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CompletedNCT00934128Updated Mar 2, 2016Results posted

High Flow Oxygen and Bilevel Airway Pressure for Persistent Dyspnea in Patients With Advanced Cancer

A Phase 2 interventional study of Vapotherm and BIPAP in Advanced Cancers, sponsored by M.D. Anderson Cancer Center. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2016-03-02.

Sponsored by M.D. Anderson Cancer Center · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
30
Allocation
Randomized
Ages
18 Years and older
Sex
All
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Study summary

The goal of this clinical research study is to learn if specialized breathing devices reduce the sensation of shortness of breath in patients with advanced cancer who are experiencing shortness of breath. Researchers want to learn if these devices can help to control shortness of breath.

The 2 devices being tested and compared are called BiPAP (bilevel positive airway pressure) and Vapotherm.

Read the detailed description

Study Devices:

The BiPAP device is designed to help people get more air in and out of their lungs without using as much effort as regular breathing. The air is given through a mask, and the amount of air can be set to different levels.

The Vapotherm device is also designed to deliver air in and out of the lungs. The air is warmed, filtered for bacteria, and then delivered through the nose using a tube under the nostrils.

Study Groups:

If you are found to be eligible to take part in this study, you will be randomly assigned (as in the flip of a coin) to 1 of 2 groups.

  • Group 1 will receive air through BiPAP for up to 2 hours and then air through Vapotherm for up to 2 hours.
  • Group 2 will receive air through Vapotherm for up to 2 hours and then air through BiPAP for up to 2 hours.

The study staff will help you use the devices.

If you have trouble with one of the devices, you can be switched to the other device before the 2-hour period is over.

After using the first device, you will wait for up to 60 minutes before switching over to the other device. This waiting period will occur no matter if you used the first device for the full 2 hours or not.

During the waiting period, you will return to the same air delivery device and oxygen level that you were using just before you started the study. The study staff will also be checking to see if you are still eligible to use the second device.

Study Tests:

During the study period, your vital signs and level of air breathed out will be recorded using a measuring device on your chest.

Before and after using the devices, you will rate how hard it is to catch your breath.

After using the second device, you will fill out a questionnaire that has questions about which device you prefer. This should take less than 5 minutes.

Length of Study:

You will be on this study for up to 5 hours. You will be taken off study and the device will be stopped if intolerable side effects occur while using a study device.

Use of Other Drugs:

During the 4-5 hour study period, you will not be allowed to take certain drugs for standard care that may affect the study tests. These drugs include certain pain-killer drugs (such as morphine and hydromorphone), steroids (such as prednisone and dexamethasone), and inhaled drugs (such as ipratropium and salbutamol).

Any doses of inhaled drugs (regularly scheduled doses and "as needed" doses) and any "as needed" doses of pain-killer drugs and steroids that fall within the 4-5 hour study period will be put on hold and will be given to you right after the study is complete.

You may, however, choose to take these drugs, either because your shortness of breath is not controlled, or because these drugs are needed to treat other problems (such as pain). If you and your doctor decide that you should take these drugs during the study period, you will be taken off study so you can receive these drugs. The reason for stopping your study participation is that these drugs may affect how you rate your shortness of breath.

This is an investigational study. The BIPAP and Vapotherm devices are commercially available and FDA approved for delivering oxygen when medically needed, including in patients with advanced cancer. The investigational part of this study is to collect information from asking patients to rate how well the study devices may affect shortness of breath.

Up to 50 patients will be enrolled in this study. All will be enrolled at MD Anderson.

02

Conditions studied

  • Advanced Cancers

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Keywords

  • Advanced Cancer
  • Persistent Dyspnea
  • Shortness of breath
  • Specialized breathing devices
  • Bilevel positive airway pressure device
  • BIPAP
  • High flow oxygen delivery device
  • VapoTherm
  • Edmonton Symptom Assessment Scale
  • ESAS
03

In context

Dyspnea

681 studies on the registry are indexed under Dyspnea; 159 are open to participants now.

This study's enrollment of 30 is below the median of 48 across 447 interventional studies indexed under Dyspnea.

Browse Dyspnea studies →

Lead sponsor

M.D. Anderson Cancer Center is the lead sponsor of 3,044 studies on the registry; 578 are open to participants now.

Of its 608 completed or terminated interventional studies of FDA-regulated products, 407 (67%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. History of advanced cancer, defined as locally advanced, recurrent or metastatic disease
  2. Patients with persistent dyspnea, defined in this study as dyspnea at rest with an average intensity level >/=3 out of a Numeric Rating Scale from 0 to 10 for at least 2 week and just prior to study initiation, despite supplemental oxygen of up to 21 L/min to keep oxygen saturation >/=90%
  3. Dyspnea is judged clinical to be predominantly due to underlying malignancy, with or without obstructive lung disease
  4. Inpatient at MD Anderson Cancer Center
  5. Patients with cancer treatment related dyspnea are eligible for this study if they meet the eligibility criteria above.
  6. Able to communicate in English
  7. Expected life expectancy >1 week
  8. Patients with a diagnosis of pneumonia are also eligible for this study if they meet the eligibility criteria above, with dyspnea >=2 weeks prior to the diagnosis of pneumonia.
  9. Age 18 or greater

Exclusion criteria

Exclusion Criteria:

  1. Patients who remain hypoxic (i.e. O2 saturation \<90% despite maximal oxygen delivery (21 L/min) are not included in this study because they are considered to have severe life-threatening respiratory failure and are too unstable for study inclusion.
  2. Hemodynamic instability (Heart Rate (HR) >140, systolic blood pressure (SBP) \<80) within 24 hours of study initiation (as per Clinic Station)
  3. Acute respiratory distress requiring intubation
  4. Delirium as indicated by a Memorial Delirium Assessment Scale (MDAS) of 13 or higher
  5. Glasglow coma scale \<8
  6. Excessive airway secretions interfering with BIPAP administration
  7. History of facial trauma within 1 month of enrollment
  8. Upper GI bleed within 2 weeks of enrollment or esophageal rupture
  9. Partial or complete small bowel obstruction or severe nausea/vomiting (ESAS nausea >7/10) within 48 hours of enrollment
  10. Hemoglobin \<8 g/dL at the time of enrollment (blood draw within last 2 weeks)
  11. Acute exacerbation of COPD or CHF within 2 weeks of enrollment by history or physical
  12. Unwilling to provide informed consent
  13. Diagnosis of non-cancer related dyspnea (e.g. Chronic obstructive pulmonary disease (COPD), congestive heart failure (CHF) or any chronic respiratory disease) requiring supplemental home oxygen prior to hospitalization.
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Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Crossover assignment
Masking
None (open label)
Enrollment
30 participants (actual)

Study arms

  • Experimental
    Group 1: BiPAP then Vapotherm

    Bilevel positive airway pressure device (BiPAP) then Vapotherm air delivery.

    Device: Vapotherm · Device: BIPAP

  • Experimental
    Group 2: Vapotherm then BiPAP

    Vapotherm air delivery then BiPAP.

    Device: Vapotherm · Device: BIPAP

Interventions

  • DeviceVapotherm

    Deliver air in and out of the lungs, warmed, filtered for bacteria, and then delivered through the nose using a tube under the nostrils.

    Also known as: High flow oxygen delivery system

  • DeviceBIPAP

    Air given through a mask, and amount can be set to different levels allowing more air in and out of lungs without using as much effort as regular breathing.

    Also known as: Bilevel positive airway pressure device

06

What researchers measure

Primary outcomes

  1. Number of Participants Completing Study Intervention

    Retention rate defined as the percentage of subjects able to complete the first phase (washout) of study. A variable washout/follow-up period after the first intervention was used to determine the optimal duration required for participants to return to baseline dyspnea level. After participants completed the first intervention by one hour, they were able to proceed to the second intervention if (1) their dyspnea level was \>/= baseline dyspnea level-1, or (2) their dyspnea level was \>/= 3/10 after one hour.

    Time frame: Minimally 1 hour, up to 5 hours

  2. Effects of BIPAP and VapoTherm Device on Severity of Dyspnea as Measured by the Numeric Rating Scale

    Dyspnea, a subjective sensation experienced by participants, was assessed with the numeric rating scale (NRS) before and after each 2 hour intervention. The NRS is a validated 11-point scale ranging from 0 (no dyspnea) to 10 (worst dyspnea). Participants received either (1) 2 hours of HFO followed by a variable washout period and then 2 hours of BiPAP or (2) 2 hours of BiPAP followed by a variable wash-out period and then 2 hours of HFO.

    Time frame: Up to 5 hours, baseline/enrollment to 5 hours (2 hours for each treatment with variable wash-out period)

07

Results

Posted Mar 2, 2016

Participant flow

Recruitment period August 2009 to February 2012. All recruitment was done at The University of Texas (UT) MD Anderson Cancer Center.

First Intervention (2 Hours)
Participant flow — First Intervention (2 Hours)
MilestoneGroup 1: BiPAP Then VapothermGroup 2: Vapotherm Then BiPAP
Started1515
Completed1013
Not completed52
Withdrew: Withdrawal by subject01
Withdrew: Adverse event41
Withdrew: Treatment delivery order switched10
Washout Period (1 Hour)
Participant flow — Washout Period (1 Hour)
MilestoneGroup 1: BiPAP Then VapothermGroup 2: Vapotherm Then BiPAP
Started1013
Completed38
Not completed75
Withdrew: Patient preference13
Withdrew: Pain10
Withdrew: Too tired10
Withdrew: Dyspnea too low to continue42
Second Intervention (2 Hours)
Participant flow — Second Intervention (2 Hours)
MilestoneGroup 1: BiPAP Then VapothermGroup 2: Vapotherm Then BiPAP
Started38
Completed35
Not completed03
Withdrew: Claustrophobia/anxiety03

Outcome measures

PrimaryNumber of Participants Completing Study Intervention

Retention rate defined as the percentage of subjects able to complete the first phase (washout) of study. A variable washout/follow-up period after the first intervention was used to determine the optimal duration required for participants to return to baseline dyspnea level. After participants completed the first intervention by one hour, they were able to proceed to the second intervention if (1) their dyspnea level was \>/= baseline dyspnea level-1, or (2) their dyspnea level was \>/= 3/10 after one hour.

Time frame:
Minimally 1 hour, up to 5 hours
Reported as:
Number · Participants
Number of Participants Completing Study Intervention
ParticipantsGroup 1: BiPAP Then VapothermGroup 2: Vapotherm Then BiPAP
Completed washout period710
Completed second intervention35
PrimaryEffects of BIPAP and VapoTherm Device on Severity of Dyspnea as Measured by the Numeric Rating Scale

Dyspnea, a subjective sensation experienced by participants, was assessed with the numeric rating scale (NRS) before and after each 2 hour intervention. The NRS is a validated 11-point scale ranging from 0 (no dyspnea) to 10 (worst dyspnea). Participants received either (1) 2 hours of HFO followed by a variable washout period and then 2 hours of BiPAP or (2) 2 hours of BiPAP followed by a variable wash-out period and then 2 hours of HFO.

Time frame:
Up to 5 hours, baseline/enrollment to 5 hours (2 hours for each treatment with variable wash-out period)
Reported as:
Median · units on a scale
Effects of BIPAP and VapoTherm Device on Severity of Dyspnea as Measured by the Numeric Rating Scale
units on a scaleGroup 1: BiPAP Then VapothermGroup 2: Vapotherm Then BiPAP
Dyspnea NRS at the time of enrollment7 (5 to 8)6 (4 to 8)
Dyspnea NRS after intervention3.4 (1.8 to 5.0)4.2 (3.1 to 5.4)

Adverse events

Collected over Study participation time was approximately 5 hours, from enrollment till second air delivery treatment completed. Total study period was 2 years and 4 months.. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Group1: BiPAP Then Vapotherm—0/15 (0%)15/15 (100%)
Group 2: Vapotherm Then BiPAP—0/15 (0%)15/15 (100%)
Most frequent other events
Showing 10 of 11
Most frequent other events
EventGroup1: BiPAP Then VapothermGroup 2: Vapotherm Then BiPAP
Trouble sleeping before interventionGeneral disorders2/157/15
Trouble talking before interventionSocial circumstances2/156/15
Trouble eating before interventionGastrointestinal disorders2/155/15
Dry eyes before interventionEye disorders1/153/15
Eye irritation before interventionEye disorders1/153/15
Stomach bloating before interventionGastrointestinal disorders1/153/15
Anxiety before interventionPsychiatric disorders2/151/15
Moist nose before interventionGeneral disorders2/152/15
Prong Uncomfortable before interventionGeneral disorders2/152/15
Suffocating before interventionRespiratory, thoracic and mediastinal disorders1/151/15

Baseline characteristics

Age, Continuous
Age, Continuous(years)Group 1: BiPAP Then VapothermGroup 2: Vapotherm Then BiPAPTotal
Mean63 (47 to 79)59 (29 to 79)61 (29 to 79)
Sex: Female, Male
Sex: Female, Male(Participants)Group 1: BiPAP Then VapothermGroup 2: Vapotherm Then BiPAPTotal
Female61016
Male9514
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Group 1: BiPAP Then VapothermGroup 2: Vapotherm Then BiPAPTotal
American Indian or Alaska Native000
Asian000
Native Hawaiian or Other Pacific Islander000
Black or African American336
White111223
More than one race000
Unknown or Not Reported101
Region of Enrollment
Region of Enrollment(participants)Group 1: BiPAP Then VapothermGroup 2: Vapotherm Then BiPAPTotal
United States151530
08

Study locations

1 site
  • UT MD Anderson Cancer Center
    Houston, Texas 77030, United States
09

References and documents

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Mar 2, 2016, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT00934128
Responsible party
Sponsor
First posted
Jul 8, 2009
Start date
Aug 2009
Primary completion
Nov 2012
Completion
Nov 2012
Results posted
Mar 2, 2016
Last update
Mar 2, 2016

Study contacts

David Hui, MD
principal investigator · UT MD Anderson Cancer Center

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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