CClinicalTrials.gg
CompletedNCT04322097DISE-CADUpdated Jan 21, 2026Results posted

Mechanisms of Upper Airway Obstruction

An interventional study of Hypoglossal Nerve Stimulation in Obstructive Sleep Apnea, sponsored by University of Pennsylvania. Completed at 1 site in United States. Open to participants aged 22 Years and older, including healthy volunteers. Per ClinicalTrials.gov, last updated 2026-01-21.

Sponsored by University of Pennsylvania · Not applicable, Interventional, and Basic science

Phase
Not applicable
Study type
Interventional
Enrollment
133
Allocation
Non-randomized
Ages
22 Years and older
Sex
All
01

Study summary

The current study is designed to examine underlying mechanisms of action of lingual muscles in the maintenance of airway patency during sleep. The investigators' major hypothesis is that specific tongue muscles are responsible for relieving upper airway obstruction during sleep.

Read the detailed description

Obstructive sleep apnea (OSA) is characterized by recurrent upper airway obstruction due to inadequate muscle tone during sleep leading to nocturnal hypercapnia, repeated oxyhemoglobin desaturations and arousals. Continuous positive airway pressure (CPAP) is the therapeutic mainstay for OSA, but adherence remains poor. The loss of motor input to the tongue during sleep has been implicated as a cause for upper airway collapse. Activation of tongue muscles with implanted hypoglossal nerve stimulators is an effective therapy for some OSA patients. Nevertheless, approximately 1/3 of OSA patients did not respond to hypoglossal nerve stimulation despite rigorous selection criteria, leaving large segments of CPAP intolerant patients at risk for OSA-related morbidity. Thus, there is a critical knowledge gap in the role of lingual muscle activity in the maintenance of airway patency.

The current study is designed to examine underlying mechanisms of action of lingual muscles in the maintenance of airway patency during sleep. The investigators' major hypothesis is that specific tongue muscles are responsible for relieving upper airway obstruction during sleep. To address this hypothesis, the investigators will (1) selectively stimulate specific lingual muscle groups (viz., protrudors and retractors) and measure effects on airway patency during Drug Induced Sleep Endoscopy (DISE). The investigators will (2) correlate responses in patency to alterations in tongue morphology (as assessed with ultrasound imaging). The investigators will (3) examine the impact of anatomic factors (e.g., the size of the maxillo-mandibular enclosure) on airway responses to stimulation. Patients will (4) undergo magnetic resonance imaging (MRI) determine the extent to which maxillo-mandibular size and tongue size and fat content compress pharyngeal structures. The investigators will (5) assess apnea severity and hypoglossal nerve stimulation with Inspire to measure response to therapy via split-night PSGs. The investigators will (6) examine digital morphometrics to quantify pharyngeal anatomy. A final goal is to (7) measure tongue force, as tongue force measurements may elucidate mechanisms of therapy response as related to neuromuscular control.

The study will contain two distinct pathways, Study A and Study B, in order to efficiently execute the protocol. Study A will focus primarily on measurements obtained as part of routine clinical care. Study B will focus on enhanced imaging and physiology techniques in patients using lingual muscle stimulation (Inspire).

Study A:

  • To determine the contribution of defects in upper airway function to the pathogenesis of airway obstruction at specific sites of pharyngeal collapse by characterizing upper airway pressure-flow/area relationships during DISE.
  • To determine the impact of jaw thrust and mouth closure maneuvers to functional determinants of upper airway obstruction at specific sites of pharyngeal collapse.
  • To examine effects of maxillo-mandibular restriction and tongue size on upper airway functional properties during DISE.

Study B (In addition to the objectives for Study A):

  • To assess effects of stimulating specific lingual muscles on upper airway patency during natural sleep and drug-induced sleep
  • To assess whether craniofacial morphology predicts improvements in pharyngeal patency during sleep with stimulation.
02

Conditions studied

  • Obstructive Sleep Apnea

Keywords

  • upper airway
  • pharynx
  • collapsibility
  • compliance
  • drug-induced sleep endoscopy
  • hypoglossal stimulation
03

In context

Sleep Apnea, Obstructive

2,198 studies on the registry are indexed under Sleep Apnea, Obstructive; 469 are open to participants now.

This study's enrollment of 133 is above the median of 53 across 1,448 interventional studies indexed under Sleep Apnea, Obstructive.

Browse Sleep Apnea, Obstructive studies →

Lead sponsor

University of Pennsylvania is the lead sponsor of 1,635 studies on the registry; 239 are open to participants now.

Of its 154 completed or terminated interventional studies of FDA-regulated products, 104 (68%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
22 Years and older
Sexes eligible
All
Accepts healthy volunteers
Yes

Eligibility criteria

Study A Inclusion Criteria:

  • Scheduled to undergo DISE as part of routine clinical standard of care.

Study B Inclusion Criteria:

  • Adults (≥ 22yrs) willing and capable of providing informed consent
  • Implanted with the MRI-conditional Inspire hypoglossal nerve stimulator (Model 3028 or later)
  • Compliant with Inspire therapy (> 20 hours/week over 2+ weeks) as a standalone treatment for sleep-disordered breathing
  • Inspire remote model 2500 or later.

Study B Exclusion Criteria:

  • MRI contraindications (claustrophobia, ferromagnetic implants/foreign bodies, etc.)
  • Inspire Implant Model 3024
  • Inspire Remote Model 3032
  • Patients who have fallen asleep while during resulting in an accident or "near miss" accident within 1 year prior to device implantation.
  • Inability to sleep in the supine position (by self-report)
  • History of severe difficulty initiating or maintaining sleep in the laboratory
  • Pregnant women
05

Study design

Phase
Not applicable
Primary purpose
Basic science
Allocation
Non-randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
133 participants (actual)

Study arms

  • No intervention
    Study A - Functional Phenotyping during DISE

    Participants with diagnosed OSA undergo Drug-Induced Sleep Endoscopy (DISE) to characterize determinants of upper airway obstruction using CPAP and pharyngeal manometry. Jaw thrust and other positional maneuvers are performed during DISE as part of routine clinical standard of care.

  • Experimental
    Study B - HGNS Responders

    Participants with implanted Inspire HGNS devices undergo DISE and overnight polysomnography to assess upper airway responses with and without HGNS stimulation. CPAP titration is performed during DISE. Upper airway MRI and tongue force assessments are also conducted. Response was defined by a ≥ 50% reduction in AHI with stimulation.

    Device: Hypoglossal Nerve Stimulation

  • Experimental
    Study B - HGNS Nonresponders

    Participants with implanted Inspire HGNS devices undergo DISE and overnight polysomnography to assess upper airway responses with and without HGNS stimulation. CPAP titration is performed during DISE. Upper airway MRI and tongue force assessments are also conducted. Nonresponse was defined by a \< 50% reduction in AHI with stimulation.

    Device: Hypoglossal Nerve Stimulation

Interventions

  • DeviceHypoglossal Nerve Stimulation

    On/off responses will be assessed both during Drug-Induced Sleep Endoscopy (DISE) and Polysomnography (PSG).

06

What researchers measure

Primary outcomes

  1. Pharyngeal Critical Pressure (Pcrit)

    Upper airway collapsibility (Pcrit, cmH₂O): Pressure at which the upper airway closes during inspiration, with a higher value indicating greater collapsibility. Pcrit less than zero indicates that the airway remains open. Pcrit greater than or equal to zero indicates that the airway is closed.

    Time frame: Collected during drug-induced sleep endoscopy (<1 day).

  2. Pharyngeal Opening Pressure (PhOP)

    Measurement of upper airway collapsibility (cmH2O)

    Time frame: Collected during drug-induced sleep endoscopy (<1 day).

  3. Pharyngeal Compliance

    Pressure-area relationships

    Time frame: Unable to be determined

Other outcomes

  1. Tongue Force - Maximum

    Tongue force was measured using the Iowa Oral Performance Instrument (IOPI) by recording the maximum pressure generated during a 2-second sustained tongue press against a bulb. Three trials were conducted and the average value was reported for all successful trials.

    Time frame: Assessed at a single visit

  2. Tongue Force - Fatigue

    Tongue fatigue was assessed by having participants apply maximum force to a pressure transducer and attempting to maintain this for 35 seconds. Data for each participant were reported as the time it takes for force to reduce by 67% of the maximum tongue force during each individual trial. Fatigue was reported as an average across up to 3 technically valid trials. Fatigue was determined by fitting a single term exponential curve to the pressure data starting at the maximal pressure (start period) and the pressure at the end of the trial.

    Time frame: Assessed at a single visit

07

Results

Posted Jan 21, 2026
Limitations and caveats
Recruitment for Study B was delayed by COVID-19, impacting sample size and timelines. Technical difficulties prevented pressure-area measurements in all participants. Digital morphometrics were uninterpretable; detailed MRI scans provided a more accurate assessment of craniofacial and tongue anatomy. Data are presented as mean (SD) with t-tests (stratified by responder status), as limited sample size restricted adherence to the original statistical plan.

Participant flow

Participant flow — Overall Study
MilestoneStudy A - Functional Phenotyping During DISEStudy B - Hypoglossal Nerve Stimulation (HGNS) Patients
Started10033
Completed10032
Not completed01

Outcome measures

PrimaryPharyngeal Critical Pressure (Pcrit)

Upper airway collapsibility (Pcrit, cmH₂O): Pressure at which the upper airway closes during inspiration, with a higher value indicating greater collapsibility. Pcrit less than zero indicates that the airway remains open. Pcrit greater than or equal to zero indicates that the airway is closed.

Time frame:
Collected during drug-induced sleep endoscopy (<1 day).
Reported as:
Mean · cm H2O
Pharyngeal Critical Pressure (Pcrit)
cm H2OStudy A - Functional Phenotyping During DISEStudy B - HGNS RespondersStudy B - HGNS Nonresponders
Pharyngeal Critical Pressure (Pcrit)1.26 ± 3.29-1.42 ± 4.36-1.06 ± 2.62
Statistical analysis
  • Study B - HGNS Responders vs Study B - HGNS Nonresponders · t-test, 2 sided · p = .80
PrimaryPharyngeal Opening Pressure (PhOP)

Measurement of upper airway collapsibility (cmH2O)

Time frame:
Collected during drug-induced sleep endoscopy (<1 day).
Reported as:
Mean · cm H2O
Pharyngeal Opening Pressure (PhOP)
cm H2OStudy A - Functional Phenotyping During DISEStudy B - HGNS RespondersStudy B - HGNS Nonresponders
Pharyngeal Opening Pressure (PhOP)7.99 ± 3.457.33 ± 3.607.44 ± 4.08
Statistical analysis
  • Study B - HGNS Responders vs Study B - HGNS Nonresponders · t-test, 2 sided · p = 0.94
PrimaryPharyngeal Compliance

Pressure-area relationships

Time frame:
Unable to be determined

No measurements were reported for this outcome.

Other pre-specifiedTongue Force - Maximum

Tongue force was measured using the Iowa Oral Performance Instrument (IOPI) by recording the maximum pressure generated during a 2-second sustained tongue press against a bulb. Three trials were conducted and the average value was reported for all successful trials.

Time frame:
Assessed at a single visit
Reported as:
Mean · kPa
Tongue Force - Maximum
kPaStudy A - Functional Phenotyping During DISEStudy B - HGNS RespondersStudy B - HGNS Nonresponders
Tongue Force - Maximum—38.0 ± 18.847.4 ± 10.9
Other pre-specifiedTongue Force - Fatigue

Tongue fatigue was assessed by having participants apply maximum force to a pressure transducer and attempting to maintain this for 35 seconds. Data for each participant were reported as the time it takes for force to reduce by 67% of the maximum tongue force during each individual trial. Fatigue was reported as an average across up to 3 technically valid trials. Fatigue was determined by fitting a single term exponential curve to the pressure data starting at the maximal pressure (start period) and the pressure at the end of the trial.

Time frame:
Assessed at a single visit
Reported as:
Mean · seconds
Tongue Force - Fatigue
secondsStudy A - Functional Phenotyping During DISEStudy B - HGNS RespondersStudy B - HGNS Nonresponders
Tongue Force - Fatigue—11.1 ± 9.517.1 ± 12.7
Post-hocSoft Palate Volume

Soft palate volume measured via MRI.

Time frame:
Assessed at a single visit
Reported as:
Mean · mm^3
Soft Palate Volume
mm^3Study A - Functional Phenotyping During DISEStudy B - HGNS RespondersStudy B - HGNS Nonresponders
Soft Palate Volume—9011.37 ± 1904.1211094.10 ± 2721.72
Post-hocTongue Volume

Tongue volume measured via MRI

Time frame:
Assessed at a single visit
Reported as:
Mean · mm^3
Tongue Volume
mm^3Study A - Functional Phenotyping During DISEStudy B - HGNS RespondersStudy B - HGNS Nonresponders
Tongue Volume—85131.9 ± 16334.9285322.08 ± 12149.09

Adverse events

Collected over Data were collected over the course of active participation in the trial which lasted on average 7-14 days.. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Study A - Functional Phenotyping During DISE0/100 (0%)0/100 (0%)0/100 (0%)
Study B - Hypoglossal Nerve Stimulation (HGNS) Patients0/32 (0%)0/32 (0%)0/32 (0%)

Baseline characteristics

Age, Continuous
Age, Continuous(years)Study A - Functional Phenotyping During DISEStudy B - HGNS RespondersStudy B - HGNS NonrespondersTotal
Mean54.9 ± 14.362.4 ± 10.566.2 ± 7.257.2 ± 13.8
Sex: Female, Male
Sex: Female, Male(Participants)Study A - Functional Phenotyping During DISEStudy B - HGNS RespondersStudy B - HGNS NonrespondersTotal
Female2310942
Male7731090
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Study A - Functional Phenotyping During DISEStudy B - HGNS RespondersStudy B - HGNS NonrespondersTotal
Hispanic or Latino1012
Not Hispanic or Latino941318125
Unknown or Not Reported5005
Apnea-Hypopnea Index (AHI)
Apnea-Hypopnea Index (AHI)(events/hr)Study A - Functional Phenotyping During DISEStudy B - HGNS RespondersStudy B - HGNS NonrespondersTotal
Mean31.2 ± 21.137.5 ± 30.040.1 ± 19.533.2 ± 22.0
BMI
BMI(kg/m^2)Study A - Functional Phenotyping During DISEStudy B - HGNS RespondersStudy B - HGNS NonrespondersTotal
Mean29.6 ± 4.826.6 ± 3.029.3 ± 3.729.3 ± 4.6
08

Study locations

1 site
  • Pennsylvania Hospital
    Philadelphia, Pennsylvania 19107, United States
09

References and documents

Study documents

  • Study protocol · Aug 24, 2022
  • Statistical analysis plan · Aug 24, 2022

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: Yes — Information from the lingual muscle stimulation arm was shared with the National Sleep Research Resource.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jan 21, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT04322097
Lead sponsor
University of Pennsylvania
Responsible party
Raj Dedhia, MD (Associate Professor, Director, Division of Sleep Surgery, University of Pennsylvania) — Principal investigator
First posted
Mar 26, 2020
Start date
Jun 3, 2020
Primary completion
May 10, 2024
Completion
May 10, 2024
Results posted
Jan 21, 2026
Last update
Jan 21, 2026

Study contacts

Raj C Dedhia, MD
principal investigator · University of Pennsylvania

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Jan 2026. You cannot join it, but the record below documents what was studied.

Follow this study

Get an email when the registry record changes — status, dates, results — or when someone posts here.

Sign in to follow

Discussion

Questions and observations about this study, from anyone following it. Not medical advice, and not a channel to the study team — their contact details are on the registry record.

Sign in to join the discussion. Reading takes no account; posting does. You choose a display name, and a pseudonym is the default.

Nothing here yet. If you are running this trial, taking part in it, or weighing whether to, this is the place to say so.

Start the discussion