ClinicalTrials.gg
CompletedNCT02858154Updated Mar 15, 2022Results posted

Comparison of High Flow Nasal Cannula Therapy to Nasal Oxygen as a Treatment for Obstructive Sleep Apnea in Infants

An interventional study of HFNC and Low flow oxygen by nasal cannula in Obstructive Sleep Apnea, sponsored by Children's Hospital Medical Center, Cincinnati. Completed at 2 sites in United States. Open to participants aged 1 Day to 12 Months. Per ClinicalTrials.gov, last updated 2022-03-15.

Sponsored by Children's Hospital Medical Center, Cincinnati · Not applicable, Interventional, and Treatment

Phase
Not applicable
Study type
Interventional
Enrollment
9
Allocation
Not applicable
Ages
1 Day to 12 Months
Sex
All
01

Study summary

This is a small pilot study that will compare High Flow Nasal Cannula (HFNC) therapy to oxygen nasal cannula therapy on infants who have obstructive sleep apnea (OSA) and are scheduled for a clinically ordered sleep study called polysomnography (PSG). The HFNC procedure uses humidified room air delivered by nasal cannula at higher pressures and will test if HFNC can control OSA in infants better or as well as low flow nasal oxygen, the current clinical standard of care. All the infants in the study will have a brief test period of about 3 to 4 hours with the HFNC before participants begin their standard clinical PSG for titration of oxygen by nasal cannula for treatment of OSA.

Read the detailed description

The current standard of care for treating OSA in infants less than 6 months and frequently up to 12 months of age is with a continuous flow of oxygen by nasal cannula. This is generally referred to as nasal continuous positive airway pressure or NCPAP. A nasal cannula is used with oxygen at low flows of between 1/4 to 1 liter per minute (l/m) to deliver supplemental oxygen to reduce oxygen desaturations associated with apneic episodes and to provide a positive pressure flow to maintain an open airway.

High Flow Nasal Cannula (HFNC) therapy is a non-invasive treatment providing respiratory support. In this study, HFNC is designed to administer a heated and humidified mixture of air at a flow higher than the patient's inspiratory flow. There is currently no single, simple definition of high flow. In infants, it usually refers to a flow of >2 l/min and in children it is considered >6 l/min. High flow presents several advantages over conventional 'low-flow' oxygen therapy in terms of humidification, oxygenation, gas exchange, and breathing pattern. Several studies have shown that a flow higher than the patient's inspiratory flow provides better oxygen delivery than low-flow oxygen therapy or high-concentration oxygenation mask. This observation has been explained as the effect of a high flow on the oropharyngeal dead space, washing out oxygen depleted gas and reducing carbon dioxide (CO2) rebreathing. The extrathoracic dead space is proportionally two to three times greater in children than in adults. It may measure up to 3 mL/kg in newborns and becomes similar to the adult volume only after 6 years of age (0.8 mL/kg). Consequently, the younger a child is, the greater the effect of a high flow on oxygenation and CO2 clearance.

This pilot study is to compare standard of care low flow nasal oxygen to the effectiveness of HFNC therapy in infants aged 12 months and younger to treat OSA. The study intervention will occur for approximately 3 to 4 hours immediately prior to a scheduled clinical PSG. Subjects will be prepared for standard clinical PSG and after asleep, the intervention will be titration of room air at different pressure flows delivered by a HFNC system. At the end of the research portion of the PSG, the clinical PSG will begin with the standard of care treatment, the nasal oxygen titration for OSA. The results of the clinical PSG will serve as control comparison for the research intervention.

02

Conditions studied

  • Obstructive Sleep Apnea

Keywords

  • OSA
  • obstructive sleep apnea
  • infants
  • high flow nasal cannula
  • HFNC
03

In context

Sleep Apnea, Obstructive

2,263 studies on the registry are indexed under Sleep Apnea, Obstructive; 465 are open to participants now.

This study's enrollment of 9 is below the median of 53 across 1,490 interventional studies indexed under Sleep Apnea, Obstructive.

Browse Sleep Apnea, Obstructive studies →

Lead sponsor

Children's Hospital Medical Center, Cincinnati is the lead sponsor of 673 studies on the registry; 134 are open to participants now.

Of its 56 completed or terminated interventional studies of FDA-regulated products, 31 (55%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
1 Day to 12 Months
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Infants ≤ 12 months
  • Diagnosis of OSA from previous PSG

Exclusion criteria

Exclusion Criteria:

  • Infants who on previous PSG had central apneas > 50% of the AHI
05

Study design

Phase
Not applicable
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
9 participants (actual)

Study arms

  • Other
    HFNC and low flow oxygen by nasal cannula

    All subjects will receive 3-4 hours of experimental treatment (HFNC) during a research portion of a PSG and then for the 6-8 hours of clinically ordered PSG will receive active comparator (low flow oxygen by nasal cannula)

    Other: HFNC · Other: Low flow oxygen by nasal cannula

Interventions

  • OtherHFNC

    All subjects will have a 3-4 hour intervention of HFNC to test effectiveness and safety for treating OSA

    Also known as: High Flow Nasal Cannula

  • OtherLow flow oxygen by nasal cannula

    All subjects will have a 6 to 8 hours intervention during the clinically scheduled PSG of titration of oxygen by nasal cannula (standard of care) to manage sleep apnea

06

What researchers measure

Primary outcomes

  1. Average AHI Diagnostic Sleep Study Compared to Average AHI With Improvement in OSA With HFNC

    AHI will be compared from diagnostic sleep study to average AHI with improvement in OSA with HFNC

    Time frame: End of visit (12 hours)

  2. AHI From Diagnostic Sleep Study Compared to AHI From Sleep Study Improvement in OSA With Low Flow Oxygen Via Nasal Cannula

    All subjects will receive 3-4 hours of experimental treatment (HFNC) during a research portion of a PSG and then for the 6-8 hours of clinically ordered PSG will receive low flow oxygen by nasal cannula.

    Time frame: end of visit (12 hours)

07

Results

Posted Aug 23, 2021

Participant flow

HFNC 3-4 Hours
Participant flow — HFNC 3-4 Hours
MilestoneHFNC Followed by Clinically Ordered Low Flow Oxygen Via Nasal Cannula
Started9
Completed9
Not completed0
Clinically Ordered PSG/Low Flow Oxygen
Participant flow — Clinically Ordered PSG/Low Flow Oxygen
MilestoneHFNC Followed by Clinically Ordered Low Flow Oxygen Via Nasal Cannula
Started9
Completed9
Not completed0

Outcome measures

PrimaryAverage AHI Diagnostic Sleep Study Compared to Average AHI With Improvement in OSA With HFNC

AHI will be compared from diagnostic sleep study to average AHI with improvement in OSA with HFNC

Time frame:
End of visit (12 hours)
Reported as:
Mean · events/hour
Average AHI Diagnostic Sleep Study Compared to Average AHI With Improvement in OSA With HFNC
events/hourAverage AHI Diagnostic Sleep Study Compared to Average AHI With Improvement in OSA With HFNC
AHI on diagnostic study15.6 ± 5.65
AHI with improvement in OSA with HFNC5.12 ± 2.5
PrimaryAHI From Diagnostic Sleep Study Compared to AHI From Sleep Study Improvement in OSA With Low Flow Oxygen Via Nasal Cannula

All subjects will receive 3-4 hours of experimental treatment (HFNC) during a research portion of a PSG and then for the 6-8 hours of clinically ordered PSG will receive low flow oxygen by nasal cannula.

Time frame:
end of visit (12 hours)
Reported as:
Mean · events/hour
AHI From Diagnostic Sleep Study Compared to AHI From Sleep Study Improvement in OSA With Low Flow Oxygen Via Nasal Cannula
events/hourAverage AHI Diagnostic Study Compared to Average AHI With Improvement in OSA With Low Flow Oxygen
AHI from diagnostic sleep study13.44 ± 5.36
AHI from improvement in OSA with low flow oxygen by nasal cannula4.9 ± 3.12

Adverse events

Collected over 12 hours (duration of intervention). Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
HFNC for the First 3-4 Hours of the Study Followed by Clinically Ordered Low Flow Oxygen.0/9 (0%)0/9 (0%)0/9 (0%)

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Children With OSA Receiving HFNC and Low Flow Oxygen With Nasal Cannula
<=18 years9
Between 18 and 65 years0
>=65 years0
Age, Continuous
Age, Continuous(months)Children With OSA Receiving HFNC and Low Flow Oxygen With Nasal Cannula
Mean1.33 ± 1.73
Sex: Female, Male
Sex: Female, Male(Participants)Children With OSA Receiving HFNC and Low Flow Oxygen With Nasal Cannula
Female4
Male5
Race and Ethnicity Not Collected
Race and Ethnicity Not Collected(Participants)Children With OSA Receiving HFNC and Low Flow Oxygen With Nasal Cannula
Region of Enrollment
Region of Enrollment(participants)Children With OSA Receiving HFNC and Low Flow Oxygen With Nasal Cannula
United States9
08

Study locations

2 sites
  • Children's Mercy Hospital
    Kansas City, Kansas 64108, United States
  • Cincinnati Children's Hospital Medical Center
    Cincinnati, Ohio 45229, United States
09

References and documents

Publications

  • Sreenan C, Lemke RP, Hudson-Mason A, Osiovich H. High-flow nasal cannulae in the management of apnea of prematurity: a comparison with conventional nasal continuous positive airway pressure. Pediatrics. 2001 May;107(5):1081-3. doi: 10.1542/peds.107.5.1081. PubMed 11331690 ↗
  • Kotecha SJ, Adappa R, Gupta N, Watkins WJ, Kotecha S, Chakraborty M. Safety and Efficacy of High-Flow Nasal Cannula Therapy in Preterm Infants: A Meta-analysis. Pediatrics. 2015 Sep;136(3):542-53. doi: 10.1542/peds.2015-0738. Epub 2015 Aug 17. PubMed 26283781 ↗
  • Milesi C, Boubal M, Jacquot A, Baleine J, Durand S, Odena MP, Cambonie G. High-flow nasal cannula: recommendations for daily practice in pediatrics. Ann Intensive Care. 2014 Sep 30;4:29. doi: 10.1186/s13613-014-0029-5. eCollection 2014. PubMed 25593745 ↗

Study documents

  • Protocol and statistical analysis plan · Jun 12, 2018

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Mar 15, 2022, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02858154
Responsible party
Neepa Gurbani, DO (DO, Children's Hospital Medical Center, Cincinnati) — Principal investigator
First posted
Aug 8, 2016
Start date
Feb 2016
Primary completion
Jul 26, 2021
Completion
Jul 26, 2021
Results posted
Aug 23, 2021
Last update
Mar 15, 2022

Study contacts

Neepa Gurbani, DO
principal investigator · Children's Hospital Medical Center, Cincinnati
Zarmina Ehsan, MD
principal investigator · Children's Mercy Hospital Kansas City

Oversight

Data monitoring committee
No
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in Mar 2022. You cannot join it, but the record below documents what was studied.

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