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Active, not recruitingNCT03012100Updated Jun 30, 2026Results posted

Multi-epitope Folate Receptor Alpha Peptide Vaccine, GM-CSF, and Cyclophosphamide in Treating Patients With Triple Negative Breast Cancer

A Phase 2 interventional study of Cyclophosphamide and Laboratory Biomarker Analysis in Bilateral Breast Carcinoma, Breast Inflammatory Carcinoma and Stage IB Breast Cancer AJCC v7, sponsored by Academic and Community Cancer Research United. Active, not recruiting at 12 sites in United States. Open to female participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-06-30.

Sponsored by Academic and Community Cancer Research United · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
280
Allocation
Randomized
Ages
18 Years and older
Sex
Female
01

Study summary

This randomized phase II trial studies how well multi-epitope folate receptor alpha peptide vaccine, sargramostim (GM-CSF), and cyclophosphamide work to prevent the recurrence of stage 1-3 triple negative breast cancer. Vaccines made from a person's white blood cells mixed with tumor proteins may help the body build an effective immune response to kill tumor cells. Drugs used in chemotherapy, such as cyclophosphamide, work in different ways to stop the growth of tumor cells, either by killing the cells, by stopping them from dividing, or by stopping them from spreading. Giving multi-epitope folate receptor alpha peptide vaccine, sargramostim (GM-CSF), and cyclophosphamide may work well together to prevent cancer recurrence after surgery and other standard treatments for triple negative breast cancer.

Read the detailed description

PRIMARY OBJECTIVE:

I. To show that multi-epitope folate receptor alpha peptide vaccine (folate receptor [FR]alpha peptide vaccine) with sargramostim (GM-CSF) adjuvant will prolong the disease-free survival (DFS) compared to GM-CSF adjuvant treatment in patients with triple negative breast cancer.

SECONDARY OBJECTIVE:

I. To compare the safety and tolerability of metronomic cyclophosphamide followed by FRalpha peptide vaccine with GM-CSF versus GM-CSF alone.

CORRELATIVE RESEARCH OBJECTIVES:

I. To determine whether high level of antibody and cellular immune response toward the FRalpha measured at baseline is a prognostic factor for vaccine immune response and/or cancer relapse.

II. To determine whether the level of tumor expression of FRalpha at baseline is a prognosis factor for vaccine immune response and/or cancer relapse.

OUTLINE: Patients are randomized to 1 of 2 arms.

ARM I: Patients receive cyclophosphamide orally (PO) twice daily (BID) on days 1-7 and 15-21 of cycle 1 only. Starting cycle 2, patients receive multi-epitope folate receptor alpha peptide vaccine with sargramostim intradermally (ID) on day 1. Treatment repeats every 28 days for cycles 2-7 and every 6 months for cycles 8-14 in the absence of disease progression or unacceptable toxicity.

ARM II: Patients receive cyclophosphamide as in Arm I. Starting cycle 2, patients receive placebo vaccine with sargramostim ID on day 1. Treatment repeats every 28 days for cycles 2-7 and every 6 months for cycles 8-14 in the absence of disease progression or unacceptable toxicity.

After completion of study treatment, patients are followed up every 6 months for 3 years.

02

Conditions studied

  • Bilateral Breast Carcinoma
  • Breast Inflammatory Carcinoma
  • Stage IB Breast Cancer AJCC v7
  • Stage II Breast Cancer AJCC v6 and v7
  • Stage IIA Breast Cancer AJCC v6 and v7
  • Stage IIB Breast Cancer AJCC v6 and v7
  • Stage III Breast Cancer AJCC v7
  • Stage IIIA Breast Cancer AJCC v7
  • Stage IIIB Breast Cancer AJCC v7
  • Stage IIIC Breast Cancer AJCC v7
  • Triple-Negative Breast Carcinoma
  • Unilateral Breast Carcinoma
03

Who can participate

Ages eligible
18 Years and older
Sexes eligible
Female
Accepts healthy volunteers
No

Inclusion criteria

  • Age >= 18 years
  • Female
  • Resected unilateral or bilateral primary carcinoma of the breast without clinical evidence of metastatic disease (after neoadjuvant chemotherapy and/or adjuvant chemotherapy), negative for estrogen receptor (ER) and progesterone receptor (PR) (cut-off for positivity is > 10% positive tumor cells with nuclear staining), and negative for HER2 as defined by one of the four situations delineated below:

    • HER2 immunohistochemistry (IHC) expression of 0 or 1+ and in-situ hybridization non-amplified
    • HER2 IHC expression of 0 or 1+ and in-situ hybridization not done
    • HER2 IHC expression of 2+ and in-situ hybridization non-amplified
    • IHC not done and in-situ hybridization non-amplified
    • Note: central review is not required
    • Note: If biopsy and surgical specimens are discordant from each other with regard to ER, PR, and/or HER2 status, a patient will be allowed to enroll assuming at least one of the specimens meets the above criteria and no endocrine therapy use is planned going forward
  • Completed planned breast CANCER surgeries, any radiation therapy, and any chemotherapy, whichever is last, >= 90 days but not >= 546 days prior to randomization

    • Note: Reconstructive and prophylactic surgeries are allowed after randomization (during study treatment)
  • Patient had at least one of the following:

    • Biopsy or surgery-proven regional node involvement by cancer
    • T1c, T2, T3, or T4 disease (with inflammatory disease allowed) identified at the time of surgery or clinically identified prior to neoadjuvant chemotherapy
    • No complete response to neoadjuvant chemotherapy (those who did achieve complete response are still eligible if a pre-chemotherapy regional nodal biopsy identified cancer or if the pre-chemotherapy tumor measured > 1 cm)
  • Eastern Cooperative Oncology Group (ECOG) performance status (PS) 0, 1
  • Absolute neutrophil count (ANC) >= 1500/mm\^3 obtained =\< 14 days prior to randomization
  • Platelet count >= 75,000/uL obtained =\< 14 days prior to randomization
  • Aspartate transaminase (AST) =\< 3 x upper limit of normal (ULN) obtained =\< 14 days prior to randomization
  • Creatinine =\< 1.5 x ULN obtained =\< 14 days prior to randomization
  • Negative serum pregnancy test done =\< 14 days prior to randomization, for women of childbearing potential only
  • Provide informed written consent
  • Willing to return to enrolling institution for follow-up
  • Willing to provide tissue and blood samples for correlative research studies

Exclusion criteria

Exclusion Criteria:

  • Any of the following because this study involves an investigational agent whose genotoxic, mutagenic and teratogenic effects on the developing fetus and newborn are unknown:

    • Pregnant women
    • Nursing women
    • Women of childbearing potential who are unwilling to employ adequate contraception
  • Clinical evidence of local recurrence or distant metastases; Note: New primary tumors are allowed, both contralaterally and ipsilaterally, but a prior breast cancer must have been more than 5 years beforehand
  • Known hypersensitivity reaction to GM-CSF
  • Active autoimmune disease that has required systemic treatment =\< 30 days (i.e., with use of disease modifying agents, corticosteroids, or immunosuppressive drugs) prior to randomization; Note: replacement therapy (e.g., thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency) is not considered a form of systemic treatment; patients with vitiligo, Graves disease, or psoriasis not requiring systemic treatment within the past 30 days are not excluded; patients with Celiac disease controlled with diet modification are not excluded
  • Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance with study requirements

    • NOTE: Localized fungal or viral infections including of the skin, nails, mouth, and genital area are allowed
  • History of other cancer \< 5 years prior to consent (except non-melanoma skin cancer or carcinoma in situ of the uterine cervix) or current receipt of treatment another cancer (e.g., monoclonal antibody, small molecule pathway inhibitor)
  • Treatment with systemic corticosteroid or immune-modulators =\< 7 days prior to randomization
  • Concurrent treatment with other experimental drugs or any other systemic anticancer therapy (due to unknown drug-vaccine potential interactions). Use of experimental or other targeted therapy > 3 months prior is allowed as long as it is not Her2-directed

    • NOTE: Aspirin, nonsteroidal anti-inflammatory drugs (NSAIDs), statins, and other medications commonly used to treat nononcologic, non-autoimmune conditions are allowed
  • Immunocompromised patients and patients known to be human immunodeficiency virus (HIV) positive and currently receiving antiretroviral therapy
  • Prior or concurrent use of trastuzumab or other Her2-directed therapy
  • Prior or concurrent use of a PD-1 or PD-L1 checkpoint inhibitor (including pembrolizumab) unless the use was >= 3 months prior to randomization
04

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Triple (Participant, Care provider, Investigator)
Enrollment
280 participants (actual)

Study arms

  • Experimental
    Arm I (FRalpha peptide vaccine, sargramostim)

    Patients receive cyclophosphamide PO BID on days 1-7 and 15-21 of cycle 1 only. Starting cycle 2, patients receive multi-epitope folate receptor alpha peptide vaccine with sargramostim ID on day 1. Treatment repeats every 28 days for cycles 2-7 and every 6 months for cycles 8-14 in the absence of disease progression or unacceptable toxicity.

    Drug: Cyclophosphamide · Other: Laboratory Biomarker Analysis · Biological: Multi-epitope Folate Receptor Alpha Peptide Vaccine · Biological: Sargramostim

  • Placebo comparator
    Arm II (placebo, sargramostim)

    Patients receive cyclophosphamide as in Arm I. Starting cycle 2, patients receive placebo vaccine with sargramostim ID on day 1. Treatment repeats every 28 days for cycles 2-7 and every 6 months for cycles 8-14 in the absence of disease progression or unacceptable toxicity.

    Drug: Cyclophosphamide · Other: Laboratory Biomarker Analysis · Other: Placebo Administration · Biological: Sargramostim

Interventions

  • DrugCyclophosphamide

    Given PO

    Also known as: (-)-Cyclophosphamide, 2H-1,3,2-Oxazaphosphorine, 2-[bis(2-chloroethyl)amino]tetrahydro-, 2-oxide, monohydrate, Carloxan, Ciclofosfamida, Ciclofosfamide, Cicloxal, Clafen, Claphene, CP monohydrate, CTX, CYCLO-cell, Cycloblastin, Cycloblastine, Cyclophospham, Cyclophosphamid monohydrate, Cyclophosphamide Monohydrate, Cyclophosphamidum, Cyclophosphan, Cyclophosphane, Cyclophosphanum, Cyclostin, Cyclostine, Cytophosphan, Cytophosphane, Cytoxan, Fosfaseron, Genoxal, Genuxal, Ledoxina, Mitoxan, Neosar, Revimmune, Syklofosfamid, WR- 138719

  • OtherLaboratory Biomarker Analysis

    Correlative studies

  • BiologicalMulti-epitope Folate Receptor Alpha Peptide Vaccine

    Given ID

    Also known as: FR Alpha Peptide Vaccine

  • OtherPlacebo Administration

    Given ID

  • BiologicalSargramostim

    Given ID

    Also known as: 23-L-Leucinecolony-Stimulating Factor 2, DRG-0012, Leukine, Prokine, rhu GM-CFS, Sagramostim, Sargramostatin

05

What researchers measure

Primary outcomes

  1. Disease-free Survival

    Will be estimated using the method of Kaplan-Meier. Will use the stratified log-rank tests.

    Time frame: 7 years

Secondary outcomes

  1. Number of Patients Experiencing Grade 3 or Greater Adverse Events Assessed by Common Terminology Criteria for Adverse Events 4.0

    The maximum grade for each type of toxicity will be recorded for each patient, and frequency tables will be reviewed by primary disease site to determine toxicity patterns. The number of patients experiencing a grade 3 or greater AE regardless of attribution will be reported.

    Time frame: 5 years

  2. Overall Survival

    Will be estimated using the method of Kaplan-Meier. Will use the stratified log-rank tests.

    Time frame: 7 years

Other outcomes

  1. FRalpha Levels

    FRalpha levels at baseline will be examined as a prognostic factor in the vaccine immune response. A multivariable Cox proportional hazard model will be used to assess baseline FRalpha levels as a potential prognostic factor for immune response.

    Time frame: Through study completion (average of 5 years)

  2. Vaccine Induced Folate Receptor [FR]Alpha-specific T Cell Responses Defined as the Proportion of Patients With at Least a 2-fold Increase in the Number of Cells/Plasma Concentration

    Will be determined along with its corresponding 95% confidence interval.

    Time frame: Through study completion (average of 5 years)

06

Results

Posted Jun 30, 2026

Participant flow

Participant flow — Overall Study
MilestoneArm I (FRalpha Peptide Vaccine, Sargramostim)Arm II (Placebo, Sargramostim)
Started19387
Received treatment18785
Completed5830
Not completed13557
Withdrew: Disease progression237
Withdrew: Adverse event126
Withdrew: Withdrawal by subject183
Withdrew: Alternative therapy10
Withdrew: Withdrawn due to early closure6632
Withdrew: Non-compliance43
Withdrew: Complicating disease21
Withdrew: Insurance issues20
Withdrew: Withdrawn to undergo surgery10
Withdrew: Physician decision02
Withdrew: Dosing error01
Withdrew: Withdrawal prior to receiving treatment62

Outcome measures

PrimaryDisease-free Survival

Will be estimated using the method of Kaplan-Meier. Will use the stratified log-rank tests.

Time frame:
7 years
Reported as:
Median · months
Disease-free Survival
monthsArm I (FRalpha Peptide Vaccine, Sargramostim)Arm II (Placebo, Sargramostim)
Disease-free SurvivalNA (NA to NA)NA (NA to NA)
Statistical analysis
  • Arm I (FRalpha Peptide Vaccine, Sargramostim) vs Arm II (Placebo, Sargramostim) · Stratified Log Rank · p = 0.4087 · Hazard ratio (hr): 1.40 · 95% CI 0.63 to 3.10
SecondaryNumber of Patients Experiencing Grade 3 or Greater Adverse Events Assessed by Common Terminology Criteria for Adverse Events 4.0

The maximum grade for each type of toxicity will be recorded for each patient, and frequency tables will be reviewed by primary disease site to determine toxicity patterns. The number of patients experiencing a grade 3 or greater AE regardless of attribution will be reported.

Time frame:
5 years
Reported as:
Count of participants · Participants
Number of Patients Experiencing Grade 3 or Greater Adverse Events Assessed by Common Terminology Criteria for Adverse Events 4.0
ParticipantsArm I (FRalpha Peptide Vaccine, Sargramostim)Arm II (Placebo, Sargramostim)
Number of Patients Experiencing Grade 3 or Greater Adverse Events Assessed by Common Terminology Criteria for Adverse Events 4.04119
SecondaryOverall Survival

Will be estimated using the method of Kaplan-Meier. Will use the stratified log-rank tests.

Time frame:
7 years
Reported as:
Median · months
Overall Survival
monthsArm I (FRalpha Peptide Vaccine, Sargramostim)Arm II (Placebo, Sargramostim)
Overall SurvivalNA (NA to NA)NA (NA to NA)
Statistical analysis
  • Arm I (FRalpha Peptide Vaccine, Sargramostim) vs Arm II (Placebo, Sargramostim) · Stratified Log Rank · p = 0.2304 · Hazard ratio (hr): 2.44 · 95% CI 0.54 to 11.06
Other pre-specifiedFRalpha Levels

FRalpha levels at baseline will be examined as a prognostic factor in the vaccine immune response. A multivariable Cox proportional hazard model will be used to assess baseline FRalpha levels as a potential prognostic factor for immune response.

Time frame:
Through study completion (average of 5 years)

Results for this outcome have not been posted.

Other pre-specifiedVaccine Induced Folate Receptor [FR]Alpha-specific T Cell Responses Defined as the Proportion of Patients With at Least a 2-fold Increase in the Number of Cells/Plasma Concentration

Will be determined along with its corresponding 95% confidence interval.

Time frame:
Through study completion (average of 5 years)

Results for this outcome have not been posted.

Adverse events

Collected over Adverse events assessed up to 5 years; all cause mortality assessed up to 7 years. Only patients that began treatment were assessed for adverse events; all enrolled patients were monitored for all-cause mortality.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Arm I (FRalpha Peptide Vaccine, Sargramostim)11/193 (5.7%)38/187 (20.3%)182/187 (97.3%)
Arm II (Placebo, Sargramostim)2/87 (2.3%)14/85 (16.5%)83/85 (97.6%)
Most frequent serious events
Showing 10 of 53
Most frequent serious events
EventArm I (FRalpha Peptide Vaccine, Sargramostim)Arm II (Placebo, Sargramostim)
FatigueGeneral disorders and administration site conditions2/1874/85
Injection site reactionGeneral disorders and administration site conditions5/1873/85
Peripheral sensory neuropathyNervous system disorders2/1873/85
NauseaGastrointestinal disorders0/1872/85
Blood bilirubin increasedInvestigations0/1872/85
HeadacheNervous system disorders0/1872/85
Lung infectionInfections and infestations3/1870/85
Neutrophil count decreasedInvestigations3/1870/85
White blood cell decreasedInvestigations3/1870/85
Eye disorders - Other, specifyEye disorders0/1871/85
Most frequent other events
Showing 10 of 202
Most frequent other events
EventArm I (FRalpha Peptide Vaccine, Sargramostim)Arm II (Placebo, Sargramostim)
Injection site reactionGeneral disorders and administration site conditions169/18765/85
FatigueGeneral disorders and administration site conditions111/18750/85
Peripheral sensory neuropathyNervous system disorders80/18739/85
ArthralgiaMusculoskeletal and connective tissue disorders67/18732/85
White blood cell decreasedInvestigations50/18726/85
MyalgiaMusculoskeletal and connective tissue disorders53/18726/85
AnemiaBlood and lymphatic system disorders49/18718/85
NauseaGastrointestinal disorders42/18719/85
Lymphocyte count decreasedInvestigations42/18710/85
HeadacheNervous system disorders33/18715/85

Baseline characteristics

Age, Continuous
Age, Continuous(years)Arm I (FRalpha Peptide Vaccine, Sargramostim)Arm II (Placebo, Sargramostim)Total
Mean52.2 ± 10.4353.4 ± 11.0252.6 ± 10.61
Sex: Female, Male
Sex: Female, Male(Participants)Arm I (FRalpha Peptide Vaccine, Sargramostim)Arm II (Placebo, Sargramostim)Total
Female19387280
Male000
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Arm I (FRalpha Peptide Vaccine, Sargramostim)Arm II (Placebo, Sargramostim)Total
Hispanic or Latino17926
Not Hispanic or Latino16574239
Unknown or Not Reported11415
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Arm I (FRalpha Peptide Vaccine, Sargramostim)Arm II (Placebo, Sargramostim)Total
American Indian or Alaska Native123
Asian325
Native Hawaiian or Other Pacific Islander101
Black or African American14822
White16368231
More than one race000
Unknown or Not Reported11718
Region of Enrollment
Region of Enrollment(participants)Arm I (FRalpha Peptide Vaccine, Sargramostim)Arm II (Placebo, Sargramostim)Total
United States19387280
Prior treatment
Prior treatment(Participants)Arm I (FRalpha Peptide Vaccine, Sargramostim)Arm II (Placebo, Sargramostim)Total
Adjuvant13761198
Neo-adjuvant chemotherapy562682
Disease stage
Disease stage(Participants)Arm I (FRalpha Peptide Vaccine, Sargramostim)Arm II (Placebo, Sargramostim)Total
I/II15168219
III421961
07

Study locations

12 sites
  • Mayo Clinic in Arizona
    Scottsdale, Arizona 85259, United States
  • City of Hope Comprehensive Cancer Center
    Duarte, California 91010, United States
  • Mayo Clinic in Florida
    Jacksonville, Florida 32224-9980, United States
  • University of Miami Miller School of Medicine-Sylvester Cancer Center
    Miami, Florida 33136, United States
  • University of Chicago Comprehensive Cancer Center
    Chicago, Illinois 60637, United States
  • Carle Cancer Center NCI Community Oncology Research Program
    Urbana, Illinois 61801, United States
  • Ochsner Medical Center Jefferson
    New Orleans, Louisiana 70121, United States
  • Massachusetts General Hospital Cancer Center
    Boston, Massachusetts 02114, United States
  • Dana-Farber Cancer Institute
    Boston, Massachusetts 02215, United States
  • Mayo Clinic in Rochester
    Rochester, Minnesota 55905, United States
  • Inova Fairfax Hospital
    Falls Church, Virginia 22042, United States
  • Marshfield Medical Center-Marshfield
    Marshfield, Wisconsin 54449, United States
08

References and documents

Study documents

  • Protocol and statistical analysis plan · Jun 26, 2023

Documents are hosted by the registry — open the source record to download them.

09

Registry details

Key details

Study ID
NCT03012100
Lead sponsor
Academic and Community Cancer Research United
Collaborators
National Cancer Institute (NCI)
Responsible party
Sponsor
First posted
Jan 6, 2017
Start date
Mar 31, 2017
Primary completion
Feb 28, 2025
Completion
Jul 31, 2026 (estimated)
Results posted
Jun 30, 2026
Last update
Jun 30, 2026

Study contacts

Kathryn J Ruddy
principal investigator · Academic and Community Cancer Research United

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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