CClinicalTrials.gg
Not yet recruitingNCT07830355Updated Sep 21, 2026

Immunotherapy Plus Anlotinib After Surgery for Esophageal Squamous Cell Cancer With Residual Tumor and Positive Lymph Nodes

A Phase 2 interventional study of Anlotinib and Anti-PD-1 Monoclonal Antibody in Esophageal Squamous Cell Carcinoma, sponsored by Shanghai Chest Hospital. Not yet recruiting. Open to participants aged 18 Years to 75 Years. Per ClinicalTrials.gov, last updated 2026-09-21.

Sponsored by Shanghai Chest Hospital · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
75
Allocation
Not applicable
Ages
18 Years to 75 Years
Sex
All
01

Study summary

The goal of this clinical trial is to learn whether postoperative immunotherapy combined with anlotinib can help prevent or delay cancer recurrence in adults aged 18 to 75 years with locally advanced esophageal squamous cell carcinoma. Eligible participants must have previously received chemotherapy combined with anti-PD-1 immunotherapy, followed by complete surgical removal of the cancer. Examination of the surgical specimens must show more than 10% viable tumor remaining in the original tumor bed and cancer cells remaining in regional lymph nodes.

The main questions this trial aims to answer are:

  • What proportion of participants are alive without cancer recurrence or a second primary cancer 12 months after enrollment?
  • How long do participants remain free of cancer recurrence, and how long do they survive?
  • What treatment-related medical problems occur during treatment with anti-PD-1 immunotherapy plus anlotinib?
  • Where does the cancer recur if recurrence occurs? All participants will receive the same study treatment; there is no comparison group.

Participants will:

  • Receive an anti-PD-1 immunotherapy medicine by intravenous infusion once every 3 weeks, generally using the same anti-PD-1 medicine received before surgery
  • Take anlotinib by mouth once daily for 14 days, followed by 7 days without anlotinib, in each 21-day treatment cycle
  • Continue treatment for up to 15 cycles unless the cancer returns, unacceptable side effects occur, consent is withdrawn, or another reason for stopping treatment arises
  • Undergo regular clinic visits, laboratory tests, physical examinations, and safety assessments during treatment
  • Undergo imaging examinations approximately every 3 months to check for cancer recurrence
  • Be followed for disease recurrence and survival for up to 5 years after surgery Stored surgical tumor tissue will also be studied to explore whether features of the tumor immune environment are associated with treatment outcomes.
02

Conditions studied

  • Esophageal Squamous Cell Carcinoma

Keywords

  • Anlotinib
  • Non-Major Pathological Response
  • ypN-Positive Disease
  • Adjuvant Therapy
  • Neoadjuvant Chemoimmunotherapy
03

Who can participate

Ages eligible
18 Years to 75 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Age 18 to 75 years, inclusive.
  • Eastern Cooperative Oncology Group (ECOG) performance status of 0 to 2.
  • Histologically confirmed locally advanced esophageal squamous cell carcinoma.
  • Prior treatment with 2 to 4 cycles of neoadjuvant chemotherapy combined with an anti-PD-1 monoclonal antibody, followed by radical surgery with pathologically confirmed R0 resection.
  • An interval of no more than 10 weeks between completion of the last neoadjuvant chemotherapy or immunotherapy treatment and radical surgery.
  • Postoperative pathological assessment showing non-major pathological response, defined as more than 10% residual viable tumor cells in the primary tumor bed, and viable tumor metastasis in at least one resected regional lymph node (ypN-positive disease).
  • Enrollment within 10 weeks after esophagectomy.
  • Ability to swallow and tolerate oral medication, without severe dysphagia, chronic diarrhea, intestinal obstruction, or another condition that may substantially affect oral drug absorption.
  • Adequate organ function, based on laboratory tests performed within 7 days before the first dose and without blood transfusion, erythropoietin, granulocyte colony-stimulating factor, or similar supportive treatment within the preceding 14 days, meeting all of the following criteria:
  • Absolute neutrophil count ≥1.5 × 10\^9/L.
  • Platelet count ≥100 × 10\^9/L.
  • Hemoglobin ≥90 g/L.
  • Total bilirubin ≤1.5 × the upper limit of normal (ULN).
  • Alanine aminotransferase and aspartate aminotransferase ≤2.5 × ULN.
  • Serum creatinine ≤1.5 × ULN or creatinine clearance ≥60 mL/min.
  • Urine protein negative or 1+ on routine urinalysis. If urine protein is 2+ or higher, 24-hour urinary protein must be ≤1.0 g.
  • International normalized ratio ≤1.5, prothrombin time no more than 4 seconds above ULN, and activated partial thromboplastin time ≤1.5 × ULN.
  • Systolic blood pressure \<140 mmHg and diastolic blood pressure \<90 mmHg, without antihypertensive medication or while receiving no more than two antihypertensive medications.
  • Thyroid-stimulating hormone within the normal range. Participants with abnormal thyroid-stimulating hormone may be eligible if free triiodothyronine and free thyroxine are within the normal ranges and the investigator determines that systemic immunosuppressive treatment is not required and that observation, stable endocrine replacement therapy, or symptomatic treatment is sufficient.
  • Fasting blood glucose ≤10 mmol/L or glycated hemoglobin ≤8%. Participants with diabetes must have stable glycemic control with medication.
  • Left ventricular ejection fraction ≥50% and resting corrected QT interval \<480 milliseconds.
  • No myocardial infarction or severe or unstable angina within 6 months before the first dose; no clinically symptomatic severe arrhythmia; and no congestive heart failure of New York Heart Association Class II or higher.
  • Ability to understand the study and voluntarily provide written informed consent.

Exclusion criteria

Exclusion Criteria:

  • Esophageal cancer with a pathological type other than squamous cell carcinoma.
  • Distant organ or distant lymph node metastasis identified by preoperative imaging, intraoperative exploration, or postoperative pathological examination, corresponding to M1 disease according to the American Joint Committee on Cancer staging system, Eighth Edition.
  • No prior neoadjuvant therapy, or prior neoadjuvant therapy other than chemotherapy combined with immunotherapy, including neoadjuvant chemotherapy alone or neoadjuvant chemoradiotherapy.
  • Use of an anti-PD-L1 antibody or another immune checkpoint inhibitor other than an anti-PD-1 antibody during neoadjuvant treatment.
  • One or fewer, or more than four, cycles of neoadjuvant chemoimmunotherapy.
  • A Grade 4 or higher immune-related adverse event, Grade 3 or higher immune-related pneumonitis, or Grade 2 or higher immune-related myocarditis during prior neoadjuvant treatment, according to the Common Terminology Criteria for Adverse Events, Version 5.0.
  • Substantial extranodal extension, fixed or matted regional lymph nodes, or involvement of important surrounding tissues or organs found during surgery that, in the investigator's judgment, prevented complete oncological resection or created a clear risk of residual disease; or postoperative evidence of R1 or R2 resection.
  • Major pathological response or pathologically negative regional lymph nodes (ypN0) after neoadjuvant treatment.
  • A severe postoperative complication of Grade 3 or higher that has not recovered to Grade 1 or lower or to the preoperative baseline before planned adjuvant treatment or within 10 weeks after surgery; or a postoperative complication that, in the investigator's judgment, has substantially reduced the participant's performance status and is expected to prevent tolerance of adjuvant treatment.
  • Poor nutritional status or a Patient-Generated Subjective Global Assessment score ≥9.
  • An unhealed wound, ulcer, or fracture.
  • Any Grade 2 or higher bleeding event within 4 weeks before the first dose.
  • Evidence of a bleeding diathesis; current thrombolytic therapy or therapeutic anticoagulation; or use of an antiplatelet drug, such as clopidogrel, or high-dose aspirin >325 mg/day within 14 days before the first dose. Low-dose aspirin ≤100 mg/day for cardiovascular prevention is permitted.
  • An arterial or venous thromboembolic event within 6 months before the first dose, including cerebrovascular accident, transient ischemic attack, deep vein thrombosis, or pulmonary embolism.
  • A concurrent second primary malignancy or a history of another malignancy within the previous 5 years, except completely cured cervical carcinoma in situ, basal cell carcinoma of the skin, or squamous cell carcinoma of the skin.
  • Active autoimmune disease, or a history of autoimmune disease that currently requires systemic immunosuppressive treatment. Stable thyroid dysfunction that does not require systemic immunosuppression, including hypothyroidism controlled with hormone replacement or stably controlled hyperthyroidism, is permitted.
  • An active infection requiring systemic treatment; active tuberculosis; or a history of tuberculosis without adequate treatment and with current evidence of active disease. A participant with latent tuberculosis infection may be enrolled only after assessment by an infectious disease or respiratory specialist confirms that enrollment is safe.
  • An uncontrolled active viral or sexually transmitted infection, including hepatitis B surface antigen positivity with hepatitis B virus DNA above the institutional lower limit of detection when standard antiviral therapy has not been initiated or cannot be administered following specialist assessment; uncontrolled hepatitis C virus RNA positivity; known HIV infection without standard antiviral treatment or with inadequate virological control; or active syphilis.
  • Known severe hypersensitivity to an active ingredient or excipient of either study treatment.
04

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
75 participants (estimated)

Study arms

  • Experimental
    Experimental Arm

    Participants will receive an anti-PD-1 monoclonal antibody by intravenous infusion on Day 1 of each 21-day cycle, generally using the same anti-PD-1 agent administered during neoadjuvant treatment. Anlotinib will be administered orally at a starting dose of 12 mg once daily on Days 1-14 of each 21-day cycle. Study treatment must begin within 10 weeks after surgery and will continue for up to 15 cycles unless disease recurrence, unacceptable toxicity, withdrawal of consent, or another protocol-defined reason for discontinuation occurs. Protocol-specified treatment interruptions and dose reductions of anlotinib to 10 mg or 8 mg are permitted for toxicity. Dose reduction of the anti-PD-1 agent is not permitted.

    Drug: Anlotinib · Drug: Anti-PD-1 Monoclonal Antibody

Interventions

  • DrugAnlotinib

    Anlotinib will be administered orally at a starting dose of 12 mg once daily on Days 1-14 of each 21-day cycle. Treatment will begin concurrently with anti-PD-1 immunotherapy within 10 weeks after surgery and continue for up to 15 cycles unless disease recurrence, unacceptable toxicity, withdrawal of consent, or another protocol-defined discontinuation criterion occurs. Dose interruptions and reductions to 10 mg and 8 mg once daily are permitted according to protocol-defined toxicity management criteria.

  • DrugAnti-PD-1 Monoclonal Antibody

    An anti-PD-1 monoclonal antibody will be administered by intravenous infusion on Day 1 of each 21-day cycle, generally using the same anti-PD-1 agent administered during neoadjuvant treatment. Treatment will begin within 10 weeks after surgery and continue for up to 15 cycles unless disease recurrence, unacceptable toxicity, withdrawal of consent, or another protocol-defined discontinuation criterion occurs. Dose reduction is not permitted; treatment-related toxicity will be managed by treatment interruption or permanent discontinuation according to the protocol.

05

What researchers measure

Primary outcomes

  1. 1-Year Disease-Free Survival Rate

    The Kaplan-Meier estimated percentage of participants who are alive without local or regional recurrence, distant metastasis, or a second primary malignancy at 12 months after enrollment. Disease-free survival is measured from the date of enrollment to the first occurrence of disease recurrence, a second primary malignancy, or death from any cause, whichever occurs first.

    Time frame: At 12 months after enrollment

Secondary outcomes

  1. Disease-Free Survival

    Time from enrollment to the first documented local or regional recurrence, distant metastasis, second primary malignancy, or death from any cause, whichever occurs first. Participants without an event will be censored at the date of the last disease assessment.

    Time frame: From enrollment through 5 years after surgery

  2. Overall Survival

    Time from enrollment to death from any cause. Participants who are alive at the time of analysis will be censored at the date they were last known to be alive.

    Time frame: From enrollment through 5 years after surgery

  3. Patterns of Disease Recurrence

    The number and percentage of participants experiencing local recurrence, regional lymph node recurrence, or distant metastasis, as determined by imaging and pathological examination when clinically indicated. A participant may be included in more than one recurrence category if recurrence occurs at multiple sites.

    Time frame: From enrollment through 5 years after surgery

  4. Percentage of Participants With Treatment-Related Adverse Events

    The percentage of participants experiencing adverse events considered by the investigator to be related to anti-PD-1 immunotherapy, anlotinib, or their combination. Adverse events will be classified and graded according to the National Cancer Institute Common Terminology Criteria for Adverse Events, Version 5.0. Grade 3 or higher treatment-related adverse events and adverse events of special interest will also be summarized.

    Time frame: From the first dose through completion or discontinuation of study treatment, up to 15 cycles (each cycle is 21 days).

06

Study locations

No study locations are listed for this record.

07

References and documents

Individual participant data

Plan to share: No

No publications or documents are linked to this record.

08

Registry details

Key details

Study ID
NCT07830355
Lead sponsor
Shanghai Chest Hospital
Responsible party
Jun Liu (Professor, Shanghai Chest Hospital) — Principal investigator
First posted
Sep 21, 2026
Start date
Sep 2026 (estimated)
Primary completion
Dec 2028 (estimated)
Completion
Dec 2029 (estimated)
Last update
Sep 21, 2026

Study contacts

Jun Liu, Dr
Contact
drjunliuplus@163.com
+86 18930859538

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is not yet recruiting, as verified in Sep 2026. You cannot join it, but the record below documents what was studied.

Follow this study

Get an email when the registry record changes — status, dates, results — or when someone posts here.

Sign in to follow

Discussion

Questions and observations about this study, from anyone following it. Not medical advice, and not a channel to the study team — their contact details are on the registry record.

Sign in to join the discussion. Reading takes no account; posting does. You choose a display name, and a pseudonym is the default.

Nothing here yet. If you are running this trial, taking part in it, or weighing whether to, this is the place to say so.

Start the discussion