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Active, not recruitingNCT01525966Updated Mar 30, 2026Results posted

Carboplatin and Paclitaxel Albumin-Stabilized Nanoparticle Formulation Before Surgery in Treating Patients With Locally Advanced or Inflammatory Triple Negative Breast Cancer

A Phase 2 interventional study of carboplatin and paclitaxel albumin-stabilized nanoparticle formulation in Inflammatory Breast Cancer, Stage IIA Breast Cancer and Stage IIIA Breast Cancer, sponsored by City of Hope Medical Center. Active, not recruiting at 2 sites in United States. Open to female participants aged 19 Years and older. Per ClinicalTrials.gov, last updated 2026-03-30.

Sponsored by City of Hope Medical Center · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
67
Allocation
Not applicable
Ages
19 Years and older
Sex
Female
01

Study summary

This phase II trial studies how well carboplatin and nab-paclitaxel before surgery work in treating patients with triple negative breast cancer that is inflammatory or has spread from where it started to nearby tissue or lymph nodes. Drugs used in chemotherapy, such as carboplatin and nab-paclitaxel, work in different ways to stop the growth of tumor cells, either by killing the cells, by stopping them from dividing, or by stopping them from spreading. Giving chemotherapy before surgery may make the tumor smaller and reduce the amount of normal tissue that needs to be removed.

Read the detailed description

PRIMARY OBJECTIVES:

I. To test the hypothesis that carboplatin + nab-paclitaxel (paclitaxel albumin-stabilized nanoparticle formulation) therapy will demonstrate a promising neoadjuvant pathologic complete response (pCR) rate for eligible patients.

II. To test the hypothesis that carboplatin + nab-paclitaxel therapy will demonstrate a promising Symmans 0-1 pathological response rate for eligible patients.

SECONDARY OBJECTIVES:

I To evaluate the overall survival and event-free survival of eligible patients treated with carboplatin + nab-paclitaxel neoadjuvant chemotherapy.

II. To evaluate the toxicities and tolerance of carboplatin + nab-paclitaxel therapy in this patient population.

III. To evaluate the role of laboratory correlates in response, toxicity and survival endpoints.

IV. To procure tissue and perform analysis of gene and protein expression profiles of pre-treatment primary tumor (estimated success rate: 80%) and residual tumors (25%) and lymph nodes including the study of tumor niche (50%), studying sequential assessment of cellular characteristics and gene and protein expression profiles.

V. To identify specific mutations in tumor deoxyribonucleic acid (DNA) in comparison to adjacent tissue and germ line DNA procured prior to, during, and subsequent to neoadjuvant chemotherapy, and to detect/measure, as feasible, the presence of such mutations in fragmented circulating DNA from plasma, and to correlate these mutations with the presence/characteristics of circulating tumor cells in order to identify prognostic and predictive indicators of persisting/relapsed disease and targets for therapy.

VI. To assess ribonucleic acid (RNA) (using Mammaprint/Blueprint and 44,000 Agilent platform gene array), (micro) miRNA and exosome and protein profiles in tumor, adjacent tissue and plasma prior to, during, and at completion of neoadjuvant chemotherapy in order to establish prognostic and predictive indicators of outcome, markers of persistent/relapsed disease, and targets for therapy.

VII. To analyze tumor DNA and genomic DNA from plasma by microarray and reverse transcriptase (RT)-polymerase chain reaction (PCR) analysis to assess copy numbers/single nucleotide polymorphisms (SNP)/genomic polymorphisms in genes for the purposes of establishing prognostic and predictive indicators of outcomes; markers of persistence/relapse disease, drug resistance, and drug metabolism; and targets of therapy.

VIII. To assess the prognostic and predictive value of conventional pathological features (stage, estrogen and progesterone receptor and human epidermal growth factor receptor [HER-2] status, presence of lymphovascular invasion, high grade tumor status) in comparison to such values derived from the molecular approaches.

IX. To procure tumor from the primary and definitive surgical specimen for the purpose of establishing breast cancer stem cell lines.

X. To procure blood samples for the purpose of identifying and characterizing circulating tumor cells.

OUTLINE: Patients receive carboplatin intravenously (IV) over 30 minutes on day 1 and paclitaxel albumin-stabilized nanoparticle formulation IV over 30 minutes once weekly. Treatment repeats every 28 days for 4 courses in the absence of disease progression or unacceptable toxicity.

After completion of study treatment, patients are followed up every 3 months for 4 years and then every 6 months for 1 year and then periodically thereafter.

02

Conditions studied

  • Inflammatory Breast Cancer
  • Stage IIA Breast Cancer
  • Stage IIIA Breast Cancer
  • Stage IIIB Breast Cancer
  • Stage IIIC Breast Cancer
  • Triple-negative Breast Cancer
  • Stage IIB Breast Cancer
  • Estrogen Receptor Negative
  • Progesterone Receptor Negative
  • HER2/Neu Negative
03

In context

Inflammatory Breast Neoplasms

84 studies on the registry are indexed under Inflammatory Breast Neoplasms; 7 are open to participants now.

This study's enrollment of 67 is above the median of 54 across 74 interventional studies indexed under Inflammatory Breast Neoplasms.

Browse Inflammatory Breast Neoplasms studies →

Lead sponsor

City of Hope Medical Center is the lead sponsor of 670 studies on the registry; 181 are open to participants now.

Of its 30 completed or terminated interventional studies of FDA-regulated products, 12 (40%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
19 Years and older
Sexes eligible
Female
Accepts healthy volunteers
No

Inclusion criteria

  • Patients must be diagnosed with locally advanced (T2 and higher with or without lymph node involvement), and/or inflammatory triple negative breast cancer
  • Women of child-bearing potential and men must agree to use adequate contraception (hormonal or barrier method of birth control or abstinence) prior to study entry and for six months following duration of study participation; should a woman become pregnant or suspect that she is pregnant while participating on the trial, she should inform her treating physician immediately
  • Tumor negative for expression of hormone receptors (\< 10%) and not over-expressing HER2 by immunohistochemistry (IHC) (0-1), or in case of IHC of 2, negative by fluorescence in situ hybridization (FISH) or by alternative gene testing
  • Bilirubin =\< 1.5 mg/dL
  • Aspartate aminotransferase (AST) and alanine aminotransferase (ALT) =\< 2 x upper limit of normal
  • Alkaline phosphatase =\< 2 x upper limit of normal
  • Platelets >= 100,000 cells/mm\^3
  • Hemoglobin > 9.0 g/dL
  • Absolute neutrophil count (ANC) >= 1,500 cells/mm\^3
  • Creatinine =\< 1.5 mg/dL is recommended; however, institutional norms are acceptable
  • Left ventricular ejection fraction > 50%
  • Women of childbearing potential and sexually active males must use an effective contraception method during treatment and for three months after completing treatment
  • Negative serum or urine beta-human chorionic gonadotropin (hCG) pregnancy test screening for patients of childbearing potential
  • All subjects must have the ability to understand and the willingness to sign a written informed consent
  • No prior therapies are allowed for the treatment of the newly diagnosed breast cancer; patients with a prior diagnosis of malignancy treated >= 5 years ago are eligible, provided that they have not received prior taxanes or carboplatin as part of their prior treatment regimen, and that they meet all eligibility criteria

Exclusion criteria

Exclusion Criteria:

  • Known active hepatitis B or C
  • Known active human immunodeficiency virus (HIV)
  • Prior breast cancer or other invasive malignancy treated within 5 years
  • Pregnancy
  • Neuropathy > grade 1
  • Any other intercurrent medical/psychological problem deemed exclusionary by the treating physician or investigators/primary investigator (PI)
  • Subjects will be excluded who, in the opinion of the investigator, may not be able to comply with the safety monitoring requirements of the study
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Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
67 participants (actual)

Study arms

  • Experimental
    Treatment (carboplatin and nab-paclitaxel)

    Patients receive carboplatin IV over 30 minutes on day 1 and paclitaxel albumin-stabilized nanoparticle formulation IV over 30 minutes once weekly. Treatment repeats every 28 days for 4 courses in the absence of disease progression or unacceptable toxicity.

    Drug: carboplatin · Drug: paclitaxel albumin-stabilized nanoparticle formulation · Other: laboratory biomarker analysis

Interventions

  • Drugcarboplatin

    Given IV

    Also known as: Carboplat, CBDCA, JM-8, Paraplat, Paraplatin

  • Drugpaclitaxel albumin-stabilized nanoparticle formulation

    Given IV

    Also known as: ABI-007, nab paclitaxel, nab-paclitaxel, nanoparticle albumin-bound paclitaxel

  • Otherlaboratory biomarker analysis

    Correlative studies

06

What researchers measure

Primary outcomes

  1. pCR Rate After Treatment.

    pCR is RCB 0 by Symmans criteria. The goal of the study is a detection of an increase in rate of pathological complete remission (pCR) from 20% (historical) to 38%

    Time frame: At completion of definitive surgery, up to six months from initial treatment

  2. Residual Cancer Burden (RCB) by Symmans Criteria.

    Categorization of the outcome of the treatment at completion of definitive surgery by Symmans criteria. "The index score is derived from the largest area and cellularity of residual invasive primary cancer and the number of involved lymph nodes and size of largest metastasis. pCR (stage yp-T0/is, ypN0) has RCB = 0; and RCB class is minimal (RCB-I), moderate (RCB-II), or extensive (RCB-III), on the basis of predefined cut points of 1.36 and 3.28 index scores.) Symmans WF, Wei C, Gould R, et al. J Clin Oncol 35:1049-1060, 2017. Symmans WF, Peintinger F, Hatzis C et al. J Clin Oncol 25:4414-4422, 2007. Order of scale is RCB0 is best, then I, II, III, worse; progressive is the worst.

    Time frame: At completion of definitive surgery, up to six months post-commencement of study chemotherapy.

Secondary outcomes

  1. Adjuvant Radiation

    After adjuvant chemotherapy and before surgery, some patients were given adjuvant radiation.

    Time frame: Up to 6 months

  2. Scope of Surgery

    After having received adjuvant chemotherapy, and possibly radiation, patients underwent surgery.

    Time frame: Up to 6 months.

  3. Overall Survival

    Estimated by the Kaplan-Meier method. Three-year point estimate and 95% confidence interval based on the Greenwood variance, with log-log transformation, will be provided. The corresponding median survival times (with 90% confidence limits) will be determined. Patients' survival times will be measured from the initial date of treatment to the recorded date of death, or most recent follow-up at the end-of-study date.

    Time frame: Up to three years post-commencement of chemotherapy.

  4. Progression-free Survival

    Estimated by the Kaplan-Meier method. Three-year point estimate and 95% confidence interval based on the Greenwood variance, with log-log transformation, will be provided. Patients' survival times will be measured from the initial date of treatment to the recorded date of progression or death. Progression is defined using Response Evaluation Criteria In Solid Tumors Criteria (RECIST v1.1), as a 20% increase in the sum of the longest diameter of target lesions, or a measurable increase in a non-target lesion, or the appearance of new lesions.

    Time frame: Up to three years.

07

Results

Posted Mar 10, 2023

Participant flow

Participants for this study will be recruited from among patients undergoing treatment at City of Hope Cancer Center for stage II/III -- including inflammatory-- breast adenocarcinoma. Patients will be recruited through encounters by the Breast Oncologists in the Department of Medical Oncology and/or Breast Surgical Oncologists of the Department of General Oncological Surgery.

Participant flow — Overall Study
MilestoneTreatment (Carboplatin and Nab-paclitaxel)
Started67
Completed67
Not completed0

Outcome measures

PrimarypCR Rate After Treatment.

pCR is RCB 0 by Symmans criteria. The goal of the study is a detection of an increase in rate of pathological complete remission (pCR) from 20% (historical) to 38%

Time frame:
At completion of definitive surgery, up to six months from initial treatment
Reported as:
Count of participants · Participants
pCR Rate After Treatment.
ParticipantsTreatment (Carboplatin and Nab-paclitaxel)
pCR32
not reached pCR35
PrimaryResidual Cancer Burden (RCB) by Symmans Criteria.

Categorization of the outcome of the treatment at completion of definitive surgery by Symmans criteria. "The index score is derived from the largest area and cellularity of residual invasive primary cancer and the number of involved lymph nodes and size of largest metastasis. pCR (stage yp-T0/is, ypN0) has RCB = 0; and RCB class is minimal (RCB-I), moderate (RCB-II), or extensive (RCB-III), on the basis of predefined cut points of 1.36 and 3.28 index scores.) Symmans WF, Wei C, Gould R, et al. J Clin Oncol 35:1049-1060, 2017. Symmans WF, Peintinger F, Hatzis C et al. J Clin Oncol 25:4414-4422, 2007. Order of scale is RCB0 is best, then I, II, III, worse; progressive is the worst.

Time frame:
At completion of definitive surgery, up to six months post-commencement of study chemotherapy.
Reported as:
Count of participants · Participants
Residual Cancer Burden (RCB) by Symmans Criteria.
ParticipantsTreatment (Carboplatin and Nab-paclitaxel)
achieved pCR (RCB 0); no residual disease32
had RCB I; minimal residual disease10
had RCB II; moderate residual disease19
had RCB III; extensive residual disease5
Progressed1
SecondaryAdjuvant Radiation

After adjuvant chemotherapy and before surgery, some patients were given adjuvant radiation.

Time frame:
Up to 6 months
Reported as:
Count of participants · Participants
Adjuvant Radiation
ParticipantsTreatment (Carboplatin and Nab-paclitaxel)
Radiation before surgery37
No radiation was given before surgery29
No radiation and no surgery1
SecondaryScope of Surgery

After having received adjuvant chemotherapy, and possibly radiation, patients underwent surgery.

Time frame:
Up to 6 months.
Reported as:
Count of participants · Participants
Scope of Surgery
ParticipantsTreatment (Carboplatin and Nab-paclitaxel)
Lumpectomy19
Mastectomy47
No surgery performed due to distant metastasis1
SecondaryOverall Survival

Estimated by the Kaplan-Meier method. Three-year point estimate and 95% confidence interval based on the Greenwood variance, with log-log transformation, will be provided. The corresponding median survival times (with 90% confidence limits) will be determined. Patients' survival times will be measured from the initial date of treatment to the recorded date of death, or most recent follow-up at the end-of-study date.

Time frame:
Up to three years post-commencement of chemotherapy.
Reported as:
Number · percentage of surviving patients: 3-yr
Overall Survival
percentage of surviving patients: 3-yrTreatment (Carboplatin and Nab-paclitaxel)
Overall Survival90.2 (77.8 to 95.8)
SecondaryProgression-free Survival

Estimated by the Kaplan-Meier method. Three-year point estimate and 95% confidence interval based on the Greenwood variance, with log-log transformation, will be provided. Patients' survival times will be measured from the initial date of treatment to the recorded date of progression or death. Progression is defined using Response Evaluation Criteria In Solid Tumors Criteria (RECIST v1.1), as a 20% increase in the sum of the longest diameter of target lesions, or a measurable increase in a non-target lesion, or the appearance of new lesions.

Time frame:
Up to three years.
Reported as:
Number · percentage of pts
Progression-free Survival
percentage of ptsTreatment (Carboplatin and Nab-paclitaxel)
Progression-free Survival87.3 (58.5 to 90.2)

Adverse events

Collected over Serious and Other Adverse Events monitored through completion of treatment, up to 6 years, 7 months. All-Cause Mortality monitored up to 8 years.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Treatment (Carboplatin and Nab-paclitaxel)5/67 (7.5%)5/67 (7.5%)67/67 (100%)
Most frequent serious events
Most frequent serious events
EventTreatment (Carboplatin and Nab-paclitaxel)
10012174-DehydrationMetabolism and nutrition disorders2/67
10016288-Febrile neutropeniaBlood and lymphatic system disorders1/67
10016558-FeverGeneral disorders1/67
10046571-Urinary tract infectionInfections and infestations1/67
10042613-Surgical and medical procedures - Other, specifySurgical and medical procedures1/67
Most frequent other events
Showing 10 of 162
Most frequent other events
EventTreatment (Carboplatin and Nab-paclitaxel)
10016256-FatigueGeneral disorders64/67
10002272-AnemiaBlood and lymphatic system disorders63/67
10029366-Neutrophil count decreasedInvestigations58/67
10049182-White blood cell decreasedInvestigations55/67
10034620-Peripheral sensory neuropathyNervous system disorders53/67
10020772-HypertensionVascular disorders52/67
10035528-Platelet count decreasedInvestigations41/67
10028813-NauseaGastrointestinal disorders40/67
10001760-AlopeciaSkin and subcutaneous tissue disorders40/67
10001551-Alanine aminotransferase increasedInvestigations31/67

Baseline characteristics

Eligibility criteria included: Locally advanced (T2 and higher with or without lymph node involvement), and/or inflammatory breast cancer; triple negative biology only. Tumor negative for expression of hormone receptors (IHC \< 10%) and not overexpressing HER2 by IHC (O-1), or, in case of IHC of 2, negative by FISH or by alternative gene testing. Greater than 18 years of age, female. Adequate organ function as specified in the protocol.

Age, Continuous
Age, Continuous(years)Treatment (Carboplatin and Nab-paclitaxel)
Median52 (28 to 79)
Sex: Female, Male
Sex: Female, Male(Participants)Treatment (Carboplatin and Nab-paclitaxel)
Female67
Male0
Race/Ethnicity, Customized
Race/Ethnicity, Customized(Participants)Treatment (Carboplatin and Nab-paclitaxel)
Non-Hispanic White35
Hispanic24
Asian4
African American1
Other3
Region of Enrollment
Region of Enrollment(participants)Treatment (Carboplatin and Nab-paclitaxel)
United States67
08

Study locations

2 sites
  • City of Hope Medical Center
    Duarte, California 91010, United States
  • City of Hope- South Pasadena Cancer Center
    South Pasadena, California 91030, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Jun 9, 2020

Documents are hosted by the registry — open the source record to download them.

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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Mar 30, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT01525966
Lead sponsor
City of Hope Medical Center
Collaborators
National Cancer Institute (NCI)
Responsible party
Sponsor
First posted
Feb 3, 2012
Start date
Feb 15, 2012
Primary completion
Jan 11, 2019
Completion
Nov 11, 2026 (estimated)
Results posted
Mar 10, 2023
Last update
Mar 30, 2026

Study contacts

Joanne Mortimer, MD, PhD
principal investigator · City of Hope Medical Center

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

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