ClinicalTrials.gg
CompletedNCT04956809Updated Dec 12, 2023

Effect of Dapagliflozin on Submaximal Exercise Tolerance in Heart Failure

A Phase 2 interventional study of Dapagliflozin 10Mg Tab and Placebo in HFrEF, sponsored by University of Pennsylvania. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2023-12-12.

Sponsored by University of Pennsylvania · Phase 2, Interventional, and Treatment

From the registry’s dates

  • Primary completion was Jun 2023, 3 years 4 months ago, and no results have been posted to the registry.
Phase
Phase 2
Study type
Interventional
Enrollment
3
Allocation
Randomized
Ages
18 Years and older
Sex
All
01

Study summary

This study will examine whether and how the FDA-approved drug dapagliflozin (Dapa) improves submaximal exercise endurance and skeletal muscle oxidative phosphorylation capacity (SkM OxPhos) in patients with heart failure and reduced left ventricular ejection fraction (HFrEF).

02

Conditions studied

  • HFrEF
03

In context

Lead sponsor

University of Pennsylvania is the lead sponsor of 1,664 studies on the registry; 236 are open to participants now.

Of its 156 completed or terminated interventional studies of FDA-regulated products, 107 (69%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. Diagnosis of HFrEF with NYHA Class II-III functional class, which has been present for at least two months
  2. Left ventricular ejection fraction ≤ 40%
  3. Stable medical therapy for at least 1 month
  4. Plasma NT-proBNP level of: ≥ 200pg/mL; OR ≥ 125pg/mL if they were hospitalized for HF within the past 12 months; or ≥ 250 pg/mL if patient had atrial fibrillation/flutter on baseline ECG

Exclusion criteria

Exclusion Criteria:

  1. Receiving therapy with an SGLT2 inhibitor within 8 weeks prior to enrollment or previous intolerance of an SGLT2 inhibitor
  2. Type 1 diabetes mellitus
  3. Age \<18 years old
  4. Pregnancy: Women of childbearing potential will undergo a urine pregnancy test during the screening visit.
  5. Uncontrolled atrial fibrillation, as defined by a resting heart rate > 100 beats per minute at the time of the baseline assessment
  6. Paroxysmal atrial fibrillation (Afib) or flutter with >1 hour of continuous Afib documented within the previous 6 months (prior to screening or randomization), direct-current (DC) cardioversion or ablation procedure for Afib within 6 months, or plan to attempt to restore sinus rhythm (with drug therapy, ablation, or DC cardioversion) within 6 months of randomization. Subjects with persistent Afib and no sinus rhythm documented in the prior 6 months are permitted.
  7. Hemoglobin \< 10 g/dL
  8. eGFR \< 25 mL/min/1.73m\^2, or unstable or rapidly progressing renal disease at the time of randomization
  9. Subject inability/unwillingness to exercise
  10. Greater than moderate left sided valvular disease (mitral regurgitation, aortic stenosis, aortic regurgitation), moderate or greater mitral stenosis, severe right-sided valvular disease
  11. Known hypertrophic, infiltrative, restrictive or inflammatory cardiomyopathy
  12. Clinically significant pericardial disease, as per investigator judgment
  13. Current angina due to clinically significant epicardial coronary disease, as per investigator judgment
  14. Acute coronary syndrome or coronary intervention within the past 2 months
  15. Primary pulmonary artery hypertension (WHO Group 1 Pulmonary Arterial Hypertension)
  16. Clinically significant lung disease as defined by: Chronic Obstructive Pulmonary Disease meeting Stage III or greater GOLD criteria (FEV1\<50% predicted), treatment with oral steroids within the past 6 months for an exacerbation of obstructive lung disease, current use of supplemental oxygen aside from nocturnal oxygen for the treatment of obstructive sleep apnea.

    - Desaturation to \<90% on the baseline maximal effort cardiopulmonary exercise test will also be grounds for exclusion

  17. Clinically-significant ischemia, as per investigator's judgement, on stress testing without either (1) subsequent revascularization, (2) an angiogram demonstrating the absence of clinically significant epicardial coronary artery disease, as per investigator judgment; (3) a follow-up 'negative' stress test, particularly when using a more specific technique (i.e., a negative perfusion imaging test following a 'positive' ECG stress test)

    - Exercise induced regional wall motion abnormalities suggestive of ongoing ischemia during the baseline maximal effort cardiopulmonary exercise test will be exclusionary

  18. Implantation of a CRT device within 12 weeks prior to enrollment or intent to implant a CRT device during the study period
  19. Previous cardiac transplantation or implantation of a ventricular assist device, or implantation expected after randomization
  20. Symptomatic bradycardia or second- or third-degree heart block, in the absence of a pacemaker
  21. Significant liver disease impacting synthetic function or volume control (ALT/AST > 3x ULN, Albumin \< 3.0 g/dL)
  22. Severe right ventricular dysfunction
  23. Baseline resting seated systolic blood pressure > 180 mmHg or \<90 mmHg
  24. Orthostatic blood pressure response to the transition from supine to standing (>20 mmHg reduction in systolic blood pressure 2-3 minutes after standing)
  25. Active participation in another study that utilizes an investigational agent (observational studies/registries allowed)
  26. Any condition that, in the opinion of the investigator, will interfere with the completion of the study. This may include comorbid or psychiatric conditions that may impede successful completion of the protocol, or logistical concerns (e.g. inability to travel to the exercise unit).

    -

05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Crossover assignment
Masking
Double (Participant, Investigator)
Enrollment
3 participants (actual)

Study arms

  • Active comparator
    Dapagliflozin 10mg

    Active arm will be 6 weeks in duration, separated by a 2-week wash-out period.

    Drug: Dapagliflozin 10Mg Tab

  • Placebo comparator
    Placebo

    Placebo arm will be 6 weeks in duration, separated by a 2-week wash-out period.

    Drug: Placebo

Interventions

  • This will be a single-center randomized, placebo controlled, double-blind, 2-treatment, 2-phase cross-over trial in 27 HFrEF subjects: (A) Dapa 10 mg daily; (B) Placebo.

  • DrugPlacebo

    This will be a single-center randomized, placebo controlled, double-blind, 2-treatment, 2-phase cross-over trial in 27 HFrEF subjects: (A) Dapa 10 mg daily; (B) Placebo.

06

What researchers measure

Primary outcomes

  1. The primary endpoint will be the change in submaximal exercise endurance (time to exhaustion at 75% of peak workload) between Dapa and placebo.

    Time frame: 24 Months

07

Study locations

1 site
  • University of Pennsylvania
    Philadelphia, Pennsylvania 19054, United States
08

References and documents

Individual participant data

Plan to share: No

No publications or documents are linked to this record.

09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Dec 12, 2023, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT04956809
Collaborators
Amgen
Responsible party
Kenneth B Margulies (Principal Investigator, University of Pennsylvania) — Principal investigator
First posted
Jul 9, 2021
Start date
Oct 22, 2021
Primary completion
Jun 1, 2023
Completion
Jun 1, 2023
Last update
Dec 12, 2023

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in Dec 2023. You cannot join it, but the record below documents what was studied.

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Studies of the drug tested here: Dapagliflozin

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