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TerminatedNCT00843531Updated Sep 29, 2020Results posted

RAD001 and Erlotinib in Patients With Neuroendocrine Tumors

A Phase 2 interventional study of RAD001 and erlotinib in Neuroendocrine Tumors, sponsored by University of California, San Francisco. Terminated at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2020-09-29.

Sponsored by University of California, San Francisco · Phase 2, Interventional, and Treatment

Why this study was terminated
Low Accrual
Phase
Phase 2
Study type
Interventional
Enrollment
17
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

The purpose of this study is to test how safe and effective the combination of RAD001 and erlotinib is in patients with neuroendocrine tumors.

Read the detailed description

Preclinical data suggest that concomitant inhibition of two non-redundant amplified pathways (mTOR and EGFR) can reverse drug resistance and more profoundly affect tumor growth than targeting either pathway alone. EGFR inhibitors may abrogate feedback loops that stimulate upstream signaling events such as PI3K and Akt in the face of mTOR inhibition. Although ErbB receptors signal through mTOR-dependent mechanisms, mTOR-independent ErbB receptor signaling also occurs in cancer. Furthermore, deregulation of apoptotic pathways like the PI3K/Akt/PTEN axis (e.g. via PTEN loss of function or AKT gene amplification) may lead to resistance to EGFR inhibitors. Treatment with an inhibitor of mTOR may reverse this resistance. Targeting the mTOR and EGFR pathways concurrently may more effectively inhibit tumor growth than inhibiting either pathway alone.

The compelling preclinical data, coupled with modest single agent activity seen with EGFR inhibition and mTOR inhibition in neuroendocrine tumors (NETs), provides a strong rationale for studying the activity of concomitant pathway inhibition in patients with advanced NETs. Support for this strategy also stems from the fact that EGFR inhibitors can be safety combined with mTOR inhibitors in humans. Emerging data from a phase I study of RAD001 plus erlotinib in patients with previously treated advanced non-small cell lung cancer (NSCLC) suggests that the two agents can be safely combined at the following doses: RAD001 5 mg PO q D and erlotinib 150 mg PO qD.

Of note, the original dose selections for RAD001 and erlotinib for this study stem directly from phase I studies with this combination (RAD001 5 mg PO qD plus erlotinib 150 mg PO qD). The modified dose selections (RAD001 5 mg PO qD plus erlotinib 100 mg PO qD) are the result of integrating discussions with the study sponsor, preliminary safety data from the first few patients enrolled in this study (suggesting that some patients tolerate full-dose therapy and others do not) and additional phase I data suggesting that the maximum tolerated dose (MTD) in some patient populations is lower than in others, e.g. the MTD in breast cancer patients is RAD001 2.5 mg PO qD and erlotinib 100 mg PO QD (Mayer et al. American Society of Clinical Oncology (ASCO) 2009 Breast Cancer Symposium, Abstract #254).

02

Conditions studied

  • Neuroendocrine Tumors

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Keywords

  • neuroendocrine
  • islet cell
  • carcinoid
  • pancreatic neuroendocrine
  • paraganglioma
  • pheochromocytoma
  • RAD001
  • everolimus
  • erlotinib
  • Tarceva
03

In context

Neuroendocrine Tumors

676 studies on the registry are indexed under Neuroendocrine Tumors; 169 are open to participants now.

This study's enrollment of 17 is below the median of 42 across 464 interventional studies indexed under Neuroendocrine Tumors.

Browse Neuroendocrine Tumors studies →

Lead sponsor

University of California, San Francisco is the lead sponsor of 2,133 studies on the registry; 376 are open to participants now.

Of its 262 completed or terminated interventional studies of FDA-regulated products, 196 (75%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • >=1 measurable disease site per RECIST, not previously irradiated (if previous radiation to marker lesion(s), need evidence of PD)
  • Histologic dx of well- to moderately-differentiated NET: low- or intermediate-grade, islet cell carcinoma, pancreatic NET, carcinoid, atypical carcinoid, paraganglioma, pheochromocytoma. No longer enrolling carcinoid patients as of 4/25/2011.
  • ≥4 wks since completion of prior investigational drug tx or other tx(radiation, chemotherapy, immunotherapy, antibody-based tx); recovery from acute toxicities of prior tx
  • Eastern Cooperative Oncology Group (ECOG) ≤2
  • Absolute Neutrophil Count (ANC) ≥1500/μL
  • Plts ≥100,000/μL
  • Hgb >9 gm/dL
  • Total bilirubin ≤2.0 mg/dL or 1.5X upper limit of normal (ULN)
  • Serum transaminases ≤2.5x ULN (≤5xULN if liver mets)
  • Serum Cr ≤2.0 mg/dL or 1.5X ULN
  • Fasting serum glucose \<150 mg/dL or \<1.5x ULN
  • Fasting serum cholesterol ≤300 mg/dL OR ≤7.75 mmol/L AND fasting triglycerides ≤2.5xULN
  • International Normalized Ratio (INR) ≤1.5
  • Written informed consent, compliance w/study requirements
  • Archived tissue if available
  • Negative urine/serum pregnancy test w/in 7 days prior to Day 1

Exclusion criteria

Exclusion Criteria:

  • Poorly differentiated NET, high-grade NET, adenocarcinoid, goblet cell carcinoid, small cell carcinoma
  • Major surgery or traumatic injury w/in 4 wks, inadequate recovery from side effects of any surgery, or likely to require major surgery during study
  • Liver-directed therapy w/in 2 mths of enrollment. Prior tx w/ radiotherapy (including radiolabeled spheres, cyberknife, hepatic arterial embolization (w/ or w/o chemotherapy), cryotherapy/ablation) allowed if areas of measurable disease being used for the study are not affected, or if PD can clearly be documented in the area
  • Prior tx w/ EGFR inhibitor or mTOR inhibitor
  • Known hypersensitivity to RAD001 or other rapamycins
  • Chronic, systemic tx w/ corticosteroids or another immunosuppressive agent (topical or inhaled corticosteroids are allowed)
  • Immunization w/ attenuated live vaccines w/in 1 wk of study entry or during study
  • Uncontrolled brain or leptomeningeal mets, including pts who continue to require glucocorticoids for brain or leptomeningeal mets
  • Other malignancies w/in the past 3 years except for adequately treated carcinoma of the cervix, basal/squamous cell skin carcinomas, or other in situ cancer
  • Severe and/or uncontrolled intercurrent medical conditions or other conditions that may affect study participation, including, but not limited to:
  • Severely impaired lung function (spirometry and Diffusing capacity of the lungs for carbon monoxide (DLCO) that is 50% of the normal predicted value and/or O2 saturation ≤88% at rest on room air)
  • Symptomatic congestive heart failure (CHF) of New York Heart Association (NYHA) Class III or IV
  • Unstable angina pectoris, symptomatic CHF, myocardial infarction w/in 6 months of Day 1, uncontrolled cardiac arrhythmia or any other significant cardiac disease
  • Uncontrolled diabetes (fasting serum glucose ≥ 150 mg/dL or >1.5x upper limit of normal (ULN))
  • Any active (acute or chronic) or severe infection, disorder, or nonmalignant medical illness that is uncontrolled or whose control may be jeopardized by study tx
  • Liver disease
  • Hx of HIV seropositivity or other immunocompromised state
  • GI function impairment or disease that may alter absorption of RAD001 or erlotinib
  • Active, bleeding diathesis or on oral anti-vitamin K medication (patients needing anticoagulation must use low molecular weight heparin (LMWH))
  • Hx of other disease, metabolic dysfunction, or physical exam or lab finding giving reasonable suspicion of disease/condition that contraindicates study tx, might affect study results or puts the pt at high risk
  • Pregnant or breast feeding females
  • Adults of reproductive potential not willing to use effective methods of birth control during tx and ≥8 wks after completing tx
  • Inability to comply w/ objectives and procedures
  • Inability to comply w/ concomitant medication restrictions
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
17 participants (actual)

Study arms

  • Experimental
    RAD001 and erlotinib

    Each 28 day cycle: RAD001: 5 mg per day by mouth (self-administered) Erlotinib: 100 mg per day by mouth (self-administered)

    Drug: RAD001 · Drug: erlotinib

Interventions

  • DrugRAD001

    5 mg/day PO (oral)

    Also known as: Everolimus

  • Drugerlotinib

    100 mg/day (oral)

    Also known as: Tarceva

06

What researchers measure

Primary outcomes

  1. Objective Response Rate (ORR)

    Objective response is defined as complete response (CR) or partial response (PR) assessed using Response Evaluation Criteria in Solid Tumors (RECIST) criteria. The primary analysis population is based on efficacy-evaluable patients, defined as those patients who receive at least one cycle of RAD001 plus erlotinib and undergo at least one post-baseline response assessment or die while on therapy.

    Time frame: Up to 2 years

Secondary outcomes

  1. Number of Patients With Dose-limiting Toxicity (DLT)

    Primary safety analysis will be conducted after the first 16 patients have had potential for completion of two cycles of protocol therapy. All patients receiving at least one dose of protocol therapy will be included in the analyses. All patients with treatment-related, Grade 3 or higher adverse events according to the NCI Common Terminology Criteria for Adverse Events (CTCAE) version 3 resulting in a DLT will be reported.

    Time frame: Up to 9 months

  2. Duration of Objective Response

    Duration of objective response will be defined as the time from the initial documentation of response to documented disease progression or death from any cause on study

    Time frame: Up to 2 years

  3. Overall Survival

    Overall survival will be defined as the time from first day of treatment until death

    Time frame: Up to 3 years

  4. Median Progression-Free Survival (PFS)

    PFS will be defined as the time from the first day of treatment and documented objective response to time of progression or death from any cause, whichever occurs first

    Time frame: Up to 3 years

  5. Time to Progression

    Time to disease progression will be defined as the time from baseline until documented disease progression or death (whichever occurs first).

    Time frame: Up to 3 years

  6. Time to Treatment Failure (TTF)

    Time to treatment failure will be defined as the time from first day of treatment until study discontinuation (for any cause).

    Time frame: Up to 3 years

07

Results

Posted Sep 29, 2020
Limitations and caveats
Study was terminated earlier than expected due to insufficient efficacy at interim analysis and overall low enrollment

Participant flow

Participant flow — Overall Study
MilestoneRAD001 and Erlotinib
Started17
Completed17
Not completed0

Outcome measures

PrimaryObjective Response Rate (ORR)

Objective response is defined as complete response (CR) or partial response (PR) assessed using Response Evaluation Criteria in Solid Tumors (RECIST) criteria. The primary analysis population is based on efficacy-evaluable patients, defined as those patients who receive at least one cycle of RAD001 plus erlotinib and undergo at least one post-baseline response assessment or die while on therapy.

Time frame:
Up to 2 years
Reported as:
Count of participants · Participants
Objective Response Rate (ORR)
ParticipantsRAD001 Plus Erlotinib
Objective Response Rate (ORR)0
SecondaryNumber of Patients With Dose-limiting Toxicity (DLT)

Primary safety analysis will be conducted after the first 16 patients have had potential for completion of two cycles of protocol therapy. All patients receiving at least one dose of protocol therapy will be included in the analyses. All patients with treatment-related, Grade 3 or higher adverse events according to the NCI Common Terminology Criteria for Adverse Events (CTCAE) version 3 resulting in a DLT will be reported.

Time frame:
Up to 9 months
Reported as:
Count of participants · Participants
Number of Patients With Dose-limiting Toxicity (DLT)
ParticipantsRAD001 and Erlotinib
Number of Patients With Dose-limiting Toxicity (DLT)8
SecondaryDuration of Objective Response

Duration of objective response will be defined as the time from the initial documentation of response to documented disease progression or death from any cause on study

Time frame:
Up to 2 years
Reported as:
Number · months
Duration of Objective Response
monthsRAD001 and Erlotinib
Duration of Objective ResponseNA
SecondaryOverall Survival

Overall survival will be defined as the time from first day of treatment until death

Time frame:
Up to 3 years

No measurements were reported for this outcome.

SecondaryMedian Progression-Free Survival (PFS)

PFS will be defined as the time from the first day of treatment and documented objective response to time of progression or death from any cause, whichever occurs first

Time frame:
Up to 3 years

No measurements were reported for this outcome.

SecondaryTime to Progression

Time to disease progression will be defined as the time from baseline until documented disease progression or death (whichever occurs first).

Time frame:
Up to 3 years

No measurements were reported for this outcome.

SecondaryTime to Treatment Failure (TTF)

Time to treatment failure will be defined as the time from first day of treatment until study discontinuation (for any cause).

Time frame:
Up to 3 years

No measurements were reported for this outcome.

Adverse events

Collected over Up to 3 years. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
RAD001 Plus Erlotinib6/17 (35.3%)4/17 (23.5%)17/17 (100%)
Most frequent serious events
Showing 10 of 12
Most frequent serious events
EventRAD001 Plus Erlotinib
DiarrheaGastrointestinal disorders1/17
Edema: limbVascular disorders1/17
CreatinineInvestigations1/17
Pain - BackMusculoskeletal and connective tissue disorders1/17
Pain - Extremity-limbMusculoskeletal and connective tissue disorders1/17
Incontinence, urinaryRenal and urinary disorders1/17
Renal failureRenal and urinary disorders1/17
Alkaline phosphataseInvestigations1/17
Pain - Other - Right upper quadrant painInvestigations1/17
Pain - Abdomen NOSGastrointestinal disorders1/17
Most frequent other events
Showing 10 of 48
Most frequent other events
EventRAD001 Plus Erlotinib
DiarrheaGastrointestinal disorders15/17
StomatitisGastrointestinal disorders13/17
FatigueGeneral disorders13/17
Rash: acne/acneiformSkin and subcutaneous tissue disorders11/17
AnorexiaMetabolism and nutrition disorders11/17
Dry SkinSkin and subcutaneous tissue disorders11/17
Weight LossInvestigations9/17
Hemorrhage, pulmonary/upper respiratory - NoseRespiratory, thoracic and mediastinal disorders9/17
DysgeusiaNervous system disorders9/17
PruritusSkin and subcutaneous tissue disorders9/17

Baseline characteristics

Age, Customized
Age, Customized(Participants)RAD001 and Erlotinib
20-29 years1
30-39 years0
40-49 years2
50-59 years2
60-69 years12
Sex: Female, Male
Sex: Female, Male(Participants)RAD001 and Erlotinib
Female8
Male9
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)RAD001 and Erlotinib
Hispanic or Latino0
Not Hispanic or Latino16
Unknown or Not Reported1
Race (NIH/OMB)
Race (NIH/OMB)(Participants)RAD001 and Erlotinib
American Indian or Alaska Native0
Asian1
Native Hawaiian or Other Pacific Islander0
Black or African American1
White15
More than one race0
Unknown or Not Reported0
Region of Enrollment
Region of Enrollment(Participants)RAD001 and Erlotinib
United States17
Neuroendocrine Tumor Type
Neuroendocrine Tumor Type(Participants)RAD001 and Erlotinib
Carcinoid Neuroendocrine Tumor9
Pancreatic neuroendocrine tumor (PNET)8
08

Study locations

1 site
  • University of California, San Francisco
    San Francisco, California 94115, United States
09

References and documents

Individual participant data

Plan to share: No

No publications or documents are linked to this record.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Sep 29, 2020, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT00843531
Lead sponsor
University of California, San Francisco
Collaborators
Genentech, Inc., Novartis Pharmaceuticals, The V Foundation for Cancer Research
Responsible party
Emily Bergsland (Sponsor-Investigator, University of California, San Francisco) — Principal investigator
First posted
Feb 13, 2009
Start date
Jun 25, 2009
Primary completion
Jul 16, 2013
Completion
Aug 20, 2016
Results posted
Sep 29, 2020
Last update
Sep 29, 2020

Study contacts

Emily K. Bergsland, MD
principal investigator · University of California, San Francisco

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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