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CompletedNCT03067610INFIELDUpdated Mar 17, 2022Results posted

Involved Field Elective Volume De-Intensification Radiation Therapy for Head and Neck Cancer

A Phase 2 interventional study of Intensity Modulated Radiation Therapy and chemotherapy in Head and Neck Cancer, Carcinoma, Squamous Cell and Neoplasms, Oral, sponsored by University of Texas Southwestern Medical Center. Completed at 2 sites in United States. Open to participants aged 18 Years to 99 Years. Per ClinicalTrials.gov, last updated 2022-03-17.

Sponsored by University of Texas Southwestern Medical Center · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
72
Allocation
Not applicable
Ages
18 Years to 99 Years
Sex
All
01

Study summary

Intensity modulated radiation therapy (IMRT) with or without chemotherapy (if given, either cisplatin, cetuximab, or carboplatin-paclitaxel)

Read the detailed description

This study aims to significantly improve the acute and late morbidity of patients with oropharyngeal and laryngeal squamous cell carcinoma both by tailoring the elective irradiation only to regions with a legitimate risk of recurrence (> 5%) and by lowering the elective dose to 40 Gy. Level IB will not be electively treated unless it is involved with pathologic or suspicious lymphadenopathy. Level V will not be treated unless two or more ipsilateral nodal levels are involved (or level V itself has pathologic or suspicious adenopathy). Levels III and IV will only be irradiated if the immediately proximal level contains pathologic lymphadenopathy (i.e. level III irradiated if level II is positive; level IV irradiated if level III is positive). We anticipate that this approach should dramatically improve the acute and late complication profile.

02

Conditions studied

  • Head and Neck Cancer
  • Carcinoma, Squamous Cell
  • Neoplasms, Oral
  • Neoplasms, Pharyngeal
03

In context

Carcinoma

6,741 studies on the registry are indexed under Carcinoma; 1,161 are open to participants now.

This study's enrollment of 72 is above the median of 45 across 5,170 interventional studies indexed under Carcinoma.

Browse Carcinoma studies →

Lead sponsor

University of Texas Southwestern Medical Center is the lead sponsor of 990 studies on the registry; 201 are open to participants now.

Of its 135 completed or terminated interventional studies of FDA-regulated products, 100 (74%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 99 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Pathologically-proven diagnosis of squamous cell carcinoma of the oropharynx or larynx. Squamous cell carcinoma of unknown primary is not allowed.
  • Patients must have clinically or radiographically evident measureable disease at the primary site and/or nodal stations. Patients may undergo a diagnostic tonsillectomy, and diagnostic lymph node excision (\< 2 nodes) is also allowable.
  • Clinical stage I-IVB (AJCC, 7th edition); stages I-II glottic cancer are excluded
  • Age ≥ 18 years.
  • ECOG Performance Status 0-2
  • Adequate organ and marrow function as defined below:
  • leukocytes ≥ 3,000/mcL
  • absolute neutrophil count ≥ 1,500/mcL
  • platelets ≥ 100,000/mcl
  • total bilirubin within normal institutional limits
  • AST(SGOT)/ALT(SPGT) ≤ 2.5 X institutional upper limit of normal
  • Women of child-bearing potential and men must agree to use adequate contraception (hormonal or barrier method of birth control; abstinence) prior to study entry, for the duration of study participation, and for 90 days following completion of therapy. Should a woman become pregnant or suspect she is pregnant while participating in this study, she should inform her treating physician immediately.

    • A female of child-bearing potential is any woman (regardless of sexual orientation, having undergone a tubal ligation, or remaining celibate by choice) who meets the following criteria:

      • Has not undergone a hysterectomy or bilateral oophorectomy; or
      • Has not been naturally postmenopausal for at least 12 consecutive months (i.e., has had menses at any time in the preceding 12 consecutive months).
  • Negative serum or urine pregnancy test within 2 weeks before registration for women of childbearing potential.
  • Neck CT and/or neck MRI, and whole body PET-CT.
  • Ability to understand and the willingness to sign a written informed consent.

Exclusion criteria

Exclusion Criteria:

  • Distant metastasis or adenopathy below the clavicles.
  • Inability to undergo PET-CT.
  • Stage I and II glottic carcinoma.
  • Gross total excision of both the primary and nodal disease.
  • Synchronous primaries outside of the oropharynx and larynx.
  • Prior invasive malignancy (except non-melanomatous skin cancer) unless disease-free for a minimum of 1 years
  • Prior systemic chemotherapy for the study cancer; prior chemotherapy for a remote cancer is allowable
  • Prior radiotherapy to the region of the study cancer that would result in overlap of radiation fields.
  • Subjects may not be receiving any other investigational agents.
  • History of allergic reactions attributed to compounds of similar chemical or biologic composition to the chemotherapy agents in this study (if necessary).
  • Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance with study requirements.
  • Subjects must not be pregnant or nursing due to the potential for congenital abnormalities and the potential of this regimen to harm nursing infants.
  • History of immunosuppression or autoimmunity, including HIV, and organ or stem cell transplant, or an autoimmune condition previously treated with immunosuppressive therapy
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
72 participants (actual)

Study arms

  • Experimental
    Radiation Therapy

    Intensity modulated radiation therapy (IMRT) with or without chemotherapy (if given, either cisplatin, cetuximab, or carboplatin-paclitaxel)

    Radiation: Intensity Modulated Radiation Therapy · Drug: chemotherapy

Interventions

  • RadiationIntensity Modulated Radiation Therapy

    The radiotherapy plan wil be delivered in 2 sequential courses. The first course involves 20 fractions of 2 Gy per fraction to the entire volume (gross disease and elective). The second course involves 15 fractions (thus, total of 35 fractions), at either 2 Gy (gross disease) or 1.6 Gy (microscopic disease and suspicious node) per fraction.

    Also known as: IMRT

  • Drugchemotherapy

    chemotherapy (if given, either cisplatin, cetuximab, or carboplatin-paclitaxel) per physician discretion

    Also known as: cisplatin, cetuximab, or carboplatin-paclitaxel

06

What researchers measure

Primary outcomes

  1. Number of Patients With Solitary Elective Volume Recurrence

    The crude risk of 2-year solitary elective volume recurrence will be calculated among all patients who are followed for at least 2 years. Patients who die before 2 years without an SEVR will be included in the denominator.

    Time frame: 2 years

Secondary outcomes

  1. Quality of Life (QOL) Patient Reported Outcomes (PRO)

    Quality of life (QOL) patient-reported outcomes (PRO) for overall number of participants following treatment with elective volume and dose de-escalation, using European Organization for the Research and Treatment of Cancer (EORTC) Quality of Life Questionnaire (QLQ-C30), EORTC HN35, which is specific to head and neck cancer, and composite MD Anderson Dysphagia Inventory (MDADI). EORTC QLQ-C30 and QLQ-H\&N35 are scored on a 4-point categorical scale ranging from 1 "not at all" to 4 "very much". This scale is then linearly transformed to a 0-100 scale, where a higher score represents a higher response level. A high score for a functional scale represents higher level functioning, a high score for quality of life represents a high quality of life, and a high score for a symptom scale represents worse symptoms. MD Anderson Dysphagia Inventory (MDADI) questionnaire: Possible score ranges from 0-100, with higher score indicating higher functioning.

    Time frame: 12 months

  2. Number of Participants With Definite, Possible, and Probable Protocol-related Toxicities (Grade 3-5)

    Only adverse events (grade 3-5) assessed to be definitely, probably, or possibly related to protocol treatment up to 2 years post-treatment will be considered. This was measured according to NCI's CTCAE v4.0 toxicity criteria.

    Time frame: 2 years

  3. Total Number of Participants With Gastrostomy Dependence

    The prevalence of gastrostomy use up to 2 years will be described.

    Time frame: 2 years

  4. Patient Utilities

    The average patient utilities (derived from EQ-5D) from baseline up to 2 years from the end of treatment will be described. Changes in patient utility will be analyzed using generalized estimated equations (GEE).

    Time frame: 2 years

  5. Overall Survival

    Overall survival will be calculated from the initiation of treatment using the Kaplan-Meier method.

    Time frame: 2 years

  6. Progression-free Survival

    Progression-free survival will be calculated from the initiation of treatment. Progression is confirmed by biopsy, which will be used as the date of progression.

    Time frame: 2 year

  7. Probability of Locoregional or Distant Tumor Failure

    The percentage of patients with locoregional or distant failure within 2 years of treatment will be estimated using cumulative incidence statistics, with death serving as the competing risk. Cumulative incidence refers to the estimated risk/probability of tumor failure within 2 years of treatment, either locoregional recurrence or distant metastasis, accounting for the competing risk of death.

    Time frame: 2 years

07

Results

Posted Mar 17, 2022

Participant flow

Participant flow — Overall Study
MilestoneRadiation Therapy
Started72
Completed72
Not completed0

Outcome measures

PrimaryNumber of Patients With Solitary Elective Volume Recurrence

The crude risk of 2-year solitary elective volume recurrence will be calculated among all patients who are followed for at least 2 years. Patients who die before 2 years without an SEVR will be included in the denominator.

Time frame:
2 years
Reported as:
Count of participants · Participants
Number of Patients With Solitary Elective Volume Recurrence
ParticipantsRadiation Therapy
Number of Patients With Solitary Elective Volume Recurrence0
SecondaryQuality of Life (QOL) Patient Reported Outcomes (PRO)

Quality of life (QOL) patient-reported outcomes (PRO) for overall number of participants following treatment with elective volume and dose de-escalation, using European Organization for the Research and Treatment of Cancer (EORTC) Quality of Life Questionnaire (QLQ-C30), EORTC HN35, which is specific to head and neck cancer, and composite MD Anderson Dysphagia Inventory (MDADI). EORTC QLQ-C30 and QLQ-H\&N35 are scored on a 4-point categorical scale ranging from 1 "not at all" to 4 "very much". This scale is then linearly transformed to a 0-100 scale, where a higher score represents a higher response level. A high score for a functional scale represents higher level functioning, a high score for quality of life represents a high quality of life, and a high score for a symptom scale represents worse symptoms. MD Anderson Dysphagia Inventory (MDADI) questionnaire: Possible score ranges from 0-100, with higher score indicating higher functioning.

Time frame:
12 months
Reported as:
Mean · score on a scale
Quality of Life (QOL) Patient Reported Outcomes (PRO)
score on a scaleTotal Cohort BaselineTotal Cohort 3 MonthTotal Cohort 6 MonthTotal Cohort 12 Month
EORTC QLQ30 global71.4 ± 2.376.9 ± 2.679.2 ± 2.885.9 ± 2.3
EORTC QLQ30 physical fcn90.3 ± 1.787.4 ± 2.390.3 ± 2.493.0 ± 1.8
EORTC QLQ30 role fcn81.9 ± 3.082.5 ± 3.485.6 ± 3.695.3 ± 2.2
EORTC QLQ30 emotional fcn78.0 ± 2.887.7 ± 2.782.9 ± 3.788.2 ± 3.2
EORTC QLQ30 cognitive fcn90.0 ± 1.989.5 ± 2.786.4 ± 3.190.7 ± 2.9
EORTC QLQ30 social fcn85.2 ± 2.485.1 ± 3.585.6 ± 3.790.3 ± 3.4
EORTC HN35 dry mouth14.4 ± 2.859.0 ± 4.147.7 ± 4.538.0 ± 4.2
EORTC HN35 sticky saliva15.7 ± 3.238.0 ± 4.427.3 ± 4.427.1 ± 4.6
EORTC HN35 senses6.7 ± 1.825.7 ± 2.920.1 ± 3.315.9 ± 2.7
EORTC HN35 pain24.4 ± 2.716.5 ± 2.714.2 ± 3.37.9 ± 2.3
EORTC HN35 speech18.4 ± 2.913.4 ± 2.619.2 ± 4.59.8 ± 2.6
Composite MDADI81.3 ± 1.979.6 ± 2.076.9 ± 2.684.9 ± 2.3
SecondaryNumber of Participants With Definite, Possible, and Probable Protocol-related Toxicities (Grade 3-5)

Only adverse events (grade 3-5) assessed to be definitely, probably, or possibly related to protocol treatment up to 2 years post-treatment will be considered. This was measured according to NCI's CTCAE v4.0 toxicity criteria.

Time frame:
2 years
Reported as:
Count of participants · Participants
Number of Participants With Definite, Possible, and Probable Protocol-related Toxicities (Grade 3-5)
ParticipantsRadiation Therapy
Number of Participants With Definite, Possible, and Probable Protocol-related Toxicities (Grade 3-5)3
SecondaryTotal Number of Participants With Gastrostomy Dependence

The prevalence of gastrostomy use up to 2 years will be described.

Time frame:
2 years
Reported as:
Count of participants · Participants
Total Number of Participants With Gastrostomy Dependence
ParticipantsRadiation Therapy
Total Number of Participants With Gastrostomy Dependence31
SecondaryPatient Utilities

The average patient utilities (derived from EQ-5D) from baseline up to 2 years from the end of treatment will be described. Changes in patient utility will be analyzed using generalized estimated equations (GEE).

Time frame:
2 years

No measurements were reported for this outcome.

SecondaryOverall Survival

Overall survival will be calculated from the initiation of treatment using the Kaplan-Meier method.

Time frame:
2 years
Reported as:
Number · percentage of patients
Overall Survival
percentage of patientsRadiation Therapy
Overall Survival89
SecondaryProgression-free Survival

Progression-free survival will be calculated from the initiation of treatment. Progression is confirmed by biopsy, which will be used as the date of progression.

Time frame:
2 year
Reported as:
Number · percentage of patients
Progression-free Survival
percentage of patientsRadiation Therapy
Progression-free Survival79
SecondaryProbability of Locoregional or Distant Tumor Failure

The percentage of patients with locoregional or distant failure within 2 years of treatment will be estimated using cumulative incidence statistics, with death serving as the competing risk. Cumulative incidence refers to the estimated risk/probability of tumor failure within 2 years of treatment, either locoregional recurrence or distant metastasis, accounting for the competing risk of death.

Time frame:
2 years
Reported as:
Number · percentage of patients
Probability of Locoregional or Distant Tumor Failure
percentage of patientsRadiation Therapy
Locoregional recurrence14
Distant metastasis14

Adverse events

Collected over 30 months. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Radiation Therapy1/72 (1.4%)35/72 (48.6%)65/72 (90.3%)
Most frequent serious events
Showing 10 of 39
Most frequent serious events
EventRadiation Therapy
dysphagiaGastrointestinal disorders14/72
DehydrationMetabolism and nutrition disorders8/72
AnorexiaMetabolism and nutrition disorders7/72
DyspneaRespiratory, thoracic and mediastinal disorders4/72
nauseaGastrointestinal disorders4/72
Lung infectionInfections and infestations3/72
Acute kidney injuryRenal and urinary disorders2/72
aspirationRespiratory, thoracic and mediastinal disorders2/72
febrile neutropeniaBlood and lymphatic system disorders2/72
hyponatremiaMetabolism and nutrition disorders2/72
Most frequent other events
Showing 10 of 364
Most frequent other events
EventRadiation Therapy
dysgeusiaNervous system disorders65/72
OdynophagiaGastrointestinal disorders65/72
Radiation dermatitisSkin and subcutaneous tissue disorders64/72
DysphagiaGastrointestinal disorders63/72
Weight lossInvestigations61/72
dry mouthGastrointestinal disorders60/72
FatigueGeneral disorders58/72
Oral painGastrointestinal disorders56/72
constipationGastrointestinal disorders55/72
Sore throatRespiratory, thoracic and mediastinal disorders52/72

Baseline characteristics

Age, Continuous
Age, Continuous(years)Radiation Therapy
Mean59.5 ± 10.9
Sex: Female, Male
Sex: Female, Male(Participants)Radiation Therapy
Female13
Male59
Race/Ethnicity, Customized
Race/Ethnicity, Customized(Participants)Radiation Therapy
White58
Black8
Hispanic4
Other2
Region of Enrollment
Region of Enrollment(participants)Radiation Therapy
United States72
Disease site
Disease site(Participants)Radiation Therapy
Oropharynx51
Larynx21
08

Study locations

2 sites
  • Rush University Medical Center
    Chicago, Illinois 60612, United States
  • University of Texas Southwestern Medical Center - Dallas
    Dallas, Texas 75390, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Feb 18, 2021

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Mar 17, 2022, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03067610
Lead sponsor
University of Texas Southwestern Medical Center
Responsible party
David Sher (Professor of Medicine, University of Texas Southwestern Medical Center) — Principal investigator
First posted
Mar 1, 2017
Start date
Jan 20, 2017
Primary completion
Dec 21, 2020
Completion
Mar 9, 2021
Results posted
Mar 17, 2022
Last update
Mar 17, 2022

Study contacts

David Sher, MD, MPH
principal investigator · U Texas Southwestern Medical Center

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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