs) and Serious Adverse Events (SAEs) will be monitoring from the time of consent until end of study or AE/SAE resolution.

02

Conditions studied

  • ALS (Amyotrophic Lateral Sclerosis)

Keywords

  • ALS
  • T-Regulatory Cells
03

In context

Amyotrophic Lateral Sclerosis

981 studies on the registry are indexed under Amyotrophic Lateral Sclerosis; 283 are open to participants now.

This study's enrollment of 3 is below the median of 36 across 667 interventional studies indexed under Amyotrophic Lateral Sclerosis.

Browse Amyotrophic Lateral Sclerosis studies →

Lead sponsor

The Methodist Hospital Research Institute is the lead sponsor of 157 studies on the registry; 60 are open to participants now.

Of its 25 completed or terminated interventional studies of FDA-regulated products, 15 (60%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. Age 18 years or older.
  2. Sporadic or familial ALS diagnosed as possible, laboratory-supported probable, probable, or definite as defined by revised El Escorial criteria (Appendix 1).
  3. Subjects must not have taken riluzole for at least 30 days, or be on a stable dose of riluzole for at least 30 days (riluzole-naïve subjects are permitted in the study).
  4. Capable of providing informed consent and following trial procedures.
  5. Geographically accessible to the site.
  6. Women must not be able to become pregnant (e.g. post-menopausal, surgically sterile, or using adequate birth control methods) for the duration of the study and three months after study completion. Adequate contraception includes: abstinence, hormonal contraception (oral contraception, implanted contraception, injected contraception or other hormonal (patch or contraceptive ring, for example) contraception), intrauterine device (IUD) in place for ≥ 3 months, barrier method in conjunction with spermicide, or another adequate method.
  7. Subjects must agree not to take live attenuated vaccines (including seasonal flu vaccine) 30 days before blood collection.
  8. Available autologous Tregs product with greater than or equal to 50% expression of CD4, CD25 and FoxP3 determined by flow-cytometry.
  9. Subjects must have been previously evaluated and followed clinically by a neuromuscular specialist at Houston Methodist Neurological Institute
  10. Normal Alanine aminotransferase level (ALT)
  11. Normal Serum creatinine level

Exclusion criteria

Exclusion Criteria:

  1. Prior use of cells therapies
  2. Concurrent use of other experimental ALS therapies
  3. Pregnant or breastfeeding or planning to become pregnant or planning a partner's pregnancy.
  4. Other unstable medical or psychiatric illness
  5. Known immune deficiency or history of lymphoma or leukemia
  6. History of lymphopenia.
  7. History of acquired or inherited immune deficiency syndrome, including leukopenia.
  8. History of severe untreated chronic obstructive sleep apnea.
  9. FVC less than 50% predicted at screening.
  10. Exposure to any other agent currently under investigation for the treatment of subjects with ALS (off-label use or investigational) within 30 days of the Baseline Visit.
  11. The presence of unstable psychiatric disease, cognitive impairment, or dementia that would impair ability of the subject to provide informed consent, according to the PI's judgment, or a history of active substance abuse within the prior year.
  12. Clinically significant history of cardiac, oncologic, hepatic, or renal dysfunction, or other medically significant illness.
  13. The presence of any immunologic or autoimmune disease
  14. Severe cardiac dysfunction defined clinically, or as a left ventricular ejection fraction less than 40% of predicted or abnormal EKG findings.
05

Study design

Phase
Phase 1
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
3 participants (actual)

Study arms

  • Experimental
    Treatment arm

    All subjects are enrolled in the one arm consisting of infusions of autologous T-regulatory lymphocytes at a dose of 1x10 to the sixth/kg and subcutaneous injections of Interleukin-2 at a dose of 2x10 to the fifth IU/m2 three times a week.

    Biological: Autologous T-regulatory lymphocytes · Biological: Interleukin-2

Interventions

  • BiologicalAutologous T-regulatory lymphocytes

    intravenous administration of Autologous T-regulatory lymphocytes at a dose of 1x10 to the sixth /kg.

  • BiologicalInterleukin-2

    Subcutaneous Interleukin-2 at a dose of 2x10 to the fifth IU/m2, three times a week.

    Also known as: IL-2

06

What researchers measure

Primary outcomes

  1. Number of Participants With Treatment-related Adverse Events as Assessed by Common Terminology Criteria for Adverse Events (CTCAE v4.0) & Medical Dictionary for Regulatory Activities (MedDRA).

    Adverse events and serious adverse events related to Treg infusions were monitored throughout the study.

    Time frame: Adverse events related to Treg infusions at Baseline to up to two years or study participation, whichever is occurs first.

Secondary outcomes

  1. Appel ALS (AALS) Scale/Grading

    The AALS is a published, validated instrument based on objective testing in five categories (bulbar, respiratory function, arm and leg function, and muscle strength) with scores ranging from 30 (normal) to 164 (maximally impaired).

    Time frame: Baseline and at week 15

  2. ALSFRS-R (Amyotrophic Lateral Sclerosis Functional Rating Scale-Revised)

    The ALSFRS-R (ALS Functional Rating Scale-Revised) is an orally administered validated instrument using an ordinal rating scale used to determine the a person's assessment of their capability and independence in 12 functional activities based on 10 questions related to motor, bulbar and respiratory function. Participants are asked to rate his/her impression of function regarding writing, self care, climbing stairs, and breathing. Each task is rated on a five-point scale from 0 = can't do to 4 = normal ability resulting in an overall score of 0 (worst) to 48 (best).

    Time frame: Baseline to week 15

  3. T-Regulatory Cells

    Treg percentage (CD4+CD25+FOXP3+ cells) within the total CD4+ population will be assessed by multicolor flow cytometry. Cluster of differentiation 4 (CD4 ) cells are also known as T cells, the white blood cells, which fight infection and play an important role in the immune system.

    Time frame: Mean and standard deviation represent the average of baseline and 3-month assessments.

  4. Treg Suppression

    Treg suppressive function of T-effector (Teff) cells will be assessed by \[3H\]-thymidine incorporation. 3H-thymidine is a radioactive nucleoside that is incorporated into a commonly used assay to measure lymphocyte proliferation. Correlation between changes in the rate of disease progression and the Treg percentage and function will be determined by Spearman's correlation analysis.

    Time frame: Baseline to 3 months post treatment for a total of two years from baseline

  5. T Helper Cells Type 1 (Th1) Lymphocytes

    The percentage of Tregs, Th1 lymphocytes, assessed by multicolor flow cytometry.

    Time frame: Baseline to 3 months post-treatment for a total of two years from baseline

Other outcomes

  1. Pulmonary FVC - Exploratory Measure - Percent of Predicted FVC

    FVC (Forced Vital Capacity). Reduction of pulmonary function is the primary source of morbidity and mortality in ALS. FVC testing will be used to monitor respiratory function. FVC measures the amount of air which can be forcibly exhaled from the lungs after taking the deepest breath possible. The intent is to report the percent of predicted FVC value.

    Time frame: Mean and standard deviation of the values from baseline and 3 months.

  2. Pulmonary MIP - Exploratory Measure

    MIP (Maximum Inspiratory Pressure) measures the strength of muscles used during inspiration and assessed due to decreased pulmonary function resulting in a primary source of ALS morbidity and mortality. MIP is the lowest pressure developed during a forceful inspiration against an occluded airway, measured with a device during maximal inspiration from 0 (worst) to 100 (best) and recorded as a number with the units, cm H2O (centimeters of water). Declining MIP indicates worsening of pulmonary function and maintenance of MIP over time indicates the goal of sufficient/stable respiratory strength.

    Time frame: At Baseline and at 3 months intervals, up to two years from baseline (or as long as participant is involved in the study).

  3. Need for Tracheostomy- Exploratory Measure

    Number of patients requiring a tracheostomy. Patients undergoing an elective, prophylactic or required tracheostomy is performed when a patient may not maintain adequate ventilation with non-invasive ventilation \[such as bilevel positive airway pressure (BIPAP) or average volume-assured pressure support (AVAPS)\], or could not produce adequate cough with a cough assist device to manage their secretions.

    Time frame: Baseline to 3 months post-treatment

  4. Pulmonary FVC - Exploratory Measure

    FVC (Forced Vital Capacity). Reduction of pulmonary function is the primary source of morbidity and mortality in ALS. FVC testing will be used to monitor respiratory function. FVC measures the amount of air which can be forcibly exhaled from the lungs after taking the deepest breath possible; values less than 75% are indicative of the need for intervention and/or monitoring and optimal FVC values are greater than 76%.

    Time frame: Baseline to 3 months post-treatment for a total of two years from baseline

07

Results

Posted Jun 17, 2026

Participant flow

Enrollment began 2/2016 and ended 9/1/2016, with the clinic identifying patients with a sporadic or familial amyotrophic lateral sclerosis (ALS) diagnosis.

Participant flow — Overall Study
MilestoneTreatment Arm
Started3
Completed2
Not completed1
Withdrew: Withdrawal by subject1

Outcome measures

PrimaryNumber of Participants With Treatment-related Adverse Events as Assessed by Common Terminology Criteria for Adverse Events (CTCAE v4.0) & Medical Dictionary for Regulatory Activities (MedDRA).

Adverse events and serious adverse events related to Treg infusions were monitored throughout the study.

Time frame:
Adverse events related to Treg infusions at Baseline to up to two years or study participation, whichever is occurs first.
Reported as:
Count of participants · Participants
Number of Participants With Treatment-related Adverse Events as Assessed by Common Terminology Criteria for Adverse Events (CTCAE v4.0) & Medical Dictionary for Regulatory Activities (MedDRA).
ParticipantsTreatment Arm
Number of Participants With Treatment-related Adverse Events as Assessed by Common Terminology Criteria for Adverse Events (CTCAE v4.0) & Medical Dictionary for Regulatory Activities (MedDRA).0
SecondaryAppel ALS (AALS) Scale/Grading

The AALS is a published, validated instrument based on objective testing in five categories (bulbar, respiratory function, arm and leg function, and muscle strength) with scores ranging from 30 (normal) to 164 (maximally impaired).

Time frame:
Baseline and at week 15
Reported as:
Mean · units on a scale
Appel ALS (AALS) Scale/Grading
units on a scaleTreatment Arm
Baseline Appel ALS Grading50 ± 7.87
Week 15 Appel ALS Grading68 ± 12.36
Change from Baseline to Week 1510.4 ± 6.84
SecondaryALSFRS-R (Amyotrophic Lateral Sclerosis Functional Rating Scale-Revised)

The ALSFRS-R (ALS Functional Rating Scale-Revised) is an orally administered validated instrument using an ordinal rating scale used to determine the a person's assessment of their capability and independence in 12 functional activities based on 10 questions related to motor, bulbar and respiratory function. Participants are asked to rate his/her impression of function regarding writing, self care, climbing stairs, and breathing. Each task is rated on a five-point scale from 0 = can't do to 4 = normal ability resulting in an overall score of 0 (worst) to 48 (best).

Time frame:
Baseline to week 15
Reported as:
Mean · score on a scale
ALSFRS-R (Amyotrophic Lateral Sclerosis Functional Rating Scale-Revised)
score on a scaleTreatment Arm
Baseline ALS FRS-r40.3 ± 3.3
Week 15 ALS FRS-r38 ± 4.2
Change between Baselines & Week 15 ALS FRS-r2.33 ± 1.7
SecondaryT-Regulatory Cells

Treg percentage (CD4+CD25+FOXP3+ cells) within the total CD4+ population will be assessed by multicolor flow cytometry. Cluster of differentiation 4 (CD4 ) cells are also known as T cells, the white blood cells, which fight infection and play an important role in the immune system.

Time frame:
Mean and standard deviation represent the average of baseline and 3-month assessments.
Reported as:
Mean · percentage of Tregs
T-Regulatory Cells
percentage of TregsTreatment Arm
T-Regulatory Cells2.9 ± 0.19
SecondaryTreg Suppression

Treg suppressive function of T-effector (Teff) cells will be assessed by \[3H\]-thymidine incorporation. 3H-thymidine is a radioactive nucleoside that is incorporated into a commonly used assay to measure lymphocyte proliferation. Correlation between changes in the rate of disease progression and the Treg percentage and function will be determined by Spearman's correlation analysis.

Time frame:
Baseline to 3 months post treatment for a total of two years from baseline
Reported as:
Mean · percentage of cells
Treg Suppression
percentage of cellsTreatment Arm
Baseline %Treg suppressive function of Teffectors37.1 ± 17.2
Month 3 %Treg suppressive function of Teffectors49 ± 16.5
SecondaryT Helper Cells Type 1 (Th1) Lymphocytes

The percentage of Tregs, Th1 lymphocytes, assessed by multicolor flow cytometry.

Time frame:
Baseline to 3 months post-treatment for a total of two years from baseline
Reported as:
Mean · percentage of cells
T Helper Cells Type 1 (Th1) Lymphocytes
percentage of cellsTreatment Arm
Baseline % of Th1 lymphocytes85.1 ± 3.4
Month 3 % of Th1 lymphocytes81.3 ± 0.8
Other pre-specifiedPulmonary FVC - Exploratory Measure - Percent of Predicted FVC

FVC (Forced Vital Capacity). Reduction of pulmonary function is the primary source of morbidity and mortality in ALS. FVC testing will be used to monitor respiratory function. FVC measures the amount of air which can be forcibly exhaled from the lungs after taking the deepest breath possible. The intent is to report the percent of predicted FVC value.

Time frame:
Mean and standard deviation of the values from baseline and 3 months.
Reported as:
Mean · percentage of predicted FVC
Pulmonary FVC - Exploratory Measure - Percent of Predicted FVC
percentage of predicted FVCTreatment Arm
Baseline FVC75 ± 14.8
Month 3 FVC75.7 ± 25.1
Change from Baseline to Month 3 FVC9.33 ± 4.49
Other pre-specifiedPulmonary MIP - Exploratory Measure

MIP (Maximum Inspiratory Pressure) measures the strength of muscles used during inspiration and assessed due to decreased pulmonary function resulting in a primary source of ALS morbidity and mortality. MIP is the lowest pressure developed during a forceful inspiration against an occluded airway, measured with a device during maximal inspiration from 0 (worst) to 100 (best) and recorded as a number with the units, cm H2O (centimeters of water). Declining MIP indicates worsening of pulmonary function and maintenance of MIP over time indicates the goal of sufficient/stable respiratory strength.

Time frame:
At Baseline and at 3 months intervals, up to two years from baseline (or as long as participant is involved in the study).
Reported as:
Mean · cm H2O
Pulmonary MIP - Exploratory Measure
cm H2OTreatment Arm
Baseline MIP90 ± 29.4
Post-3months from Baseline MIP85 ± 36.3
Change from Baseline to 3Months5 ± 7.07
Other pre-specifiedNeed for Tracheostomy- Exploratory Measure

Number of patients requiring a tracheostomy. Patients undergoing an elective, prophylactic or required tracheostomy is performed when a patient may not maintain adequate ventilation with non-invasive ventilation \[such as bilevel positive airway pressure (BIPAP) or average volume-assured pressure support (AVAPS)\], or could not produce adequate cough with a cough assist device to manage their secretions.

Time frame:
Baseline to 3 months post-treatment
Reported as:
Number · participants
Need for Tracheostomy- Exploratory Measure
participantsTreatment Arm
Baseline Tracheostomy0
Tracheostomy placed after Treg infusions0
Other pre-specifiedPulmonary FVC - Exploratory Measure

FVC (Forced Vital Capacity). Reduction of pulmonary function is the primary source of morbidity and mortality in ALS. FVC testing will be used to monitor respiratory function. FVC measures the amount of air which can be forcibly exhaled from the lungs after taking the deepest breath possible; values less than 75% are indicative of the need for intervention and/or monitoring and optimal FVC values are greater than 76%.

Time frame:
Baseline to 3 months post-treatment for a total of two years from baseline
Reported as:
Mean · percentage of predicted FVC value
Pulmonary FVC - Exploratory Measure
percentage of predicted FVC valueTreatment Arm
Pulmonary FVC - Exploratory Measure75.35 ± 7.3

Adverse events

Collected over Adverse events (AEs) and serious adverse events (SAEs) were systematically monitored and assessed for each participant from the time of informed consent through 1 month following trial exit, an average of 2 years from baseline.. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Treatment Arm3/3 (100%)0/3 (0%)1/3 (33.3%)
Most frequent other events
Showing 10 of 11
Most frequent other events
EventTreatment Arm
Facial ecchymosis post fallInjury, poisoning and procedural complications1/3
Mandible FractureMusculoskeletal and connective tissue disorders1/3
PharyngitisInfections and infestations1/3
Nocturnal Muscle CrampingMusculoskeletal and connective tissue disorders1/3
Urinary Tract InfectionInfections and infestations1/3
Dysphagia worsened during studyGastrointestinal disorders1/3
urinary retention following PEG placementRenal and urinary disorders1/3
aspiration pneumonia related to worsening bulbar ALSRespiratory, thoracic and mediastinal disorders1/3
gastroenteritisGastrointestinal disorders1/3
Suspected upper respiratory infectionInfections and infestations1/3

Baseline characteristics

Sporadid or familial Amyotrophic Lateral Sclerosis

Age, Categorical
Age, Categorical(Participants)Treatment Arm
<=18 years0
Between 18 and 65 years3
>=65 years0
Age, Continuous
Age, Continuous(Years)Treatment Arm
Mean50 ± 5.3
Sex: Female, Male
Sex: Female, Male(Participants)Treatment Arm
Female1
Male2
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Treatment Arm
American Indian or Alaska Native0
Asian0
Native Hawaiian or Other Pacific Islander0
Black or African American0
White3
More than one race0
Unknown or Not Reported0
Region of Enrollment
Region of Enrollment(participants)Treatment Arm
United States3
08

Study locations

1 site
  • Methodist Neurological Institute
    Houston, Texas 77030, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Apr 11, 2016
  • Informed consent form · Feb 22, 2017

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jun 17, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03241784
Lead sponsor
The Methodist Hospital Research Institute
Collaborators
M.D. Anderson Cancer Center
Responsible party
Sponsor
First posted
Aug 7, 2017
Start date
May 16, 2016
Primary completion
Jan 5, 2018
Completion
Apr 10, 2018
Results posted
Jun 17, 2026
Last update
Jun 17, 2026

Study contacts

Stanley H Appel, MD
principal investigator · Houston Methodist Neurological Institute

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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