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CompletedNCT02606396Updated Apr 14, 2026

Cryotherapy for Malignant Dysphagia in Patients With Advanced Esophageal Cancer

An interventional study of Cryotherapy and Esophagogastroduodenoscopy (EGD) in Esophageal Adenocarcinoma, sponsored by Hunter Holmes Mcguire Veteran Affairs Medical Center. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-04-14.

Sponsored by Hunter Holmes Mcguire Veteran Affairs Medical Center · Not applicable, Interventional, and Supportive care

Phase
Not applicable
Study type
Interventional
Enrollment
15
Allocation
Non-randomized
Ages
18 Years and older
Sex
All
01

Study summary

Esophageal adenocarcinoma (EAC) is one of the few cancers with a rising incidence in the United States, with an estimated 17,000 new cases diagnosed in 2012. Most patients with esophageal cancer present with tumors which are not amenable to surgery and are treated with chemotherapy and radiation. The most common and bothersome symptoms from esophageal cancer is dysphagia (difficulty swallowing). Chemotherapy and radiation are effective in shrinking tumors and allowing patients with EAC to swallow more easily; however it usually takes 1-2 months for swallowing to improve with this treatment.

Another method of shrinking esophageal tumors and allowing for better swallowing is endoscopic spray cryotherapy (freezing the tumor from inside the esophagus with the aid of an endoscope); cryotherapy is a well established method for treating cancerous and pre-cancerous esophageal disease. This is a particularly attractive treatment option, as patients with esophageal cancer usually undergo endoscopy on several occasions before starting treatment in order to biopsy and evaluate the tumor.

The goal of this study is to evaluate the effectiveness of cryotherapy in treating EAC related dysphagia in patients who are getting ready to start chemotherapy and radiation.

In order to do this the investigators are planning to invite patients who are already undergoing endoscopy for pre-chemotherapy evaluation of known EAC. Patients would undergo cryotherapy after the diagnostic portion of the endoscopy has been completed. After the cryotherapy patients will be contacted by phone in order to evaluate change in symptoms, 2 and 4 weeks after cryotherapy.

Read the detailed description

Endoscopic spray cryotherapy (EC) is a novel modality for destruction of tissue in the gastrointestinal tract. EC involves the endoscopic application of cryogen [liquid nitrogen (LN)], which destroys tissue by rapid freezing and slow thawing. Immediate effects from tissue freezing include failure of cellular metabolism, membrane damage and local ischemia. Delayed effects may include apoptosis of cancer cells and immune mediated tumor destruction. EC has been used for the treatment of mucosal EAC and palliation of malignant dysphagia since 2007 in multiple tertiary centers, including Washington University in St Louis, with positive results. EC is an attractive modality for the palliation of malignant dysphagia in EAC due to the fact that newly diagnosed patients undergo upper endoscopy (EGD) and endoscopic ultrasound (EUS) as part of initial staging; thus EC could be delivered at the time of the staging endoscopy, without burdening the patient with an additional procedure. However, prospective studies on the efficacy of EC in the short term palliation of malignant dysphagia in EAC have not been performed.

Thus, the goal of this pilot study is to evaluate the effectiveness of EC in the short term palliation of malignant dysphagia in patients with unresectable EAC.

02

Conditions studied

  • Esophageal Adenocarcinoma
03

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Patients >18 years of age with malignant dysphagia due to locally advanced EAC (≥T3 and/or N1) who are undergoing upper endoscopic ultrasound or upper endoscopy for pre-treatment staging or symptom evaluation

Exclusion criteria

Exclusion Criteria:

  • Prior esophageal or gastro-esophageal junction surgery.
  • Prior diagnosis of oropharyngeal dysphagia.
  • Prior diagnosis of esophageal achalasia.
  • Esophageal strictures unrelated to EAC
  • Distant metastasis
  • Dysphagia only to solid or semi-solid foods
  • Need for esophageal dilation in order to pass the diagnostic upper endoscope distal to the tumor.
  • Coagulopathy (INR>2, platelets \< 50,000)
  • Inability to provide informed consent.
  • Marfan's syndrome
04

Study design

Phase
Not applicable
Primary purpose
Supportive care
Allocation
Non-randomized
Intervention model
Single group
Masking
None (open label)
Enrollment
15 participants (estimated)

Interventions

  • ProcedureCryotherapy

    Cryotherapy employs thermal ablation to treat esophageal cancer and BE. Ablation is achieved by intracellular disruption and ischemia that is produced by freeze-thaw cycles using liquid nitrogen or carbon dioxide

  • ProcedureEsophagogastroduodenoscopy (EGD)

    EGD is a diagnostic procedure that allows the physician to diagnose and treat problems in the upper gastrointestinal (UGI) tract. The doctor uses a long, flexible, lighted tube called an endoscope.

  • ProcedureEndoscopic ultrasound (EUS)

    EUS is a procedure that allows a doctor to obtain images and information about the digestive tract and the surrounding tissue and organs, including the lungs. Ultrasound testing uses sound waves to make a picture of internal organs.

05

What researchers measure

Primary outcomes

  1. Change in dysphagia severity according to validated symptom score

    Time frame: 2 weeks after cryoablation session

Secondary outcomes

  1. Ability to maintain oral intake evaluated by a member of the study team utilizing dysphagia assessment and oral intake assessment instruments who will contact each patient at 1-month intervals while the patient receives chemoradiation

    Time frame: Up to 12 weeks

  2. Assessment of pathologic complete response and clinical complete response at the completion of neo-adjuvant chemoradiation number one.

    Results of the re-staging PET-CT will be abstracted from the medical record to document presence or absence of a pathologic complete response

    Time frame: Up to 24 weeks

  3. Assessment of pathologic complete response and clinical complete response at the completion of neo-adjuvant chemoradiation number two.

    Results of the surgical explant will be abstracted from the medical record to document presence or absence of a pathologic complete response.

    Time frame: Up to 24 weeks

  4. Incidence of procedure related adverse events, classified according to the American Society of Gastrointestinal Endoscopy lexicon

    Time frame: 1 week after each procedure; 2 to 3 weeks after each procedure and 8 weeks after completion of the last cryoablation session

06

Study locations

1 site
  • Center for Advanced Medicine
    St Louis, Missouri 63110, United States
07

Registry details

Key details

Study ID
NCT02606396
Lead sponsor
Hunter Holmes Mcguire Veteran Affairs Medical Center
Responsible party
Sponsor
First posted
Nov 17, 2015
Start date
Apr 19, 2016
Primary completion
Mar 15, 2022
Completion
Mar 15, 2022
Last update
Apr 14, 2026

Study contacts

Vladimir M Kushnir, MD
principal investigator · Washington University School of Medicine

Oversight

Data monitoring committee
Yes
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