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CompletedNCT01875159Updated Mar 17, 2015Results posted

Effects of Caffeine on Intermittent Hypoxia in Infants Born Preterm

A Phase 3 interventional study of Caffeine citrate 6 mg/kg/day in Hypoxia, sponsored by American SIDS Institute. Completed at 1 site in United States. Open to participants aged 33 Weeks to 37 Weeks. Per ClinicalTrials.gov, last updated 2015-03-17.

Sponsored by American SIDS Institute · Phase 3, Interventional, and Treatment

Phase
Phase 3
Study type
Interventional
Enrollment
98
Allocation
Randomized
Ages
33 Weeks to 37 Weeks
Sex
All
01

Study summary

The purpose of this pilot study is to document the extent to which intermittent hypoxia persists beyond the age of discontinuing clinical methylxanthine, and will assess the effect of caffeine treatment on the number of intermittent hypoxia episodes and the total number of seconds with a hemoglobin oxygen saturation (HbO2 SAT) below 90%.

Read the detailed description

Infants with prior clinical treatment with caffeine in the neonatal intensive care unit (NICU) will be enrolled and continuous physiologic data recording of oxygen hemoglobin saturation (HbO2 SAT) and heart rate will begin as early as 33 weeks postmenstrual age (PMA). Randomization will occur when enrolled infants reach a corrected gestational age of at least 34 weeks PMA AND clinical caffeine has been discontinued for at least 5 days. Infants will be randomized to receive caffeine or to continue with usual care. The group randomized to start caffeine will receive an oral loading dose of caffeine citrate of 20 mg/kg on Day #1, followed by a single daily oral maintenance dose of 6 mg/kg starting on Day #2 and continued daily thereafter until 40 weeks PMA. The continuous oximeter recordings will be stopped at the same time. The number of intermittent hypoxia events/hour per week will be compared between the caffeine group and the usual care (no-caffeine) group for each week of physiologic data recordings.

02

Conditions studied

  • Hypoxia

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Keywords

  • Prematurity
  • Apnea of prematurity
  • Intermittent hypoxia
03

In context

Hypoxia

1,231 studies on the registry are indexed under Hypoxia; 241 are open to participants now.

This study's enrollment of 98 is above the median of 45 across 853 interventional studies indexed under Hypoxia.

Browse Hypoxia studies →

Lead sponsor

American SIDS Institute is the lead sponsor of 2 studies on the registry; none are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
33 Weeks to 37 Weeks
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. Gestational age of 25 + 0 to 32 + 0 weeks PMA at birth, and 34 + 0 to 375 + 6 weeks PMA at randomization
  2. Prior treatment with caffeine based on routine clinical indications, and clinical caffeine now discontinued ≥5 days before randomization
  3. Previously tolerated clinical treatment with caffeine
  4. Breathing room air (no current supplemental O2 treatment; may have previously required respiratory support)
  5. Parental consent to enroll in pilot study

Exclusion criteria

Exclusion Criteria:

  1. Congenital syndrome or other medical diagnosis associated with known risk for neurodevelopmental abnormality, including intraventricular hemorrhage Grade 3 or greater, cyanotic congenital heart disease, confirmed central nervous system infection, or fetal alcohol syndrome
  2. Currently receiving supplemental oxygen, ventilatory support, or nasal airflow therapy
  3. Clinical decision to restart caffeine prior to completing 5 days of continuous physiologic monitoring after clinical caffeine stopped
  4. Anticipated inability to meet protocol requirements
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Study design

Phase
Phase 3
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
98 participants (actual)

Study arms

  • Experimental
    Caffeine

    Caffeine citrate 6 mg/kg/day

    Drug: Caffeine citrate 6 mg/kg/day

  • No intervention
    Active Comparator: no caffeine

    Compare extended use of caffeine citrate 6 mg/kg/day to no caffeine (usual care) in regard to extent of intermittent hypoxia from 35 weeks postmenstrual age (PMA) to 40 weeks PMA.

Interventions

  • DrugCaffeine citrate 6 mg/kg/day

    Comparison of caffeine citrate 6 mg/kg/day versus no caffeine (usual care) on extent of intermittent hypoxia at 35, 36, 37, 38, 39, and 40 weeks postmenstrual age.

    Also known as: Cafcit

06

What researchers measure

Primary outcomes

  1. Episodes of Intermittent Hypoxia Per Hour

    Number of episodes of Intermittent hypoxia per hour of pulse oximeter recording less than 90% oxygen saturation

    Time frame: 35, 36, 37, 38 weeks postmenstrual age

  2. Number of Seconds of Intermittent Hypoxia Per Hour

    Number of seconds of Intermittent hypoxia per hour of pulse oximeter recording less than 90% oxygen saturation

    Time frame: 35, 36, 37, 38 weeks postmenstrual age

07

Results

Posted Mar 17, 2015

Participant flow

Participant flow — Overall Study
MilestoneCaffeineActive Comparator: no Caffeine
Started4553
Completed4253
Not completed30

Outcome measures

PrimaryEpisodes of Intermittent Hypoxia Per Hour

Number of episodes of Intermittent hypoxia per hour of pulse oximeter recording less than 90% oxygen saturation

Time frame:
35, 36, 37, 38 weeks postmenstrual age
Reported as:
Mean · Events per hour
Episodes of Intermittent Hypoxia Per Hour
Events per hourCaffeineActive Comparator: no Caffeine
Week 353.6 ± 4.38.4 ± 8.4
Week 363.8 ± 4.58.2 ± 11.5
Week 374.3 ± 5.95.2 ± 6.8
Week 384.2 ± 5.74.7 ± 6.1
Statistical analysis
  • Caffeine vs Active Comparator: no Caffeine · GEE gamma regression models · p = <0.05
PrimaryNumber of Seconds of Intermittent Hypoxia Per Hour

Number of seconds of Intermittent hypoxia per hour of pulse oximeter recording less than 90% oxygen saturation

Time frame:
35, 36, 37, 38 weeks postmenstrual age
Reported as:
Mean · seconds per hour
Number of Seconds of Intermittent Hypoxia Per Hour
seconds per hourCaffeineActive Comparator: no Caffeine
Week 3550.9 ± 48.1106.3 ± 89.0
Week 3649.5 ± 52.1100.1 ± 114.6
Week 3758.8 ± 74.166.8 ± 75.2
Week 3869.3 ± 108.866.0 ± 74.8

Adverse events

Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Caffeine—0/42 (0%)5/42 (11.9%)
Active Comparator: no Caffeine—0/53 (0%)0/53 (0%)
Most frequent other events
Most frequent other events
EventCaffeineActive Comparator: no Caffeine
TachycardiaCardiac disorders5/420/53

Baseline characteristics

Age, Customized
Age, Customized(Weeks)CaffeineActive Comparator: no CaffeineTotal
Gestational Age28.6 ± 1.729.1 ± 1.728.9 ± 1.7
Sex: Female, Male
Sex: Female, Male(Participants)CaffeineActive Comparator: no CaffeineTotal
Female212647
Male242751
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)CaffeineActive Comparator: no CaffeineTotal
Hispanic or Latino2810
Not Hispanic or Latino404585
Unknown or Not Reported303
Race (NIH/OMB)
Race (NIH/OMB)(Participants)CaffeineActive Comparator: no CaffeineTotal
American Indian or Alaska Native000
Asian000
Native Hawaiian or Other Pacific Islander202
Black or African American11920
White274269
More than one race202
Unknown or Not Reported325
Region of Enrollment
Region of Enrollment(participants)CaffeineActive Comparator: no CaffeineTotal
United States455398
Mean birth weight
Mean birth weight(grams)CaffeineActive Comparator: no CaffeineTotal
Mean1262.1 ± 265.61274.5 ± 270.31270.1 ± 267.2
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Study locations

1 site
  • Uniformed Services University of Health Sciences
    Bethesda, Maryland 20814, United States
09

References and documents

Publications

  • Rhein LM, Dobson NR, Darnall RA, Corwin MJ, Heeren TC, Poets CF, McEntire BL, Hunt CE; Caffeine Pilot Study Group. Effects of caffeine on intermittent hypoxia in infants born prematurely: a randomized clinical trial. JAMA Pediatr. 2014 Mar;168(3):250-7. doi: 10.1001/jamapediatrics.2013.4371. PubMed 24445955 ↗
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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Mar 17, 2015, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT01875159
Lead sponsor
American SIDS Institute
Responsible party
Carl Hunt (Research Professor of Pediatrics, American SIDS Institute) — Principal investigator
First posted
Jun 11, 2013
Start date
Jul 2010
Primary completion
Dec 2011
Completion
Dec 2011
Results posted
Mar 17, 2015
Last update
Mar 17, 2015

Study contacts

Betty McEntire, PhD
study director · American SIDS Instittute

Oversight

Data monitoring committee
No
View the source record on ClinicalTrials.gov ↗

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