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Active, not recruitingNCT05203939Updated Jul 31, 2026

Study to Assess the Safety and Efficacy of OCU400 for Retinitis Pigmentosa and Leber Congenital Amaurosis

A Phase 1/2 interventional study of OCU400 Low Dose and OCU400 Med Dose in Retinitis Pigmentosa and Leber Congenital Amaurosis, sponsored by Ocugen. Active, not recruiting at 7 sites in United States. Open to participants aged 6 Years and older. Per ClinicalTrials.gov, last updated 2026-07-31.

Sponsored by Ocugen · Phase 1/2, Interventional, and Treatment

Phase
Phase 1/2
Study type
Interventional
Enrollment
22
Allocation
Non-randomized
Ages
6 Years and older
Sex
All
01

Study summary

This is a Phase 1/2 Study to Assess the Safety and Efficacy of OCU400 in patients with retinitis pigmentosa associated with NR2E3 and RHO mutations and in patients with LCA due to mutation(s) in CEP290 gene (OCU400-101). To document prospective eye pathology in the above subjects Investigators will also conduct a Natural History Study (OCU400-104)i

This is a multicenter study, which will be conducted in two phases and will enroll up to a total of 24 subjects in the OCU400-101 and 100 subjects in the OCU400-104 study.

Read the detailed description

This study will be conducted in two phases enrolling up to 24 subjects. Treated subjects will receive a single subretinal injection of OCU400 in the study eye.

This is a multicenter, open-label, dose-ranging study in two subgroups of subjects with three consecutive cohorts.

A total of 18 adult RP subjects from each of the following subgroups with Biallelic autosomal recessive NR2E3 mutations, autosomal dominant NR2E3 mutations or Autosomal dominant RHO mutations will be selected for dose escalation.

For the Phase I portion of the study, the 3+3 design for sequential dose-escalating cohorts will be used with scheduled 3 dosing levels between 9 and 18 subjects will be used to follow the design.

Up to 3 additional adult LCA patients with CEP290 mutations and at least 1 pediatric LCA subject, will be enrolled in the Phase 2 portion.

Sample Size Justification:

The trial will enroll up to 24 patients (18 adult RP, up to 3 LCA patients, and at least 1 pediatric LCA patient) in both Phase 1 and Phase 2 components.

Participants who meet eligibility criteria will be enrolled and receive a single subretinal injection of OCU400 in one study eye. Participants are considered to have completed this study if they complete the final EOS visit Week 48 (12 months following the IP dose). The study duration will be approximately 58 weeks for each participant and will be followed in Long Term Safety Follow Up for an additional 2 years.

Participants from the Phase 1/2 study who previously received the investigational product (OCU400) in one eye may be eligible to receive OCU400 in the untreated fellow eye, provided they meet the inclusion/exclusion criteria and have completed week 48 follow up visit.

Natural History Study (OCU400-104, A Prospective and Retrospective Natural History Study of RP and LCA):

This is an observatory study for the prospective natural history of RP and LCA in adult and pediatric subjects. The study will also collect and review retrospective data and ophthalmology examination of natural history and progression of disease for all subjects starting with the earliest timepoint on or after the date of their diagnosis of RP or LCA. Enrollment for this study has closed.

02

Conditions studied

  • Retinitis Pigmentosa
  • Leber Congenital Amaurosis

Keywords

  • NR2E3
  • Rhodopsin
  • Enhanced S-cone syndrome
  • Cep290
03

In context

Retinitis Pigmentosa

268 studies on the registry are indexed under Retinitis Pigmentosa; 71 are open to participants now.

This study's enrollment of 22 is below the median of 27 across 173 interventional studies indexed under Retinitis Pigmentosa.

Browse Retinitis Pigmentosa studies →

Lead sponsor

Ocugen is the lead sponsor of 12 studies on the registry; 2 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
6 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Eligibility criteria

Diagnosis and main criteria for inclusion:

Subjects meeting all inclusion criteria and none of the exclusion criteria are eligible for study participation.

Inclusion Criteria for Adult RP:

  1. Males or females ≥ 18 years of age at the time of informed consent.
  2. Confirmed genetic diagnosis of biallelic autosomal recessive NR2E3 mutations or autosomal dominant NR2E3 mutation for Subgroup 1 or autosomal dominant RHO mutations for Subgroup 2.
  3. For the sentinel subject of Cohort 1-3, BCVA ≤ 20/160 in study eye or visual field less than 20° in any meridian, as measured by a III4e isopter or equivalent in study eye.
  4. For non-sentinel subject, BCVA ≤ 20/50 or visual field less than 20° in any meridian, as measured by a III4e isopter or equivalent in study eye.
  5. Able to perform a Multi-Luminance Mobility Testing (MLMT) using study eye, but unable to pass the MLMT at 1 lux, the lowest luminance level tested.

Exclusion Criteria for Adult RP:

  1. Subject lacks evidence of outer nuclear layer.
  2. Considered unsuitable for any reason that may either place the subject at increased risk during participation or interfere with the interpretation of the study outcomes by the Investigator, or the Sponsor after reviewing medical, ocular, and psychiatric history, clinical examination, and laboratory evaluation, as determined by the Investigator.
  3. Previous treatment with a gene therapy or cell therapy product.
  4. Previous treatment with any investigational drug or device within one year.
  5. Any contraindications for subretinal injection.
  6. Cataract Surgery within 3 months. YAG capsulotomy within 1 month. Any other intraocular surgery within 6 months.
  7. Breast-feeding, pregnancy, sperm donation or inability to practice strict contraception within the Treatment Observation Period.
  8. Any medical condition with life expectancy \< 6 years.

Inclusion Criteria for Adult LCA:

  1. Males or females at least 18 years of age at the time of informed consent.
  2. Clinical diagnosis of LCA and confirmed genetic diagnosis of CEP290 mutation.
  3. Best corrected visual acuity (BCVA) equal to or worse than LogMAR +0.7 but equal to or better than LogMAR 3.8 (light perception) in the study eye.
  4. Detectable outer nuclear layer in the macular region as determined by spectral-domain optical coherence tomography (SD-OCT).

Exclusion Criteria for Adult LCA:

  1. Any symptom of central nervous system involvement/disease that would impact the ability to measure visual function.
  2. Considered unsuitable for any reason that may either place the patient at increased risk during participation or interfere with the interpretation of the study safety and efficacy outcomes by the Investigator, after reviewing medical, ocular, and psychiatric history, clinical examination, and laboratory evaluation, as determined by the Investigator.
  3. Any contraindications for subretinal injection.
  4. Any intraocular surgery within 6 months.
  5. Active ocular/intraocular infection (e.g., conjunctivitis, keratitis, scleritis, endophthalmitis).
  6. Breast-feeding, pregnancy, sperm donation or inability to practice strict contraception within the Treatment Observation Period.

Inclusion Criteria for Pediatric RP:

  1. Males or females 6 - 17 years of age (inclusive) at the time of parental permission and/or assent, whichever is applicable.
  2. Confirmed genetic diagnosis of biallelic autosomal recessive NR2E3 mutations or autosomal dominant NR2E3 mutation for Subgroup 1 or autosomal dominant RHO mutations for Subgroup 2.
  3. BCVA ≤ 20/32 or visual field less than 20° in any meridian, as measured by a III4e isopter or equivalent in study eye.
  4. Able to perform a Multi-Luminance Mobility Testing (MLMT) using study eye, but unable to pass the MLMT at 1 lux, the lowest luminance level tested.

Exclusion Criteria for Pediatric RP:

  1. Subject lacks evidence of outer nuclear layer as determined by spectral-domain optical coherence tomography (SD-OCT).
  2. Considered unsuitable for any reason that may either place the subject at increased risk during participation or interfere with the interpretation of the study outcomes by the Investigator, or the Sponsor after reviewing medical, ocular, and psychiatric history, clinical examination, and laboratory evaluation, as determined by the Investigator.
  3. Previous treatment with a gene therapy or cell therapy product.
  4. Previous treatment with any investigational drug or device within one year.
  5. Any contraindications for subretinal injection.
  6. Cataract surgery within 3 months. YAG capsulotomy within 1 month. Any other intraocular surgery within 6 months.
  7. Breast-feeding, pregnancy, or inability to practice strict contraception within the Treatment Observation Period for subjects of childbearing potential.
  8. Active ocular/intraocular infection (e.g., conjunctivitis, keratitis, scleritis, endophthalmitis).
  9. Any medical condition with life expectancy \< 6 years.

Inclusion Criteria for Pediatric LCA:

  1. Males or females 6 - 17 years of age (inclusive) at the time of parental permission and/or assent, whichever is applicable.
  2. Clinical diagnosis of LCA and confirmed genetic diagnosis of CEP290 mutation.
  3. Best corrected visual acuity (BCVA) equal to or worse than LogMAR +0.7 but equal to or better than LogMAR 3.8 (light perception) in the study eye.
  4. Detectable outer nuclear layer in the macular region as determined by spectral-domain optical coherence tomography (SD-OCT).

Exclusion Criteria for Pediatric LCA:

  1. Any symptom of central nervous system involvement/disease that would impact the ability to measure visual function.
  2. Considered unsuitable for any reason that may either place the subject at increased risk during participation or interfere with the interpretation of the study safety and efficacy outcomes by the Investigator, after reviewing medical, ocular, and psychiatric history, clinical examination, and laboratory evaluation, as determined by the Investigator.
  3. Any contraindications for subretinal injection.
  4. Any Intraocular surgery within 6 months.
  5. Active ocular/intraocular infection (e.g., conjunctivitis, keratitis, scleritis, endophthalmitis).
  6. Breast-feeding, pregnancy, or inability to practice strict contraception within the Treatment Observation Period for subjects of childbearing potential.
05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Treatment
Allocation
Non-randomized
Intervention model
Sequential assignment
Masking
None (open label)
Enrollment
22 participants (actual)

Study arms

  • Experimental
    Cohort 1 (Low Dose)

    Biallelic autosomal recessive NR2E3 mutations subgroup or Autosomal dominant NR2E3 mutation or RHO mutations subgroup

    Drug: OCU400 Low Dose

  • Experimental
    Cohort 2 (Mid Dose)

    Biallelic autosomal recessive NR2E3 mutations subgroup or Autosomal dominant NR2E3 mutation or RHO mutations subgroup

    Drug: OCU400 Med Dose

  • Experimental
    Cohort 3 (High Dose)

    Biallelic autosomal recessive NR2E3 mutations subgroup or Autosomal dominant NR2E3 mutation, RHO mutations subgroup

    Drug: OCU400 High Dose

  • Experimental
    Pediatric Arm

    Pediatric subjects will receive the medium dose concentration

    Drug: OCU400 Med Dose

  • Experimental
    Phase 2 (High and Medium Dose)

    Following DSMB confirmation, adult RP subjects with Biallelic autosomal recessive NR2E3 mutations, autosomal dominant NR2E3 mutations, Autosomal dominant RHO mutations will receive a high dose concentration of OCU400 or LCA patients with CEP290 mutation will receive a medium dose concentration of OCU400.

    Drug: OCU400 Med Dose · Drug: OCU400 High Dose

  • Experimental
    Adult Arm

    Biallelic autosomal recessive NR2E3 mutations subgroup or Autosomal dominant NR2E3 mutation, RHO mutations subgroup will receive a high dose concentration of OCU400 and LCA patients with CEP290 will receive a medium dose concentration of OCU400

    Drug: OCU400 Med Dose · Drug: OCU400 High Dose

  • Experimental
    Second Eye Dosing

    Eligible RP participants will be dosed in the untreated fellow eye with a therapeutic dose used in Phase 3 study of OCU400 (1.0x10E11vg/mL in 250 μl ) and will be followed for an additional 48 weeks.

    Drug: OCU400 Second Eye Dosing

  • No intervention
    Natural History Study (OCU400-104)

    A Prospective and Retrospective Natural History Study of RP and LCA: This is an observatory study for the prospective natural history of RP and LCA in adult and pediatric subjects. The study will also collect and review retrospective data and ophthalmology examination of natural history and progression of disease for all subjects starting with earliest timepoint on or after the date of their diagnosis of RP or LCA. Subjects will be seen up to a total of four times during the 12 months of the Observational Period, at baseline, 3 months, 6 months and 12 months. A total of up to 100 subjects will be enrolled in the study, including: Approximately 76 newly enrolled subjects consisting of 50 adult RP subjects, 6 adult LCA subjects, 20 pediatric RP/LCA subjects. Up to 24 subjects that reconsent from the OCU400-101 study (subjects from OCU400-101 will provide data on their untreated eye)

Interventions

  • DrugOCU400 Low Dose

    subretinal injection of up to 1.66×10E10 vg/mL

  • DrugOCU400 Med Dose

    subretinal injection of up to 3.33×10E10 vg/mL

  • DrugOCU400 High Dose

    subretinal injection of up to 1.66×10E11 vg/mL

  • DrugOCU400 Second Eye Dosing

    subretinal injection of 1.0x10E11vg/mL in 250 μl

06

What researchers measure

Primary outcomes

  1. Study Drug-related adverse events (SDAE)

    Counts, frequencies and percentages of SDAEs. SDAE is a primary adverse event of interest and defined as AEs and SAEs that are direct subjects to the Study Drug only.

    Time frame: 1 year

  2. Treatment-Emergent adverse events (TEAEs)

    Counts, frequencies and percentages TEAEs. TEAEs are defined as an event that was not present prior to administration of the dose of study drug and present after the dose, or if it represents the exacerbation of an event that was present prior to the dose.

    Time frame: 1 year

  3. Serious adverse events (SAEs)

    Counts, frequencies and percentages of SAEs including Resulted in Death, Life-threatening, Hospitalization, Disabling/incapacitating, Congenital anomaly or birth defect and medically significant AEs ( AE that did not meet any of the above criteria but could have jeopardized the subject and might have required medical or surgical intervention to prevent one of the outcomes listed above).

    Time frame: 1 year

Secondary outcomes

  1. Best-corrected visual acuity (BCVA)

    Measured as the ETDRS letter score on the EVA tester or E-ETDRS charts. Electronic ETDRS Visual Acuity Testing Protocol will be followed (confidential).

    Time frame: 1 year (Changes from baseline)

  2. Low-luminance visual acuity (LLVA)

    Electronic Visual Acuity Tester (EVA) and a Sponsor specific Low-Luminance lens will be used. Early Treatment of Diabetic Retinopathy Study (ETDRS) will also be accepted as a backup.

    Time frame: 1 year (Changes from baseline)

  3. Slit-lamp biomicroscopy

    Changes in visual function.

    Time frame: 1 year (Changes from baseline)

  4. Intraocular pressure (IOP)

    IOP measurement by applanation or rebound tonometry. Confirmation with Goldmann tonometer if IOP reading is outside the normal range (8-21mmHg).

    Time frame: 1 year (Changes from baseline)

  5. Indirect ophthalmoscopy

    If visual acuity is so poor that the participant is unable to count fingers or perceive hand motion, light perception will be tested with the indirect ophthalmoscope as the light source.

    Time frame: 1 year (Changes from baseline)

  6. anti-AAV5 (anti Adeno-associated virus type 5)

    Blood samples will be collected for the assessment. These samples will be analyzed using validated assays at a bioanalytical laboratory.

    Time frame: 1 year

  7. anti-hNR2E3 antibodies (hNR2E3 gene)

    Blood samples will be collected for the assessment. These samples will be analyzed using validated assays at a bioanalytical laboratory.

    Time frame: 1 year

  8. T-cell response

    Blood samples will be collected for the assessment. These samples will be analyzed using validated assays at a bioanalytical laboratory.

    Time frame: 1 year

Other outcomes

  1. Multi-luminance mobility testing (MLMT)

    Subjects will navigate a standardized mobility maze under set conditions as specified times during the study. The mobility testing will follow a standardized administration and data acquisition protocol and may only be administered by site staff certified in the methodology.

    Time frame: 1 year (Changes from baseline)

  2. Changes in ellipsoid zone width/length on wide-field 20° SD-OCT

    Ellipsoid zone area/outer segment length will be determined by Spectral Domain Optical Coherence Tomography (SD-OCT) using standardized systems and acquisition protocols.

    Time frame: 1 year (Changes from baseline)

  3. Contrast sensitivity

    Contrast sensitivity will be conducted using Pelli-Robson chart.

    Time frame: 1 year (Changes from baseline)

  4. Full Field Light Stimulation Threshold (FST)

    FST will be completed at scheduled times throughout the study period

    Time frame: 1 year (Changes from baseline)

  5. Photopic Static Visual Fields

    The Octopus 900 will be used with a standardized white-on-white full field and a blue-on-yellow with full field

    Time frame: 1 year (Changes from baseline)

  6. Vision on Quality of Life

    The National Eye Institute Visual Function Questionnaire 25 (NEI-VFQ25) and the Michigan Retinal Degeneration Questionnaire (MRDQ) questionnaires (for RP Adult subjects only) will be administered to assess the impact of vision on quality of subject's life.

    Time frame: 1 year (Changes from baseline)

  7. Full Field Electroretinogram

    The International Society for Clinical Electrophysiology of Vision (ISCEV) guidelines will be followed for conducting ff-ERG (Full-field Electroretinography) for RP subjects only.

    Time frame: 1 year (Changes from baseline)

  8. Wide-field fundus autofluorescence (wf-FAF)

    The intensity of FAF will be evaluated using 55° posterior pole scanning.

    Time frame: 1 year (Changes from baseline)

07

Study locations

7 sites
  • Associated Retina Consultants
    Phoenix, Arizona 85020, United States
  • Ocugen Site 5 - University of California, San Diego (UCSD) - Shiley Eye Institute
    La Jolla, California 92093, United States
  • Ocugen Site 3 - Bascom Palmer Eye Institute
    Miami, Florida 33136, United States
  • Ocugen Site 6 - Emory University
    Atlanta, Georgia 30322, United States
  • Ocugen Site 2 - Casey Eye Institute - OHSU
    Portland, Oregon 97239, United States
  • Ocugen Site 8 - Mid Atlantic Retina - Wills Eye Hospital
    Philadelphia, Pennsylvania 19107, United States
  • Ocugen Site 1 - Retina Foundation of the Southwest
    Dallas, Texas 75231, United States
08

References and documents

09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jul 31, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT05203939
Lead sponsor
Ocugen
Responsible party
Sponsor
First posted
Jan 24, 2022
Start date
Jan 24, 2022
Primary completion
Mar 2027 (estimated)
Completion
Mar 2027 (estimated)
Last update
Jul 31, 2026

Study contacts

Jennifer Henrick, RN, MS
study director · Ocugen
Mohamed Genead, MD
study chair · Ocugen

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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