CClinicalTrials.gg
CompletedNCT02936323Updated Dec 14, 2021Results posted

PEN-221 in Somatostatin Receptor 2 Expressing Advanced Cancers Including Neuroendocrine and Small Cell Lung Cancers

A Phase 1/2 interventional study of PEN-221 and PEN-221 in Neuroendocrine Tumors, Carcinoma, Small Cell Lung and Neuroendocrine Carcinoma, sponsored by Tarveda Therapeutics. Completed at 13 sites in 2 countries. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2021-12-14.

Sponsored by Tarveda Therapeutics · Phase 1/2, Interventional, and Treatment

Phase
Phase 1/2
Study type
Interventional
Enrollment
89
Allocation
Non-randomized
Ages
18 Years and older
Sex
All
01

Study summary

Protocol PEN-221-001 is an open-label, multicenter Phase 1/2a study evaluating PEN-221 in patients with SSTR2 expressing advanced gastroenteropancreatic (GEP) or lung or thymus or other neuroendocrine tumors or small cell lung cancer or large cell neuroendocrine carcinoma of the lung.

Read the detailed description

Protocol PEN-221-001 will first enroll patients into a dose escalation phase, where a Bayesian logistic regression model, guided by the escalation with overdose control principle and overseen by a safety review committee, will be used to make dose recommendations and estimate the maximum tolerated dose (MTD).

Once the MTD has been confirmed, remaining patients will be enrolled into a full expansion phase to assess PEN-221 efficacy in patients with gastrointestinal mid-gut neuroendocrine tumors or pancreatic neuroendocrine tumors or small cell lung cancer.

02

Conditions studied

  • Neuroendocrine Tumors
  • Carcinoma, Small Cell Lung
  • Neuroendocrine Carcinoma

Keywords

  • SCLC small cell lung cancer
  • pancreatic neuroendocrine NET
  • GI neuroendocrine NET
03

In context

Carcinoma

6,745 studies on the registry are indexed under Carcinoma; 1,163 are open to participants now.

This study's enrollment of 89 is above the median of 45 across 5,174 interventional studies indexed under Carcinoma.

Browse Carcinoma studies →

Lead sponsor

Tarveda Therapeutics is the lead sponsor of 2 studies on the registry; none are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • M/F at least 18 years old
  • ECOG performance status 0 or 1
  • Adequate bone marrow, liver, and kidney function within 2 weeks prior to first dose
  • Serum potassium, calcium, magnesium, phosphorus within normal limits (may be supplemented)
  • Adequate birth control
  • Somatostatin receptor 2 positive tumor as assessed at pre-screening or within 180 d of first drug dose using indium SPECT or gallium PET

Patients in Phase 1 must have a histologically or cytologically-confirmed solid tumor in 1 of the following categories:

  • Advanced small cell lung cancer (SCLC) or large cell neuroendocrine carcinoma (LCNEC) of lung progressed after at least 1 line of anticancer chemotherapy
  • Advanced low or intermediate grade gastroenteropancreatic or lung or thymus neuroendocrine tumor (NET), or NET of unknown primary, progressed after at least 1 line of anticancer therapy (unless no standard treatments available or such treatments are deemed not appropriate)
  • Advanced paraganglioma, pheochromocytoma, medullary thyroid carcinoma, Merkel cell carcinoma, or high grade extrapulmonary neuroendocrine carcinoma having progressed after 1 or more lines of anticancer chemotherapy (unless no standard treatments available or such treatments are deemed not appropriate)

For patients enrolling once escalation is complete (Phase 2a), disease must be measurable per RECIST 1.1 criteria with last imaging performed within 28 days prior to first drug dose

In addition to the criterion listed above, Patients in Phase 2a must have a histologically- or cytologically-confirmed, advanced or metastatic solid tumor, in 1 of the following categories: disease history specified in one of the criteria listed below:

  • Well differentiated, low or intermediate grade, gastrointestinal mid-gut (arising from the lower jejunum, ileum, appendix, cecum, and proximal colon) NET with documented disease progression within 6 months prior to start of study treatment and evidence of radiographic disease progression based on scans performed not more than 15 months apart. Patients may have received 1 or more prior lines of anticancer therapy, such as somatostatin analogues, targeted agents, or liver-directed intra-arterial therapy, but are NOT eligible if they have received prior systemic cytotoxic chemotherapy.
  • Well differentiated, low or intermediate grade, pancreatic NET with documented disease progression within 6 months prior to start of study treatment and evidence of radiographic disease progression based on scans performed not more than 15 months apart. Patients may have received 1 or more prior lines of anticancer therapy, such as somatostatin analogues, targeted agents, or liver-directed intra-arterial therapy, and up to 1 prior line of systemic cytotoxic chemotherapy, but are NOT eligible if they have received more than 1 prior line of systemic cytotoxic chemotherapy or if they have received prior peptide receptor radionuclide therapy (PRRT)
  • SCLC after having received up to three prior lines of anticancer therapy.

Exclusion criteria

Exclusion Criteria:

  • Treatment with anticancer therapy or investigational drug or device within 3 wk (6 wk for nitrosureas or mitomycin C) or 5 half-lives of agent, whichever is shorter, prior to first PEN-221 drug dose, and any drug-related toxicities must have recovered to grade 1 or less
  • Any other malignancy known to be active or treated within 3 years of start of screening, except cervical intra-epithelial neoplasia, superficial (non-invasive) bladder cancer, and non-melanoma skin cancer
  • Cardiac criteria such as unstable angina, myocardial infarction within 6 months of screening, NY Heart Association Class 1 or 2 heart failure, QTc greater than 470 msec, congenital long Qt syndrome, symptomatic orthostatic hypotension within 6 months of screening, uncontrolled hypertension, or clinically important abnormalities in heart rhythm, conduction, morphology of resting ECG
  • Stroke or transient ischemic attack within 6 months of screening
  • Peripheral neuropathy greater than grade 1
  • Requirement for medication with strong CYP3A4 inhibitor
  • History of leptomeningeal disease or spinal cord compression
  • Brain metastases unless asymptomatic on a stable low dose of steroids. Patients with SCLC or LCNEC of lung only must have CT or MRI of brain during screening, and if metastases found, must have radiotherapy with 14 day washout or stereotactic radiotherapy or radio surgery with 7 day washout prior to first drug dose.
  • Major surgery within 28 days of first drug dose
  • Female who is pregnant or breast feeding
  • Evidence of severe uncontrolled systemic disease, bleeding diatheses, renal or liver transplant, active infection with hepatitis B or C, or HIV
  • Hypersensitivity or anaphylactic reaction to any somatostatin analog or to maytansinoids
05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Treatment
Allocation
Non-randomized
Intervention model
Sequential assignment
Masking
None (open label)
Enrollment
89 participants (actual)

Study arms

  • Experimental
    Phase 1: Dose Escalation

    Cohort 1 will consist of two (2) participants who will receive PEN-221 at the starting dose of 1.0 mg. The first participant will be followed for at least 7 days for safety and dose limiting toxicity (DLT). If PEN-221 is tolerated, the second participant will be enrolled into the cohort. The two (2) participants will be followed for safety and DLTs for at least a 4-week observation period. The Safety Review Committee (SRC) will determine the initiation of cohort 2. Cohort 2 and each subsequent dose escalation cohort will consist of 3 to 6 participants who will be treated at each dose level of PEN-221 as determined by the SRC and will be followed for safety and DLTs for at least a 3-week observation period. Each dose escalation level and cohort initiation will be determined by the SRC. Dose escalation will continue until the Maximum Tolerated Dose (MTD) of PEN-221 is determined and the Recommended Phase 2a Dose (RP2D) is established by the SRC.

    Drug: PEN-221

  • Experimental
    Phase 2a: Dose Expansion (GI mid-gut NET)

    Gastrointestinal mid-gut NET Cohort

    Drug: PEN-221

  • Experimental
    Phase 2a: Dose Expansion (PNET)

    Pancreatic NET Cohort

    Drug: PEN-221

  • Experimental
    Phase 2a: Dose Expansion (SCLC)

    Small Cell Lung Cancer Cohort

    Drug: PEN-221

Interventions

  • DrugPEN-221

    PEN-221 administered IV over 1 hour on an every 3-week cycle (21 days +/- 2 days) starting dose of 1 mg with each subsequent cohort increased starting dose level until MTD is reached.

  • DrugPEN-221

    PEN-221 administered IV over 1 hour on an every 3-week cycle (21 days +/- 2 days) starting dose at recommended Phase 2a dose established in Phase 1.

06

What researchers measure

Primary outcomes

  1. Phase 1: Maximum Tolerated Dose of PEN-221 and Recommended Phase 2a Dose (RP2D)

    MTD was determined by testing increasing doses up to 25 mg flat dose IV over 1 hour on an every 3 week cycle on dose escalation cohorts 1 to 7 with 2 participants in cohort 1 and 3-6 participants each in cohorts 2-7. The MTD was defined as the highest drug dosage not causing a Dose Limiting Toxicity (DLT) in \> 33% of the treated participants during the first cycle of treatment. DLTs were defined as any Grade 3 or 4 adverse event (AE) using the Common Terminology Criteria for Adverse Events Version 4.03 occurring within the first 4 weeks for cohort 1 and within 3 weeks for each subsequent cohort that was not related to underlying disease, disease progression, intercurrent illness, or concomitant medications. The RP2D was established by achieving the Maximum Tolerated Dose (MTD). The RP2D may be equal to or below the MTD.

    Time frame: Up to 4 weeks in the first cohort and up to 3 weeks for each subsequent cohort

  2. Phase 1: Number of Participants Who Experienced Dose-Limiting Toxicities (DLTs)

    DLTs were defined as any Grade 3 or 4 adverse event (AE) using the Common Terminology Criteria for Adverse Events Version 4.03 occurring within the first 4 weeks for cohort 1 and within 3 weeks for each subsequent cohort that was not related to underlying disease, disease progression, intercurrent illness, or concomitant medications. Grade 3 is a severe AE and Grade 4 is a life-threatening or disabling AE. DLTs were collected to determine the Maximum-Tolerated Dose (MTD), which is defined as the dose level below the dose at which \> 33% of participants experienced a DLT during the first cycle of treatment.

    Time frame: Up to 4 weeks in the first cohort and up to 3 weeks for each subsequent cohort

  3. Phase 2a: Percentage of Gastrointestinal Mid-gut NETs and Pancreatic NETs Participants Who Achieved Clinical Benefit as Determined by RECIST 1.1

    Efficacy of PEN-221 in gastrointestinal mid-gut NETs and pancreatic NETs using clinical benefit rate (CBR) defined as the best overall response of complete response (CR), partial response (PR), or stable disease (SD) according to RECIST 1.1 using the investigator assessment.

    Time frame: Baseline and every 9 weeks up to time of disease progression (per RECIST 1.1) or death, up to data cut-off (31 Jul 2020).

  4. Phase 2a: Number of Small Cell Lung Cancer (SCLC) Participants Who Achieved an Objective Response of Complete Response (CR) or Partial Response (PR) as Defined by RECIST 1.1.

    Efficacy of PEN-221 in Small Cell Lung Cancer (SCLC) using objective response rate (ORR) as defined as the best overall response of CR or PR using tumor response criteria defined by RECIST 1.1.

    Time frame: Baseline and every 6 weeks up to time of disease progression (per RECIST 1.1) or death, up to data cut-off (31 Jul 2020).

  5. Phase 2a: Duration of Response (DOR) for Small Cell Lung Cancer (SCLC)

    Duration of Response (DOR) is defined as the time from the first documented response (CR or PR), as assessed by the investigator, to the date of first documented disease progression or death due to underlying cancer. If patient did not progress or die before the data cutoff date (31-July-2020), DOR was censored at the date of last adequate tumor assessment.

    Time frame: From the date of first treatment through the date of first documented progression, assessed up to data cut-off (31 Jul 2020).

Secondary outcomes

  1. Number of Study Participants Who Experienced Treatment-Emergent Adverse Events

    Phase 1 and Phase 2a participants who experienced any Treatment-Emergent Adverse Event (TEAE) to determine the safety and tolerability of PEN-221. TEAEs are any AE that occurred after first dose of study drug through 28 days after the last dose of study drug, any event considered study drug related regardless of start date of the event, or any event that was present at baseline but worsened in intensity or was subsequently considered study drug related by the Investigator. Phase 2a TEAEs were collected for reporting in the BSA dosing format only.

    Time frame: From date of first treatment/trial entry until 28 days after last treatment for each participant, up to data cut-off (31 Jul 2020).

  2. Maximum Concentration (Cmax) of PEN-221, DM1, and Peptide

    Blood samples were obtained and plasma concentrations were determined using validated liquid chromatography-tandem mass spectrometry (LC-MS/MS) methods. Phase 2a data were collected for reporting in the BSA dosing format only.

    Time frame: Phase 1: Day 1 of Cycles 1 and 3 pre-start of infusion (SOI), at 0.5, 1, 1.5, 2, 4, 6, 8, 10 hours post-start of infusion. Phase 2a: Day 1 Cycle 1 pre-start of infusion, at 0.5,1, 1.5, 2, 4, 6, 8, 24 hours post-SOI; once at Day 8 Cycle 1.

  3. Area Under the Curve (AUC) of PEN-221, DM1, and Peptide

    Blood samples were obtained and plasma concentrations were determined using validated liquid chromatography-tandem mass spectrometry (LC-MS/MS) methods. Phase 2a data were collected for reporting in the BSA dosing format only.

    Time frame: Phase 1: Day 1 of Cycles 1 and 3 pre-start of infusion (SOI), at 0.5, 1, 1.5, 2, 4, 6, 8, 10 hours post-start of infusion. Phase 2a: Day 1 Cycle 1 pre-start of infusion, at 0.5,1, 1.5, 2, 4, 6, 8, 24 hours post-SOI; once at Day 8 Cycle 1.

  4. Half-life (t1/2) of PEN-221, DM1, and Peptide

    Blood samples were obtained and plasma concentrations were determined using validated liquid chromatography-tandem mass spectrometry (LC-MS/MS) methods. Phase 2a data collected for reporting in the BSA dosing format only.

    Time frame: Phase 1: Day 1 of Cycles 1 and 3 pre-start of infusion (SOI), at 0.5, 1, 1.5, 2, 4, 6, 8, 10 hours post-start of infusion. Phase 2a: Day 1 Cycle 1 pre-start of infusion, at 0.5,1, 1.5, 2, 4, 6, 8, 24 hours post-SOI; once at Day 8 Cycle 1.

  5. Phase 1: Number of Participants With a Best Response of an Objective Response, Stable Disease, or Progressive Disease.

    Assess the potential of preliminary anti-tumor activity of PEN-221 using tumor response criteria as defined by RECIST 1.1.

    Time frame: Baseline, every 6 or 9 weeks depending on the tumor type, up to time of disease progression (per RECIST 1.1) or death, up to data cut-off (31 Jul 2020).

  6. Phase 2a: Maximum Tolerated Dose (MTD) and Recommended Phase 2a Dose (RP2D) Based on Body Surface Area

    Confirm the MTD identified during the dose-escalation phase and further investigate the safety and tolerability of the RP2D and schedule of PEN-221. Initial Phase 2a PEN-221 start dose at Phase 1 MTD and RP2D was determined at 18 mg flat dose. The MTD was defined as the highest drug dosage not causing a Dose Limiting Toxicity (DLT) in \> 33% of the treated participants during the first cycle of treatment. DLTs were defined as any Grade 3 or 4 adverse event (AE) using the Common Terminology Criteria for Adverse Events Version 4.03 occurring within the first 4 weeks for cohort 1 and within 3 weeks for each subsequent cohort that was not related to underlying disease, disease progression, intercurrent illness, or concomitant medications. The RP2D was established by achieving the Maximum Tolerated Dose (MTD). The RP2D may be equal to or below the MTD.

    Time frame: From date of first treatment/trial entry until 28 days after last treatment for each Phase 2a participant, up to data cut-off (31 Jul 2020)

  7. Phase 2a: Progression Free Survival (PFS)

    Progression free survival (PFS) is defined as the time from the date of first dose of PEN-221 to the date of first documented disease progression per RECIST 1.1, or death due to any cause. If a participant had not progressed or died before the analysis cutoff date (31 Jul 2020), PFS was censored at the date of last adequate tumor assessment. Results based on Kaplan-Meier estimates.

    Time frame: From date of first treatment/trial entry until first documented progression or date of death from any cause, whichever came first, assessed up to data cutoff of 31 Jul 2020

  8. Phase 2a: Overall Survival (OS)

    Overall survival (OS) was defined as the time from the first dose of PEN-221 to the date of death due to any cause. If the participant had not died before data lock (31 Jul 2020), OS was censored at the date of last contact.

    Time frame: For each GI mid-gut NET, PNET, and SCLC, from date of first treatment/trial entry until the date of death from any cause, assessed up to data cutoff of 31 Jul 2020

  9. Phase 2a: ORR for Gastrointestinal Mid-gut NETs (GI Mid-gut NET) and Pancreatic NETs (PNET)

    The Objective Response Rate (ORR) is defined as the proportion of patients with a best overall CR or PR as defined by RECIST 1.1 using the investigator assessment captured on the electronic Case Report Form.

    Time frame: For each GI mid-gut NET and PNET participant from the date of first treatment through the date of first documented progression, assessed up to data cutoff 31 Jul 2020

  10. Phase 2a: Duration of Response (DOR) for Gastrointestinal Mid-gut NETs (GI Mid-gut NET) and Pancreatic NETs (PNET)

    Duration of Response (DOR) is defined as the time from the first documented response (CR or PR), as assessed by the investigator, to the date of first documented disease progression or death due to underlying cancer. If a patient did not progress or die before the data cutoff date (31 Jul 2020), DOR was censored at the date of last adequate tumor assessment.

    Time frame: For each GI mid-gut NET and PNET participant, from the date of first treatment through the date of first documented progression, assessed up to data cutoff (31 Jul 2020)

  11. Anti-PEN-221 Antibodies (ADA)

    Plasma Samples Using an Electrochemiluminescent Method for the Detection of Anti-PEN-221 Antibodies in Human Serum.

    Time frame: Baseline and every 6 weeks up to end of treatment for each patient.

07

Results

Posted Dec 14, 2021

Participant flow

Participants enrolled with SSTR2 expressing advanced gastroenteropancreatic or lung or thymus or other NETs or SCLC or LCNEC of the lung. A total of 23 participants enrolled into the Phase 1 Dose Escalation stage of the study receiving at least one dose of PEN-221 and a total of 66 patients enrolled into the Phase 2a Disease-Specific Dose Expansion stage of the study receiving at least one dose of PEN-221.

Phase 1 Dose Escalation
Participant flow — Phase 1 Dose Escalation
MilestonePhase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)Phase 2a Dose Expansion (GI Mid-gut NET Cohort)Phase 2a Dose Expansion (PNET Cohort)Phase 2a Dose Expansion (SCLC Cohort)
Started2333363000
Completed0101010000
Not completed2232353000
Withdrew: Informed consent withdrawn0101110000
Withdrew: Death2131233000
Withdrew: Study discontinued at site0000010000
Phase 2a Dose Expansion
Participant flow — Phase 2a Dose Expansion
MilestonePhase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)Phase 2a Dose Expansion (GI Mid-gut NET Cohort)Phase 2a Dose Expansion (PNET Cohort)Phase 2a Dose Expansion (SCLC Cohort)
Started0000000321519
Completed00000001525
Not completed0000000171314
Withdrew: Informed consent withdrawn00000001142
Withdrew: Physician decision0000000001
Withdrew: Lost to follow-up0000000210
Withdrew: Change(s) to patient's condition0000000001
Withdrew: Death00000004810

Outcome measures

PrimaryPhase 1: Maximum Tolerated Dose of PEN-221 and Recommended Phase 2a Dose (RP2D)

MTD was determined by testing increasing doses up to 25 mg flat dose IV over 1 hour on an every 3 week cycle on dose escalation cohorts 1 to 7 with 2 participants in cohort 1 and 3-6 participants each in cohorts 2-7. The MTD was defined as the highest drug dosage not causing a Dose Limiting Toxicity (DLT) in \> 33% of the treated participants during the first cycle of treatment. DLTs were defined as any Grade 3 or 4 adverse event (AE) using the Common Terminology Criteria for Adverse Events Version 4.03 occurring within the first 4 weeks for cohort 1 and within 3 weeks for each subsequent cohort that was not related to underlying disease, disease progression, intercurrent illness, or concomitant medications. The RP2D was established by achieving the Maximum Tolerated Dose (MTD). The RP2D may be equal to or below the MTD.

Time frame:
Up to 4 weeks in the first cohort and up to 3 weeks for each subsequent cohort
Reported as:
Number · mg
Phase 1: Maximum Tolerated Dose of PEN-221 and Recommended Phase 2a Dose (RP2D)
mgAll Participants in Phase 1 Dose Escalation (Cohorts 1-7)
Phase 1: Maximum Tolerated Dose of PEN-221 and Recommended Phase 2a Dose (RP2D)18.0
PrimaryPhase 1: Number of Participants Who Experienced Dose-Limiting Toxicities (DLTs)

DLTs were defined as any Grade 3 or 4 adverse event (AE) using the Common Terminology Criteria for Adverse Events Version 4.03 occurring within the first 4 weeks for cohort 1 and within 3 weeks for each subsequent cohort that was not related to underlying disease, disease progression, intercurrent illness, or concomitant medications. Grade 3 is a severe AE and Grade 4 is a life-threatening or disabling AE. DLTs were collected to determine the Maximum-Tolerated Dose (MTD), which is defined as the dose level below the dose at which \> 33% of participants experienced a DLT during the first cycle of treatment.

Time frame:
Up to 4 weeks in the first cohort and up to 3 weeks for each subsequent cohort
Reported as:
Number · participants
Phase 1: Number of Participants Who Experienced Dose-Limiting Toxicities (DLTs)
participantsPhase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)
Phase 1: Number of Participants Who Experienced Dose-Limiting Toxicities (DLTs)0000002
PrimaryPhase 2a: Percentage of Gastrointestinal Mid-gut NETs and Pancreatic NETs Participants Who Achieved Clinical Benefit as Determined by RECIST 1.1

Efficacy of PEN-221 in gastrointestinal mid-gut NETs and pancreatic NETs using clinical benefit rate (CBR) defined as the best overall response of complete response (CR), partial response (PR), or stable disease (SD) according to RECIST 1.1 using the investigator assessment.

Time frame:
Baseline and every 9 weeks up to time of disease progression (per RECIST 1.1) or death, up to data cut-off (31 Jul 2020).
Reported as:
Number · percentage of participants
Phase 2a: Percentage of Gastrointestinal Mid-gut NETs and Pancreatic NETs Participants Who Achieved Clinical Benefit as Determined by RECIST 1.1
percentage of participantsPhase 2a Dose Expansion (GI Mid-gut NET Cohort)Phase 2a Dose Expansion (PNET Cohort
Phase 2a: Percentage of Gastrointestinal Mid-gut NETs and Pancreatic NETs Participants Who Achieved Clinical Benefit as Determined by RECIST 1.188.5 (69.8 to 97.6)50 (21.1 to 78.9)
PrimaryPhase 2a: Number of Small Cell Lung Cancer (SCLC) Participants Who Achieved an Objective Response of Complete Response (CR) or Partial Response (PR) as Defined by RECIST 1.1.

Efficacy of PEN-221 in Small Cell Lung Cancer (SCLC) using objective response rate (ORR) as defined as the best overall response of CR or PR using tumor response criteria defined by RECIST 1.1.

Time frame:
Baseline and every 6 weeks up to time of disease progression (per RECIST 1.1) or death, up to data cut-off (31 Jul 2020).
Reported as:
Count of participants · Participants
Phase 2a: Number of Small Cell Lung Cancer (SCLC) Participants Who Achieved an Objective Response of Complete Response (CR) or Partial Response (PR) as Defined by RECIST 1.1.
ParticipantsPhase 2a Dose Expansion (SCLC Cohort)
Complete Response0
Partial Response0
Stable Disease3
Progressive Disease9
PrimaryPhase 2a: Duration of Response (DOR) for Small Cell Lung Cancer (SCLC)

Duration of Response (DOR) is defined as the time from the first documented response (CR or PR), as assessed by the investigator, to the date of first documented disease progression or death due to underlying cancer. If patient did not progress or die before the data cutoff date (31-July-2020), DOR was censored at the date of last adequate tumor assessment.

Time frame:
From the date of first treatment through the date of first documented progression, assessed up to data cut-off (31 Jul 2020).

No measurements were reported for this outcome.

SecondaryNumber of Study Participants Who Experienced Treatment-Emergent Adverse Events

Phase 1 and Phase 2a participants who experienced any Treatment-Emergent Adverse Event (TEAE) to determine the safety and tolerability of PEN-221. TEAEs are any AE that occurred after first dose of study drug through 28 days after the last dose of study drug, any event considered study drug related regardless of start date of the event, or any event that was present at baseline but worsened in intensity or was subsequently considered study drug related by the Investigator. Phase 2a TEAEs were collected for reporting in the BSA dosing format only.

Time frame:
From date of first treatment/trial entry until 28 days after last treatment for each participant, up to data cut-off (31 Jul 2020).
Reported as:
Count of participants · Participants
Number of Study Participants Who Experienced Treatment-Emergent Adverse Events
ParticipantsPhase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)Phase 2a Dose Expansion (<8.8 mg/m^2)Phase 2a Dose Expansion (8.8 mg/m^2)Phase 2a Dose Expansion (>8.8 mg/m^2)
Any TEAE2333363123220
Serious TEAEs21300223715
Treatment Related TEAEs0333363102919
TEAEs leading to Discontinuation of Study Drug1020002276
TEAEs leading to Death1010000002
Dose Limiting Toxicity0000002000
SecondaryMaximum Concentration (Cmax) of PEN-221, DM1, and Peptide

Blood samples were obtained and plasma concentrations were determined using validated liquid chromatography-tandem mass spectrometry (LC-MS/MS) methods. Phase 2a data were collected for reporting in the BSA dosing format only.

Time frame:
Phase 1: Day 1 of Cycles 1 and 3 pre-start of infusion (SOI), at 0.5, 1, 1.5, 2, 4, 6, 8, 10 hours post-start of infusion. Phase 2a: Day 1 Cycle 1 pre-start of infusion, at 0.5,1, 1.5, 2, 4, 6, 8, 24 hours post-SOI; once at Day 8 Cycle 1.
Reported as:
Mean · ng/mL
Maximum Concentration (Cmax) of PEN-221, DM1, and Peptide
ng/mLPhase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)Phase 2a Dose Expansion (<8.8 mg/m^2)Phase 2a Dose Expansion (8.8 mg/m^2)Phase 2a Dose Expansion (>8.8 mg/m^2)
Plasma PK18.96 ± 9.5650.20 ± 24.30150.40 ± 51.99359.70 ± 92.42592.50 ± 149.662802 ± 5068.61324 ± 519.94451.4 ± 174.141533 ± 3356.91064 ± 2298.7
Total Peptide16.38 ± 3.711240.03 ± 15.807129.8 ± 5.7813261.4 ± 49.269420.2 ± 69.7031925 ± 3246.8926.9 ± 279.02350.0 ± 102.281041 ± 2061.0831.5 ± 1721.0
Total DM111.11 ± 2.766929.88 ± 14.30494.01 ± 2.7951198.6 ± 37.848340.4 ± 87.6021327 ± 2157.2691.3 ± 165.22261.2 ± 70.449762.3 ± 1388.0505.9 ± 734.05
Unconjugated DM14.758 ± 0.7883013.79 ± 6.176842.23 ± 12.29578.63 ± 6.2100112.0 ± 22.186218.3 ± 73.574266.3 ± 46.561101.0 ± 26.560164.5 ± 74.435146.3 ± 74.755
Free Sulfhydryl DM10.09568 ± 0.0348730.2441 ± 0.171980.6778 ± 0.022971.975 ± 0.464622.739 ± 0.9080414.12 ± 18.15111.04 ± 5.0112.174 ± 0.826985.214 ± 8.28276.225 ± 12.276
SecondaryArea Under the Curve (AUC) of PEN-221, DM1, and Peptide

Blood samples were obtained and plasma concentrations were determined using validated liquid chromatography-tandem mass spectrometry (LC-MS/MS) methods. Phase 2a data were collected for reporting in the BSA dosing format only.

Time frame:
Phase 1: Day 1 of Cycles 1 and 3 pre-start of infusion (SOI), at 0.5, 1, 1.5, 2, 4, 6, 8, 10 hours post-start of infusion. Phase 2a: Day 1 Cycle 1 pre-start of infusion, at 0.5,1, 1.5, 2, 4, 6, 8, 24 hours post-SOI; once at Day 8 Cycle 1.
Reported as:
Mean · (ng/mL)*h
Area Under the Curve (AUC) of PEN-221, DM1, and Peptide
(ng/mL)*hPhase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)Phase 2a Dose Expansion (<8.8 mg/m^2)Phase 2a Dose Expansion (8.8 mg/m^2)Phase 2a Dose Expansion (>8.8 mg/m^2)
Plasma PK38.34 ± 15.8889.95 ± 33.64192.40 ± 48.66643.60 ± 224.391119 ± 330.862323 ± 2267.72357 ± 798.60867.7 ± 329.91667 ± 1638.61463 ± 1141.8
Total Peptide87.20 ± 30.636189.2 ± 64.194548.0 ± 156.341080 ± 197.691730 ± 475.693147 ± 1211.04402 ± 938.172988 ± 847.684203 ± 1837.24558 ± 1474.5
Total DM165.59 ± 16.501179.7 ± 97.376454.8 ± 136.89981.1 ± 74.4771780 ± 652.31996 ± 489.183980 ± 1335.42153 ± 526.063328 ± 1881.73419 ± 1277.9
Unconjugated DM154.18 ± 15.810163.9 ± 86.594444.5 ± 100.94720.6 ± 86.06313841776 ± 660.3143161765 ± 415.632384 ± 522.172781 ± 1057.1
Free Sulfhydryl DM1———16.8617.63 ± 7.694637.40 ± 12.335131.4 ± 109.5632.06 ± 20.01262.05 ± 35.79269.48 ± 58.396
SecondaryHalf-life (t1/2) of PEN-221, DM1, and Peptide

Blood samples were obtained and plasma concentrations were determined using validated liquid chromatography-tandem mass spectrometry (LC-MS/MS) methods. Phase 2a data collected for reporting in the BSA dosing format only.

Time frame:
Phase 1: Day 1 of Cycles 1 and 3 pre-start of infusion (SOI), at 0.5, 1, 1.5, 2, 4, 6, 8, 10 hours post-start of infusion. Phase 2a: Day 1 Cycle 1 pre-start of infusion, at 0.5,1, 1.5, 2, 4, 6, 8, 24 hours post-SOI; once at Day 8 Cycle 1.
Reported as:
Median · hours
Half-life (t1/2) of PEN-221, DM1, and Peptide
hoursPhase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)Phase 2a Dose Expansion (<8.8 mg/m^2)Phase 2a Dose Expansion (8.8 mg/m^2)Phase 2a Dose Expansion (>8.8 mg/m^2)
Plasma PK1.46 (1.15 to 1.77)1.41 (1.31 to 1.80)1.77 (0.86 to 2.69)1.70 (1.59 to 2.32)1.94 (1.80 to 3.76)1.61 (1.26 to 3.64)3.06 (2.50 to 3.45)4.259 (1.04 to 9.01)4.180 (1.64 to 12.9)4.526 (1.27 to 6.93)
Total Peptide5.33 (3.87 to 6.80)4.61 (4.15 to 5.29)5.25 (2.56 to 6.50)4.33 (3.61 to 5.57)5.63 (3.03 to 8.07)4.89 (2.27 to 11.2)7.49 (7.32 to 7.67)27.9 (10.1 to 35.0)28.7 (6.71 to 35.8)30.9 (22.9 to 38.6)
Total DM14.78 (3.61 to 5.94)4.48 (3.85 to 7.35)5.87 (2.94 to 6.13)4.43 (4.19 to 4.49)5.69 (3.25 to 9.13)5.43 (3.67 to 6.38)6.32 (5.66 to 6.98)25.3 (7.26 to 28.4)24.2 (5.57 to 27.6)25.5 (19.9 to 34.1)
Unconjugated DM15.77 (3.61 to 7.92)7.80 (6.38 to 9.00)6.07 (5.58 to 6.56)5.36 (4.73 to 5.98)8.49 (8.49 to 8.49)6.89 (4.67 to 9.60)8.94 (8.94 to 8.94)25.9 (6.98 to 29.4)24.5 (8.03 to 29.2)25.0 (19.8 to 34.8)
Free Sulfhydryl DM1———4.574.93 (4.40 to 5.47)3.87 (2.57 to 4.21)9.01 (7.10 to 10.8)10.1 (6.22 to 38.1)20.9 (7.21 to 46.9)14.3 (8.16 to 47.2)
SecondaryPhase 1: Number of Participants With a Best Response of an Objective Response, Stable Disease, or Progressive Disease.

Assess the potential of preliminary anti-tumor activity of PEN-221 using tumor response criteria as defined by RECIST 1.1.

Time frame:
Baseline, every 6 or 9 weeks depending on the tumor type, up to time of disease progression (per RECIST 1.1) or death, up to data cut-off (31 Jul 2020).
Reported as:
Count of participants · Participants
Phase 1: Number of Participants With a Best Response of an Objective Response, Stable Disease, or Progressive Disease.
ParticipantsPhase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)
Complete Response (Confirmed or Unconfirmed)0000000
Partial Response (Confirmed)0000000
Partial Response (Unconfirmed)0010000
Stable Disease1313222
Progressive Disease1000140
SecondaryPhase 2a: Maximum Tolerated Dose (MTD) and Recommended Phase 2a Dose (RP2D) Based on Body Surface Area

Confirm the MTD identified during the dose-escalation phase and further investigate the safety and tolerability of the RP2D and schedule of PEN-221. Initial Phase 2a PEN-221 start dose at Phase 1 MTD and RP2D was determined at 18 mg flat dose. The MTD was defined as the highest drug dosage not causing a Dose Limiting Toxicity (DLT) in \> 33% of the treated participants during the first cycle of treatment. DLTs were defined as any Grade 3 or 4 adverse event (AE) using the Common Terminology Criteria for Adverse Events Version 4.03 occurring within the first 4 weeks for cohort 1 and within 3 weeks for each subsequent cohort that was not related to underlying disease, disease progression, intercurrent illness, or concomitant medications. The RP2D was established by achieving the Maximum Tolerated Dose (MTD). The RP2D may be equal to or below the MTD.

Time frame:
From date of first treatment/trial entry until 28 days after last treatment for each Phase 2a participant, up to data cut-off (31 Jul 2020)
Reported as:
Number · mg/m^2
Phase 2a: Maximum Tolerated Dose (MTD) and Recommended Phase 2a Dose (RP2D) Based on Body Surface Area
mg/m^2All Phase 2a Dose Expansion Participants
Phase 2a: Maximum Tolerated Dose (MTD) and Recommended Phase 2a Dose (RP2D) Based on Body Surface Area8.8
SecondaryPhase 2a: Progression Free Survival (PFS)

Progression free survival (PFS) is defined as the time from the date of first dose of PEN-221 to the date of first documented disease progression per RECIST 1.1, or death due to any cause. If a participant had not progressed or died before the analysis cutoff date (31 Jul 2020), PFS was censored at the date of last adequate tumor assessment. Results based on Kaplan-Meier estimates.

Time frame:
From date of first treatment/trial entry until first documented progression or date of death from any cause, whichever came first, assessed up to data cutoff of 31 Jul 2020
Reported as:
Median · Months
Phase 2a: Progression Free Survival (PFS)
MonthsPhase 2a Dose Expansion (GI Mid-gut NET Cohort)Phase 2a Dose Expansion (PNET Cohort)Phase 2a Dose Expansion (SCLC Cohort)
Phase 2a: Progression Free Survival (PFS)9.0 (5.0 to 16.5)3.2 (2.0 to 5.9)1.4 (1.2 to 1.8)
SecondaryPhase 2a: Overall Survival (OS)

Overall survival (OS) was defined as the time from the first dose of PEN-221 to the date of death due to any cause. If the participant had not died before data lock (31 Jul 2020), OS was censored at the date of last contact.

Time frame:
For each GI mid-gut NET, PNET, and SCLC, from date of first treatment/trial entry until the date of death from any cause, assessed up to data cutoff of 31 Jul 2020
Reported as:
Median · Months
Phase 2a: Overall Survival (OS)
MonthsPhase 2a Dose Expansion (GI Mid-gut NET Cohort)Phase 2a Dose Expansion (PNET Cohort)Phase 2a Dose Expansion (SCLC Cohort)
Phase 2a: Overall Survival (OS)NA (13.1 to NA)21.0 (4.9 to 24.0)3.9 (1.8 to 5.5)
SecondaryPhase 2a: ORR for Gastrointestinal Mid-gut NETs (GI Mid-gut NET) and Pancreatic NETs (PNET)

The Objective Response Rate (ORR) is defined as the proportion of patients with a best overall CR or PR as defined by RECIST 1.1 using the investigator assessment captured on the electronic Case Report Form.

Time frame:
For each GI mid-gut NET and PNET participant from the date of first treatment through the date of first documented progression, assessed up to data cutoff 31 Jul 2020
Reported as:
Count of participants · Participants
Phase 2a: ORR for Gastrointestinal Mid-gut NETs (GI Mid-gut NET) and Pancreatic NETs (PNET)
ParticipantsPhase 2a Dose Expansion (GI Mid-gut NET Cohort)Phase 2a Dose Expansion (PNET Cohort)
Responder00
Non-Responder2612
SecondaryPhase 2a: Duration of Response (DOR) for Gastrointestinal Mid-gut NETs (GI Mid-gut NET) and Pancreatic NETs (PNET)

Duration of Response (DOR) is defined as the time from the first documented response (CR or PR), as assessed by the investigator, to the date of first documented disease progression or death due to underlying cancer. If a patient did not progress or die before the data cutoff date (31 Jul 2020), DOR was censored at the date of last adequate tumor assessment.

Time frame:
For each GI mid-gut NET and PNET participant, from the date of first treatment through the date of first documented progression, assessed up to data cutoff (31 Jul 2020)

No measurements were reported for this outcome.

SecondaryAnti-PEN-221 Antibodies (ADA)

Plasma Samples Using an Electrochemiluminescent Method for the Detection of Anti-PEN-221 Antibodies in Human Serum.

Time frame:
Baseline and every 6 weeks up to end of treatment for each patient.
Reported as:
Count of participants · Participants
Anti-PEN-221 Antibodies (ADA)
ParticipantsPhase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)Phase 2a Dose Expansion (<8.8 mg/m^2)Phase 2a Dose Expansion (8.8 mg/m^2)Phase 2a Dose Expansion (>8.8 mg/m^2)
Baseline ADA Positive0000000020
Baseline ADA Negative2333362112015
ADA Positive On-Study Treatment0001000032
Persistent Positive0000000011
Only Last Sample Positive0000000001
Other Positive0001000020
ADA Negative On-Study Treatment2332362111913

Adverse events

Collected over From time of first dose of study drug through 28 days after the last dose of study drug for each participant up to data cut-off 31 Jul 2020.. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Phase 1 Dose Escalation (Cohort 1)2/2 (100%)2/2 (100%)2/2 (100%)
Phase 1 Dose Escalation (Cohort 2)1/3 (33.3%)1/3 (33.3%)3/3 (100%)
Phase 1 Dose Escalation (Cohort 3)3/3 (100%)3/3 (100%)3/3 (100%)
Phase 1 Dose Escalation (Cohort 4)1/3 (33.3%)0/3 (0%)3/3 (100%)
Phase 1 Dose Escalation (Cohort 5)2/3 (66.7%)0/3 (0%)3/3 (100%)
Phase 1 Dose Escalation (Cohort 6)3/6 (50%)2/6 (33.3%)6/6 (100%)
Phase 1 Dose Escalation (Cohort 7)3/3 (100%)2/3 (66.7%)3/3 (100%)
Phase 2a Dose Expansion (<8.8 mg/m^2)4/12 (33.3%)3/12 (25%)12/12 (100%)
Phase 2a Dose Expansion (8.8 mg/m^2)8/34 (23.5%)7/34 (20.6%)32/34 (94.1%)
Phase 2a Dose Expansion (>8.8 mg/m^2)10/20 (50%)15/20 (75%)20/20 (100%)
Most frequent serious events
Showing 10 of 59
Most frequent serious events
EventPhase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)Phase 2a Dose Expansion (<8.8 mg/m^2)Phase 2a Dose Expansion (8.8 mg/m^2)Phase 2a Dose Expansion (>8.8 mg/m^2)
Abdominal PainGastrointestinal disorders1/20/30/30/30/30/60/31/120/342/20
Cerebrovascular accidentNervous system disorders1/20/30/30/30/30/60/30/120/341/20
Hemorrhage intercranialNervous system disorders1/20/30/30/30/30/60/30/120/340/20
ConstipationGastrointestinal disorders0/21/30/30/30/30/61/30/120/340/20
Mucosal inflammationGeneral disorders0/20/30/30/30/30/61/30/120/340/20
Drug-induced liver injuryHepatobiliary disorders0/20/30/30/30/30/61/30/120/340/20
Hepatic hemorrhageHepatobiliary disorders0/20/31/30/30/30/60/30/120/340/20
Infusion Related ReactionInjury, poisoning and procedural complications0/20/31/30/30/30/60/30/120/340/20
Tumor necrosisNeoplasms benign, malignant and unspecified (incl cysts and polyps)0/20/31/30/30/30/60/30/120/340/20
Myocardial infarctionCardiac disorders0/20/31/30/30/30/60/30/120/340/20
Most frequent other events
Showing 10 of 202
Most frequent other events
EventPhase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)Phase 2a Dose Expansion (<8.8 mg/m^2)Phase 2a Dose Expansion (8.8 mg/m^2)Phase 2a Dose Expansion (>8.8 mg/m^2)
NauseaGastrointestinal disorders1/23/31/31/32/35/62/36/1216/3410/20
DiarrheaGastrointestinal disorders0/23/31/32/32/36/60/39/1215/346/20
FatigueGeneral disorders2/23/31/31/32/35/60/36/1216/3410/20
Decreased appetiteMetabolism and nutrition disorders0/23/30/32/30/31/61/36/1211/347/20
ArthralgiaMusculoskeletal and connective tissue disorders0/20/31/33/30/31/60/33/126/344/20
ConstipationGastrointestinal disorders1/22/32/31/31/32/60/32/1213/349/20
Abdominal PainGastrointestinal disorders1/21/31/31/30/34/61/35/127/345/20
VomitingGastrointestinal disorders1/21/32/31/31/32/62/34/128/344/20
Gastroesophageal reflux diseaseGastrointestinal disorders0/21/30/30/32/30/60/31/120/340/20
PyrexiaGeneral disorders0/20/32/31/30/30/61/30/122/341/20

Baseline characteristics

The analysis population was the Full Analysis Set (FAS) which consisted of all participants enrolled into the study and who receive any amount of study drug.

Age, Continuous
Age, Continuous(Years)Phase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)Phase 2a Dose Expansion (GI Mid-gut NET Cohort)Phase 2a Dose Expansion (PNET Cohort)Phase 2a Dose Expansion (SCLC Cohort)Total
Median48.5 (40 to 57)57.0 (54 to 74)67.0 (43 to 69)46.0 (33 to 71)67.0 (57 to 69)63.5 (45 to 67)52.0 (27 to 73)66.0 (32 to 81)58.0 (36 to 77)65.0 (39 to 82)65 (27 to 82)
Sex: Female, Male
Sex: Female, Male(Participants)Phase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)Phase 2a Dose Expansion (GI Mid-gut NET Cohort)Phase 2a Dose Expansion (PNET Cohort)Phase 2a Dose Expansion (SCLC Cohort)Total
Female00212321581043
Male2312131177946
Race/Ethnicity, Customized
Race/Ethnicity, Customized(Participants)Phase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)Phase 2a Dose Expansion (GI Mid-gut NET Cohort)Phase 2a Dose Expansion (PNET Cohort)Phase 2a Dose Expansion (SCLC Cohort)Total
Caucasian/White223316327101976
Black01000003206
Asian00001000102
Native American or Alaska Native00000001001
Hawaiian or Other Pacific Islander00000000000
Not collected00000000202
Other00001001002
Ethnicity
Ethnicity(Participants)Phase 1 Dose Escalation (Cohort 1)Phase 1 Dose Escalation (Cohort 2)Phase 1 Dose Escalation (Cohort 3)Phase 1 Dose Escalation (Cohort 4)Phase 1 Dose Escalation (Cohort 5)Phase 1 Dose Escalation (Cohort 6)Phase 1 Dose Escalation (Cohort 7)Phase 2a Dose Expansion (GI Mid-gut NET Cohort)Phase 2a Dose Expansion (PNET Cohort)Phase 2a Dose Expansion (SCLC Cohort)Total
Hispanic or Latino10001002206
Not Hispanic or Latino133325230131981
Not collected00000110002
08

Study locations

13 sites
  • Florida Cancer Specialists South
    Fort Myers, Florida 33901, United States
  • Florida Cancer Specialists North
    Saint Petersburg, Florida 33705, United States
  • Massachusetts General Hospital
    Boston, Massachusetts 02114, United States
  • Boston Medical Center
    Boston, Massachusetts 02118, United States
  • Beth Israel Deaconess Medical Center
    Boston, Massachusetts 02215, United States
  • Dana-Farber Cancer Institute
    Boston, Massachusetts 02215, United States
  • Columbia University Medical Center/ NY Presbyterian
    Manhattan, New York 10032, United States
  • University Hospitals Cleveland Medical Center
    Cleveland, Ohio 44106, United States
  • Sarah Cannon Research Institute/Tennessee Oncology
    Nashville, Tennessee 37203, United States
  • MD Anderson Cancer Center
    Houston, Texas 77030, United States
  • University College London
    London, United Kingdom
  • The Christie NHS Trust
    Manchester, United Kingdom
  • Southampton General Hospital
    Southampton, United Kingdom
09

References and documents

Study documents

  • Study protocol · Jul 12, 2019
  • Statistical analysis plan · Jul 21, 2020

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Dec 14, 2021, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02936323
Lead sponsor
Tarveda Therapeutics
Responsible party
Sponsor
First posted
Oct 18, 2016
Start date
Dec 8, 2016
Primary completion
Jul 31, 2020
Completion
Feb 25, 2021
Results posted
Dec 14, 2021
Last update
Dec 14, 2021

Study contacts

Chief Medical Officer
study director · Tarveda Therapeutics

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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