ClinicalTrials.gg
RecruitingNCT07810166Updated Sep 9, 2026

Incremental Dead Space Versus Capping Trial Before Tracheostomy Decannulation

An interventional study of Incremental Instrumental Dead Space and Capping Trial in Tracheostomy, Prolonged Mechanical Ventilation and Tracheostomy Decannulation, sponsored by Pontificia Universidad Catolica de Chile. Recruiting at 1 site in Chile. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-09-09.

Sponsored by Pontificia Universidad Catolica de Chile · Not applicable, Interventional, and Diagnostic

From the registry’s dates

  • Started Aug 2026; still recruiting 2 months later.
Phase
Not applicable
Study type
Interventional
Enrollment
22
Allocation
Randomized
Ages
18 Years and older
Sex
All
01

Study summary

Some critically ill patients need a breathing tube placed directly into the windpipe (tracheostomy) because they require long-term help from a breathing machine. Before this tube can be safely removed (decannulation), medical team need to confirm the patient is ready to breathe on their own through the nose and mouth again. The most common way to check this is a "capping trial," in which the tube is blocked so air must pass through the upper airway, similar to normal breathing. However, because the tube itself remains in place during this test, it narrows the airway and may make breathing harder than it would be if the tube were actually removed. This could cause some patients to fail the test even though they are truly ready for the tube to come out, leading to unnecessary delays.

This study will compare the standard capping trial with a new approach that instead adds extra tubing (dead space) to the breathing circuit, without blocking the airway, to more closely copy the breathing effort patients will experience once the tube is removed. Each participant will undergo both methods, in random order, during a single study day, with breathing effort, muscle activity, and comfort measured during each method and again after the tube is actually removed. The goal is to determine which method more accurately predicts how a patient will actually breathe once the tracheostomy tube is taken out.

Read the detailed description

Approximately 10-15% of mechanically ventilated intensive care unit (ICU) patients require prolonged mechanical ventilation, and tracheostomy is frequently used to facilitate weaning and respiratory rehabilitation in this population. Tracheostomy decannulation is a key recovery milestone, but there is no standardized method for confirming readiness. The tracheostomy capping trial, in which the tube is occluded to redirect airflow through the upper airway, is the most widely used final assessment prior to decannulation; however, because the tracheostomy tube remains in place, it substantially narrows the airway lumen and may increase airflow resistance up to 16-fold compared to true post-decannulation breathing (per Poiseuille's law). This supraphysiological load may cause capping trial failure in patients who would otherwise tolerate decannulation, particularly those with pre-existing respiratory muscle weakness related to ICU-acquired weakness, which affects up to 80% of patients requiring prolonged mechanical ventilation.

Preliminary physiological data from the investigators' group (unpublished) demonstrated that the esophageal pressure-time product (PTP), a validated marker of the work of breathing, increased by 226% during capping trials compared to baseline, then decreased after actual decannulation to levels close to baseline, suggesting the capping trial substantially overestimates the respiratory burden that patients will face after tube removal.

This study proposes an alternative physiological assessment using incremental instrumental dead space, which reproduces the anatomical dead space increase that occurs after decannulation without imposing the artificial airway resistance created by the tracheostomy tube during capping. In a randomized crossover design, each participant will undergo both the capping trial and the incremental dead space strategy in random order, followed by assessment after actual decannulation, allowing within-participant comparison of which method better predicts the true post-decannulation respiratory status.

02

Conditions studied

  • Tracheostomy
  • Prolonged Mechanical Ventilation
  • Tracheostomy Decannulation

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Keywords

  • tracheostomy decannulation
  • capping trial
  • instrumental dead space
  • esophageal pressure
  • critical illness
03

In context

Critical Illness

1,780 studies on the registry are indexed under Critical Illness; 442 are open to participants now.

This study's planned enrollment of 22 is below the median of 90 across 926 interventional studies indexed under Critical Illness.

Browse Critical Illness studies →

Lead sponsor

Pontificia Universidad Catolica de Chile is the lead sponsor of 224 studies on the registry; 59 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Adult patients (≥18 years) admitted to the ICU.
  • Presence of a tracheostomy due to prolonged mechanical ventilation (≥14 days).
  • Clinically considered ready for decannulation, according to institutional criteria (e.g., stable gas exchange, minimal secretions, effective cough, and tolerance to spontaneous breathing).
  • Ability to maintain spontaneous breathing without mechanical ventilation for more than 48 consecutive hours.
  • Able to cooperate and follow basic commands (RASS between -1 and +1).
  • Written obtained from patient.

Exclusion criteria

Exclusion Criteria:

  • Neuromuscular disease affecting respiratory muscles (e.g., myasthenia gravis, Guillain-Barre syndrome, amyotrophic lateral sclerosis).
  • Hemodynamic instability.
  • Severe agitation or delirium precluding cooperation (RASS \< -2 or > +2).
  • Structural airway abnormalities (e.g., subglottic stenosis, tracheomalacia).
  • Pregnancy.
  • for esophageal balloon catheter insertion (e.g., severe coagulopathy, esophageal varices, and history of esophageal or gastric surgery).
  • Refusal to participate by the attending physician.
Terms in these criteria, in plain language(2)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

Contraindication

A reason a treatment, test or procedure should not be given to a particular person, such as an allergy, another illness or a medicine they take.

05

Study design

Phase
Not applicable
Primary purpose
Diagnostic
Allocation
Randomized
Intervention model
Crossover assignment
Masking
None (open label)
Enrollment
22 participants (estimated)

Study arms

  • Experimental
    Sequence A: Incremental Dead Space then Capping Trial

    Participants first undergo the incremental instrumental dead space trial for 45 minutes. After a 20-minute washout breathing spontaneously through an open T-piece connected to the tracheostomy, participants undergo the capping trial for 45 minutes. Following completion of both conditions and confirmation of decannulation by the clinical team, participants undergo post-decannulation assessment.

    Other: Incremental Instrumental Dead Space · Other: Capping Trial

  • Experimental
    Sequence B: Capping Trial then Incremental Dead Space

    Participants first undergo the capping trial for 45 minutes. After a 20-minute washout breathing spontaneously through an open T-piece connected to the tracheostomy, participants undergo the incremental instrumental dead space trial for 45 minutes. Following completion of both conditions and confirmation of decannulation by the clinical team, participants undergo post-decannulation assessment.

    Other: Incremental Instrumental Dead Space · Other: Capping Trial

Interventions

  • OtherIncremental Instrumental Dead Space

    Instrumental dead space applied through a modular low-resistance circuit connected to the tracheostomy for 45 minutes, intended to reproduce the respiratory demand associated with restoration of the upper airway after decannulation.

  • OtherCapping Trial

    The tracheostomy cuff is deflated and the tube is completely occluded with a standard cap, requiring the participant to breathe through the upper airway for 45 minutes unless predefined intolerance or safety criteria require earlier discontinuation.

06

What researchers measure

Primary outcomes

  1. Within-Participant Absolute Error in Pressure-Time Product Post-Decannulation Breathing

    Respiratory effort will be quantified using the esophageal pressure-time product per breath (PTP), calculated from the esophageal pressure signal. For each pre-decannulation strategy, predictive accuracy will be quantified as the absolute within-participant difference between PTP measured during that strategy and PTP measured during post-decannulation spontaneous breathing. The primary comparison will assess whether the absolute error is lower during incremental instrumental dead space than during the capping trial.

    Time frame: During the final 10 minutes of each 45-minute pre-decannulation condition and during the post-decannulation assessment

Secondary outcomes

  1. Accessory Respiratory Muscle Surface Electromyography Activity

    Surface electromyography will quantify respiratory muscle recruitment in the sternocleidomastoid, intercostal/parasternal, and abdominal muscles. Signal amplitude and prespecified frequency-domain characteristics will be analyzed offline according to the final signal-processing plan.

    Time frame: Final 10 minutes of each 45-minute study condition and post-decannulation assessment

  2. Perceived Dyspnea / Respiratory Discomfort

    Participant-reported respiratory discomfort assessed using the modified Borg scale from 0 to 10.

    Time frame: Beginning and end of each 45-minute study condition and when clinically indicated

  3. Esophageal Pressure Swing (ΔPes)

    Mean inspiratory esophageal pressure swing measured from the esophageal pressure signal as an index of inspiratory effort.

    Time frame: Final 10 minutes of each 45-minute study condition and post-decannulation assessment

  4. Pressure-Time Product per Minute (PTPmin)

    Pressure-time product per minute, calculated from the esophageal pressure signal by integrating the per-breath pressure-time product over one minute of recording.

    Time frame: Final 10 minutes of each 45-minute study condition and post-decannulation assessment

07

Study locations

1 of 1 sites recruiting
08

References and documents

Publications

  • Nowak A, Martin S, Hohne M, Heller W, Usichenko TI, Klemm E. Tracheal airway pressure in tracheostomy tube capping trials: an experimental study. BMC Pulm Med. 2022 Dec 21;22(1):484. doi: 10.1186/s12890-022-02277-4. PubMed 36539764 ↗
  • Devlin CJ, O'Bryan RS, Williams H, Capes KM, McCants T, Schoolcraft E. Improving Outcomes for Patients With Tracheostomy Through Implementation of AARC Clinical Practice Guidelines. Respir Care. 2025 Mar;70(3):243-248. doi: 10.4187/respcare.12080. Epub 2024 Nov 12. PubMed 39532496 ↗
  • Basoalto R, Jalil Y, Guzman J, de la Fuente R, Damiani LF, Ibarra-Estrada M, Gorordo-Delsol L, Plotnikow G, Falcon N, Martin N, Munoz-Gama J, Sepulveda M, Kattan E. Tracheostomy decannulation process model: an interprofessional, Latin-American Delphi consensus. Med Intensiva (Engl Ed). 2026 Aug;50(8):502437. doi: 10.1016/j.medine.2026.502437. Epub 2026 Mar 2. PubMed 41775545 ↗

Individual participant data

Plan to share: No — Individual participant data will not be shared beyond the study team, given the small single-center sample size and the identifiability risk associated with detailed physiological and clinical data from a small, specific patient population.

09

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Started Aug 2026 (actual). Primary completion is estimated for Dec 2028, 28 months after the start.

Of 399 non-industry interventional studies with no phase under Critical Illness, half reached primary completion within 21 months of starting (the median), counting those still running; a quarter within 12 and three quarters within 40. This study's planned 28 months is above that.

Counting every sponsor, half of 403 studies reached it within 21 months; a quarter within 12 and three quarters within 40.

Critical Illness covers many different conditions, not one, so the studies compared here vary widely. Read these figures as a rough guide.

How these figures are worked out, and which studies are left out of them.

Registered
Sep 2, 2026
First posted
Sep 9, 2026
StartActual
Aug 17, 2026
Primary completionEst.
Dec 2028
CompletionEst.
Dec 2028
Last update
Sep 9, 2026
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Sep 9, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT07810166
Responsible party
Sponsor
First posted
Sep 9, 2026
Start date
Aug 17, 2026
Primary completion
Dec 2028 (estimated)
Completion
Dec 2028 (estimated)
Last update
Sep 9, 2026

Study contacts

Roque Basoalto Escobar, MSc, PhD
Contact
roque.basoalto@gmail.com
+56984463575
Eduardo Kattan Tala, MD, PhD
Contact
e.kattan@gmail.com

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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