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RecruitingNCT05055648PROTECTUpdated Dec 17, 2024

PROton Versus Photon Therapy for Esophageal Cancer - a Trimodality Strategy

A Phase 3 interventional study of Photon Radiotherapy and Proton Radiotherapy in Esophageal Cancer, Radiotherapy and Side Effect, sponsored by University of Aarhus. Recruiting at 15 sites in 8 countries. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2024-12-17.

Sponsored by University of Aarhus · Phase 3, Interventional, and Treatment

From the registry’s dates

  • Started May 2022; still recruiting 4 years 5 months later.
Phase
Phase 3
Study type
Interventional
Enrollment
396
Allocation
Randomized
Ages
18 Years and older
Sex
All
01

Study summary

The PROTECT trial will test the hypothesis that proton (PT) -enabled radiation dose reductions to sensitive, normal tissues will result in lower rates of treatment-related pulmonary complications in esophageal cancer compared to standard photon therapy (XT).

Read the detailed description

PROTECT is a unblinded international multicenter randomized phase III study for patients with operable EC or EGC receiving nCXT (standard of care) or nCPT (intervention). The study will be open-label for the patient and the treating physician.

The radiation dose is either 41.4 Gy in 23 fractions, five fractions per week or 50.4 Gy in 28 fractions, five fractions per week. Prior to trial opening, each proton center will determine a single dose regimen for all patients treated in that specific proton center and its assigned photon centers.

The protocol prescribes that all referring centers will use the same chemotherapy regimen, which is weekly carboplatin (AUC 2), and paclitaxel (50 mg/m2), five cycles, irrespective of choice of dose regimen. Chemotherapy is a non-investigational drug.

Prior to referral to any proton therapy center, patients will be randomed (1:1) to either nCXT or nCPT. Only patients randomized to the PT arm will be referred to a PT center. Randomization will be performed centrally using an online 24-hour web-based system maintained by the Clinical Trial Office at Aarhus University Hospital, ensuring allocation concealment to the clinical investigators. The method of randomization will be stratified permuted blocks of size 4 and 6 (selected randomly) with the following strata:

  • Histopathology (non-squamous vs squamous cell carcinoma)
  • Planned surgical technique (open versus minimal invasive/robotic or hybrid)
  • Proton center and sites assigned to this center (which will deliver the nCXT)
02

Conditions studied

  • Esophageal Cancer
  • Radiotherapy
  • Side Effect
  • Proton Therapy
03

In context

Esophageal Neoplasms

1,593 studies on the registry are indexed under Esophageal Neoplasms; 461 are open to participants now.

This study's planned enrollment of 396 is above the median of 58 across 1,171 interventional studies indexed under Esophageal Neoplasms.

Browse Esophageal Neoplasms studies →

Lead sponsor

University of Aarhus is the lead sponsor of 1,274 studies on the registry; 183 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Patients with histologically verified squamous cell carcinoma or adenocarcinoma (including signet cell carcinoma and large cell carcinoma, not further specified) of the esophagus (E) or gastro-esophageal junction (GEJ).

    • FDG PET/CT performed.
    • Tumor stage according to TNM (8th edition): cT1-4a and/or cN+, cM0.
    • Age ≥18 years.
    • Performance status WHO ≤2.
    • Adequate laboratory findings: hematological: hemoglobin > 90 g/L, absolute neutrophil count (ANC) ≥ 1,5 x 109/L, platelets ≥ 75 x 109/L hepatic: bilirubin ≤ 1.5 x upper limit of normal (ULN), ALAT ≤ 3 x ULN renal: creatinine ≤ 1.5 x ULN, GFR (may be calculated) > 30 ml/min
    • MDT decision on suitability to undergo curatively intended nCXT or nCPT followed by surgery.
    • Planned transthoracic esophagectomy or gastrectomy being open, minimally invasive of combination of both.
    • Ability to adhere to procedures for study and follow-up.
    • Patients with low risk cancers with a life expectancy above 5 years (e.g. low risk prostate cancer) are allowed in the study. Adequately treated diagnoses such as cervix uteri carcinoma in situ, in situ urothelial carcinoma or localized non-melanoma skin cancer are allowed, regardless of time of diagnosis.
    • Patients of childbearing potential: pregnancy prevention according to the standards of each country. Patients of childbearing potential must present a negative pregnancy test. Patients and their partners must use effective contraception. Patients of childbearing potential included in the study must use oral contraceptives, intrauterine devices, depot injection of progestin subdermal implantation, a hormonal vaginal ring, or transdermal patch during the study treatment and one month after.

Exclusion criteria

Exclusion Criteria:

Patients who meet one or more of the following exclusion criteria cannot be included in the study:

  • Prior thoracic XT or PT, chemotherapy or surgical resection in the esophageal/gastric region (previous EMR or ESD is allowed).
  • Tumor \< 3 cm from oropharyngeal sphincter.
  • Planned transhiatal resection
  • Patients with other previous malignancies are excluded unless a complete remission or complete resection was achieved at least 5 years prior to study entry.
  • Any unstable systemic disease (including clinically significant lung and cardiovascular disease, unstable angina, New York Heart Association (NYHA) grade III-IV congestive heart, severe hepatic, renal or metabolic disease or active inflammatory bowel disease).
  • Symptomatic peripheral neuropathy greater than grade 1 (scored according to CTCAE v5.0).
  • Any other serious or uncontrolled illness, which, in the opinion of the investigator, makes it undesirable for the patient to enter the trial.
  • Unable to understand and digest study patient information or comply with study treatment and safety instructions.
  • Gastro-esophageal stent within the irradiated volume.
05

Study design

Phase
Phase 3
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
396 participants (estimated)

Study arms

  • Active comparator
    Photon Arm

    Standard arm with neoadjuvant chemoradiotherapy (nCXT) with photons

    Radiation: Photon Radiotherapy

  • Experimental
    Proton Arm

    Experimental arm with neoadjuvant chemoradiotherapy (nCPT) with protons

    Radiation: Proton Radiotherapy

Interventions

  • RadiationPhoton Radiotherapy

    nCXT consists of weekly carboplatin and paclitaxel for 5 weeks, following the CROSS trial. The radiation dose will be either 41.4 Gy in 23 fractions or 50.4 Gy in 28 fractions

  • RadiationProton Radiotherapy

    nCPT consists of weekly carboplatin and paclitaxel for 5 weeks, following the CROSS trial. The radiation dose will be either 41.4 Gy in 23 fractions or 50.4 Gy in 28 fractions

    Also known as: Proton Therapy

06

What researchers measure

Primary outcomes

  1. Pulmonary complications

    Incidence of pulmonary complications during and following nCPT or nCXT and surgery

    Time frame: from randomization until 90 days after surgery

Secondary outcomes

  1. Early toxicity

    Predefined items ≥ grade 2 scored by Common Terminology Criteria for Adverse Events (CTCAE) v5.0

    Time frame: from start of nCPT or nCXT until surgery

  2. Late toxicity

    Predefined items ≥ grade 2 scored by Common Terminology Criteria for Adverse Events (CTCAE) v5.0

    Time frame: up to 5 years

  3. Postoperative complications

    Predefined items scored by Clavien-Dindo and Comprehensive Complications Index (CCI)

    Time frame: from surgery until 90 days after surgery

  4. Major cardiovascular events (MACE)

    Predefined cardiovascular events scored by MACE

    Time frame: up to 5 years

  5. Patient-reported outcome measures

    EORTC quality of life questionnaire

    Time frame: up to 5 years

  6. Compliance with trimodality treatment

    The proportion of patients complying with trimodality treatment in each arm

    Time frame: 3 months

  7. Pathological response

    tumor regression grade for the primary tumor scored according to Mandard score.

    Time frame: immediately after surgery

  8. Cumulative incidence of loco-regional failure

    Locoregional failure evaluated according to RECIST with all failures within the irradiated volume counting as events.

    Time frame: from date of randomization up to 5 years

  9. Pattern of failure

    First site of failure will be divided in loco-regional lymph node failures, loco-regional failures in anastomosis, and distant extra-cranial and intra-cranial failures. All loco-regional failures will be divided in failures inside and outside the treatment volume, which is defined to be within the specified treatment dose.

    Time frame: up to 5 years

  10. Disease-free survival (DFS)

    Disease control evaluated according to RECIST with any recurrence (locoregional or distant) as well as death from any cause, whatever occurs first, will be considered as events.

    Time frame: up to 5 years

  11. Overall survival (OS)

    Death from all causes will considered as events

    Time frame: up to 5 years

Other outcomes

  1. Total toxicity burden (TTB)

    The combined toxicity scale TTB used in the trial by Lin et al (Lin 2020)

    Time frame: from randomization until 90 days after surgery

  2. Concordance of observed pulmonary complications with predicted complications from NTCP models

    Comparison of observed and predicted toxicity rates

    Time frame: up to 5 years

  3. Blood biomarkers as predictors for treatment failure

    circulating tumor DNA

    Time frame: up to 5 years

  4. Proportion of patients receiving adjuvant immunotherapy

    The actual number of patients starting adjuvant immunotherapy will be recorded

    Time frame: up to 5 years

  5. Cost-effectiveness of proton therapy relative to photon therapy

    Incremental cost effectiveness ratios (ICERs), cost per QALY gained, cost per complication avoided, and cost per total toxicity burden avoided will be reported.

    Time frame: up to 5 years

  6. FDG/PET CT as predictors for treatment failure

    Correlation between diagnostic PET, planning PET-CT and PET at 12 months

    Time frame: 12 months

  7. Concordance of observed cardiac complications with predicted

    Comparison of observed and predicted toxicity rates

    Time frame: Up to 5 years

07

Study locations

8 of 15 sites recruiting
  • Catholic University of Leuven
    Leuven, Belgium
    Recruiting
  • Aarhus University Hospital (AUH)
    Aarhus, 8000, Denmark
    • Dorte Winther, Dr. · Contact
    • Marianne Nordsmark · Contact
    • Hanna Mortensen · Contact
    Recruiting
  • Centre Léon Bérard (CLB)
    Lyon, France
    Not yet recruiting
  • Centre Antoine Lacassagne (CAL)
    Nice, France
    Not yet recruiting
  • Institut Curie
    Paris, France
    Not yet recruiting
  • Technische Universität Dresden (TUD)
    Dresden, Germany
    Recruiting
  • San Raffaele Hospital
    Milan, Italy
    Recruiting
  • Centro Nazionale di Adroterapia Oncologica (CNAO)
    Pavia, Italy
    Recruiting
  • Azienda Provinciale Per I Servizi Sanitari (APSS)
    Trento, Italy
    Recruiting
  • Academisch Ziekenhuis Groningen (UMCG)
    Groningen, Netherlands
    Withdrawn
  • Stichting Maastricht Radiation Oncology (MAASTRO)
    Maastricht, Netherlands
    Withdrawn
  • Paul Scherrer Institute (PSI)
    Villigen, Switzerland
    • Ulrike Kliebsch · Contact
    • Damien Weber · Contact
    Recruiting
  • University Hospital Zurich (USZ)
    Zürich, 8091, Switzerland
    • Antonia Schiess · Contact
    • Panagiotis Balermpas · Contact
    Recruiting
  • University College London Hospital (UCLH)
    London, United Kingdom
    Withdrawn
  • The Christie NHS foundation trust
    Manchester, United Kingdom
    Not yet recruiting
08

References and documents

Individual participant data

Plan to share: No

No publications or documents are linked to this record.

09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Dec 17, 2024, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT05055648
Lead sponsor
University of Aarhus
Collaborators
University of Leeds, KU Leuven, University College, London, Aarhus University Hospital, Technische Universität Dresden, Academisch Ziekenhuis Groningen, CNAO National Center of Oncological Hadrontherapy, Agenzia Nazionale per i Servizi Sanitari Regionali, Centre Antoine Lacassagne, Centre Leon Berard, Institut Curie, Maastro Clinic, The Netherlands, University College London Hospitals, The Christie NHS Foundation Trust, Paul Scherrer Institut, Center for Proton Therapy, HollandPTC, IBA worldwide, Varian- A Siemens Healthineer Company
Responsible party
Sponsor
First posted
Sep 24, 2021
Start date
May 1, 2022
Primary completion
Dec 1, 2027 (estimated)
Completion
Dec 1, 2032 (estimated)
Last update
Dec 17, 2024

Study contacts

Dorte Winter
Contact
dorte.skriver.winther@auh.rm.dk
+45 78456442
Toke Hansen, PhD
Contact
tokeha@rm.dk
+45 78456442
Marianne Nordsmark, Dr.
study director · University of Aarhus
Karin Haustermans, Dr.
study chair · UKleuven

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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