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CompletedNCT02434354Updated Jun 16, 2022Results posted

A Tissue Collection Study of Pembrolizumab (MK-3475) in Subjects With Resectable Advanced Melanoma

A Phase 1 interventional study of pembrolizumab in Malignant Melanoma, sponsored by Abramson Cancer Center at Penn Medicine. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2022-06-16.

Sponsored by Abramson Cancer Center at Penn Medicine · Phase 1, Interventional, and Treatment

Phase
Phase 1
Study type
Interventional
Enrollment
33
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

The main purpose of this trial is to evaluate the safety, tolerability and adverse event profile of pembrolizumab in subjects who have high risk melanoma before and after their standard of care surgical resection, and to collect tumor tissue from subjects before and after receipt of pembrolizumab to look at how the experimental drug interacts with tumor tissue. Subjects will receive 1 dose of neoadjuvant pembrolizumab, followed by complete resection and then a year of adjuvant pembrolizumab

Read the detailed description

detailed description listed above

02

Conditions studied

  • Malignant Melanoma

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Keywords

  • Clinical stage III or resectable stage IV melanoma (MEL)
03

In context

Melanoma

3,073 studies on the registry are indexed under Melanoma; 529 are open to participants now.

This study's enrollment of 33 is below the median of 38 across 2,400 interventional studies indexed under Melanoma.

Browse Melanoma studies →

Lead sponsor

Abramson Cancer Center at Penn Medicine is the lead sponsor of 457 studies on the registry; 84 are open to participants now.

Of its 33 completed or terminated interventional studies of FDA-regulated products, 14 (42%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. The subject must have clinical stage III or resectable stage IV MEL. Subject's may not have a diagnosis of uveal or mucosal melanoma.
  2. The subject must be expected to have an adequate amount of tumor burden to yield 2-4 pre-operative research core biopsy (14-gauge needle) specimens or the equivalent amount of tissue (4-6 mm punch biopsy), in addition, to the tissue required for diagnostic purposes.
  3. The subject must be expected to have an adequate amount of residual tumor after their pre-operative research tumor tissue collection, such that their operative research tumor collection will also yield at least 4-6 research core biopsy specimens or the equivalent amount of tissue
  4. The subject must be willing to undergo the two paired tumor tissue biopsy procedures to obtain samples for biomarker analysis. Tissue obtained must not be previously irradiated.
  5. Either the subject or the subject's legal representative must be willing and able to provide written informed consent for the trial.
  6. The subject must be ≥ 18 years of age on day of signing informed consent.
  7. The subject must have a performance status of 0 or 1 on the ECOG Performance Scale.
  8. The subject must demonstrate adequate organ function as defined in Table 1, all screening labs must be performed within 10 days of treatment initiation.

    Table 1 Adequate Organ Function Laboratory Values System Laboratory Value Hematological Absolute neutrophil count (ANC)

    • 1500/mcL Platelets
    • 100,000/ mcL Hemoglobin
    • 9 g/dL or ≥5.6 mmol/L Renal Serum creatinine OR Measured or calculated creatinine clearance (GFR can also be used in place of creatinine or CrCl)

      ≤1.5 X upper limit of normal (ULN) OR

    • 50 mL/min for subject with creatinine levels > 1.5 X institutional ULN UPCC# 01615: Tissue Collection Study of Pembrolizumab in Advanced Melanoma Version Date: 12/30/2014 Page 10 Hepatic Serum total bilirubin

      • 1.5 X ULN OR Direct bilirubin ≤ ULN for subjects with total bilirubin levels > 1.5 ULN AST (SGOT) and ALT (SGPT)
      • 2.5 X ULN OR
      • 5 X ULN for subjects with liver metastases Coagulation International Normalized Ratio (INR) or Prothrombin Time (PT) Activated Partial Thromboplastin Time (aPTT)
      • 1.5 X ULN unless subject is receiving anticoagulant therapy as long as PT or PTT is within therapeutic range of intended use of anticoagulants
      • 1.5 X ULN unless subject is receiving anticoagulant therapy as long as PT or PTT is within therapeutic range of intended use of anticoagulants aCreatinine clearance should be calculated per institutional standard.
  9. Female subject's of childbearing potential must have a negative serum pregnancy test within 72 hours prior to receiving the first dose of study medication.
  10. The subject must be willing to use protocol defined method(s) of contraception:

Female subjects of childbearing potential must be willing to use 2 methods of contraception, or abstain from heterosexual sexual intercourse for two weeks before the time of the first dose of study medication, while on study, through 120 days after the last dose of study medication.

Female subject's of childbearing potential are defined as those women who have not been surgically sterilized or have not been free from menses for > 1 year.

Male subjects must agree to use an adequate method of contraception starting with the first dose of study medication, while on study, through 120 days after the last dose of study medication.

Acceptable forms of birth control include condoms, diaphragms, cervical cap, an intra-uterine device (IUD), surgical sterility (tubal ligation or a partner that has undergone a vasectomy), or oral contraceptives, OR the subject must agree to completely abstain from heterosexual intercourse. Abstinence at certain times of the cycle only, such as during the days of ovulation, after ovulation and withdrawal are not acceptable methods of birth control

Exclusion criteria

Exclusion Criteria:

  1. Subject has unresectable disease; i.e. in the opinion of the surgical oncologist, all of the subject's melanoma cannot be completely removed with a clear margin.
  2. Subject is currently participating in or has participated in a study of an investigational agent or using an investigational device within 4 weeks of the first dose of study treatment.
  3. Subject has a known hypersensitivity to pembrolizumab or any of its ingredients.
  4. Subject has a diagnosis of immunodeficiency or is receiving systemic steroid therapy or any other form of immunosuppressive therapy within 7 days prior to enrollment.
  5. Subject has had a prior monoclonal antibody within 4 weeks prior to study Day 1 or who has not recovered (i.e., ≤ Grade 1 or at baseline) from adverse events due to agents administered more than 4 weeks earlier.
  6. Subject has received prior therapy with an anti-PD-1, anti-PD-L1, anti-PD-L2, anti-CD137, or anti-Cytotoxic T-lymphocyte-associated antigen-4 (CTLA-4) agents (including ipilimumab), interferon, high dose IL-1 or any other antibody or drug specifically targeting T-cell co-stimulation or checkpoint pathways.
  7. Subject has had prior chemotherapy, targeted small molecule therapy, 2 weeks prior to study Day 1 or who has not recovered (i.e., ≤ Grade 1 or at baseline) from adverse events due to a previously administered agent Note: Subjects with ≤ Grade 2 neuropathy are an exception to this criterion
  8. For subject's who have received major surgery, the subject must have recovered adequately from the toxicity and/or complications from the intervention prior to starting study therapy.
  9. Subject has had radiation therapy to the tumor selected for research collection, or has had radiation therapy to any site within 4 weeks prior to study Day 1.
  10. Subject has received transfusion of blood products (including platelets or red blood cells) or administration of colony stimulating factors (including G-CSF, GM-CSF or recombinant erythropoietin) within 4 weeks prior to study Day 1.
  11. Subject has a known additional malignancy that is progressing or requires active treatment.
  12. Subject has known active central nervous system (CNS) metastases and/or carcinomatous meningitis.

    Note: Subjects with previously treated brain metastases will be eligible to participate provided they are stable (without evidence of progression by imaging for at least four weeks prior to the first dose of trial treatment and any neurologic symptoms have returned to baseline), have no evidence of new or enlarging brain metastases, and are not using steroids for at least 7 days prior to trial treatment.

  13. Subject has an active autoimmune disease requiring systemic treatment within the past 3 months or a documented history of clinically severe autoimmune disease, or a syndrome that requires systemic steroids or immunosuppressive agents.

    Note: Subjects with vitiligo or resolved childhood asthma/atopy are an exception to this rule. Subjects that require intermittent use of bronchodilators or local steroid injections will not be excluded from the study. Subjects with hypothyroidism stable on hormone replacement or Sjorgen's syndrome will not be excluded from the study.

  14. Subject has evidence of interstitial lung disease or active, non-infectious pneumonitis.
  15. Subject has an active infection requiring systemic therapy, including active tuberculosis
  16. Subject has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the trial, interfere with the subject's participation for the full duration of the trial, or is not in the best interest of the subject to participate, in the opinion of the treating investigator.
  17. Subject has known psychiatric or substance abuse disorders that would interfere with cooperation with the requirements of the trial.
  18. Subject is pregnant or breastfeeding, or expecting to conceive or father a child within the projected duration of the trial participation (from 2 weeks prior to the first dose of study treatment, while participating on the study and through 120 days after the last dose of trial treatment).
  19. Subject has severe cardiovascular disease, i.e. arrhythmias, requiring chronic treatment, congestive heart failure (NYHA Class III or IV) or symptomatic ischemic heart disease.
  20. Subject has hepatic decompensation (Child-Pugh score >6 [class B and C]).
  21. Subject has uncontrolled thyroid dysfunction
  22. Subject has uncontrolled diabetes mellitus
  23. Subject has a known history of Human Immunodeficiency Virus (HIV) (HIV 1/2 antibodies) as determined by medical record review.
  24. Subject has known active Hepatitis B (e.g., HBsAg reactive) or Hepatitis C (e.g., HCV RNA [qualitative] is detected) as determined by medical record review.
  25. Subject has received a live vaccine within 30 days prior to the first dose of trial treatment.
05

Study design

Phase
Phase 1
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
33 participants (actual)

Study arms

  • Experimental
    neo-adjuvant/adjuvant pembrolizaumab 200 mg IV

    All subjects will receive 1 cycle neo-adjuvant pembrolizumab 200mg IV followed by complete surgical resection followed by pembrolizumab Q3weeks for 1 year

    Drug: pembrolizumab

Interventions

  • 200 mg Subjects will receive 1 dose of neoadjuvant pembrolizumab, followed by complete resection and then a year of adjuvant pembrolizumab

    Also known as: keytruda

06

What researchers measure

Primary outcomes

  1. Number of Participants (%) With CTCAE Graded Adverse Events

    Safety as defined by 1) all grade 3/4 adverse events and 2) any grade adverse event that occurred in\>5% of patients. Toxicities are graded using CTCAE Version 4.

    Time frame: within 30 days of final study treatment

07

Results

Posted Jan 5, 2021

Participant flow

Participant flow — Overall Study
MilestoneNeo-adjuvant/Adjuvant Pembrolizumab 200mgIV
Started33
Post consent screening30
Completed30
Not completed3
Withdrew: Screen fail3

Outcome measures

PrimaryNumber of Participants (%) With CTCAE Graded Adverse Events

Safety as defined by 1) all grade 3/4 adverse events and 2) any grade adverse event that occurred in\>5% of patients. Toxicities are graded using CTCAE Version 4.

Time frame:
within 30 days of final study treatment
Reported as:
Count of participants · Participants
Number of Participants (%) With CTCAE Graded Adverse Events
ParticipantsNeo-adjuvant/Adjuvant Pembrolizaumab 200 mg IV
Number of Participants (%) With CTCAE Graded Adverse Events6

Adverse events

Collected over 15 months. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Neo-adjuvant/Adjuvant Pembrolizumab 200mg IV6/30 (20%)6/30 (20%)2/30 (6.7%)
Most frequent serious events
Most frequent serious events
EventNeo-adjuvant/Adjuvant Pembrolizumab 200mg IV
AnaphylaxisImmune system disorders1/30
esophageal obstructionGastrointestinal disorders1/30
colitisGastrointestinal disorders1/30
EnteritisImmune system disorders1/30
wound infectionInfections and infestations1/30
sepsisInfections and infestations1/30
Most frequent other events
Most frequent other events
EventNeo-adjuvant/Adjuvant Pembrolizumab 200mg IV
RashSkin and subcutaneous tissue disorders2/30

Baseline characteristics

Subjects who were consented and completed post-consent screening

Age, Categorical
Age, Categorical(Participants)Neo-adjuvant/Adjuvant Pembrolizumab 200mg IV
<=18 years0
Between 18 and 65 years17
>=65 years13
Sex: Female, Male
Sex: Female, Male(Participants)Neo-adjuvant/Adjuvant Pembrolizumab 200mg IV
Female12
Male18
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Neo-adjuvant/Adjuvant Pembrolizumab 200mg IV
Hispanic or Latino0
Not Hispanic or Latino30
Unknown or Not Reported0
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Neo-adjuvant/Adjuvant Pembrolizumab 200mg IV
American Indian or Alaska Native0
Asian0
Native Hawaiian or Other Pacific Islander0
Black or African American0
White30
More than one race0
Unknown or Not Reported0
Region of Enrollment
Region of Enrollment(participants)Neo-adjuvant/Adjuvant Pembrolizumab 200mg IV
United States30
Stage at Study Entry
Stage at Study Entry(participants)Neo-adjuvant/Adjuvant Pembrolizumab 200mg IV
Stage IIIB12
Stage IIIC17
Stage IV1
Baseline LDH
Baseline LDH(participants)Neo-adjuvant/Adjuvant Pembrolizumab 200mg IV
Normal30
Elevated29
No Data1
Primary Site
Primary Site(participants)Neo-adjuvant/Adjuvant Pembrolizumab 200mg IV
cutaneous24
unknown6

2 further baseline measures are reported on the registry.

08

Study locations

1 site
  • Abramson Cancer Center of the University of Pennsylvania
    Philadelphia, Pennsylvania 19104, United States
09

References and documents

Publications

  • Huang AC, Orlowski RJ, Xu X, Mick R, George SM, Yan PK, Manne S, Kraya AA, Wubbenhorst B, Dorfman L, D'Andrea K, Wenz BM, Liu S, Chilukuri L, Kozlov A, Carberry M, Giles L, Kier MW, Quagliarello F, McGettigan S, Kreider K, Annamalai L, Zhao Q, Mogg R, Xu W, Blumenschein WM, Yearley JH, Linette GP, Amaravadi RK, Schuchter LM, Herati RS, Bengsch B, Nathanson KL, Farwell MD, Karakousis GC, Wherry EJ, Mitchell TC. A single dose of neoadjuvant PD-1 blockade predicts clinical outcomes in resectable melanoma. Nat Med. 2019 Mar;25(3):454-461. doi: 10.1038/s41591-019-0357-y. Epub 2019 Feb 25. PubMed 30804515 ↗
  • Sharon CE, Tortorello GN, Ma KL, Huang AC, Xu X, Giles LR, McGettigan S, Kreider K, Schuchter LM, Mathew AJ, Amaravadi RK, Gimotty PA, Miura JT, Karakousis GC, Mitchell TC. Long-term outcomes to neoadjuvant pembrolizumab based on pathological response for patients with resectable stage III/IV cutaneous melanoma. Ann Oncol. 2023 Sep;34(9):806-812. doi: 10.1016/j.annonc.2023.06.006. Epub 2023 Jul 4. PubMed 37414215 ↗

Related links

Study documents

  • Protocol and statistical analysis plan · Jun 18, 2018

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No — Study already published

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jun 16, 2022, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02434354
Responsible party
Sponsor
First posted
May 5, 2015
Start date
Apr 2015
Primary completion
Jul 2019
Completion
Sep 29, 2021
Results posted
Jan 5, 2021
Last update
Jun 16, 2022

Study contacts

Tara Mitchell, MD
principal investigator · Abramson Cancer Center at Penn Medicine

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in May 2022. You cannot join it, but the record below documents what was studied.

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