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CompletedNCT02281955Updated Jan 7, 2025Results posted

De-intensification of Radiation and Chemotherapy for Low-Risk HPV-related Oropharyngeal SCC: Follow-up Study

A Phase 2 interventional study of Intensity Modulated Radiotherapy (IMRT) and Cisplatin (or alternative) in Carcinoma, Squamous Cell, Head and Neck Neoplasms and Oropharyngeal Neoplasms, sponsored by UNC Lineberger Comprehensive Cancer Center. Completed at 5 sites in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2025-01-07.

Sponsored by UNC Lineberger Comprehensive Cancer Center · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
115
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

The purpose of this research study is to learn about the effectiveness of using lower-intensity radiation and chemotherapy to treat human papillomavirus (HPV) associated low-risk oropharyngeal and/or unknown primary squamous cell carcinomas of the head and neck. The cure rate for this type of cancer is estimated to be high, > 90%. The standard treatment for this cancer is 7 weeks of radiation with 3 high doses of cisplatin. Sometimes surgery is performed afterwards. This standard regimen causes a lot of side effects and long term complications. This study is evaluating whether a lower dose of radiation and chemotherapy may provide a similar cure rate as the longer, more intensive standard regimen. Patients in this study will receive 1 less week of radiation and a lower weekly dose of chemotherapy.

Read the detailed description

The proposed study is a follow-up study to NCT01530997. In NCT01530997, patients with HPV positive and/or p16 positive low-risk oropharyngeal squamous cell carcinoma (OPSCC) received de-intensified chemoradiotherapy (CRT) followed by a limited surgical evaluation. The primary endpoint of NCT01530997 was the rate of pathological complete response (pCR) after CRT. Power computations were performed for N=40 and were based on the null hypothesis (H0) that the pCR for de-intensified chemoradiotherapy is at least 87%, the historical rate. The type 1 error for this calculation was 14.2%. 43 patients enrolled and 38 were evaluable for the primary endpoint. The observed pCR rate was 89% (34/38). Since the observed pCR rate was excellent in NCT01530997 and was in concordance with the expected rate, in the proposed study we will not mandate a post-CRT surgical evaluation. Instead a PET/CT 10 to 16 weeks post-CRT will be used to determine whether a surgical evaluation is needed.

02

Conditions studied

  • Carcinoma, Squamous Cell
  • Head and Neck Neoplasms
  • Oropharyngeal Neoplasms

Keywords

  • Human Papillomavirus
  • Oropharynx
  • Oropharyngeal Squamous Cell Carcinoma
  • Squamous Cell Carcinoma
  • Radiation Therapy
  • Chemotherapy
  • p16
03

In context

Carcinoma

6,741 studies on the registry are indexed under Carcinoma; 1,161 are open to participants now.

This study's enrollment of 115 is above the median of 45 across 5,170 interventional studies indexed under Carcinoma.

Browse Carcinoma studies →

Lead sponsor

UNC Lineberger Comprehensive Cancer Center is the lead sponsor of 414 studies on the registry; 96 are open to participants now.

Of its 32 completed or terminated interventional studies of FDA-regulated products, 25 (78%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. ≥ 18 years of age (no upper age limit)
  2. T0-3, N0 to N2c, M0 squamous cell carcinoma of the oropharynx
  3. Biopsy proven squamous cell carcinoma that is HPV and/or p16 positive
  4. ≤ 10 pack-years smoking history or ≤ 30 pack-years smoking history WITH ≥ 5 years abstinence from smoking
  5. Radiologic confirmation of the absence of hematogenous metastasis within 12 weeks prior to treatment
  6. ECOG Performance Status 0-1
  7. CBC/differential obtained within 8 weeks prior to treatment, with adequate bone marrow function defined as follows: Platelets ≥ 100,000 cells/mm3; Hemoglobin ≥ 8.0 g/dl.
  8. Adequate renal and hepatic function within 4 weeks prior to registration, defined as follows: Serum creatinine \< 2.0 mg/dl; Total bilirubin \< 2 x the institutional ULN; AST or ALT \< 3 x the institutional ULN.
  9. Negative serum pregnancy test within 2 weeks prior to registration for women of childbearing potential
  10. Women of childbearing potential and male participants who are sexually active must practice adequate contraception during treatment and for 6 weeks following treatment.
  11. Patients must be deemed able to comply with the treatment plan and follow-up schedule.
  12. Patients must provide study specific informed consent prior to study entry

Exclusion criteria

Exclusion Criteria:

  1. Prior history of radiation therapy to the head and neck
  2. Prior history of head and neck cancer.
  3. Unresectable disease (e.g. immobile node on physical exam, nodal disease that radiographically involves the carotid arteries, nerves)
  4. Currently taking Disease Modifying Rheumatoid Drugs (DMRDs)
  5. Severe, active co-morbidity, defined as follows: Unstable angina and/or congestive heart failure requiring hospitalization within the last 6 months; Transmural myocardial infarction within the last 6 months; Acute bacterial or fungal infection requiring intravenous antibiotics at the time of registration; Chronic Obstructive Pulmonary Disease exacerbation or other respiratory illness requiring hospitalization or precluding study therapy at the time of registration; Hepatic insufficiency resulting in clinical jaundice and/or coagulation defects (Note, however, coagulation parameters are not required for entry into this protocol); Pre-existing ≥ grade 2 neuropathy; Prior organ transplant; Systemic lupus; Psoriatic arthritis.
  6. Known HIV positive.
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
115 participants (actual)

Study arms

  • Experimental
    De-escalated Radiation and Chemotherapy

    Patients will receive Intensity Modulated Radiotherapy Treatments (IMRT), 60 Gy at 2 Gy/fx. The acceptable weekly chemotherapy regimens are Cisplatin 30 to 40 mg/m2 (first choice), Cetuximab 250mg/m2 (second choice), Carboplatin AUC 1.5 and paclitaxel 45 mg/m2 (third choice), Carboplatin AUC 3 (fourth choice). Chemotherapy will be given intravenously weekly during IMRT, 6 total doses. Chemotherapy will not be given to patients with T0-2 N0-1 disease, ≤ 10 pack years smoking history. Decision for surgical evaluation will be based on the results of the PET/CT and clinical exam 10-16 weeks after CRT. Patients with a positive PET/CT scan will undergo surgical evaluation at the discretion of the surgeon. Patients with a negative PET/CT scan will be observed.

    Radiation: Intensity Modulated Radiotherapy (IMRT) · Drug: Cisplatin (or alternative) · Procedure: Assessment for surgical evaluation

Interventions

  • RadiationIntensity Modulated Radiotherapy (IMRT)

    All patients will receive Intensity Modulated Radiotherapy Treatments (IMRT). Dose painting IMRT will be used and all doses will be specified to the planning target volume (PTV). The high risk planning target volume (PTV-HR) and standard risk planning target volume (PTV-SR) will be treated to the following respective total doses: 60 Gy and 54 Gy. The dose per fraction to the PTV-HR and PTV-SR will be 2 Gy per day and 1.8 Gy per day respectively. The PTV-HR will include the gross tumor and the PTV-SR will include areas at risk for harboring subclinical microscopic disease.

  • DrugCisplatin (or alternative)

    Cisplatin is the preferred mandated first choice chemotherapy, however alternative weekly regimens are permissible. Justification for not using cisplatin must be documented. Chemotherapy will be given intravenously weekly during IMRT. 6 total doses will be given. It is preferred that the doses be administered on days 1, 8, 15, 22, 29, and 36; however, this is not mandatory. Chemotherapy will not be given to patients with T0-2 N0-1 disease, ≤ 10 pack years smoking history.

  • ProcedureAssessment for surgical evaluation

    Decisions for surgical evaluation will be based on the results of the PET/CT 10 to 16 weeks after CRT and clinical exam (including fiberoptic laryngoscopy) at that time. Other optional imaging studies may be performed. Patients with a positive PET/CT scan will undergo surgical evaluation at the discretion of the surgeon, with the goal being to remove any suspected residual tumor with a negative resection margin while maintaining organ preservation. This may include biopsies and/or oncological resections of the primary tumor and lymph node metastases. Patients with a negative PET/CT scan will be observed.

06

What researchers measure

Primary outcomes

  1. 2 Year Progression Free Survival After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)

    Progression Free Survival (PFS) was defined as the time from the beginning of treatment to cancer progression or death. The outcome measure will be reported as the proportion of patients with PFS at 2 years post-treatment.

    Time frame: Two years after completion of CRT on last enrolled patient (Note: CRT duration is 6 weeks)

Secondary outcomes

  1. 2 Year Local Control (LC) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)

    The outcome measure will be reported as the proportion of patients with LC at 2 years post-treatment.

    Time frame: Two years after completion of CRT on last enrolled patient (Note: CRT duration is 6 weeks).

  2. 2 Year Regional Control (RC) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)

    The outcome measure will be reported as the proportion of patients with RC at 2 years post-treatment.

    Time frame: Two years after completion of CRT on last enrolled patient (Note: CRT duration is 6 weeks).

  3. 2 Year Local-regional Control (LRC) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)

    The outcome measure will be reported as the proportion of patients with LRC at 2 years post-treatment.

    Time frame: Two years after completion of CRT on last enrolled patient (Note: CRT duration is 6 weeks).

  4. 2 Year Distant Metastasis Free Survival (DMFS) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)

    The outcome measure will be reported as the proportion of patients with DMFS at 2 years post-treatment.

    Time frame: Two years after completion of CRT on last enrolled patient (Note: CRT duration is 6 weeks).

  5. 2 Year Overall Survival (OS) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)

    The outcome measure will be reported as the proportion of patients who are still alive (overall survival) at 2 years post-treatment.

    Time frame: Two years after completion of CRT on last enrolled patient (Note: CRT duration is 6 weeks).

07

Results

Posted Dec 22, 2020

Participant flow

Enrolling institutions included University of North Carolina Hospitals (Chapel Hill, NC), University of Florida Hospitals (Gainesville, FL), Rex Hospital (Raleigh, NC), High Point Regional Health (High Point, NC), and Pardee Memorial Hospital (Hendersonville, NC).

Participant flow — Overall Study
MilestoneDe-escalated Radiation and Chemotherapy
Started114
Completed113
Not completed1
Withdrew: Death1

Outcome measures

Primary2 Year Progression Free Survival After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)

Progression Free Survival (PFS) was defined as the time from the beginning of treatment to cancer progression or death. The outcome measure will be reported as the proportion of patients with PFS at 2 years post-treatment.

Time frame:
Two years after completion of CRT on last enrolled patient (Note: CRT duration is 6 weeks)
Reported as:
Count of participants · Participants
2 Year Progression Free Survival After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)
ParticipantsDe-escalated Radiation and Chemotherapy
2 Year Progression Free Survival After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)99
Secondary2 Year Local Control (LC) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)

The outcome measure will be reported as the proportion of patients with LC at 2 years post-treatment.

Time frame:
Two years after completion of CRT on last enrolled patient (Note: CRT duration is 6 weeks).
Reported as:
Count of participants · Participants
2 Year Local Control (LC) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)
ParticipantsDe-escalated Radiation and Chemotherapy
2 Year Local Control (LC) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)107
Secondary2 Year Regional Control (RC) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)

The outcome measure will be reported as the proportion of patients with RC at 2 years post-treatment.

Time frame:
Two years after completion of CRT on last enrolled patient (Note: CRT duration is 6 weeks).
Reported as:
Count of participants · Participants
2 Year Regional Control (RC) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)
ParticipantsDe-escalated Radiation and Chemotherapy
2 Year Regional Control (RC) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)110
Secondary2 Year Local-regional Control (LRC) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)

The outcome measure will be reported as the proportion of patients with LRC at 2 years post-treatment.

Time frame:
Two years after completion of CRT on last enrolled patient (Note: CRT duration is 6 weeks).
Reported as:
Count of participants · Participants
2 Year Local-regional Control (LRC) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)
ParticipantsDe-escalated Radiation and Chemotherapy
2 Year Local-regional Control (LRC) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)105
Secondary2 Year Distant Metastasis Free Survival (DMFS) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)

The outcome measure will be reported as the proportion of patients with DMFS at 2 years post-treatment.

Time frame:
Two years after completion of CRT on last enrolled patient (Note: CRT duration is 6 weeks).
Reported as:
Count of participants · Participants
2 Year Distant Metastasis Free Survival (DMFS) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)
ParticipantsDe-escalated Radiation and Chemotherapy
2 Year Distant Metastasis Free Survival (DMFS) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)103
Secondary2 Year Overall Survival (OS) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)

The outcome measure will be reported as the proportion of patients who are still alive (overall survival) at 2 years post-treatment.

Time frame:
Two years after completion of CRT on last enrolled patient (Note: CRT duration is 6 weeks).
Reported as:
Count of participants · Participants
2 Year Overall Survival (OS) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)
ParticipantsDe-escalated Radiation and Chemotherapy
2 Year Overall Survival (OS) Rate After De-intensified Chemoradiotherapy (CRT) in Human Papilloma Virus (HPV)-Positive and/or p16 Positive Low-risk Oropharyngeal Squamous Cell Carcinoma (OPSCC)106

Adverse events

Collected over 2 years post-treatment. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
De-escalated Radiation and Chemotherapy5/114 (4.4%)0/114 (0%)59/114 (51.8%)
Most frequent other events
Showing 10 of 34
Most frequent other events
EventDe-escalated Radiation and Chemotherapy
Pharyngeal mucositisRespiratory, thoracic and mediastinal disorders28/114
AnorexiaMetabolism and nutrition disorders26/114
DysphagiaGastrointestinal disorders25/114
Mucositis oralGastrointestinal disorders21/114
PainGeneral disorders15/114
NauseaGastrointestinal disorders11/114
DehydrationMetabolism and nutrition disorders5/114
FatigueGeneral disorders5/114
VomitingGastrointestinal disorders4/114
AnxietyPsychiatric disorders3/114

Baseline characteristics

Age, Continuous
Age, Continuous(years)De-escalated Radiation and Chemotherapy
Mean62 (37 to 87)
Sex: Female, Male
Sex: Female, Male(Participants)De-escalated Radiation and Chemotherapy
Female18
Male96
Race (NIH/OMB)
Race (NIH/OMB)(Participants)De-escalated Radiation and Chemotherapy
American Indian or Alaska Native0
Asian0
Native Hawaiian or Other Pacific Islander0
Black or African American7
White104
More than one race0
Unknown or Not Reported3
Region of Enrollment
Region of Enrollment(participants)De-escalated Radiation and Chemotherapy
United States114
Marital Status
Marital Status(Participants)De-escalated Radiation and Chemotherapy
Married90
Unmarried23
Unknown1
Tobacco Use
Tobacco Use(Participants)De-escalated Radiation and Chemotherapy
Never smoked54
<= 10 pack-years38
> 10 pack-years22
Primary Tumor Location
Primary Tumor Location(Participants)De-escalated Radiation and Chemotherapy
Tonsil52
Base of tongue57
Unknown primary5
T Stage
T Stage(Participants)De-escalated Radiation and Chemotherapy
T05
T135
T261
T313

3 further baseline measures are reported on the registry.

08

Study locations

5 sites
  • University of Florida
    Gainesville, Florida 32610, United States
  • University of North Carolina at Chapel Hill, Department of Radiation Oncology
    Chapel Hill, North Carolina 27599, United States
  • Pardee Memorial Hospital
    Hendersonville, North Carolina 28791, United States
  • High Point Regional Health
    High Point, North Carolina 27262, United States
  • Rex Healthcare
    Raleigh, North Carolina 27607, United States
09

References and documents

Publications

  • Chera BS, Kumar S, Shen C, Amdur R, Dagan R, Green R, Goldman E, Weiss J, Grilley-Olson J, Patel S, Zanation A, Hackman T, Blumberg J, Patel S, Thorp B, Weissler M, Yarbrough W, Sheets N, Mendenhall W, Tan XM, Gupta GP. Plasma Circulating Tumor HPV DNA for the Surveillance of Cancer Recurrence in HPV-Associated Oropharyngeal Cancer. J Clin Oncol. 2020 Apr 1;38(10):1050-1058. doi: 10.1200/JCO.19.02444. Epub 2020 Feb 4. Erratum In: J Clin Oncol. 2020 Oct 20;38(30):3579. doi: 10.1200/JCO.20.02655. J Clin Oncol. 2023 Sep 20;41(27):4449. doi: 10.1200/JCO.23.01228. PubMed 32017652 ↗
  • Chera BS, Amdur RJ, Green R, Shen C, Gupta G, Tan X, Knowles M, Fried D, Hayes N, Weiss J, Grilley-Olson J, Patel S, Zanation A, Hackman T, Zevallos J, Blumberg J, Patel S, Kasibhatla M, Sheets N, Weissler M, Yarbrough W, Mendenhall W. Phase II Trial of De-Intensified Chemoradiotherapy for Human Papillomavirus-Associated Oropharyngeal Squamous Cell Carcinoma. J Clin Oncol. 2019 Oct 10;37(29):2661-2669. doi: 10.1200/JCO.19.01007. Epub 2019 Aug 14. PubMed 31411949 ↗

Study documents

  • Protocol and statistical analysis plan · Oct 24, 2024

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jan 7, 2025, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02281955
Lead sponsor
UNC Lineberger Comprehensive Cancer Center
Responsible party
Sponsor
First posted
Nov 4, 2014
Start date
Aug 2014
Primary completion
Nov 2019
Completion
Nov 24, 2024
Results posted
Dec 22, 2020
Last update
Jan 7, 2025

Study contacts

Colette Shen, MD
principal investigator · University of North Carolina at Chapel Hill, Department of Radiation Oncology

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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