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CompletedNCT02929667Updated May 4, 2020Results posted

Abnormal Ventilatory Response to Carbon Dioxide: a Potential Biomarker for Seizure Induced Respiratory Depression & Modification by SSRI

A Phase 2 interventional study of Fluoxetine and Placebo in Epilepsy and SUDEP, sponsored by Rup Kamal Sainju. Completed at 2 sites in United States. Open to participants aged 18 Years to 75 Years. Per ClinicalTrials.gov, last updated 2020-05-04.

Sponsored by Rup Kamal Sainju · Phase 2, Interventional, and Prevention

Phase
Phase 2
Study type
Interventional
Enrollment
30
Allocation
Randomized
Ages
18 Years to 75 Years
Sex
All
01

Study summary

Sudden unexpected death in epilepsy patients (SUDEP) is devastating outcome for some patients with epilepsy. It ranks second only to stroke among neurological diseases in years of potential life lost. Patho-mechanisms of SUDEP remain not well understood, however peri-ictal respiratory dysfunction likely plays an important role in many cases.

Literature supports a critical role for the serotonergic system in central control of ventilation. Serotonin neurons in the raphe nuclei of the brainstem sense rising carbon dioxide and low pH, thereby stimulating breathing and arousal. These responses may serve as mechanisms that protect against asphyxia, particularly during sleep or the post-ictal state. In mouse models of seizure-induced sudden death, pre-treatment with selective serotonin reuptake inhibitor (SSRI) agents prevents death following seizures. Hence, the investigators hypothesize that a subset of drug resistant epilepsy patients who have impaired central chemo-responsiveness have a greater degree of peri-ictal respiratory depression, therefore a higher risk of SUDEP. The investigators further hypothesize that fluoxetine will improve central chemo-responsiveness and therefore will reduce peri-ictal respiratory depression.

Read the detailed description

Sudden unexpected death in epilepsy (SUDEP) refers to the sudden, unexpected, nontraumatic, non-drowning, witnessed or unwitnessed death of an individual with epilepsy. Postmortem examination in such cases fails to reveal an obvious medical or toxicologic cause for the death, and patients who die from SUDEP are typically healthy apart from their epilepsy. The incidence of SUDEP in epilepsy patients is estimated to be 0.1 in 1000 patient years, and this rate increases to >9.3 per 1000 for those with durg resistant epilepsy (DRE) who are candidates for epilepsy surgery. Although thought to be rare, SUDEP is estimated to be responsible for 17% of all deaths in patients with epilepsy, and approximately 50% of all deaths in patients with DRE. It is second only to stroke among neurological diseases in YPLL because many who die of SUDEP are relatively young and therefore it is a major public health concern. While there are some acknowledged risk factors for SUDEP, the actual cause, or causes, of SUDEP is not known. Seizure induced respiratory depression is likely to be a major contributor in SUDEP in many cases.

Preliminary results from the ventilatory response to CO2 or hypercapnic ventilatory response (HCVR) study of patient with epilepsy in epilepsy monitoring unit (EMU) suggests prolonged period of CO2 elevation after seizures correlating with low HCVR. These findings suggest a defect in CO2 responsiveness in this high-risk population that may predispose to SUDEP. Serotonin nerve cells in the brain stem are responsible for detecting increases in CO2, and in response stimulating breathing and arousal from sleep. Fluoxetine is a selective serotonin reuptake inhibitor (SSRI) drug that increases availability of serotonin in the brain. As such, it may serve to stimulate breathing after seizures in patients with epilepsy who exhibit low CO2 sensitivity at baseline and this may alter SUDEP risk.

This study consists of a double blind randomized controlled clinical trial with a 6-week titration of an intervention. It is designed to evaluate primarily feasibility of a larger clinical trial testing efficacy of fluoxetine in modifying HCVR in patients with epilepsy while also collecting important secondary and exploratory outcomes that would be valuable for designing future larger studies.

We will evaluate challenges in screening, enrollment, randomization, and completion of study-related procedures by quantifying the numbers of subjects eligible for screening, the number of subjects enrolled in the study per month, the proportion of patients successfully completing the study, and the specific challenges at each step. We will also assess challenges in setting up and performing outpatient HCVR testing.

02

Conditions studied

  • Epilepsy
  • SUDEP

Keywords

  • Fluoxetine
03

In context

Respiratory Insufficiency

1,650 studies on the registry are indexed under Respiratory Insufficiency; 296 are open to participants now.

This study's enrollment of 30 is below the median of 55 across 1,043 interventional studies indexed under Respiratory Insufficiency.

Browse Respiratory Insufficiency studies →

Lead sponsor

This is the only study on the registry with Rup Kamal Sainju as lead sponsor.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 75 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. Adult patients aged 18 or older
  2. Patients with epilepsy
  3. Native English speaker or adequate fluency in English to provide informed consent.
  4. Female patients of child-bearing potential must be using an acceptable method of contraception, and willing to refrain from sexual intercourse during the study.

Exclusion criteria

Exclusion Criteria:

  1. Progressive neurological disease.
  2. Clinical diagnosis of bipolar disease, panic disorder, psychosis or severe depression, or PHQ-9 score > 20
  3. Patients with prior hospitalization related to depression or Electroconvulsive therapy.
  4. History of suicidal ideation or intent in past or present
  5. Clinical history or laboratory evidence of hepatic or renal insufficiency.
  6. Pregnant or lactating women.
  7. Current heavy alcohol use (>14 drinks per week for men or >7 drinks per week for women) or) known medical disorder related to alcohol use or current illicit drug use, other than marijuana and its derivatives.
  8. Patients with recent use (\<1 month) or already taking fluoxetine or other selective serotonin reuptake inhibitors (SSRIs).
  9. Concurrent use of monoamine oxidase inhibitors, antipsychotic agents, antidepressant agents other than SSRIs or frequent use of triptan agents (>2/week).
  10. History of a previous allergic reaction or adverse effects with fluoxetine, hypersensitive reaction-anaphylaxis; laryngeal edema; hives
  11. History of serotonin syndrome.
  12. History of uncontrolled pulmonary or cardiac illness.
  13. Patients with hypercapnic ventilatory response (HCVR) slope of > 2.0
  14. Patients with known prolong QT interval
  15. Patients with family history of prolong QT interval
  16. Patients with family history of sudden cardiac death under the age of 40 in a first degree relative.
05

Study design

Phase
Phase 2
Primary purpose
Prevention
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Triple (Participant, Care provider, Investigator)
Enrollment
30 participants (actual)

Study arms

  • Active comparator
    Treatment

    Subjects randomized to treatment arm will receive fluoxetine with titration schedule consisting of 10 mg per day for 1 week, 20 mg per day for 1 week, 40 mg per day for 2 weeks, 20 mg per day for 1 week and 10 mg per day for 1 week. Then stop.

    Drug: Fluoxetine

  • Placebo comparator
    Control

    Subjects randomized to control arm will receive placebo with titration schedule consisting of 10 mg per day for 1 week, 20 mg per day for 1 week, 40 mg per day for 2 weeks, 20 mg per day for 1 week and 10 mg per day for 1 week. Then stop.

    Drug: Placebo

Interventions

  • DrugFluoxetine

    Standard 6 weeks titration, starting 10 mg per day.

    Also known as: Prozac

  • DrugPlacebo

    Standard 6 weeks titration.

06

What researchers measure

Primary outcomes

  1. Study Recruitment Rate

    Number of participants enrolled every 3 months.

    Time frame: From the date of enrollment every 3 months up to 2 years

  2. Study Retention Rate

    Number of participants completing the study every 3 months.

    Time frame: From date of enrollment until either completion of study or lost to follow up every 3 months up to 2 years and 3 months

Secondary outcomes

  1. Change in Minute Ventilation During Hypercapnic Ventilatory Response (HCVR) Testing

    Minute ventilation was evaluated at baseline HCVR testing and HCVR testing at 4 weeks after receiving an intervention. Change from baseline was calculated.

    Time frame: At the end of HCVR testing- at baseline and 4 weeks after receiving an intervention

  2. Change in PHQ-9 Score.

    Patient Health Questionnaire (PHQ-9) was used to evaluate mood. Score on PHQ-9 scale ranges from 0-27. Scores corresponding to severity of depression: 0-4: minimal to none ; 5-9: mild; 10-14: moderate; 15-19 moderately severe; 20-27: severe. All subjects in the study were interviewed using standard questions per PHQ-09 questionnaire at baseline and 4 weeks after randomization to an intervention.

    Time frame: At baseline and 4 weeks after randomization to an intervention

  3. Change in Slope of HCVR

    All the subjects undergo CO2 rebreathing (HCVR) testing at baseline and 4 weeks after receiving an intervention. During CO2 rebreathing (HCVR) testing, CO2 gradually rise in the body that stimulates breathing, which in turn increases minute ventilation (L/min). The rate of this increase in minute ventilation with each mm Hg rise in CO2 is the HCVR slope, which is calculated for baseline testing and 4 weeks after receiving an intervention. HCVR slope at 4 weeks after receiving an intervention compared to the baseline HCVR slope in each group.

    Time frame: At baseline and 4 weeks after receiving an intervention

07

Results

Posted May 4, 2020

Participant flow

A total of 30 subjects enrolled from February 2017 to February 2019. These 30 subjects underwent further screening before randomization to an intervention. Eight of the subjects failed to meet eligibility for randomization to an intervention, hence only 22 participants were randomized equally (1:1) to one of the treatment arms.

Participant flow — Overall Study
MilestoneTreatmentControl
Started1111
Completed1111
Not completed00

Outcome measures

PrimaryStudy Recruitment Rate

Number of participants enrolled every 3 months.

Time frame:
From the date of enrollment every 3 months up to 2 years
Reported as:
Mean · participants/3 months
Study Recruitment Rate
participants/3 monthsRecruitment
Study Recruitment Rate3.8 (0 to 6)
PrimaryStudy Retention Rate

Number of participants completing the study every 3 months.

Time frame:
From date of enrollment until either completion of study or lost to follow up every 3 months up to 2 years and 3 months
Reported as:
Mean · participants/3 months
Study Retention Rate
participants/3 monthsFluoxetinePlacebo
Study Retention Rate1.2 (0 to 4)1.1 (0 to 3)
SecondaryChange in Minute Ventilation During Hypercapnic Ventilatory Response (HCVR) Testing

Minute ventilation was evaluated at baseline HCVR testing and HCVR testing at 4 weeks after receiving an intervention. Change from baseline was calculated.

Time frame:
At the end of HCVR testing- at baseline and 4 weeks after receiving an intervention
Reported as:
Mean · Liters/minute (L/min)
Change in Minute Ventilation During Hypercapnic Ventilatory Response (HCVR) Testing
Liters/minute (L/min)FluoxetinePlacebo
Change in Minute Ventilation During Hypercapnic Ventilatory Response (HCVR) Testing1.739 (-2.991 to 6.469)2.758 (-2.955 to 8.470)
SecondaryChange in PHQ-9 Score.

Patient Health Questionnaire (PHQ-9) was used to evaluate mood. Score on PHQ-9 scale ranges from 0-27. Scores corresponding to severity of depression: 0-4: minimal to none ; 5-9: mild; 10-14: moderate; 15-19 moderately severe; 20-27: severe. All subjects in the study were interviewed using standard questions per PHQ-09 questionnaire at baseline and 4 weeks after randomization to an intervention.

Time frame:
At baseline and 4 weeks after randomization to an intervention
Reported as:
Mean · score on a scale
Change in PHQ-9 Score.
score on a scaleFluoxetinePlacebo
Change in PHQ-9 Score.0.455 (-4.309 to 5.218)-1.000 (-4.194 to 2.194)
SecondaryChange in Slope of HCVR

All the subjects undergo CO2 rebreathing (HCVR) testing at baseline and 4 weeks after receiving an intervention. During CO2 rebreathing (HCVR) testing, CO2 gradually rise in the body that stimulates breathing, which in turn increases minute ventilation (L/min). The rate of this increase in minute ventilation with each mm Hg rise in CO2 is the HCVR slope, which is calculated for baseline testing and 4 weeks after receiving an intervention. HCVR slope at 4 weeks after receiving an intervention compared to the baseline HCVR slope in each group.

Time frame:
At baseline and 4 weeks after receiving an intervention
Reported as:
Mean · Liters/minute/mm Hg (L/min/mm Hg)
Change in Slope of HCVR
Liters/minute/mm Hg (L/min/mm Hg)FluoxetinePlacebo
Change in Slope of HCVR-0.049 (-0.511 to 0.412)0.072 (-0.686 to 0.830)

Adverse events

Collected over Adverse events were monitored and collected after randomization up to 7 weeks from study drug initiation or study dropout which ever was closer.. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Fluoxetine0/11 (0%)0/11 (0%)1/11 (9.1%)
Placebo0/11 (0%)0/11 (0%)0/11 (0%)
Most frequent other events
Most frequent other events
EventFluoxetinePlacebo
Moderate, probably relatedNervous system disorders1/110/11

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)TreatmentControlTotal
<=18 years000
Between 18 and 65 years111122
>=65 years000
Sex: Female, Male
Sex: Female, Male(Participants)TreatmentControlTotal
Female145
Male10717
Race (NIH/OMB)
Race (NIH/OMB)(Participants)TreatmentControlTotal
American Indian or Alaska Native000
Asian000
Native Hawaiian or Other Pacific Islander000
Black or African American000
White111122
More than one race000
Unknown or Not Reported000
Region of Enrollment
Region of Enrollment(participants)TreatmentControlTotal
United States111122
08

Study locations

2 sites
  • The Univeristy of Iowa Hospitals and Clinics
    Iowa City, Iowa 52242, United States
  • Univeristy of Iowa Hospitals and Clinics
    Iowa City, Iowa 52242, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Jun 28, 2017

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on May 4, 2020, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02929667
Lead sponsor
Rup Kamal Sainju
Responsible party
Rup Kamal Sainju (Clinical Assistant Professor of Neurology, University of Iowa) — Sponsor-investigator
First posted
Oct 11, 2016
Start date
Feb 16, 2017
Primary completion
Mar 6, 2019
Completion
Mar 6, 2019
Results posted
May 4, 2020
Last update
May 4, 2020

Study contacts

Rup Sainju
principal investigator · University of Iowa

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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