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CompletedNCT02264353Updated Aug 8, 2019Results posted

The Impact of Arousal Threshold in Obstructive Sleep Apnea

A Phase 4 interventional study of Donepezil and placebo in Obstructive Sleep Apnea, sponsored by University of California, San Diego. Completed at 1 site in United States. Open to participants aged 18 Years to 70 Years. Per ClinicalTrials.gov, last updated 2019-08-08.

Sponsored by University of California, San Diego · Phase 4, Interventional, and Treatment

Phase
Phase 4
Study type
Interventional
Enrollment
44
Allocation
Randomized
Ages
18 Years to 70 Years
Sex
All
01

Study summary

The investigators hypothesis is that obstructive sleep apnea (OSA) patients with a low arousal threshold may wake up too early during a respiratory event, before upper airway muscles can be activated to achieve stable ventilation. Thus, strategies to manipulate the respiratory arousal threshold could potentially improve the quality of sleep and sleep disordered breathing. Agents that raise arousal threshold are therefore likely to benefit some patients with OSA. The overall goal of this project is to determine the importance of the arousal threshold in OSA, determine which patients might benefit from a raised arousal threshold, and test this hypothesis by using pharmacological manipulation of the arousal threshold to achieve this goal.

Read the detailed description

This study is a pilot study. The investigators will test whether donepezil has important effects on the arousal threshold and on the apnea hypopnea index.

Donepezil is a cholinesterase inhibitor approved by the U.S. Food and Drug Administration (FDA) for the treatment of symptoms of Alzheimer's disease.

Eligible participants will undergo overnight polysomonography as described below and will receive either donepezil (10 mg immediately prior to sleep) or placebo (in random order) followed roughly 14 days later with placebo or donepezil. This aim will allow us to test the impact of donepezil on the apnea hypopnea index. The study plans to enroll approximately 30 subjects.

The change in apnea hypopnea index as well as arousal thresholds/upper airway mechanics will be compared in the donepezil groups with the placebo group.

02

Conditions studied

  • Obstructive Sleep Apnea

Keywords

  • Obstructive
  • Sleep Apnea
  • Arousal threshold
  • Donepezil
03

In context

Apnea

1,422 studies on the registry are indexed under Apnea; 160 are open to participants now.

This study's enrollment of 44 is below the median of 51 across 966 interventional studies indexed under Apnea.

Browse Apnea studies →

Lead sponsor

University of California, San Diego is the lead sponsor of 958 studies on the registry; 191 are open to participants now.

Of its 110 completed or terminated interventional studies of FDA-regulated products, 70 (64%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 70 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Ages 18-70 years
  • sleep study (with apnea hypopnea index>5)
  • Diagnosis of obstructive sleep apnea

Exclusion criteria

Exclusion Criteria:

  • Any known unstable cardiac (apart from treated hypertension), pulmonary (including asthma), renal, neurologic (including epilepsy), neuromuscular, or hepatic disease.
  • Susceptible to stomach ulcers.
  • Pregnant women or Nursing mothers
  • Using positive airway pressure (PAP) therapy over one week or longer
  • Body weight \<55kg
  • History of hypersensitivity to Afrin, Lidocaine and/or Donepezil
  • History of bleeding diathesis and/or gastrointestinal bleeding.
  • Use of any medications that may affect sleep or breathing.
  • A psychiatric disorder, other than mild depression; e.g. schizophrenia, bipolar disorder, major depression, panic or anxiety disorders.
  • Substantial cigarette (>5/day), alcohol (>3oz/day) or use of illicit drugs.
  • More than 10 cups of beverages with caffeine (coffee, tea, soda/pop) per day.
  • Deprived from sleep in the recent one week
  • Desaturations to below 70% lasting greater than 10 seconds in duration per event in the sleep study (without Oxygen).
05

Study design

Phase
Phase 4
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Crossover assignment
Masking
Triple (Participant, Care provider, Outcomes assessor)
Enrollment
44 participants (actual)

Study arms

  • Experimental
    Donepezil

    Sleep data with Donepezil given

    Drug: Donepezil

  • Placebo comparator
    Placebo

    Sleep data with Placebo given

    Drug: placebo

Interventions

  • DrugDonepezil

    Donepezil 10mg before sleep

  • Drugplacebo

    One piece of placebo before sleep

06

What researchers measure

Primary outcomes

  1. Apnea Hypopnea Index (AHI)

    The Apnea-Hypopnea Index or Apnoea-Hypopnoea Index (AHI) is an index used to indicate the severity of sleep apnea. It is represented by the number of apnea and hypopnea events per hour of sleep. The apneas (pauses in breathing) must last for at least 10 seconds and be associated with a decrease in blood oxygenation. A higher AHI value indicates more severe sleep apnea

    Time frame: 14 days (during overnight sleep study after donepezil or placebo is given)

Secondary outcomes

  1. Respiratory Arousal Threshold

    Arousal Threshold was measured as the average nadir epiglottic airway pressure immediately before electroencephalogram (EEG) arousal. It was measured with an epiglottic pressure catheter. The epiglottic catheter/balloon is linked in a pressure catheter inserted through the de-congested, anesthetized nostril and the tip of the catheter located at hypopharyngeal area.

    Time frame: 14 days (during overnight sleep study after donepezil or placebo is given)

Other outcomes

  1. Loop Gain

    The sensitivity of the ventilatory control system (loop gain) was quantified by fitting a simplified mathematical model to the spontaneous ventilatory pattern of obstructive sleep apnea (OSA). The sensitivity of the ventilatory control system (loop gain) was quantified by fitting a simplified mathematical model to the spontaneous ventilatory pattern of OSA 21. Loop gain is reflected in the size of the ventilatory overshoot following a ventilatory perturbation (hypopnea/apnea), where loop gain = response/disturbance. Ventilatory fluctuations are estimated using the square-root transformed nasal pressure waveform. Loop gain was reported as the ventilatory response to a 1 cycle/min disturbance (LG1); a value of LGn\>1 yields periodic central apnea. Calculations were performed using MATLAB

    Time frame: 14 days (during overnight sleep study after donepezil or placebo is given)

07

Results

Posted Aug 8, 2019
Limitations and caveats
Underlying mechanism(s) of sleep apnea is likely to vary across individuals such that one might predict that an intervention may only be effective in a subset of OSA patients. We did not measure upper airway gain.

Participant flow

Participant flow — Overall Study
MilestoneDonepezil Then PlaceboPlacebo Then Donepezil
Started2024
Completed1724
Not completed30

Outcome measures

PrimaryApnea Hypopnea Index (AHI)

The Apnea-Hypopnea Index or Apnoea-Hypopnoea Index (AHI) is an index used to indicate the severity of sleep apnea. It is represented by the number of apnea and hypopnea events per hour of sleep. The apneas (pauses in breathing) must last for at least 10 seconds and be associated with a decrease in blood oxygenation. A higher AHI value indicates more severe sleep apnea

Time frame:
14 days (during overnight sleep study after donepezil or placebo is given)
Reported as:
Mean · events/hour
Apnea Hypopnea Index (AHI)
events/hourDonepezilPlacebo
Apnea Hypopnea Index (AHI)50.0 ± 23.451.8 ± 27.4
Statistical analysis
  • Donepezil vs Placebo · t-test, 2 sided · p = 0.576
SecondaryRespiratory Arousal Threshold

Arousal Threshold was measured as the average nadir epiglottic airway pressure immediately before electroencephalogram (EEG) arousal. It was measured with an epiglottic pressure catheter. The epiglottic catheter/balloon is linked in a pressure catheter inserted through the de-congested, anesthetized nostril and the tip of the catheter located at hypopharyngeal area.

Time frame:
14 days (during overnight sleep study after donepezil or placebo is given)
Reported as:
Mean · cm H20
Respiratory Arousal Threshold
cm H20DonepezilPlacebo
Respiratory Arousal Threshold-18.0 (-27.0 to -11.8)-18.9 (-27.5 to -12.3)
Statistical analysis
  • Donepezil vs Placebo · Wilcoxon (Mann-Whitney) · p = 0.394
Other pre-specifiedLoop Gain

The sensitivity of the ventilatory control system (loop gain) was quantified by fitting a simplified mathematical model to the spontaneous ventilatory pattern of obstructive sleep apnea (OSA). The sensitivity of the ventilatory control system (loop gain) was quantified by fitting a simplified mathematical model to the spontaneous ventilatory pattern of OSA 21. Loop gain is reflected in the size of the ventilatory overshoot following a ventilatory perturbation (hypopnea/apnea), where loop gain = response/disturbance. Ventilatory fluctuations are estimated using the square-root transformed nasal pressure waveform. Loop gain was reported as the ventilatory response to a 1 cycle/min disturbance (LG1); a value of LGn\>1 yields periodic central apnea. Calculations were performed using MATLAB

Time frame:
14 days (during overnight sleep study after donepezil or placebo is given)
Reported as:
Mean · Unitless
Loop Gain
UnitlessDonepezilPlacebo
Loop Gain0.55 ± 0.150.58 ± 0.16
Statistical analysis
  • Donepezil vs Placebo · t-test, 2 sided · p = 0.089

Adverse events

Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Donepezil0/41 (0%)0/41 (0%)0/41 (0%)
Placebo0/41 (0%)0/41 (0%)2/41 (4.9%)
Most frequent other events
Most frequent other events
EventDonepezilPlacebo
Heart BurnInvestigations0/411/41
Difficulty Falling AsleepInvestigations0/411/41

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)All Study Participants
<=18 years0
Between 18 and 65 years40
>=65 years1
Age, Continuous
Age, Continuous(years)All Study Participants
Mean51.6 ± 11.1
Sex: Female, Male
Sex: Female, Male(Participants)All Study Participants
Female14
Male27
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)All Study Participants
Hispanic or Latino7
Not Hispanic or Latino34
Unknown or Not Reported0
Race (NIH/OMB)
Race (NIH/OMB)(Participants)All Study Participants
American Indian or Alaska Native0
Asian5
Native Hawaiian or Other Pacific Islander1
Black or African American0
White33
More than one race2
Unknown or Not Reported0
Region of Enrollment
Region of Enrollment(participants)All Study Participants
United States41
Apnea Hypopnea Index (AHI)>5 events/hr; lowest Oxygen Saturation (SaO2)>70%
Apnea Hypopnea Index (AHI)>5 events/hr; lowest Oxygen Saturation (SaO2)>70%(Participants)All Study Participants
Count of participants41
08

Study locations

1 site
  • University of California, San Diego
    San Diego, California 92093, United States
09

References and documents

Publications

  • Li Y, Orr J, Jen R, Sands SA, DeYoung P, Smales E, Edwards B, Owens RL, Malhotra A. Is there a threshold that triggers cortical arousals in obstructive sleep apnea. Sleep. 2019 Jun 11;42(6):zsz047. doi: 10.1093/sleep/zsz047. PubMed 30794310 ↗
  • Li Y, Owens RL, Sands S, Orr J, Moraes W, DeYoung P, Smales E, Jen R, Malhotra A. The Effect of Donepezil on Arousal Threshold and Apnea-Hypopnea Index. A Randomized, Double-Blind, Cross-Over Study. Ann Am Thorac Soc. 2016 Nov;13(11):2012-2018. doi: 10.1513/AnnalsATS.201605-384OC. PubMed 27442715 ↗
10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Aug 8, 2019, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02264353
Lead sponsor
University of California, San Diego
Responsible party
Robert L. Owens (Assistant Professor, University of California, San Diego) — Principal investigator
First posted
Oct 15, 2014
Start date
Sep 2014
Primary completion
May 2015
Completion
May 2015
Results posted
Aug 8, 2019
Last update
Aug 8, 2019

Study contacts

Robert Owens, M.D.
principal investigator · University of California, San Diego

Oversight

Data monitoring committee
No
View the source record on ClinicalTrials.gov ↗

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