CClinicalTrials.gg
CompletedNCT04569097Updated May 11, 2026Results posted

Novel Pharyngeal Metrics to Predict Dysphagia Outcomes

An interventional study of standard of care lingual strengthening in Dysphagia and Swallowing Disorders, sponsored by VA Office of Research and Development. Completed at 3 sites in United States. Open to participants aged 18 Years to 99 Years, including healthy volunteers. Per ClinicalTrials.gov, last updated 2026-05-11.

Sponsored by VA Office of Research and Development · Not applicable, Interventional, and Diagnostic

Phase
Not applicable
Study type
Interventional
Enrollment
227
Allocation
Non-randomized
Ages
18 Years to 99 Years
Sex
All
01

Study summary

This multi-site trial will follow a cohort of Veterans with dysphagia for 8 weeks as they undergo clinically guided oropharyngeal exercises with oropharyngeal strengthening as the primary goal. Veterans with dysphagia will be assessed at three time points: baseline, 4 weeks after treatment initiation, and 8 weeks after treatment initiation. A non-dysphagic Veteran control group will also undergo data collection at parallel time points, without completion of a treatment paradigm. The investigators will then compare patients to non-dysphagic controls using manometry, videofluoroscopy, diet assessment, functional reserve tests, and patient-reported outcome measures.

The investigators aim to 1) quantify change in pressure measures of swallowing function resulting from dysphagia treatment; 2) determine which combination of standard of care and/or pressure-based metrics best track with outcome measures; and 3) develop multimodal prognostic algorithms that predict treatment success. This research will establish a precise outcome measurement paradigm suitable for dysphagia clinical care and research, thus improving clinical confidence and paving the way for a personalized medicine approach for dysphagia rehabilitation in Veterans.

Read the detailed description

This multi-center trial will follow a cohort of Veterans with dysphagia for 8 weeks as they undergo clinically guided oropharyngeal exercises with oropharyngeal strengthening as the primary goal. Veterans with dysphagia will be assessed at three time points: baseline, 6-4 weeks post-treatment, and 8 weeks post-treatment. A non-dysphagic Veteran control group (n=50) will also undergo data collection at parallel time points, without completion of a treatment paradigm. The investigators will then compare patients to nondysphagic controls using pHRM, videofluoroscopy, diet assessment, functional reserve tests, and patient reported outcome measures. The investigators aim to 1) quantify change in pHRM measures of swallowing function resulting from dysphagia treatment; 2) determine which combination of standard of care and/or pHRM-based metrics best track with patient-reported outcome measures; and 3) develop multimodal prognostic algorithms that predict treatment success. This research will establish a precise outcome measurement paradigm suitable for dysphagia clinical care and research, thus improving clinical confidence and paving the way for a personalized medicine approach for dysphagia rehabilitation in Veterans.

02

Conditions studied

  • Dysphagia
  • Swallowing Disorders

Browse trials for

Keywords

  • dysphagia
  • manometry
  • swallowing
  • veterans
03

In context

Deglutition Disorders

710 studies on the registry are indexed under Deglutition Disorders; 219 are open to participants now.

This study's enrollment of 227 is above the median of 60 across 471 interventional studies indexed under Deglutition Disorders.

Browse Deglutition Disorders studies →

Lead sponsor

VA Office of Research and Development is the lead sponsor of 1,733 studies on the registry; 396 are open to participants now.

Of its 206 completed or terminated interventional studies of FDA-regulated products, 180 (87%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 99 Years
Sexes eligible
All
Accepts healthy volunteers
Yes

Inclusion criteria

  • Signed an informed consent form
  • Receive a dysphagia diagnosis by a speech-language pathologist
  • Must have a dysphagia treatment plan with the goal of strengthening the oropharyngeal musculature
  • English speaking

Exclusion criteria

Exclusion Criteria:

  • history of allergic response to barium
  • history of allergic response to topical anesthetics
05

Study design

Phase
Not applicable
Primary purpose
Diagnostic
Allocation
Non-randomized
Intervention model
Parallel assignment
Masking
Single (Outcomes assessor)
Enrollment
227 participants (actual)

Study arms

  • Experimental
    Patient group

    lingual strengthening

    Other: standard of care lingual strengthening

  • No intervention
    Controls

    No history of dysphagia (swallowing disorder) or minimal to mild dysphagia not requiring a strengthening program

Interventions

  • Otherstandard of care lingual strengthening

    standard or care lingual strengthening approaches with outcome measured with novel pressure metrics

06

What researchers measure

Primary outcomes

  1. pHRM Pressure Change (Pharyngeal)

    Will assess the change in pressure by pharyngeal high resolution manometry over the time frame. The primary measure of interest is Integral Pressure during the 10 mL swallow at the tongue base. This is measured in two forms: 1\. Pharyngeal Contractile Integral (PhCI): range is between 100 and 600 mmHg·s·cm ; 2. Mesopharyngeal Max Pressure (tongue base): range is between \~115-210 mmHg in healthy adults. Positive change would be a movement toward normal range of pressure. This metric is measured automatically in both Software systems used to evaluate pharyngeal pressure (WiscMano and Swallow gateway).

    Time frame: Baseline and 8 weeks

  2. pHRM Pressure Change (Mesopharyngeal)

    Will assess the change in pressure by pharyngeal high resolution manometry over the time frame. The primary measure of interest is Integral Pressure during the 10 mL swallow at the tongue base. This is measured in two forms: 1\. Pharyngeal Contractile Integral (PhCI): range is between 100 and 600 mmHg·s·cm ; 2. Mesopharyngeal Max Pressure (tongue base): range is between \~115-210 mmHg in healthy adults. Positive change would be a movement toward normal range of pressure. This metric is measured automatically in both Software systems used to evaluate pharyngeal pressure (WiscMano and Swallow gateway).

    Time frame: Baseline and 8 weeks

  3. Swallowing Clinical and Fluoroscopic Change (MBSImP)

    Will assess the change in fluoroscopy and clinical assessments over the time frame. The primary tool of measurement is the combined score of the Modified Barium Swallow Impairment Profile (MBSImP). This is a 17 item standardized tool to measure impairment of swallow identified using contrast barium swallows. The investigators will use the composite pharyngeal score which ranges from 0 to 3, the higher the score the more abnormal the swallow function, Normal swallows will score 5 or less and severe dysphagia will score 9 or higher. Movement toward 0 is a positive or improved swallow function, movement toward 23 is negative or worsening swallow function and full range is from 0 to 29 with a higher score indicating worse impairment. Scores under 13 indicate the mild or no impairment.

    Time frame: Baseline and 8 weeks

  4. Patient Reported Outcome Changes (SSQ)

    The Sydney Swallowing Questionnaire (SSQ) is a patient reported symptom scale with 17 questions, each scaled from 0+ no dysfunction to 100 equal extreme dysfunction using a 100mm visual analogue scale with 0 and 100 as anchors. The total score can be recorded for 0 to 1700. Normal swallowers will average 40 with a range of 200 to 0. Dysphagia patients average 800 with a range of 150 to 1600. Movement toward 0 will be considered an improvement, movement toward 1700 worsening in swallowing ability preserved by the patient.

    Time frame: Baseline and 8 weeks

Secondary outcomes

  1. Patient Reported Outcome Changes (EAT-10)

    The Eating Assessment Tool-10 (EAT-10) is a short 10 question swallowing assessment tool with 10 questions each scaled 0 to 4, total can be between 0 and 40. The normal swallowers will score under 2. Changes toward 0 will be identified as improved swallow symptom function, changes toward 40 worsening symptoms.

    Time frame: Baseline and 8 weeks

  2. Patient Reported Outcome Changes, Diet Change

    International Dysphagia Diet Standardization initiative, Functional Oral Intake scale. Standardize scale of diet (liquid and solid food, iddsi.org). Foods scaled from regular diet 7 to liquidized 3, and liquids scaled from thin liquids 0 to extremely thick 4. Improvement in diet will be report if patients move toward 0 in liquid intake and toward 7 in solid food intact, and movement in the opposite directions will be evidence of poorly food and liquid tolerance.

    Time frame: Baseline, 4 weeks, and 8 weeks

07

Results

Posted May 11, 2026
Limitations and caveats
Earlier in the study we encountered more subject withdrawals due to manometry catheter placement discomfort. We have addressed the issue with the use of atomized lidocaine and oxymetazoline at two of our sites. Delays in procurement of the saline. COVID 19 pandemic affected recruitment. Research Coordinators turn over. Travel restrictions due to COVID 19 delayed manometry training in the other two sites. A delay to establish new process to pay Dep of Radiology this led to delay in Controls

Participant flow

Participant flow — Overall Study
MilestonePatient GroupControls
Started112115
Completed7975
Not completed3340
Withdrew: Withdrawal by subject3340

Outcome measures

PrimarypHRM Pressure Change (Pharyngeal)

Will assess the change in pressure by pharyngeal high resolution manometry over the time frame. The primary measure of interest is Integral Pressure during the 10 mL swallow at the tongue base. This is measured in two forms: 1\. Pharyngeal Contractile Integral (PhCI): range is between 100 and 600 mmHg·s·cm ; 2. Mesopharyngeal Max Pressure (tongue base): range is between \~115-210 mmHg in healthy adults. Positive change would be a movement toward normal range of pressure. This metric is measured automatically in both Software systems used to evaluate pharyngeal pressure (WiscMano and Swallow gateway).

Time frame:
Baseline and 8 weeks
Reported as:
Mean · mmHg·s·cm
pHRM Pressure Change (Pharyngeal)
mmHg·s·cmPatient GroupControls
Baseline Pharyngeal Contractile Integral381 ± 128395 ± 127
8 weeks Pharyngeal Contractile Integral389 ± 140402 ± 111
PrimarypHRM Pressure Change (Mesopharyngeal)

Will assess the change in pressure by pharyngeal high resolution manometry over the time frame. The primary measure of interest is Integral Pressure during the 10 mL swallow at the tongue base. This is measured in two forms: 1\. Pharyngeal Contractile Integral (PhCI): range is between 100 and 600 mmHg·s·cm ; 2. Mesopharyngeal Max Pressure (tongue base): range is between \~115-210 mmHg in healthy adults. Positive change would be a movement toward normal range of pressure. This metric is measured automatically in both Software systems used to evaluate pharyngeal pressure (WiscMano and Swallow gateway).

Time frame:
Baseline and 8 weeks
Reported as:
Mean · mmHg
pHRM Pressure Change (Mesopharyngeal)
mmHgPatient GroupControls
Baseline Mesopharyngeal Max Pressure192 ± 73185 ± 56
8 weeks Mesopharyngeal Max Pressure200 ± 70191 ± 61
PrimarySwallowing Clinical and Fluoroscopic Change (MBSImP)

Will assess the change in fluoroscopy and clinical assessments over the time frame. The primary tool of measurement is the combined score of the Modified Barium Swallow Impairment Profile (MBSImP). This is a 17 item standardized tool to measure impairment of swallow identified using contrast barium swallows. The investigators will use the composite pharyngeal score which ranges from 0 to 3, the higher the score the more abnormal the swallow function, Normal swallows will score 5 or less and severe dysphagia will score 9 or higher. Movement toward 0 is a positive or improved swallow function, movement toward 23 is negative or worsening swallow function and full range is from 0 to 29 with a higher score indicating worse impairment. Scores under 13 indicate the mild or no impairment.

Time frame:
Baseline and 8 weeks
Reported as:
Mean · score on a scale
Swallowing Clinical and Fluoroscopic Change (MBSImP)
score on a scalePatient GroupControls
Baseline MBSImP10.7 ± 3.26.0 ± 2.4
8 weeks MBSImP9.2 ± 2.46.8 ± 2.2
PrimaryPatient Reported Outcome Changes (SSQ)

The Sydney Swallowing Questionnaire (SSQ) is a patient reported symptom scale with 17 questions, each scaled from 0+ no dysfunction to 100 equal extreme dysfunction using a 100mm visual analogue scale with 0 and 100 as anchors. The total score can be recorded for 0 to 1700. Normal swallowers will average 40 with a range of 200 to 0. Dysphagia patients average 800 with a range of 150 to 1600. Movement toward 0 will be considered an improvement, movement toward 1700 worsening in swallowing ability preserved by the patient.

Time frame:
Baseline and 8 weeks
Reported as:
Mean · score on a scale
Patient Reported Outcome Changes (SSQ)
score on a scalePatient GroupControls
Baseline SSQ512 ± 358149 ± 198
8 weeks SSQ377 ± 309164 ± 185
SecondaryPatient Reported Outcome Changes (EAT-10)

The Eating Assessment Tool-10 (EAT-10) is a short 10 question swallowing assessment tool with 10 questions each scaled 0 to 4, total can be between 0 and 40. The normal swallowers will score under 2. Changes toward 0 will be identified as improved swallow symptom function, changes toward 40 worsening symptoms.

Time frame:
Baseline and 8 weeks
Reported as:
Mean · score on a scale
Patient Reported Outcome Changes (EAT-10)
score on a scalePatient GroupControls
Baseline EAT-1013.8 ± 8.93.8 ± 6.6
8 weeks EAT-109.0 ± 8.54.0 ± 5.9
SecondaryPatient Reported Outcome Changes, Diet Change

International Dysphagia Diet Standardization initiative, Functional Oral Intake scale. Standardize scale of diet (liquid and solid food, iddsi.org). Foods scaled from regular diet 7 to liquidized 3, and liquids scaled from thin liquids 0 to extremely thick 4. Improvement in diet will be report if patients move toward 0 in liquid intake and toward 7 in solid food intact, and movement in the opposite directions will be evidence of poorly food and liquid tolerance.

Time frame:
Baseline, 4 weeks, and 8 weeks

Results for this outcome have not been posted.

Adverse events

Collected over 8 weeks. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Patient Group0/112 (0%)0/112 (0%)0/112 (0%)
Controls0/115 (0%)0/115 (0%)0/115 (0%)

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Patient GroupControlsTotal
<=18 years000
Between 18 and 65 years296190
>=65 years8354137
Sex: Female, Male
Sex: Female, Male(Participants)Patient GroupControlsTotal
Female22224
Male11093203
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Patient GroupControlsTotal
Hispanic or Latino112
Not Hispanic or Latino108113221
Unknown or Not Reported314
08

Study locations

3 sites
  • Edward Hines Jr. VA Hospital, Hines, IL
    Hines, Illinois 60141-3030, United States
  • Cincinnati VA Medical Center, Cincinnati, OH
    Cincinnati, Ohio 45220-2213, United States
  • William S. Middleton Memorial Veterans Hospital, Madison, WI
    Madison, Wisconsin 53705-2254, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Nov 6, 2025
  • Informed consent form · Apr 21, 2023

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on May 11, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT04569097
Lead sponsor
VA Office of Research and Development
Responsible party
Sponsor
First posted
Sep 29, 2020
Start date
Jun 28, 2021
Primary completion
Sep 30, 2024
Completion
Sep 30, 2024
Results posted
May 11, 2026
Last update
May 11, 2026

Study contacts

Timothy M. McCulloch, MD
principal investigator · William S. Middleton Memorial Veterans Hospital, Madison, WI

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Apr 2026. You cannot join it, but the record below documents what was studied.

Follow this study

Get an email when the registry record changes — status, dates, results — or when someone posts here.

Sign in to follow

Discussion

Questions and observations about this study, from anyone following it. Not medical advice, and not a channel to the study team — their contact details are on the registry record.

Sign in to join the discussion. Reading takes no account; posting does. You choose a display name, and a pseudonym is the default.

Nothing here yet. If you are running this trial, taking part in it, or weighing whether to, this is the place to say so.

Start the discussion