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CompletedNCT07471022PHM-HAUpdated Mar 13, 2026

Hemiarthroplasty for Elderly With Proximal Humeral Mets

An observational study in Bone Metastases of a Malignant Tumor and Metastatic Bone Tumor, sponsored by Sichuan Provincial People's Hospital. Completed. Per ClinicalTrials.gov, last updated 2026-03-13.

Sponsored by Sichuan Provincial People's Hospital · Observational

Study type
Observational
Model
Case-control
Time perspective
Retrospective
Enrollment
53
Sex
All
01

Study summary

Bone metastases are common in patients with advanced cancer and frequently involve the proximal humerus, leading to severe pain and loss of shoulder function. Shoulder arthroplasty is an important surgical option for restoring limb function and relieving pain in these patients. However, elderly patients often have multiple comorbidities, and it remains unclear whether age affects surgical outcomes and prognosis after arthroplasty for proximal humeral metastases.

This retrospective observational study reviewed patients with isolated proximal humeral metastases who underwent shoulder arthroplasty at our institution. Patients were divided into elderly and younger groups based on age, and clinical outcomes were compared between the groups. Evaluated outcomes included operative characteristics, postoperative pain, limb function, complications, survival, recurrence, and quality of life.

The aim of this study is to determine whether age influences prognosis and functional recovery after shoulder arthroplasty for proximal humeral metastases, and to assess the feasibility and effectiveness of this surgical procedure in elderly patients.

Read the detailed description

This retrospective observational study reviewed patients who underwent proximal humeral hemiarthroplasty (PHH) for solitary metastatic lesions of the proximal humerus at our institution between 2013 and 2021. A total of 53 patients with histopathologically confirmed metastatic bone tumors were included in the analysis. The study population consisted of 25 males and 28 females, with ages ranging from 43 to 82 years.

Patients were divided into two groups according to age: Group A (≥65 years, n = 25) and Group B (\<65 years, n = 28). All metastatic lesions were unilateral and located in the proximal one-third of the humerus without involvement of the scapula.

The most common primary malignancies included breast cancer, lung cancer, renal cell carcinoma, thyroid cancer, prostate cancer, colorectal cancer, hepatocellular carcinoma, gastric cancer, uterine cancer, and cancer of unknown primary origin. Prior resection of the primary tumor had been performed in 22 patients before presentation. Nineteen patients had comorbidities such as diabetes mellitus, hypertension, chronic gastritis, or pulmonary emphysema. Pathological fractures were present in 19 cases.

All patients underwent wide tumor excision followed by proximal humeral hemiarthroplasty using a Malawer type I resection technique. Clinical and surgical data were collected from medical records for subsequent analysis.

02

Conditions studied

  • Bone Metastases of a Malignant Tumor
  • Metastatic Bone Tumor

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Keywords

  • Proximal Humeral Metastases
  • Bone Metastases
  • Hemiarthroplasty
  • Shoulder Arthroplasty
  • Elderly Patients
03

In context

Bone Neoplasms

322 studies on the registry are indexed under Bone Neoplasms; 81 are open to participants now.

This study's enrollment of 53 is below the median of 75 across 93 observational studies indexed under Bone Neoplasms.

Browse Bone Neoplasms studies →

Lead sponsor

Sichuan Provincial People's Hospital is the lead sponsor of 76 studies on the registry; 43 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
Child (0–17), Adult (18–64), Older adult (65+)
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Non-probability sample

Study population

This study included adult patients with solitary proximal humeral metastases who underwent proximal humeral hemiarthroplasty at our institution between 2013 and 2021. Both male and female patients were eligible. Patients were divided into two groups based on age (≥65 years and \<65 years) to compare surgical outcomes, functional recovery, complications, and survival. All patients had confirmed metastatic bone tumors, with lesions localized to the proximal humerus and without involvement of the scapula or axillary nerve. Patients with multiple bone metastases or severe comorbidities were excluded.

Inclusion criteria

  • Patients with a single metastatic lesion in the proximal humerus, confirmed by imaging or biopsy.

Presence of pathological fracture or a severe osteolytic lesion at risk of fracture (Mirels score ≥9).

Poor response to radiotherapy according to RECIST 1.1 criteria.

Persistent severe shoulder pain or significant loss of shoulder function.

Estimated life expectancy >3 months at the time of surgery..

Exclusion criteria

Exclusion Criteria:

  • Patients with multiple bone metastases involving two or more skeletal sites.

Metastatic lesions affecting the scapula, axillary nerve, or brachial plexus.

Death during the perioperative period.

Presence of three or more significant comorbidities, such as uncontrolled diabetes, severe cardiopulmonary disease, or chronic renal failure.

Loss to follow-up within 3 months after surgery.

05

Study design

Observational model
Case-control
Time perspective
Retrospective
Enrollment
53 participants (actual)
Patient registry
No

Groups and cohorts

  • Elderly Patients (≥65 Years)

    Patients aged 65 years or older with solitary proximal humeral metastases who underwent proximal humeral hemiarthroplasty at our institution.

    Procedure: Proximal Humeral Hemiarthroplasty

  • Younger Patients (<65 Years)

    Patients younger than 65 years with solitary proximal humeral metastases who underwent proximal humeral hemiarthroplasty at our institution.

    Procedure: Proximal Humeral Hemiarthroplasty

Interventions

  • ProcedureProximal Humeral Hemiarthroplasty

    Patients underwent wide tumor excision followed by proximal humeral hemiarthroplasty. En bloc resection was performed according to tumor-free principles, with preservation of the axillary nerve and deltoid muscle whenever possible. Osteotomy was performed 2-3 cm distal to the tumor margin. A tumor-specific prosthesis was implanted and soft tissues were reconstructed. A Ligament Advanced Reinforcement System (LARS) was used when necessary to improve joint stability.

06

What researchers measure

Primary outcomes

  1. (ASES) Score

    Shoulder Function Assessed by the American Shoulder and Elbow Surgeons (ASES) Score

    Time frame: Postoperative follow-up (up to 24 months)

07

Study locations

No study locations are listed for this record.

08

References and documents

Individual participant data

Plan to share: No — Individual participant data will not be shared due to patient privacy concerns and ethical restrictions. The data include sensitive medical information collected from hospital records, and sharing such data could risk identification of patients.

No publications or documents are linked to this record.

09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Mar 13, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT07471022
Lead sponsor
Sichuan Provincial People's Hospital
Responsible party
Jingbo Zhao (MD, PhD, Sichuan Provincial People's Hospital) — Principal investigator
First posted
Mar 13, 2026
Start date
Jan 1, 2013
Primary completion
Dec 31, 2021
Completion
Sep 4, 2025
Last update
Mar 13, 2026

Study contacts

Ji Zhou
study chair · Sichuan Provincial People's Hospital

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Mar 2026. You cannot join it, but the record below documents what was studied.

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