ClinicalTrials.gg
Not yet recruitingNCT06613789HVTN316Updated Sep 18, 2026

Safety & Immunogenicity of 426c.Mod.Core-C4b Vaccine With 3M-052-AF+Alum in Infants Perinatally Exposed to HIV But Uninfected

A Phase 1 interventional study of 426c.Mod.Core-C4b and 3M-052-AF in HIV Infections, sponsored by HIV Vaccine Trials Network. Not yet recruiting at 1 site in South Africa. Open to participants aged Up to 7 Days, including healthy volunteers. Per ClinicalTrials.gov, last updated 2026-09-18.

Sponsored by HIV Vaccine Trials Network · Phase 1, Interventional, and Prevention

Phase
Phase 1
Study type
Interventional
Enrollment
22
Allocation
Randomized
Ages
Up to 7 Days
Sex
All
01

Study summary

The purpose of this study is to evaluate the safety and immunogenicity of 426c.Mod.Core-C4b vaccine adjuvanted with 3M-052-AF + Alum in infants with perinatal HIV exposure who are without HIV at birth

Read the detailed description

This study will compare the safety and immunogenicity of an experimental HIV vaccine in infants with perinatal HIV exposure who are without HIV at birth. The study vaccine is called 426c.Mod.Core-C4b. The vaccine is mixed with an adjuvant called 3M-052-AF + Alum.

This study is divided into 2 parts: Part A and B. Part A has 4 groups, while Part B has 2 groups. Part A of the study is testing the vaccine alone or in combination with different doses of adjuvant. Part B is testing study vaccine and the safest dose of adjuvants from Part A versus placebo. Depending on their group, participants will receive 426c.Mod.Core-C4b, 426c.Mod.Core-C4b vaccine adjuvanted with 3M-052-AF + Alum, or a placebo by injection at Months 0, 3, and 7.

Additional study visits will occur at Day 1, Week 2, Month 3 1/2, Month 7 1/2, Month 10, Year 1, Year 1 1/2, and Year 1 3/4. Study visits may include physical exams, blood and saliva collection for the infants and questionnaires, counselling, blood, and optional breastmilk collection for the mothers of infants.

02

Conditions studied

  • HIV Infections

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Keywords

  • HIV
03

In context

HIV Infections

4,734 studies on the registry are indexed under HIV Infections; 244 are open to participants now.

This study's planned enrollment of 22 is below the median of 80 across 3,489 interventional studies indexed under HIV Infections.

Browse HIV Infections studies →

Lead sponsor

HIV Vaccine Trials Network is the lead sponsor of 14 studies on the registry; 2 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
Up to 7 Days
Sexes eligible
All
Accepts healthy volunteers
Yes

Eligibility criteria

Inclusion Criteria: Mother

  • Mother's age is at least 18 years and is willing and able to provide written for their and their infant's participation in this study
  • Mother is in the second or third trimester of singleton pregnancy, as determined by a clinical exam or sonography and reported menstrual history
  • Mother agrees to donate umbilical cord blood
  • Mother has a planned Caesarian delivery at Chris Hani Baragwanath Academic Hospital (Soweto) and plans to remain in the area after delivery and through study duration
  • Mother is determined by the site investigator to be in good overall health at the time of delivery based on medical history and physical exam
  • Mother has a documented of more than 350 cells/mcL at screening
  • Mother has been on cART for at least 16 weeks prior to delivery and intends to continue with cART for the duration of breastfeeding
  • Mother has a viral load of less than 400 copies/mL between 2 weeks before and 7 days after delivery
  • Mother has access to the participating HVTN CRS and is willing to be followed for the planned duration of the study
  • Mother demonstrates understanding of this study and is able and willing to complete the informed consent process and delivery with verbal demonstration of understanding of all questionnaire items answered incorrectly
  • Mother agrees not to enroll either self or infant in another research study for the duration of the trial without prior approval of the HVTN 316 PSRT.
  • Mother has confirmed positive -1 status documented by medical records at any time during or prior to screening, and confirmed by the HVTN CRS by serology

Exclusion Criteria: Mother

  • Any World Health Organization (WHO) grade IV illness within 1 year prior to study enrollment, as determined by the history and physical examination and review of the medical record (if available). These include HIV wasting syndrome; PJP pneumonia; cerebral toxoplasmosis; extrapulmonary cryptococcosis; progressive multifocal leukoencephalopathy; any disseminated endemic mycosis (histoplasmosis); candidiasis of the esophagus, trachea, bronchi, or lung; disseminated atypical mycobacteria; non-typhoid salmonella septicemia; extrapulmonary tuberculosis; lymphoma; and Kaposi's sarcoma.
  • Prior participation in any HIV-1 vaccine or anti-HIV antibody-mediated prevention trial
  • Receipt of any agent during this pregnancy
  • Receipt of blood products, immunoglobulin (Ig), or immunomodulating therapy within 45 days prior to, and the day of delivery
  • Any medical, psychiatric, occupational, or other condition that, in the judgment of the investigator, would interfere with or serve as a to protocol adherence, assessment of infant safety or reactogenicity, or a volunteer's ability to give informed consent
  • Any condition that places the newborn at higher risk of early-onset sepsis, such as concern for active maternal infection at delivery, as determined by local site investigators (eg, fever)
  • Detectable surface antigen (HBsAg)

Inclusion Criteria: Infant

  • Born via Caesarean delivery to a pregnant woman living with HIV-1 who meets all maternal inclusion/exclusion criteria listed above
  • Estimated gestational age at birth is at least 37 weeks

Note: If gestational age at birth is not documented in the infant's available birth records, study staff may assess gestational age at the earliest possible opportunity during the screening period and use this assessment for purposes of eligibility determination.

  • Weight at birth is at least 2.5 kg
  • Has initiated ARV prophylaxis consistent with current site-specific standard of care
  • (HgB) more than 14.0 g/dL
  • White blood cell (WBC) count ≥ 7,000 cells/mm3
  • more than 100,000 cells/mm3
  • (ALT) less than 1.25 times upper limit of age-adjusted normal
  • Creatinine less than 1.1 times upper limit of age adjusted normal
  • Negative HIV-1 nucleic acid test (NAT) on specimen drawn within 72 hours of birth
  • Written informed consent provided by mother
  • Age is equal to or less than 7 days

Exclusion Criteria: Infant

  • Any congenital anomaly/birth defect
  • Documented or suspected serious medical illness, infection, clinically significant finding from physical examination, or immediate life-threatening condition, including requirement for ongoing supplemental oxygen, as judged by the examining clinician
  • Receipt of or anticipated need for blood products, immunoglobulin, or therapy. This includes infants who require hepatitis B immunoglobulin (HBIG), but it does not require exclusion of infants who receive hepatitis B vaccine in the newborn period.
  • Receipt of any other investigational product
Terms in these criteria, in plain language(11)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

CD4 count

The number of CD4 cells, a type of white blood cell, in a given amount of blood. It is used to follow how well the immune system is doing in HIV.

HIV

The human immunodeficiency virus, which weakens the immune system.

Many studies now accept people whose HIV is controlled on treatment, judged by the viral load and the CD4 count. Check the limits this study sets.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

Contraindication

A reason a treatment, test or procedure should not be given to a particular person, such as an allergy, another illness or a medicine they take.

Hepatitis B tests

Hepatitis B is a virus that infects the liver. These are separate tests: HBsAg positive usually means a current infection (a recent vaccination can briefly cause it too); total anti-HBc (HBcAb) positive means an infection now or in the past; HBV DNA measures how much virus is in the blood.

Some studies accept a past infection if HBV DNA is undetectable, sometimes with antiviral medicine during the study. Check what this study allows.

Hemoglobin (Hb)

The protein in red blood cells that carries oxygen. A low level is anaemia, which can cause tiredness and breathlessness. Measured in g/dL or g/L (9 g/dL is 90 g/L).

Platelets

Blood cells that help blood clot. Too few raises the risk of bleeding and bruising. A usual adult range is about 150–400 × 10⁹/L (150,000–400,000 per µL); each lab has its own reference range.

ALT and AST (liver enzymes)

Two enzymes measured in a routine blood test of the liver. Higher levels can mean the liver is under strain or damaged. SGPT and SGOT are older names for ALT and AST.

Criteria usually give a limit as a multiple of the upper limit of normal (ULN), often higher when cancer has spread to the liver.

Clinically significant

Judged by the study doctor to matter for your health or for the study. It is a doctor’s decision, so ask the study team if you are unsure whether something counts.

Immunosuppression

A weakened immune system. It can come from an illness, such as HIV or some blood cancers, or from medicines that turn the immune system down, for example after an organ transplant or for an autoimmune disease; steroids at higher doses count.

Read whether the line is about a condition or about medicines, and which medicines and doses it means.

05

Study design

Phase
Phase 1
Primary purpose
Prevention
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Quadruple (Participant, Care provider, Investigator, Outcomes assessor)
Enrollment
22 participants (estimated)

Study arms

  • Experimental
    Part A, Group 1: 426c.Mod.Core-C4b (20 mcg)

    Participants will receive 426c.Mod.Core-C4b (20 mcg) alone to be administered as two 0.25-mL intramuscular (IM) doses, one into each thigh at weeks 0, 12, and 28.

    Biological: 426c.Mod.Core-C4b

  • Experimental
    Part A, Group 2: 426c.Mod.Core-C4b (20 mcg) + 3M-052-AF (0.3 mcg) + Alum (250 mcg)

    Participants will receive 426c.Mod.Core-C4b (20 mcg) admixed with 3M-052-AF (0.3 mcg) and aluminum hydroxide suspension (Alum) (250 mcg) to be administered as two 0.25-mL IM doses, one into each thigh at weeks 0, 12, and 28.

    Biological: 426c.Mod.Core-C4b · Biological: 3M-052-AF · Biological: Aluminum hydroxide suspension (Alum)

  • Experimental
    Part A, Group 3: 426c.Mod.Core-C4b (20 mcg) + 3M-052-AF (0.75 mcg) + Alum (250 mcg)

    Participants will receive 426c.Mod.Core-C4b (20 mcg) admixed with 3M-052-AF (0.75 mcg) and aluminum hydroxide suspension (Alum) (250 mcg) to be administered as two 0.25-mL IM doses, one into each thigh at weeks 0, 12, and 28.

    Biological: 426c.Mod.Core-C4b · Biological: 3M-052-AF · Biological: Aluminum hydroxide suspension (Alum)

  • Experimental
    Part A, Group 4: 426c.Mod.Core-C4b (20 mcg) + 3M-052-AF (1.5 mcg) + Alum (250 mcg)

    Participants will receive 426c.Mod.Core-C4b (20 mcg) admixed with 3M-052-AF (1.5 mcg) and aluminum hydroxide suspension (Alum) (250 mcg) to be administered as two 0.25-mL IM doses, one into each thigh at weeks 0, 12, and 28.

    Biological: 426c.Mod.Core-C4b · Biological: 3M-052-AF · Biological: Aluminum hydroxide suspension (Alum)

  • Active comparator
    Part B, Group 5: 426c.Mod.Core-C4b (20 mcg) + 3M-052-AF (TBD)* + Alum (250 mcg)

    Participants will receive 426c.Mod.Core-C4b (20 mcg) admixed with 3M-052-AF (TBD) and Alum (250 mcg) to be administered as two 0.25-mL IM doses, one into each thigh at weeks 0, 12, and 28.

    Biological: 426c.Mod.Core-C4b · Biological: 3M-052-AF · Biological: Aluminum hydroxide suspension (Alum)

  • Placebo comparator
    Part B, Group 6: Placebo

    Participants will receive Placebo (Tris Sodium Chloride (NaCl) buffer ) to be administered as two 0.25-mL IM doses, one into each thigh at weeks 0, 12, and 28.

    Biological: Placebo and Diluent

Interventions

  • Biological426c.Mod.Core-C4b

    self-assembling nanoparticle expressing up to 7 molecules of the 426c.Mod.Core envelope immunogen.

  • Biological3M-052-AF

    3M-052-AF is an aqueous formulation (AF) of a lipidated small molecule imidazoquinoline that is a Toll-like receptor (TLR)7/8 and inflammasome agonist. To be administered as 0.3 mcg, 0.75 mcg, or 1.5 mcg admixed with 426c.Mod.Core-C4b, with Alum

  • Aluminum hydroxide suspension (Alum) to be administered as 250 mcg (aluminum content) admixed with 426c.Mod.Core-C4b with 3M-052-AF.

  • BiologicalPlacebo and Diluent

    Tris-NaCl buffer.

06

What researchers measure

Primary outcomes

  1. Number of participants reporting local reactogenicity signs and symptoms and number of local reactogenicity signs and symptoms experienced by each participant

    Graded according to the Division of AIDS (DAIDS) Table for Grading the Severity of Adult and Pediatric Adverse Events, Version 2.1 \[March 2017\]

    Time frame: Measured through 14 days following receipt of study product at day 5, week 12, and week 28

  2. Number of participants reporting systemic reactogenicity signs and symptoms symptoms and number of systemic reactogenicity signs and symptoms experienced by each participant,

    Graded according to the Division of AIDS (DAIDS) Table for Grading the Severity of Adult and Pediatric Adverse Events, Version 2.1 \[March 2017\]

    Time frame: Measured through 14 days following receipt of study product at day 5, week 12, and week 28

  3. Number of participants reporting adverse events and overall number of adverse events

    Graded according to the Division of AIDS (DAIDS) Table for Grading the Severity of Adult and Pediatric Adverse Events, Version 2.1 \[March 2017\]

    Time frame: Measured through out the study period

  4. Number of participants reporting serious adverse events and overall number of serious adverse events

    Graded according to the Division of AIDS (DAIDS) Table for Grading the Severity of Adult and Pediatric Adverse Events, Version 2.1 \[March 2017\]

    Time frame: Measured through 12 months post last vaccination at week 28

  5. Number of participants reporting medically attended adverse events and overall number of medically attended adverse events

    Graded according to the Division of AIDS (DAIDS) Table for Grading the Severity of Adult and Pediatric Adverse Events, Version 2.1 \[March 2017\]

    Time frame: Measured through 12 months post last vaccination at week 28

  6. Number of participants reporting adverse events of special interest (AESIs) that are Potential Immune Mediated Medical Conditions (PIMMCs) and overall number of AESIs that are PIMMCs

    Graded according to the Division of AIDS (DAIDS) Table for Grading the Severity of Adult and Pediatric Adverse Events, Version 2.1 \[March 2017\]

    Time frame: Measured through 12 months post last vaccination at week 28

  7. Number of participants reporting AEs leading to early participant withdrawal or permanent discontinuation

    Graded according to the Division of AIDS (DAIDS) Table for Grading the Severity of Adult and Pediatric Adverse Events, Version 2.1 \[March 2017\]

    Time frame: Measured through 12 months post last vaccination at week 28

  8. Response rate of CD4bs-specific IgG binding antibodies

    Measured by binding antibody multiplex assay (BAMA)

    Time frame: Measured 2 weeks after the 3rd vaccination at week 28

  9. Magnitude of CD4bs-specific IgG binding antibodies

    Measured by binding antibody multiplex assay (BAMA)

    Time frame: Measured 2 weeks after the 3rd vaccination at week 28

  10. Response rate of CD4bs-specific memory B cells

    Measured by flow cytometry

    Time frame: Measured 2 weeks after the 3rd vaccination at week 28

  11. Magnitude of CD4bs-specific memory B cells

    Measured by flow cytometry

    Time frame: Measured 2 weeks after the 3rd vaccination at week 28

Secondary outcomes

  1. Response rate of serum Ab neutralization of vaccine-matched viruses

    Measured by TZM-bl pseudoneutralization assay

    Time frame: Measured 2 weeks after the 3rd vaccination at week 28

  2. Magnitude of serum Ab neutralization of vaccine-matched viruses

    Measured by TZM-bl pseudoneutralization assay

    Time frame: Measured 2 weeks after the 3rd vaccination at week 28

  3. Differential neutralization of HIV-1 strains that are diagnostic for CD4bs bNAb precursors

    Measured by TZM-bl assay

    Time frame: Measured 2 weeks after the 3rd vaccination at week 28

  4. Response rate of serum Ab neutralization of heterologous HIV-1 strains

    Measured by TZM-bl assay

    Time frame: Measured 2 weeks after the 3rd vaccination at week 28

  5. Magnitude of serum Ab neutralization of heterologous HIV-1 strains

    Measured by TZM-bl assay

    Time frame: Measured 2 weeks after the 3rd vaccination at week 28

  6. Response rate (i.e., percentage) of CD4bs-specific, including VRC01-class, B cells

    Measured by BCR sequencing of sorted B cells

    Time frame: Measured 2 weeks after the 3rd vaccination at week 28

  7. Magnitude of CD4bs-specific, including VRC01-class, B cells

    Measured by BCR sequencing of sorted B cells

    Time frame: Measured 2 weeks after the 3rd vaccination at week 28

  8. Response rate of vaccine-specific and CD4bs-specific binding antibodies

    Measured by BAMA

    Time frame: Measured 6 months and 12 months after the 3rd vaccination at week 28

  9. Magnitude of vaccine-specific and CD4bs-specific binding antibodies

    Measured by BAMA

    Time frame: Measured 6 months and 12 months after the 3rd vaccination at week 28

  10. Response rate of CD4bs-specific memory B cells

    Measured by flow cytometry

    Time frame: Measured 6 months and 12 months after the 3rd vaccination at week 28

  11. Response rate of serum neutralization

    Measured by TZM-bl assay

    Time frame: Measured 6 months and 12 months after the 3rd vaccination at week 28

  12. Magnitude of serum neutralization

    Measured by TZM-bl assay

    Time frame: Measured 6 months and 12 months after the 3rd vaccination at week 28

  13. EPI vaccine-specific binding antibody responses

    Assessed by Pediatric Vaccine Multiplex Assay (PVMA)

    Time frame: Measured 2 weeks, 6 months, and 12 months after the 3rd vaccination at week 28

07

Study locations

1 site
  • Soweto HVTN CRS
    Soweto, Gauteng 1862, South Africa
08

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Start is estimated for Mar 2027; primary completion for Jun 2027, 2 months later.

Of 91 non-industry phase 1 interventional studies under HIV Infections, half reached primary completion within 27 months of starting (the median), counting those still running; a quarter within 18 and three quarters within 46. This study's planned 2 months is below that.

Counting every sponsor, half of 165 studies reached it within 19 months; a quarter within 7 and three quarters within 33.

How these figures are worked out, and which studies are left out of them.

Registered
Sep 23, 2024
First posted
Sep 26, 2024
StartEst.
Mar 30, 2027
Primary completionEst.
Jun 3, 2027
CompletionEst.
Jun 3, 2027
Last update
Sep 18, 2026
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Sep 18, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
09

Registry details

Key details

Study ID
NCT06613789
Lead sponsor
HIV Vaccine Trials Network
Responsible party
Sponsor
First posted
Sep 26, 2024
Start date
Mar 30, 2027 (estimated)
Primary completion
Jun 3, 2027 (estimated)
Completion
Jun 3, 2027 (estimated)
Last update
Sep 18, 2026

Study contacts

Clinical Trials Manager
Contact
itindale@fredhutch.org
(206) 667-4212
Amy Violari
study chair · Perinatal HIV Research Unit

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is not yet recruiting, as verified in Sep 2026. You cannot join it, but the record below documents what was studied.

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Discussion

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Studies of the drugs tested here: MEDI9197 · Aluminum Hydroxide

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