A Phase 1 interventional study of Biospecimen Collection and Computed Tomography in Advanced Cholangiocarcinoma, Advanced Hepatocellular Carcinoma and Advanced Malignant Solid Neoplasm, sponsored by University of Southern California. Suspended at 2 sites in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-08-17.
Sponsored by University of Southern California · Phase 1, Interventional, and Treatment
This phase I trial tests the safety, side effects, and best dose of a new intervention, AU409, in treating patients with primary liver cancers that may have spread from where it first started to nearby tissue, lymph nodes, or distant parts of the body (advanced) or advanced solid tumors that have spread to the liver (liver metastatic disease). AU409 may stop cancer from growing and spreading. This trial may help researchers determine if AU409 is safe and effective in treating patients with liver cancers and solid tumors with liver metastatic disease.
PRIMARY OBJECTIVES:
I. To determine maximum tolerated dose (MTD) of RNA transcription modulator AU-409 (AU409) and the recommended phase II dose (RP2D).
II. To characterize the safety and tolerability of AU409 by assessing toxicities per Common Terminology Criteria for Adverse Events (CTCAE) version (v) 5.0 criteria.
SECONDARY OBJECTIVES:
I. To obtain a preliminary assessment of anti-tumor activity of AU409 via objective radiologic response using Response Evaluation Criteria in Solid Tumors (RECIST) 1.1 criteria.
II. To determine pharmacokinetics of AU409 in patients with advanced-stage solid tumors.
EXPLORATORY OBJECTIVES:
I. To evaluate the concentration of AU409 in tumor tissue from liver biopsy samples obtained from a subset of patients treated with AU409 at dose level 4 (300 mg) and above.
II. To evaluate expression of genes with TATA box promotion regions on pre- and post- treatment liver biopsy samples.
OUTLINE: This is a dose-escalation study.
Patients receive AU409 orally (PO) on study. Patients also undergo computed tomography (CT) or magnetic resonance imaging (MRI) and collection of blood samples throughout the trial.
3,182 studies on the registry are indexed under Carcinoma, Hepatocellular; 954 are open to participants now.
This study's planned enrollment of 36 is below the median of 55 across 2,298 interventional studies indexed under Carcinoma, Hepatocellular.
Browse Carcinoma, Hepatocellular studies →University of Southern California is the lead sponsor of 773 studies on the registry; 135 are open to participants now.
Of its 68 completed or terminated interventional studies of FDA-regulated products, 32 (47%) have results posted.
Counted across the registry records on this site, refreshed daily.
Women of child-bearing potential (WOCBP) and men must agree to use adequate contraception (hormonal or barrier method of birth control; abstinence) prior to study entry, for the duration of study participation. A male participant must agree to use highly effective contraception during the intervention period and for 60 days after the last dose of AU409 and refrain from donating sperm during this period. WOCBP are eligible to participate if they are not pregnant, not breastfeeding, and agree to follow the contraceptive guidance during the study intervention period and for at least 90 days after the last dose of AU409
Exclusion Criteria:
Patients receive AU409 PO on study. Patients also undergo CT or MRI and collection of blood samples throughout the trial.
Procedure: Biospecimen Collection · Procedure: Computed Tomography · Procedure: Magnetic Resonance Imaging · Drug: RNA Transcription Modulator AU-409
Undergo collection of blood samples
Also known as: Biological Sample Collection, Biospecimen Collected, Specimen Collection
Undergo CT scan
Also known as: CAT, CAT Scan, Computed Axial Tomography, Computerized Axial Tomography, Computerized Tomography, CT, CT Scan, tomography
Undergo MRI
Also known as: Magnetic Resonance, Magnetic Resonance Imaging Scan, Medical Imaging, Magnetic Resonance / Nuclear Magnetic Resonance, MR, MR Imaging, MRI, MRI Scan, NMR Imaging, NMRI, Nuclear Magnetic Resonance Imaging
Given PO
Also known as: AU 409, AU-409, AU409
Maximum Tolerated Dose
MTD is defined as the highest dose tested at which none or no more than one patient experienced DLT attributable to the study drug(s), when 6 patients were treated at that dose and are evaluable for toxicity. The MTD is one dose level below the lowest dose tested in which 2 or more patients experienced DLT attributable to the study drug(s.)
Time frame: Up to 28 days
Recommended phase II dose
The RP2D for evaluation in Phase 2 will be selected based on overall safety and tolerability, PK, preliminary efficacy, and estimates of efficacious liver exposures extrapolated from nonclinical data and Phase 1 of the study. The RP2D may or may not be the same as the MTD identified in Phase 1. For example, if the MTD was not reached with a plateau of exposures despite increasing drug dose, or if exposure at the MTD was much higher than the level expected to be required for efficacy, or if subsequent cycles of treatment provided additional insight on the safety profile, then the RP2D might be different, though not higher dose than the MTD. Additionally, if an MTD is not identified in the dose range expected, a dose that met the tolerability and PK criteria could be selected as the RP2D.
Time frame: Up to 28 days
Incidence of adverse events
Will be assessed per Common Terminology Criteria for Adverse Events version 5.0 criteria.
Time frame: Up to 30 days after removal from treatment or until death, whichever occurs first
Objective radiologic response
Will assess preliminary assessment of anti-tumor activity of AU409 via objective radiologic response using Response Evaluation Criteria in Solid Tumors 1.1 criteria.
Time frame: Up 3 years
Pharmacokinetics evaluation - Peak plasma concentration (Cmax)
Pharmacokinetics profile will be evaluated following a comprehensive PK parameter
Time frame: Day 1 of cycles 1 and 2. Days 8, 15, and 21 of cycle 1. (cycle = 28 days)
Pharmacokinetics evaluation - Peak time (Tmax)
Pharmacokinetics profile will be evaluated following comprehensive PK parameter
Time frame: Day 1 of cycles 1 and 2. Days 8, 15, and 21 of cycle 1. (Cycle = 28 days)
This study is suspended, as verified in Aug 2026. You cannot join it, but the record below documents what was studied.
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University of Southern California