CClinicalTrials.gg
CompletedNCT03061890DINEUpdated Oct 24, 2023

Developmental Impact of NICU Exposures (DINE)

An observational study in Prematurity, sponsored by Albert Einstein College of Medicine. Completed at 11 sites in United States. Open to participants aged Up to 12 Years. Per ClinicalTrials.gov, last updated 2023-10-24.

Sponsored by Albert Einstein College of Medicine · Observational

Study type
Observational
Model
Cohort
Time perspective
Prospective
Enrollment
600
Ages
Up to 12 Years
Sex
All
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Study summary

The DINE study will test the hypothesis that potentially avoidable NICU-based exposures contribute to the neuro-cognitive and somatic impairments prevalent among NICU graduates. This hypothesis is drawn from the documented impact of phthalate exposure on early development in term-born children, and the acknowledged presence of these toxic chemicals in the NICU. Third trimester in utero exposure to phthalates have been linked to poorer childhood performance in cognition, motor function, attention, hyperactivity and social behavior. Phthalate exposure is also associated with altered onset of puberty and asthma. The multi-site cohort and approach will clarify the role of NICU-based phthalate exposure on high-prevalence clinical outcomes.

Read the detailed description

Background: Each year in the United States, over 300,000 preterm infants are admitted to neonatal intensive care units (NICUs) where they are exposed to a chemical-intensive hospital environment during a developmentally vulnerable period. Many life-saving and supportive respiratory, nutritional, hematologic and pharmaceutical therapies in the NICU expose preterm infants to potentially harmful chemicals during a life stage analogous to the third trimester of gestation. The NIH-funded DINE study capitalizes on the infrastructure, biorepositories, and extensive clinical databases of four existing preterm cohorts to explore the hypothesis that early life exposure to phthalates adversely impacts neurodevelopment, lung function, growth, adiposity, and pubertal development in childhood.

The scientific premise of the DINE study is that early life exposure to phthalates, a class of chemical plasticizers ubiquitous in the NICU, has long-lasting harmful effects on child health and development, and that these harmful effects are magnified in children born preterm. This premise is based on strong evidence of multisystem adverse health effects in term-born children who are exposed to phthalates in utero during the third trimester of pregnancy or in early infancy. In preterm infants, however, rigorously obtained data on the health effects of phthalates are scant. Dermal, inhalational and intravenous exposures to phthalates are widespread in some NICUs, where preterm infants are cared for during the sensitive "third trimester" developmental window. Moreover, premature infants experience a high prevalence of the adverse health effects that are associated with early life exposures to phthalates in term-born children, including altered neurodevelopment, poor pulmonary function, and maladapted growth. A rigorous, well-designed, sufficiently powered study of NICU-based phthalate exposures and long-term health outcomes of preterm infants has the potential to change care practices, promote regulatory policy changes and lead to mitigation of phthalate exposures in the NICU.

Significance: The proposed research is expected to identify modifiable sources of developmental risk for NICU patients that can inform and improve hospital care and long-term outcome. Moreover, our findings could lead to relatively inexpensive NICU interventions, such as use of non-phthalate containing medical materials, dosing guidelines for elemental metals and guidance for parents and staff on infant stress-reduction, and policy changes (e.g. regulation of the phthalates used in medical devices or changes to the trace metal content of parenteral nutrition) with significant positive potential impacts on life-long morbidities common among NICU graduates. Information gleaned from studying our highly-exposed, highly-vulnerable population may elucidate health impacts of early life exposures that translate to risk reduction in the general population.

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Conditions studied

  • Prematurity

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Keywords

  • children's environmental health
  • prematurity
  • preterm birth
  • phthalates
  • NICU
  • stress
  • lung health
  • neurodevelopment
  • growth
03

In context

Premature Birth

2,554 studies on the registry are indexed under Premature Birth; 498 are open to participants now.

This study's enrollment of 600 is above the median of 112 across 777 observational studies indexed under Premature Birth.

Browse Premature Birth studies →

Lead sponsor

Albert Einstein College of Medicine is the lead sponsor of 199 studies on the registry; 21 are open to participants now.

Of its 44 completed or terminated interventional studies of FDA-regulated products, 35 (80%) have results posted.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
Up to 12 Years
Sexes eligible
All
Sampling method
Non-probability sample

Study population

Former preterm infants who were participants hospitalized in the NICU of one of the 8 clinical sites participating in the UH3 phase of the ECHO and DINE studies and whose parents had consented to participate in one of the 4 extent cohorts of the following NIH-supported studies: Prematurity and Respiratory Outcomes Program (PROP), the Trial of Late Surfactant (TOLSURF), the NICU Hospital Exposures and Long-Term Health (NICU-HEALTH) study and the Preterm Erythropoietin Neuroprotection Trial (PENUT) study and agreed to longitudinal follow up of infants as part of DINE

Inclusion criteria

  • Children who were study participants in one of the four extant preterm cohorts (PROP, TOLSURF, NICU-HEALTH, and PENUT) that comprise the combined DINE cohort and who were followed to study endpoint at one of the clinical sites in DINE.
  • Newly recruited preterm infants admitted to the NICU at the Icahn School of Medicine at Mount Sinai
  • Newly recruited preterm and term infants who participated in the PRISM study at University of Rochester
  • Parents agreed to be re-contacted or local Institutional Review Board (IRB) grants permission to recontact families to obtain consent to participate in DINE.

Exclusion criteria

Exclusion Criteria:

  • Family requested that they not be contacted after their child completed the parent study
  • Family is unlikely to be available for long-term follow-up
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Study design

Observational model
Cohort
Time perspective
Prospective
Enrollment
600 participants (actual)
Target follow-up
7 Years
Patient registry
Yes
Biospecimen retention
Samples with dna

Groups and cohorts

  • Prematurity and Respiratory Outcomes Program (PROP)

    extant, NIH-supported preterm birth cohort NCT01435187

  • Trial of Late Surfactant (TOLSURF)

    extant, NIH-supported preterm birth cohort NCT01022580

  • NICU Hospital Exposures and Long-Term Health (NICU-HEALTH)

    extant, NIH-supported preterm birth cohort NCT01963065

  • Preterm Erythropoietin Neuroprotection Trial (PENUT)

    extant, NIH-supported preterm birth cohort NCT01378273

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What researchers measure

Primary outcomes

  1. Association between NICU environmental exposures and lung health and asthma measured by Brief Respiratory Questionnaire

    Brief Respiratory Questionnaire to determine association between exposure and lung health

    Time frame: One time between the ages of 3 to 4

  2. Associations between NICU environmental exposures and lung health and asthma measured by the PROMIS® (Patient-Reported Outcomes Measurement Information System) Parent Proxy Asthma Impact item bank

    PROMIS® (Patient-Reported Outcomes Measurement Information System) Parent Proxy Asthma Impact item bank to determine association between exposure and asthma

    Time frame: One time between the ages of 5 to 6

  3. Associations between NICU environmental exposures and lung health and asthma measured by PhenX (consensus measures for Phenotypes and eXposures) Toolkit measures of spirometry and bronchodilator responsiveness

    PhenX (consensus measures for Phenotypes and eXposures) Toolkit measures of spirometry and bronchodilator responsiveness to determine association between exposure and asthma

    Time frame: Twice between the ages of 8 to 12

  4. Associations between NICU environmental exposures and lung health and asthma measured by the PROMIS Pediatric Asthma Impact item bank.

    PROMIS Pediatric Asthma Impact item bank to determine the association between exposures and asthma

    Time frame: Twice between the ages of 8 to 12

  5. Associations between NICU environmental exposures and neurocognitive behavioral development measured by NIH Toolbox Early Childhood Cognition Battery

    NIH Toolbox Early Childhood Cognition Battery to determine the associations between exposures and neurocognitive behavioral development

    Time frame: Twice within 24 months between the ages of 3 to 5

  6. Associations between NICU environmental exposures and neurocognitive behavioral development measured by NIH Toolbox Cognition Battery

    NIH Toolbox Cognition Battery to determine the associations between exposures and neurocognitive behavioral development

    Time frame: Twice within 24 months between the ages of 7 to 9

  7. Associations between NICU environmental exposures and neurocognitive behavioral development measured by NIH Toolbox Early Childhood Motor Battery

    NIH Toolbox Early Childhood Motor Battery to determine the associations between exposures and neurocognitive behavioral development

    Time frame: Twice within 24 months between the ages of 4 to 6

  8. Associations between NICU environmental exposures and neurocognitive behavioral development measured by NIH Toolbox Motor Battery

    NIH Toolbox Motor Battery to determine the associations between exposures and neurocognitive behavioral development

    Time frame: Twice between the ages of 8 to 12

  9. Associations between NICU environmental exposures and neurocognitive behavioral development measured by Child Behavior Checklist (CBCL)

    Child Behavior Checklist (CBCL) to determine the associations between exposures and neurocognitive behavioral development

    Time frame: One time between the ages of 3 to 4

  10. Associations between NICU environmental exposures and neurocognitive behavioral development measured by PROMIS Cognitive Item bank

    PROMIS Cognitive Item bank to determine the associations between exposures and neurocognitive behavioral development

    Time frame: Three times between the ages of 5 to 12

  11. Associations between NICU environmental exposures and neurocognitive behavioral development measured by PROMIS Pediatric Mobility Item bank

    PROMIS Pediatric Mobility Item bank to determine the associations between exposures and neurocognitive behavioral development

    Time frame: Three times between the ages of 5 to 12

  12. Associations between NICU environmental exposures and neurocognitive behavioral development measured by PROMIS Pediatric Upper Extremity Item bank

    PROMIS Pediatric Upper Extremity Item to determine the associations between exposures and neurocognitive behavioral development

    Time frame: Three times between the ages of 5 to 12

  13. Associations between NICU environmental exposures and growth and obesity as measured by height, weight, head circumference, mid-upper arm circumference and bioimpedence

    Measurement of height, weight, head circumference, mid-upper arm circumference and bioimpedence scale to determine associations between exposures and heathy growth and obesity

    Time frame: Annually, up to 12 years

  14. Associations between NICU environmental exposures and growth and obesity as measured by parent report height and weight

    Parent reported height and weight to determine associations between exposures and healthy growth and obesity

    Time frame: Annually, up to 12 years

  15. Associations between NICU environmental exposures and pubertal development measured by PhenX Assessment of Pubertal Development

    PhenX Assessment of Pubertal Development to determine associations between exposures and pubertal development

    Time frame: Annually, up to 12 years

07

Study locations

11 sites
  • University of Florida
    Jacksonville, Florida 32209, United States
  • National Institute for Children's Health Quality
    Boston, Massachusetts 02108, United States
  • Children's Health Care, Inc.
    Minneapolis, Minnesota 55404, United States
  • Albert Einstein College of Medicine
    Bronx, New York 10461, United States
  • University at Buffalo State University of New York
    Buffalo, New York 14222, United States
  • Icahn School of Medicine at Mount Sinai
    New York, New York 10029, United States
  • University of Rochester
    Rochester, New York 14642, United States
  • Wake Forest University Health Sciences
    Winston-Salem, North Carolina 27103, United States
  • Cincinnati Children's Hospital
    Cincinnati, Ohio 45229, United States
  • Vanderbilt University Medical Center
    Nashville, Tennessee 37232, United States
  • University of Washington
    Seattle, Washington 98195, United States
08

References and documents

Publications

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  • Zhang X, Smith N, Spear E, Stroustrup A. Neighborhood characteristics associated with COVID-19 burden-the modifying effect of age. J Expo Sci Environ Epidemiol. 2021 May;31(3):525-537. doi: 10.1038/s41370-021-00329-1. Epub 2021 May 4. PubMed 33947953 ↗
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  • Stroustrup A, Bragg JB, Andra SS, Curtin PC, Spear EA, Sison DB, Just AC, Arora M, Gennings C. Neonatal intensive care unit phthalate exposure and preterm infant neurobehavioral performance. PLoS One. 2018 Mar 5;13(3):e0193835. doi: 10.1371/journal.pone.0193835. eCollection 2018. PubMed 29505594 ↗
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  • Lyall K, Ning X, Aschner JL, Avalos LA, Bennett DH, Bilder DA, Bush NR, Carroll KN, Chu SH, Croen LA, Dabelea D, Daniels JL, Duarte C, Elliott AJ, Fallin MD, Ferrara A, Hertz-Picciotto I, Hipwell AE, Jensen ET, Johnson SL, Joseph RM, Karagas M, Kelly RS, Lester BM, Margolis A, McEvoy CT, Messinger D, Neiderhiser JM, O'Connor TG, Oken E, Sathyanarayana S, Schmidt RJ, Sheinkopf SJ, Talge NM, Turi KN, Wright RJ, Zhao Q, Newschaffer C, Volk HE, Ladd-Acosta C, Environmental Influences On Child Health Outcomes OBOPCF. Cardiometabolic Pregnancy Complications in Association With Autism-Related Traits as Measured by the Social Responsiveness Scale in ECHO. Am J Epidemiol. 2022 Jul 23;191(8):1407-1419. doi: 10.1093/aje/kwac061. PubMed 35362025 ↗
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  • Moog NK, Cummings PD, Jackson KL, Aschner JL, Barrett ES, Bastain TM, Blackwell CK, Bosquet Enlow M, Breton CV, Bush NR, Deoni SCL, Duarte CS, Ferrara A, Grant TL, Hipwell AE, Jones K, Leve LD, Lovinsky-Desir S, Miller RK, Monk C, Oken E, Posner J, Schmidt RJ, Wright RJ, Entringer S, Simhan HN, Wadhwa PD, O'Connor TG, Musci RJ, Buss C; ECHO collaborators. Intergenerational transmission of the effects of maternal exposure to childhood maltreatment in the USA: a retrospective cohort study. Lancet Public Health. 2023 Mar;8(3):e226-e237. doi: 10.1016/S2468-2667(23)00025-7. PubMed 36841563 ↗
  • Hofheimer JA, McGrath M, Musci R, Wu G, Polk S, Blackwell CK, Stroustrup A, Annett RD, Aschner J, Carter BS, Check J, Conradt E, Croen LA, Dunlop AL, Elliott AJ, Law A, Leve LD, Neiderhiser JM, O'Shea TM, Salisbury AL, Sathyanarayana S, Singh R, Smith LM, Aguiar A, Angal J, Carliner H, McEvoy C, Ondersma SJ, Lester B; Program Collaborators for Environmental influences on Child Health Outcomes. Assessment of Psychosocial and Neonatal Risk Factors for Trajectories of Behavioral Dysregulation Among Young Children From 18 to 72 Months of Age. JAMA Netw Open. 2023 Apr 3;6(4):e2310059. doi: 10.1001/jamanetworkopen.2023.10059. PubMed 37099294 ↗
  • Miller RL, Schuh H, Chandran A, Aris IM, Bendixsen C, Blossom J, Breton C, Camargo CA Jr, Canino G, Carroll KN, Commodore S, Cordero JF, Dabelea DM, Ferrara A, Fry RC, Ganiban JM, Gern JE, Gilliland FD, Gold DR, Habre R, Hare ME, Harte RN, Hartert T, Hasegawa K, Khurana Hershey GK, Jackson DJ, Joseph C, Kerver JM, Kim H, Litonjua AA, Marsit CJ, McEvoy C, Mendonca EA, Moore PE, Nkoy FL, O'Connor TG, Oken E, Ownby D, Perzanowski M, Rivera-Spoljaric K, Ryan PH, Singh AM, Stanford JB, Wright RJ, Wright RO, Zanobetti A, Zoratti E, Johnson CC; of program collaborators for Environmental influences on Child Health Outcomes. Incidence rates of childhood asthma with recurrent exacerbations in the US Environmental influences on Child Health Outcomes (ECHO) program. J Allergy Clin Immunol. 2023 Jul;152(1):84-93. doi: 10.1016/j.jaci.2023.03.016. Epub 2023 Mar 25. PubMed 36972767 ↗
  • McGowan EC, McGrath M, Law A, O'Shea TM, Aschner JL, Blackwell CK, Fry RC, Ganiban JM, Higgins R, Margolis A, Sathyanarayana S, Taylor G, Alshawabkeh AN, Cordero JF, Spillane NT, Hudak ML, Camargo CA Jr, Dabelea D, Dunlop AL, Elliott AJ, Ferrara AM, Talavera-Barber M, Singh AM, Karagas MR, Karr C, O'Connor TG, Paneth N, Wright RJ, Wright RO, Cowell W, Stanford JB, Bendixsen C, Lester BM; program collaborators for Environmental Influences on Child Health Outcomes (ECHO). Health Care Utilization During the COVID-19 Pandemic Among Individuals Born Preterm. JAMA Netw Open. 2023 Apr 3;6(4):e2310696. doi: 10.1001/jamanetworkopen.2023.10696. PubMed 37115545 ↗
  • Wood CT, Churchill ML, McGrath M, Aschner J, Brunwasser SM, Geiger S, Gogcu S, Hartert TV, Hipwell AE, Lee-Sarwar K, Lyall K, Moog NK, O'Connor TG, O'Shea TM, Smith PB, Wright RJ, Zhang X, Zimmerman E, Huddleston KC, Brown CL; program collaborators for Environmental influences on Child Health Outcomes. Maternal stress and early childhood BMI among US children from the Environmental influences on Child Health Outcomes (ECHO) program. Pediatr Res. 2023 Dec;94(6):2085-2091. doi: 10.1038/s41390-023-02750-8. Epub 2023 Jul 21. PubMed 37479746 ↗
  • Martenies SE, Zhang M, Corrigan AE, Kvit A, Shields T, Wheaton W, Around Him D, Aschner J, Talavera-Barber MM, Barrett ES, Bastain TM, Bendixsen C, Breton CV, Bush NR, Cacho F, Camargo CA Jr, Carroll KN, Carter BS, Cassidy-Bushrow AE, Cowell W, Croen LA, Dabelea D, Duarte CS, Dunlop AL, Everson TM, Habre R, Hartert TV, Helderman JB, Hipwell AE, Karagas MR, Lester BM, LeWinn KZ, Magzamen S, Morello-Frosch R, O'Connor TG, Padula AM, Petriello M, Sathyanarayana S, Stanford JB, Woodruff TJ, Wright RJ, Kress AM; Program Collaborators for Environmental Influences on Child Health Outcomes. Developing a National-Scale Exposure Index for Combined Environmental Hazards and Social Stressors and Applications to the Environmental Influences on Child Health Outcomes (ECHO) Cohort. Int J Environ Res Public Health. 2023 Jul 10;20(14):6339. doi: 10.3390/ijerph20146339. PubMed 37510572 ↗
  • Stroustrup A, Zhang X, Spear E, Bandyopadhyay S, Narasimhan S, Meher AK, Choi J, Qi G, Poindexter BB, Teitelbaum SL, Andra SS, Gennings C, Aschner JL. Phthalate exposure in the neonatal intensive care unit is associated with development of bronchopulmonary dysplasia. Environ Int. 2023 Aug;178:108117. doi: 10.1016/j.envint.2023.108117. Epub 2023 Jul 26. PubMed 37517179 ↗

Individual participant data

Plan to share: No — All efforts, within reason, are made to keep protected health information (PHI) private, including data gathered for research studies. Using or sharing ("disclosure") such data must follow federal privacy rules. All PHI about children in the study will be entered into REDCap, a secure, web-based data collection platform. Study patients will be identified only by a study identification (ID) number. Access to the REDCap study database is restricted to study personnel, password protected and behind a Medical Center firewall. The study child's name and medical record number will appear only on the Screening Log which contains no other PHI. Only the study team will have access to the Screening Log.

09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Oct 24, 2023, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT03061890
Lead sponsor
Albert Einstein College of Medicine
Collaborators
National Institutes of Health (NIH)
Responsible party
Judy Aschner (Professor of Pediatrics, Albert Einstein College of Medicine) — Principal investigator
First posted
Feb 23, 2017
Start date
Apr 1, 2017
Primary completion
Aug 31, 2023
Completion
Aug 31, 2023
Last update
Oct 24, 2023

Study contacts

Judy L Aschner, MD
principal investigator · Albert Einstein College of Medicine

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Oct 2023. You cannot join it, but the record below documents what was studied.

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