CClinicalTrials.gg
CompletedNCT02784288Updated Jun 27, 2023Results posted

Phase II Treatment Stratification Trial Using Neck Dissection-Driven Selection to Improve Quality of Life for Low Risk Patients With HPV+ Oropharyngeal Squamous Cell Cancer

A Phase 2 interventional study of Neck Dissection and Standard-of-Care (SOC) Transoral Surgery of Primary Site in Oropharyngeal Squamous Cell Cancer, sponsored by University of Michigan Rogel Cancer Center. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2023-06-27.

Sponsored by University of Michigan Rogel Cancer Center · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
40
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

Investigators will determine whether a treatment paradigm of up-front neck dissection, to more accurately pathologically stage patients, minimizing the number of treatment modalities in patients with low risk oropharyngeal squamous cell carcinoma, can improve quality of life.

Read the detailed description

After enrollment, all patients will undergo neck dissection and primary site biopsy. Pathology will be reviewed, and patients will proceed into one of three standard-of-care (SOC) treatment groups. The treatments themselves are not the focus of this study; the focus of this study is quality of life in this population, after a pathology-based treatment plan, to assess the utility of the investigational "neck dissection first" paradigm. The SOC treatment plans are as follows:

  1. Patients with a single lymph node that measures less than six centimeters, have no extracapsular extension in the lymph node, and have no perineural or perivascular invasion of the primary biopsy will undergo transoral surgery of the primary site.
  2. Patients who have 2 positive nodes with no extracapsular extension, or have perineural or perivascular invasion of the primary biopsy will undergo radiation.
  3. Patients who have extracapsular extension in any number of lymph nodes or in those patients in whom negative margins are unable to be obtained after the completion of transoral surgery will undergo chemoradiation.

After completion of therapy (surgical, radiation, or combined modality) patients will be followed closely on an outpatient basis including regular exams, quality of life questionnaires, and interval surveillance imaging as clinically indicated. Swallowing function will also be addressed by videofluoroscopy one year after completion of therapy. Blood/plasma and oral rinses for correlative studies will be collected at 3-month intervals during 3 years of follow up.

This study was initially registered as if it were an inter-group comparison; however, the original and consistent intent has been to determine whether a treatment paradigm of neck dissection guided staging as a whole can minimize the number of standard treatment methods used, leading to improved quality of life in low risk patients with HPV+ oropharyngeal squamous cell cancer. Though certain groups are expected to need multimodal definitive treatment downstream of the experimental "neck dissection first" paradigm, the population must be assessed as one group in this trial to assess the utility of the paradigm.

02

Conditions studied

  • Oropharyngeal Squamous Cell Cancer

Keywords

  • head and neck neoplasms
  • HPV
  • human papilloma virus
  • de-escalation
  • low-risk
  • oropharyngeal cancer
03

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Patients must have pathologically-confirmed, previously untreated, p16-positive oropharyngeal squamous cell carcinoma
  • Patients must have pretreatment neck and chest imaging
  • Tumors must be potentially surgically resectable via a transoral approach, at the discretion of the treating surgeon
  • Patients with T stage T1-3
  • Patients with N stage N0-N2c
  • ECOG (Eastern Cooperative Oncology Group Performance Status: an attempt to quantify cancer patients' general well-being and activities of daily life. The score ranges from 0 to 5 where 0 is asymptomatic and 5 is death.) Performance status 0-2
  • Patients are adults (Age >18)
  • Patients must agree to biospecimen submission for tissue and serum processing and storage for secondary biomarker studies
  • Patients must give documented informed consent to participate in this study.
  • Patients must agree to use adequate contraception (hormonal or barrier method of birth control) prior to study entry, for the duration of chemoradiation (treatment) and for 3 months after discontinuing treatment. Women of childbearing potential must have a negative serum or urine pregnancy test within 3 days prior to starting treatment.
  • Women of child-bearing potential, unless they are using highly effective methods of contraception during dosing and for 30 days after study treatment. Women not of childbearing potential will be defined as all women older than age 50 and anovulatory for 12 months.
  • Sexually active males must use a condom during intercourse while receiving chemoradiation and for 90 days after stopping treatment and should not father a child in this period. A condom is required to be used also by vasectomized men in order to prevent delivery of the drug via seminal fluid. Likewise, male subjects should not donate sperm during the time they are receiving chemoradiation and for 90 days after stopping treatment.

Exclusion criteria

Exclusion Criteria:

  • Prior head and neck radiation or prior chemotherapy for HNSCC (Head and Neck Squamous Cell Carcinoma)
  • Patients with T4 disease
  • Patients with N3 disease
  • FNA evidence of squamous cell carcinoma involving 3 or more lymph nodes
  • Patients with matted lymph nodes, defined as three nodes abutting one another with loss of intervening fat plane that is a replaced with radiologic evidence of extracapsular spread
  • Patients with an outside primary site biopsy showing perineural or perivascular invasion
  • Documented evidence of distant metastases.
  • Active infection
  • Patients residing in prison.
  • Age \< 18 years
  • Class 3 or 4 cardiac disease as defined by the New York Heart Association Functional Classification
  • Unstable angina or a history of myocardial ischemia within prior 6 months
  • Patients with any of the following laboratory values at baseline:

    • Absolute neutrophil count (ANC) \< 1,000/mm3
    • Platelets \< 75,000/mm3
    • Hemoglobin \< 9.0 gm/dL
    • Calculated or measured creatinine clearance (method determined by the prescribing physicians) \< 50 ml/min
    • Bilirubin > 1.5 x ULN (Upper Limit of Normal), except for patients with known Gilbert syndrome who are excluded if total bilirubin > 3.0 x ULN or direct bilirubin > 1.5 x ULN
    • Aspartate transaminase (AST) > 3.0 x ULN
    • Alanine transaminase (ALT) > 3.0 x ULN
  • Pregnancy or breastfeeding female.
  • Other severe, acute, or chronic medical or psychiatric condition or laboratory abnormality that may increase the risk associated with study participation
04

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
40 participants (actual)

Study arms

  • Experimental
    Neck Dissection

    Patients undergo up-front neck dissection of the cervical lymph nodes to determine stratification into one of three standard-of-care treatment groups: transoral surgery of the primary site, radiation or chemoradiation.

    Procedure: Neck Dissection · Procedure: Standard-of-Care (SOC) Transoral Surgery of Primary Site · Radiation: SOC Radiation · Drug: SOC Carboplatin · Drug: SOC Paclitaxel · Procedure: Videofluoroscopy

Interventions

  • ProcedureNeck Dissection

    All patients will undergo neck dissection of the cervical lymph nodes

  • ProcedureStandard-of-Care (SOC) Transoral Surgery of Primary Site

    Patients with a single lymph node that measures less than six centimeters, have no extracapsular extension in the lymph node, and have no perineural or perivascular invasion of the primary biopsy will undergo transoral surgery of the primary site.

  • RadiationSOC Radiation

    Patients who have 2 positive nodes with no extracapsular extension, or have perineural or perivascular invasion of the primary biopsy will undergo radiation.

  • DrugSOC Carboplatin

    Patients who have extracapsular extension in any number of lymph nodes or in those patients in whom negative margins are unable to be obtained after the completion of transoral surgery will undergo chemoradiation (Radiation, Carboplatin and Paclitaxel).

  • DrugSOC Paclitaxel

    Patients who have extracapsular extension in any number of lymph nodes or in those patients in whom negative margins are unable to be obtained after the completion of transoral surgery will undergo chemoradiation (Radiation, Carboplatin and Paclitaxel).

  • ProcedureVideofluoroscopy

    All patients undergo a videofluoroscopy procedure one year after completion of therapy to assess swallowing function.

05

What researchers measure

Primary outcomes

  1. Median Change in Quality of Life (QOL) From Baseline to 12 Months Post Treatment

    Four QOL instruments will be administered: the University of Washington Quality of Life (UWQOL), University of Michigan Head and Neck Quality of Life Instrument (HN-QOL), the University of Michigan Voice Related Quality of Life Measure (V-RQOL), and the FACT Head and Neck (version 4) (FACT H\&N). Results of each of the 4 surveys will be reported in separate rows in the results table. The difference in scores from baseline to 12 months after completion of study treatment is calculated for each participant, with the median across all participants reported for each survey. Higher scores indicate better QOLs. Range for Questionnaires: HN QOLs: -100 to +100 VR QOLs: -100 to +100 UW QOLs: -100 to +100 FACTHN Physical: -28 to +28 FACTHN Social: -28 to +28 FACTHN Emotional: -24 to +24 FACTHN Functional: -28 to +28 FACTHN subscale: -40 to +40 FACTHN Total: -148 to +148

    Time frame: Baseline to 12 Months post-treatment (up to approximately 15 months post neck dissection).

Secondary outcomes

  1. Impact of Neck Dissection on Shoulder Function Using the Neck Dissection Impairment Index

    The neck dissection impairment index will be scored and summarized for all patients who receive neck dissection. Scores ranging from 0-100 with higher scores indicating better function

    Time frame: 2 years post-treatment (up to approximately 27 months post neck dissection)

  2. Median Change in Quality of Life (QOL) From Baseline to 24 Months Post Treatment

    Four QOL instruments will be administered: the University of Washington Quality of Life (UWQOL), University of Michigan Head and Neck Quality of Life Instrument (HN-QOL), the University of Michigan Voice Related Quality of Life Measure (V-RQOL), and the FACT Head and Neck (version 4) (FACT H\&N). Results of each of the 4 surveys will be reported in separate rows in the results table. The difference in scores from baseline to 24 months after completion of study treatment is calculated for each participant, with the median across all participants reported for each survey. Higher scores indicate better QOLs. Range for Questionnaires: HN QOLs: -100 to +100 VR QOLs: -100 to +100 UW QOLs: -100 to +100 FACTHN Physical: -28 to +28 FACTHN Social: -28 to +28 FACTHN Emotional: -24 to +24 FACTHN Functional: -28 to +28 FACTHN subscale: -40 to +40 FACTHN Total: -148 to +148

    Time frame: 2 years post-treatment (up to approximately 27 months post neck dissection)

  3. Disease Specific Survival (DSS)

    Proportion of patients alive at 3 years from date of neck dissection. Death from OPSCC (Oropharyngeal Squamous Cell Cancer) will be considered an event for DSS. Death from other causes will be censored at time of death.

    Time frame: 3 Years

  4. Progression Free Survival (PFS)

    Proportion of patients alive and free of disease persistence, progression or recurrence at 3 years from the date of completion of study treatment. Persistent disease at completion of treatment, post-treatment recurrence or disease specific death will be defined events for progression free survival (PFS).

    Time frame: 3 Years

  5. Overall Survival (OS)

    Proportion of patients alive at 3 years from date of neck dissection. Death from any cause will be considered an event for overall survival.

    Time frame: 3 Years

06

Results

Posted Jun 27, 2023

Participant flow

Participant flow — Overall Study
MilestoneNeck Dissection
Started34
Completed33
Not completed1
Withdrew: Patients neck dissection had spillage and therefore needed to come off protocol1

Outcome measures

PrimaryMedian Change in Quality of Life (QOL) From Baseline to 12 Months Post Treatment

Four QOL instruments will be administered: the University of Washington Quality of Life (UWQOL), University of Michigan Head and Neck Quality of Life Instrument (HN-QOL), the University of Michigan Voice Related Quality of Life Measure (V-RQOL), and the FACT Head and Neck (version 4) (FACT H\&N). Results of each of the 4 surveys will be reported in separate rows in the results table. The difference in scores from baseline to 12 months after completion of study treatment is calculated for each participant, with the median across all participants reported for each survey. Higher scores indicate better QOLs. Range for Questionnaires: HN QOLs: -100 to +100 VR QOLs: -100 to +100 UW QOLs: -100 to +100 FACTHN Physical: -28 to +28 FACTHN Social: -28 to +28 FACTHN Emotional: -24 to +24 FACTHN Functional: -28 to +28 FACTHN subscale: -40 to +40 FACTHN Total: -148 to +148

Time frame:
Baseline to 12 Months post-treatment (up to approximately 15 months post neck dissection).
Reported as:
Median · score on a scale
Median Change in Quality of Life (QOL) From Baseline to 12 Months Post Treatment
score on a scaleNeck Dissection
HN-QOL: Eating-4.2 (-37.5 to 29.2)
HN-QOL: Speech0 (-37.5 to 25)
HN-QOL: Pain6.3 (-18.8 to 37.5)
HN-QOL: Emotion10.7 (-3.6 to 25)
UW-QOL: Pain_general0 (-40 to 0)
UW-QOL: Pain_mouth0 (-30 to 10)
UW-QOL: Pain_throat-10 (-20 to 10)
UW-QOL: Disfigurement0 (-10 to 20)
UW-QOL: Activity0 (-10 to 10)
UW-QOL: Recreation0 (-10 to 10)
UW-QOL: Employment0 (0 to 20)
UW-QOL: Chewing0 (-20 to 10)
UW-QOL: Swallowing0 (-30 to 10)
UW-QOL: Saliva amount10 (0 to 40)
UW-QOL: Saliva consistency0 (-20 to 10)
UW-QOL: Taste10 (-10 to 30)
UW-QOL: Speech0 (-10 to 10)
UW-QOL: Mucus amount0 (-30 to 20)
UW-QOL: Mucus consistency0 (-20 to 20)
V-RQOL: Physical0 (-0.2 to 0.04)
V-RQOL: Emotional0 (-0.06 to 0)
V-RQOL: Total0 (-0.1 to 0.03)
FACT H&N: Physical Well Being1 (-6 to 7)
FACT H&N: Social Well Being0 (-7.5 to 5)
FACT H&N: Emotional Well Being3 (-4 to 6)
FACT H&N: Functional Well Being0 (-9 to 7)
FACT H&N: HN subscale-1 (-12 to 12)
FACT H&N: Total4 (-21 to 19)
SecondaryImpact of Neck Dissection on Shoulder Function Using the Neck Dissection Impairment Index

The neck dissection impairment index will be scored and summarized for all patients who receive neck dissection. Scores ranging from 0-100 with higher scores indicating better function

Time frame:
2 years post-treatment (up to approximately 27 months post neck dissection)
Reported as:
Median · score on a scale
Impact of Neck Dissection on Shoulder Function Using the Neck Dissection Impairment Index
score on a scaleNeck Dissection
Impact of Neck Dissection on Shoulder Function Using the Neck Dissection Impairment Index98 (78 to 100)
SecondaryMedian Change in Quality of Life (QOL) From Baseline to 24 Months Post Treatment

Four QOL instruments will be administered: the University of Washington Quality of Life (UWQOL), University of Michigan Head and Neck Quality of Life Instrument (HN-QOL), the University of Michigan Voice Related Quality of Life Measure (V-RQOL), and the FACT Head and Neck (version 4) (FACT H\&N). Results of each of the 4 surveys will be reported in separate rows in the results table. The difference in scores from baseline to 24 months after completion of study treatment is calculated for each participant, with the median across all participants reported for each survey. Higher scores indicate better QOLs. Range for Questionnaires: HN QOLs: -100 to +100 VR QOLs: -100 to +100 UW QOLs: -100 to +100 FACTHN Physical: -28 to +28 FACTHN Social: -28 to +28 FACTHN Emotional: -24 to +24 FACTHN Functional: -28 to +28 FACTHN subscale: -40 to +40 FACTHN Total: -148 to +148

Time frame:
2 years post-treatment (up to approximately 27 months post neck dissection)
Reported as:
Median · score on a scale
Median Change in Quality of Life (QOL) From Baseline to 24 Months Post Treatment
score on a scaleNeck Dissection
HN-QOL- Eating0.0 (-41.7 to 29.2)
HN-QOL- Speech0.0 (-12.5 to 25.0)
HN-QOL- Pain6.3 (-18.8 to 31.3)
HN-QOL- Emotion10.7 (-3.6 to 28.6)
UWQOL-Pain_General-10 (-30 to 10)
UWQOL- Pain_Mouth0 (-20 to 10)
UWQOL- Pain_throat-10 (-20 to 10)
UWQOL- Disfigurement0 (-10 to 20)
UWQOL- activity0 (-10 to 10)
UWQOL-Recreation0 (-10 to 10)
UWQOL- Employment0 (-30 to 40)
UWQOL- Chewing0 (-20 to 30)
UWQOL- Swallowing0 (-40 to 10)
UWQOL- Saliva amount10 (0 to 40)
UWQOL- Saliva consistency0 (-10 to 40)
UWQOL- Taste0 (-30 to 20)
UWQOL- Speech0 (-10 to 20)
UWQOL- Mucus amount0 (-40 to 20)
UWQOL- Mucus consistency0 (-40 to 20)
V-RQOL- Physical0 (-0.1 to 0.10)
V-RQOL- Emotional0 (-0.3 to 0)
V-RQOL- Total0 (-0.2 to 0.06)
FACT H&N- Physical well being0 (-6 to 6)
FACT H&N- Social well being0 (-8.5 to 9.3)
FACT H&N- Emotional well being2 (-4 to 5)
FACT H&N- Functional well being0 (-7 to 11)
FACT H&N- HN subscale2 (-17 to 11)
FACT H&N- total FACTHN1 (-20 to 31.3)
SecondaryDisease Specific Survival (DSS)

Proportion of patients alive at 3 years from date of neck dissection. Death from OPSCC (Oropharyngeal Squamous Cell Cancer) will be considered an event for DSS. Death from other causes will be censored at time of death.

Time frame:
3 Years
Reported as:
Number · percentage of participants
Disease Specific Survival (DSS)
percentage of participantsNeck Dissection
Disease Specific Survival (DSS)100
SecondaryProgression Free Survival (PFS)

Proportion of patients alive and free of disease persistence, progression or recurrence at 3 years from the date of completion of study treatment. Persistent disease at completion of treatment, post-treatment recurrence or disease specific death will be defined events for progression free survival (PFS).

Time frame:
3 Years
Reported as:
Number · percentage of participants
Progression Free Survival (PFS)
percentage of participantsNeck Dissection
Progression Free Survival (PFS)97 (76 to 99)
SecondaryOverall Survival (OS)

Proportion of patients alive at 3 years from date of neck dissection. Death from any cause will be considered an event for overall survival.

Time frame:
3 Years
Reported as:
Number · Percent of Patients
Overall Survival (OS)
Percent of PatientsNeck Dissection
Overall Survival (OS)100

Adverse events

Collected over up to 12 months post treatment for Adverse Events, Serious Adverse Events up to 4 weeks post treatment, All-Cause Mortality assessed up to 3 years. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Neck Dissection0/34 (0%)3/34 (8.8%)33/34 (97.1%)
Most frequent serious events
Most frequent serious events
EventNeck Dissection
Oral HemorrhageGastrointestinal disorders2/34
Mucositis oralGastrointestinal disorders1/34
Most frequent other events
Showing 10 of 117
Most frequent other events
EventNeck Dissection
Dry mouthGastrointestinal disorders20/34
DysgeusiaNervous system disorders19/34
DysphagiaGastrointestinal disorders17/34
NauseaGastrointestinal disorders15/34
ConstipationGastrointestinal disorders14/34
FatigueGeneral disorders14/34
Oral painGastrointestinal disorders14/34
PainGeneral disorders14/34
Weight lossInvestigations14/34
Mucositis oralGastrointestinal disorders13/34

Baseline characteristics

Age, Continuous
Age, Continuous(years)Neck Dissection
Mean60 (40 to 76)
Sex: Female, Male
Sex: Female, Male(Participants)Neck Dissection
Female6
Male28
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Neck Dissection
Hispanic or Latino0
Not Hispanic or Latino33
Unknown or Not Reported1
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Neck Dissection
American Indian or Alaska Native0
Asian0
Native Hawaiian or Other Pacific Islander0
Black or African American1
White33
More than one race0
Unknown or Not Reported0
Region of Enrollment
Region of Enrollment(participants)Neck Dissection
United States34
07

Study locations

1 site
  • University of Michigan Cancer Center
    Ann Arbor, Michigan 48109, United States
08

References and documents

Study documents

  • Protocol, analysis plan and consent form · May 3, 2019

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: Undecided

09

Registry details

Key details

Study ID
NCT02784288
Lead sponsor
University of Michigan Rogel Cancer Center
Responsible party
Sponsor
First posted
May 27, 2016
Start date
Oct 31, 2016
Primary completion
Jul 10, 2020
Completion
Jul 12, 2022
Results posted
Jun 27, 2023
Last update
Jun 27, 2023

Study contacts

Paul Swiecicki, M.D.
principal investigator · University of Michigan Rogel Cancer Center

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Jun 2023. You cannot join it, but the record below documents what was studied.

Follow this study

Get an email when the registry record changes — status, dates, results — or when someone posts here.

Sign in to follow

Discussion

Questions and observations about this study, from anyone following it. Not medical advice, and not a channel to the study team — their contact details are on the registry record.

Sign in to join the discussion. Reading takes no account; posting does. You choose a display name, and a pseudonym is the default.

Nothing here yet. If you are running this trial, taking part in it, or weighing whether to, this is the place to say so.

Start the discussion