CClinicalTrials.gg
CompletedNCT02484092Updated Jun 16, 2020Results posted

A Gene Therapy Study for Hemophilia B

A Phase 2 interventional study of SPK-9001 in Hemophilia B, sponsored by Pfizer. Completed at 10 sites in 2 countries. Open to male participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2020-06-16.

Sponsored by Pfizer · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
15
Ages
18 Years and older
Sex
Male
01

Study summary

A Phase 1/2, Open-Label, Non-Randomized, Dose-Escalation Study of SPK-9001 in Subjects with Hemophilia B.

Read the detailed description

Hemophilia B, or Christmas disease, is a genetic bleeding disorder resulting in the lack of ability to produce blood-clotting factor IX (FIX). Individuals with hemophilia B suffer repeated bleeding events, which can cause chronic joint disease and sometimes leads to death due to the inability for blood to clot efficiently. This chronic joint disease can have significant physical, psychosocial, and quality-of-life effects, including financial burden. The current treatment is intravenous infusion of FIX protein products, either prophylactically or in response to bleeding.

The approach being tested in this study uses a novel recombinant adeno-associated virus (AAV), which in nature causes no disease, to deliver the human factor IX (hFIX) gene to the liver cells where FIX is normally made. Recent data of a gene therapy study showed preliminary encouraging results with the approach of using an AAV vector carrying the factor IX gene. This study will seek to determine the safety and kinetics of a single IV infusion of SPK-9001 (a novel AAV vector carrying a high specific activity factor IX variant).

02

Conditions studied

  • Hemophilia B

Keywords

  • Hemophilia B
  • Blood Coagulation Disorders
  • Gene Therapy
  • Gene Transfer
  • Factor IX Deficiency
  • Factor IX Gene
  • Factor IX Protein
  • Vector
  • AAV
03

In context

Hemophilia A

866 studies on the registry are indexed under Hemophilia A; 137 are open to participants now.

This study's enrollment of 15 is below the median of 28 across 512 interventional studies indexed under Hemophilia A.

Browse Hemophilia A studies →

Lead sponsor

Pfizer is the lead sponsor of 3,244 studies on the registry; 139 are open to participants now.

Of its 582 completed or terminated interventional studies of FDA-regulated products, 381 (65%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
Male
Accepts healthy volunteers
No

Inclusion criteria

  • Able to provide informed consent and comply with requirements of the study
  • Males ≥18 y.o. with confirmed diagnosis of hemophilia B (≤2 IU/dL or ≤2% endogenous factor IX)
  • Received ≥50 exposure days to factor IX products
  • A minimum average of 4 bleeding events per year requiring episodic treatment of factor IX infusions or prophylactic factor IX infusions
  • No measurable factor IX inhibitor as assessed by the central laboratory and have no prior history of inhibitors to factor IX protein
  • Agree to use reliable barrier contraception until 3 consecutive samples are negative for vector sequences

Exclusion criteria

Exclusion Criteria:

  • Evidence of active hepatitis B or C
  • Currently on antiviral therapy for hepatitis B or C
  • Have significant underlying liver disease
  • Have serological evidence* of HIV-1 or HIV-2 with CD4 counts ≤200/mm3 (* subjects who are HIV+ and stable with CD4 count >200/mm3 and undetectable viral load are eligible to enroll)
  • Neutralizing antibodies reactive with AAV-Spark100 above and/or below a defined titre
  • Participated in a gene transfer trial within the last 52 weeks or in a clinical trial with an investigational drug within the last 12 weeks
  • Unable or unwilling to comply with study assessments
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Intervention model
Sequential assignment
Masking
None (open label)
Enrollment
15 participants (actual)

Study arms

  • Experimental
    SPK-9001

    Single intravenous (i.v.) infusion of SPK-9001 \[an adeno-associated viral (AAV) vector with human factor IX gene\] Intervention: Gene Therapy / Gene Transfer

    Biological: SPK-9001

Interventions

  • BiologicalSPK-9001

    A novel, bioengineered adeno-associated viral vector carrying human factor IX variant

06

What researchers measure

Primary outcomes

  1. Number of Participants With Clinically Significant Change From Baseline in Physical Examination Findings

    Physical examination included examination of the head, ears, eyes, nose, mouth, skin, heart and lung examinations, lymph nodes, gastrointestinal, musculoskeletal, and neurological systems. The examination assessed the participants for any potential changes in general appearance, the respiratory and cardiovascular systems, as well as towards participant reported symptoms. Findings were considered to be clinically significant based on investigator's decision.

    Time frame: Baseline up to Week 52

  2. Number of Participants With Clinically Significant Change From Baseline in Vital Signs

    Vital signs (temperature, respiratory rate, pulse rate, height, weight, systolic and diastolic blood pressure) were obtained with participant in the seated position, after having sat calmly for at least 5 minutes. Clinical significance of vital signs was determined at the investigator's discretion.

    Time frame: Baseline up to Week 52

  3. Number of Participants With Clinical Laboratory Abnormalities Reported as TEAE

    Following parameters were analyzed for laboratory examination: hematology (neutrophils, lymphocytes, monocytes, eosinophils, basophils, red blood cell \[RBC\] count, hemoglobin, hematocrit, platelet count); liver function (albumin, total bilirubin, total protein, direct bilirubin, indirect bilirubin, aspartate aminotransferase, alanine aminotransferase, lactate dehydrogenase, alkaline phosphatase, GGT); Lipid panel (HDL, VLDL, triglycerides, total cholesterol); clinical chemistry (sodium, potassium, chloride, bicarbonate, glucose, phosphate, serum creatinine, BUN); urinalysis (specific gravity, pH, glucose, protein, blood, ketones; coagulation, immunology, etc. Investigators determined which laboratory abnormalities were reported as treatment-emergent adverse events (TEAEs).

    Time frame: Baseline up to Week 52

  4. Number of Participants With Drug -Related TEAEs and Serious Adverse Events (SAEs)

    An adverse event (AE) was any untoward medical occurrence in a clinical investigation participant administered a product; the event did not need to have a causal relationship with the treatment. A serious adverse event (SAE) was any untoward medical occurrence at any dose that resulted in death; was life threatening; required inpatient hospitalization or prolongation of existing hospitalization; resulted in persistent or significant disability/incapacity; resulted in congenital anomaly/birth defect. AEs included both SAEs and AEs. An AE was regarded as TEAE if the start date was on or after the infusion of SPK-9001 but before participant's last visit on study (or the date of withdrawal/the date of being lost to follow-up). Severe TEAEs were TEAEs that interfered significantly with participants' usual function. Treatment-related TEAEs were determined by the investigator.

    Time frame: Baseline up to Week 52

  5. Number of Participants With Positive Immune Reponses Against Adeno-associated Virus Vector (AAV) Capsid

    Peripheral blood mononuclear cells (PBMC) results by interferon gamma enzyme-linked immunospot assay (ELISPOT) to assess cellular immune responses to AAV capsid and to FIX were presented. The ELISPOT is a type of assay that focuses on quantitatively measuring the frequency of cytokine secretion for a single cell. The positive ELISPOT results suggested a T-cell reaction to capsid protein.

    Time frame: Baseline up to Week 52

  6. Number of Participants Who Reached > 150% Vector-derived FIX:C Activity Level After SPK-9001 Infusion

    Based on non-clinical studies in non-human primates (NHPs), it was not predicted that vector-derived FIX:C activity levels \>150% of normal would be achieved in this study. However, thrombin antithrombin (TAT) levels as thrombotic potential were to be measured if vector derived FIX:C activity levels \>150% of normal were achieved in any participant during the study. Blood samples for TAT at Day 0 visit (prior to FIX protein product infusion) were used to establish baseline value.

    Time frame: Baseline up to Week 52

  7. Number of Participants With FIX Inhibitor

    FIX inhibitors were measured using the Bethesda assay from the central and local laboratory. The Bethesda assay measures the amount of factor (FIX) inactivated when the plasma from the patient is incubated with an external source of factor for 2 hours at 37ºC. Inhibitor levels are quantified in Bethesda units (BU). An inhibitor titer of ≥ 0.6 BU/ml is to be taken as clinically significant.

    Time frame: Baseline up to Week 52

  8. Incremental Recovery of FIX Product

    Incremental recovery was determined as the peak factor level recorded within the first 3 hours after infusion and was reported as (IU/ml)/(IU/kg), using the formula:(\[Activity IU/mL peak post infusion\] - \[Activity IU/mL pre-infusion\]) / (IU/kg infused).

    Time frame: Day 0 and Week 52

Secondary outcomes

  1. FIX:C Activity

    All samples collected from participants for plasma FIX activity levels were analyzed and used to determine peak and steady-state vector-derived circulating FIX activity levels. The vector-derived endogenous (not affected by intercurrent FIX product infusions) FIX:C activity levels were characterized by post-treatment population mean. Dose escalation and dose level expansion strategies were employed in the study based on vector-derived FIX activity levels as well as any immune responses against AAV capsid. Steady-state levels were based on 2 separate vector-derived FIX:C activity level measurements (at least 2 weeks apart) starting from Week 8-12 with adequate washout.

    Time frame: Baseline up to Week 52

  2. Change From Baseline in FIX:C Antigen Level at Steady State

    The vector-derived endogenous (not affected by intercurrent FIX product infusions) FIX:C activity antigen levels were characterized by post-treatment population mean.

    Time frame: Week 12 up to Week 52

07

Results

Posted May 19, 2020
Limitations and caveats
15 participants were treated at the first dose planned for this dose escalation study. Requirements for dose escalation were not met as per protocol and the study completed once all participants completed 52 weeks of follow-up at the initial dose.

Participant flow

A total of 22 participants were screened, 15 participants were assigned to treatment and completed study. All 15 participants received the lowest dose in the study (5 x 10\^11 vg/kg). No participants were assigned to the 2 higher dose arms. Results presented here are from the lowest dose level.

Participant flow — Overall Study
MilestoneSPK-9001 (5 x 10^11 vg/kg) IV Infusion
Started15
Completed15
Not completed0

Outcome measures

PrimaryNumber of Participants With Clinically Significant Change From Baseline in Physical Examination Findings

Physical examination included examination of the head, ears, eyes, nose, mouth, skin, heart and lung examinations, lymph nodes, gastrointestinal, musculoskeletal, and neurological systems. The examination assessed the participants for any potential changes in general appearance, the respiratory and cardiovascular systems, as well as towards participant reported symptoms. Findings were considered to be clinically significant based on investigator's decision.

Time frame:
Baseline up to Week 52
Reported as:
Count of participants · Participants
Number of Participants With Clinically Significant Change From Baseline in Physical Examination Findings
ParticipantsSPK-9001 (5 x 10^11 vg/kg)
Number of Participants With Clinically Significant Change From Baseline in Physical Examination Findings0
PrimaryNumber of Participants With Clinically Significant Change From Baseline in Vital Signs

Vital signs (temperature, respiratory rate, pulse rate, height, weight, systolic and diastolic blood pressure) were obtained with participant in the seated position, after having sat calmly for at least 5 minutes. Clinical significance of vital signs was determined at the investigator's discretion.

Time frame:
Baseline up to Week 52
Reported as:
Count of participants · Participants
Number of Participants With Clinically Significant Change From Baseline in Vital Signs
ParticipantsSPK-9001 (5 x 10^11 vg/kg)
Number of Participants With Clinically Significant Change From Baseline in Vital Signs0
PrimaryNumber of Participants With Clinical Laboratory Abnormalities Reported as TEAE

Following parameters were analyzed for laboratory examination: hematology (neutrophils, lymphocytes, monocytes, eosinophils, basophils, red blood cell \[RBC\] count, hemoglobin, hematocrit, platelet count); liver function (albumin, total bilirubin, total protein, direct bilirubin, indirect bilirubin, aspartate aminotransferase, alanine aminotransferase, lactate dehydrogenase, alkaline phosphatase, GGT); Lipid panel (HDL, VLDL, triglycerides, total cholesterol); clinical chemistry (sodium, potassium, chloride, bicarbonate, glucose, phosphate, serum creatinine, BUN); urinalysis (specific gravity, pH, glucose, protein, blood, ketones; coagulation, immunology, etc. Investigators determined which laboratory abnormalities were reported as treatment-emergent adverse events (TEAEs).

Time frame:
Baseline up to Week 52
Reported as:
Count of participants · Participants
Number of Participants With Clinical Laboratory Abnormalities Reported as TEAE
ParticipantsSPK-9001 (5 x 10^11 vg/kg)
Number of Participants With Clinical Laboratory Abnormalities Reported as TEAE2
PrimaryNumber of Participants With Drug -Related TEAEs and Serious Adverse Events (SAEs)

An adverse event (AE) was any untoward medical occurrence in a clinical investigation participant administered a product; the event did not need to have a causal relationship with the treatment. A serious adverse event (SAE) was any untoward medical occurrence at any dose that resulted in death; was life threatening; required inpatient hospitalization or prolongation of existing hospitalization; resulted in persistent or significant disability/incapacity; resulted in congenital anomaly/birth defect. AEs included both SAEs and AEs. An AE was regarded as TEAE if the start date was on or after the infusion of SPK-9001 but before participant's last visit on study (or the date of withdrawal/the date of being lost to follow-up). Severe TEAEs were TEAEs that interfered significantly with participants' usual function. Treatment-related TEAEs were determined by the investigator.

Time frame:
Baseline up to Week 52
Reported as:
Count of participants · Participants
Number of Participants With Drug -Related TEAEs and Serious Adverse Events (SAEs)
ParticipantsSPK-9001 (5 x 10^11 vg/kg)
Drug-related TEAE2
Drug-related Serious TEAE0
PrimaryNumber of Participants With Positive Immune Reponses Against Adeno-associated Virus Vector (AAV) Capsid

Peripheral blood mononuclear cells (PBMC) results by interferon gamma enzyme-linked immunospot assay (ELISPOT) to assess cellular immune responses to AAV capsid and to FIX were presented. The ELISPOT is a type of assay that focuses on quantitatively measuring the frequency of cytokine secretion for a single cell. The positive ELISPOT results suggested a T-cell reaction to capsid protein.

Time frame:
Baseline up to Week 52
Reported as:
Count of participants · Participants
Number of Participants With Positive Immune Reponses Against Adeno-associated Virus Vector (AAV) Capsid
ParticipantsSPK-9001 (5 x 10^11 vg/kg)
Number of Participants With Positive Immune Reponses Against Adeno-associated Virus Vector (AAV) Capsid2
PrimaryNumber of Participants Who Reached > 150% Vector-derived FIX:C Activity Level After SPK-9001 Infusion

Based on non-clinical studies in non-human primates (NHPs), it was not predicted that vector-derived FIX:C activity levels \>150% of normal would be achieved in this study. However, thrombin antithrombin (TAT) levels as thrombotic potential were to be measured if vector derived FIX:C activity levels \>150% of normal were achieved in any participant during the study. Blood samples for TAT at Day 0 visit (prior to FIX protein product infusion) were used to establish baseline value.

Time frame:
Baseline up to Week 52
Reported as:
Count of participants · Participants
Number of Participants Who Reached > 150% Vector-derived FIX:C Activity Level After SPK-9001 Infusion
ParticipantsSPK-9001 (5 x 10^11 vg/kg)
Number of Participants Who Reached > 150% Vector-derived FIX:C Activity Level After SPK-9001 Infusion0
PrimaryNumber of Participants With FIX Inhibitor

FIX inhibitors were measured using the Bethesda assay from the central and local laboratory. The Bethesda assay measures the amount of factor (FIX) inactivated when the plasma from the patient is incubated with an external source of factor for 2 hours at 37ºC. Inhibitor levels are quantified in Bethesda units (BU). An inhibitor titer of ≥ 0.6 BU/ml is to be taken as clinically significant.

Time frame:
Baseline up to Week 52
Reported as:
Count of participants · Participants
Number of Participants With FIX Inhibitor
ParticipantsSPK-9001 (5 x 10^11 vg/kg)
Number of Participants With FIX Inhibitor0
PrimaryIncremental Recovery of FIX Product

Incremental recovery was determined as the peak factor level recorded within the first 3 hours after infusion and was reported as (IU/ml)/(IU/kg), using the formula:(\[Activity IU/mL peak post infusion\] - \[Activity IU/mL pre-infusion\]) / (IU/kg infused).

Time frame:
Day 0 and Week 52
Reported as:
Mean · [IU/ml]/[IU/kg]
Incremental Recovery of FIX Product
[IU/ml]/[IU/kg]SPK-9001 (5 x 10^11 vg/kg)
Day 00.0100 ± 0.00242
Week 520.0162 ± 0.01351
SecondaryFIX:C Activity

All samples collected from participants for plasma FIX activity levels were analyzed and used to determine peak and steady-state vector-derived circulating FIX activity levels. The vector-derived endogenous (not affected by intercurrent FIX product infusions) FIX:C activity levels were characterized by post-treatment population mean. Dose escalation and dose level expansion strategies were employed in the study based on vector-derived FIX activity levels as well as any immune responses against AAV capsid. Steady-state levels were based on 2 separate vector-derived FIX:C activity level measurements (at least 2 weeks apart) starting from Week 8-12 with adequate washout.

Time frame:
Baseline up to Week 52
Reported as:
Mean · Percentage of Normal
FIX:C Activity
Percentage of NormalSPK-9001 (5 x 10^11 vg/kg)
Steady-State Level22.9 ± 9.89
Peak Activity29.1 ± 11.63
SecondaryChange From Baseline in FIX:C Antigen Level at Steady State

The vector-derived endogenous (not affected by intercurrent FIX product infusions) FIX:C activity antigen levels were characterized by post-treatment population mean.

Time frame:
Week 12 up to Week 52
Reported as:
Mean · Percentage of Normal
Change From Baseline in FIX:C Antigen Level at Steady State
Percentage of NormalSPK-9001 (5 x 10^11 vg/kg)
Week 12-4.4 ± 19.26
Week 14-4.7 ± 23.11
Week 16-4.7 ± 19.79
Week 18-5.8 ± 21.81
Week 22-4.6 ± 22.06
Week 26-6.6 ± 20.64
Week 32-7.1 ± 20.48
Week 42-4.9 ± 19.87
Week 52-6.9 ± 19.70

Adverse events

Collected over Baseline up to Week 52. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
SPK-9001 (5 x 10^11 vg/kg) IV Infusion0/15 (0%)0/15 (0%)14/15 (93.3%)
Most frequent other events
Showing 10 of 51
Most frequent other events
EventSPK-9001 (5 x 10^11 vg/kg) IV Infusion
Upper respiratory tract infectionInfections and infestations5/15
NasopharyngitisInfections and infestations3/15
Muscle strainInjury, poisoning and procedural complications3/15
Back painMusculoskeletal and connective tissue disorders3/15
DyspepsiaGastrointestinal disorders2/15
Gastrooesophageal reflux diseaseGastrointestinal disorders2/15
Transaminases increasedInvestigations2/15
TendonitisMusculoskeletal and connective tissue disorders2/15
HeadacheNervous system disorders2/15
CoughRespiratory, thoracic and mediastinal disorders2/15

Baseline characteristics

Baseline analysis population included all participants who received at least 1 dose of study treatment.

Age, Continuous
Age, Continuous(Years)SPK-9001 (5 x 10^11 vg/kg) IV Infusion
Mean38.6 ± 14.5
Sex: Female, Male
Sex: Female, Male(Participants)SPK-9001 (5 x 10^11 vg/kg) IV Infusion
Female0
Male15
Race/Ethnicity, Customized
Race/Ethnicity, Customized(Participants)SPK-9001 (5 x 10^11 vg/kg) IV Infusion
White or Caucasian12
Black or African American1
Native Hawaiian or Other Pacific Islander1
Multiple1
08

Study locations

10 sites
  • UC Davis Comprehensive Cancer Center
    Sacramento, California 95817, United States
  • UC Davis CTSC Clinical Research Center
    Sacramento, California 95817, United States
  • UC Davis Ellison Ambulatory Care Clinic
    Sacramento, California 95817, United States
  • UC Davis Investigational Pharmacy
    Sacramento, California 95817, United States
  • UC Davis Medical Center
    Sacramento, California 95817, United States
  • University of Mississippi Medical Center
    Jackson, Mississippi 39216, United States
  • Mississippi Center for Advanced Medicine
    Madison, Mississippi 39110, United States
  • Weill Cornell Medicine - New York Presbyterian Hospital
    New York, New York 10065, United States
  • The Children's Hospital of Philadelphia
    Philadelphia, Pennsylvania 19104, United States
  • Royal Prince Alfred Hospital
    Camperdown/Sydney, New South Wales 2050, Australia
09

References and documents

Publications

  • George LA, Sullivan SK, Giermasz A, Rasko JEJ, Samelson-Jones BJ, Ducore J, Cuker A, Sullivan LM, Majumdar S, Teitel J, McGuinn CE, Ragni MV, Luk AY, Hui D, Wright JF, Chen Y, Liu Y, Wachtel K, Winters A, Tiefenbacher S, Arruda VR, van der Loo JCM, Zelenaia O, Takefman D, Carr ME, Couto LB, Anguela XM, High KA. Hemophilia B Gene Therapy with a High-Specific-Activity Factor IX Variant. N Engl J Med. 2017 Dec 7;377(23):2215-2227. doi: 10.1056/NEJMoa1708538. PubMed 29211678 ↗

Study documents

  • Statistical analysis plan · Nov 1, 2019
  • Study protocol · Jun 14, 2019

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: Yes — Pfizer will provide access to individual de-identified participant data and related study documents (e.g. protocol, Statistical Analysis Plan (SAP), Clinical Study Report (CSR)) upon request from qualified researchers, and subject to certain criteria, conditions, and exceptions. Further details on Pfizer's data sharing criteria and process for requesting access can be found at: https://www.pfizer.com/science/clinical_trials/trial_data_and_results/data_requests.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jun 16, 2020, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02484092
Lead sponsor
Pfizer
Responsible party
Sponsor
First posted
Jun 29, 2015
Start date
Nov 18, 2015
Primary completion
Apr 8, 2019
Completion
Apr 8, 2019
Results posted
May 19, 2020
Last update
Jun 16, 2020

Study contacts

Pfizer CT.gov Call Center
study director · Pfizer

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Jun 2020. You cannot join it, but the record below documents what was studied.

Follow this study

Get an email when the registry record changes — status, dates, results — or when someone posts here.

Sign in to follow

Discussion

Questions and observations about this study, from anyone following it. Not medical advice, and not a channel to the study team — their contact details are on the registry record.

Sign in to join the discussion. Reading takes no account; posting does. You choose a display name, and a pseudonym is the default.

Nothing here yet. If you are running this trial, taking part in it, or weighing whether to, this is the place to say so.

Start the discussion