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CompletedNCT04306172Updated Oct 20, 2020

Validation of EPIC's Readmission Risk Model, the LACE+ Index and SQLape as Predictors of Unplanned Hospital Readmissions

An observational study in Hospital Readmission, sponsored by Luzerner Kantonsspital. Completed at 1 site in Switzerland. Open to participants aged 1 Year to 100 Years. Per ClinicalTrials.gov, last updated 2020-10-20.

Sponsored by Luzerner Kantonsspital · Observational

Study type
Observational
Model
Cohort
Time perspective
Retrospective
Enrollment
23,116
Ages
1 Year to 100 Years
Sex
All
01

Study summary

The primary objective of this study is to externally validate the EPIC's Readmission Risk model and to compare it with the LACE+ index and the SQLape Readmission model.

As secondary objective, the EPIC's Readmission Risk model will be adjusted based on the validation sample, and finally, it´s performance will be compared with machine learning algorithms.

Read the detailed description

Introduction: Readmissions after an acute care hospitalization are relatively common, costly to the health care system and are associated with significant burden for patients. As one way to reduce costs and simultaneously improve quality of care, hospital readmissions receive increasing interest from policy makers. It is only relatively recently that strategies were developed with the specific aim of reducing unplanned readmissions by applying prediction models. EPIC's Readmission Risk model, developed in 2015 for the U.S. acute care hospital setting, promises superior calibration and discriminatory abilities. However, its routine application in the Swiss hospital setting requires external validation first. Therefore, the primary objective of this study is to externally validate the EPIC's Readmission Risk model and to compare it with the LACE+ index (Length of stay, Acuity, Comorbidities, Emergency Room visits index) and the SQLape (Striving for Quality Level and analysing of patient expenditures) Readmission model.

Methods: For this reason, a monocentric, retrospective, diagnostic cohort study will be conducted. The study will include all inpatients, who were hospitalized between the 1st January 2018 and the 31st of January 2019 in the Lucerne Cantonal hospital in Switzerland. Cases will be inpatients that experienced an unplanned (all-cause) readmission within 18 or 30 days after the index discharge. The control group will consist of individuals who had no unscheduled readmission.

For external validation, discrimination of the scores under investigation will be assessed by calculating the area under the receiver operating characteristics curves (AUC). For calibration, the Hosmer-Lemeshow goodness-of-fit test will be graphically illustrated by plotting the predicted outcomes by decile against the observations. Other performance measures to be estimated will include the Brier Score, Net Reclassification Improvement (NRI) and the Net Benefit (NB).

All patient data will be retrieved from clinical data warehouses.

02

Conditions studied

  • Hospital Readmission

Keywords

  • Prediction model
  • hospital readmission
  • external validation
03

In context

Lead sponsor

Luzerner Kantonsspital is the lead sponsor of 60 studies on the registry; 23 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
1 Year to 100 Years
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Non-probability sample

Study population

Inpatients from an acute care hospital in Central-Switzerland

Inclusion criteria

  • All inpatients, aged one year or older (max. 100 years), who were hospitalized either between the 1st of January 2018 and the 31st of December 2018, or between the 23rd of September and the 31st of December 2019 will be included.

Exclusion criteria

Exclusion criteria:

  • admission/transfer from another psychiatric, rehabilitative or acute care ward from the same institution,
  • discharge destination other than the patient's home or
  • transfer to another acute care hospital, both being considered as treatment continuation;
  • foreign residence,
  • deceased before discharge,
  • discharged on admission day,
  • refusal of general consent, and
  • unknown patient residence or discharge destination.
05

Study design

Observational model
Cohort
Time perspective
Retrospective
Enrollment
23,116 participants (actual)
Patient registry
No

Groups and cohorts

  • Readmitted inpatients/Cases

    Outcome 1: Patients who were readmitted within 18 days of index hospitalization discharge date to the same hospital, with a diagnosis leading to the same Major Diagnostic Group as the index stay (definition according to Swiss Diagnosis Related Groups system, case merger) Outcome 2: Patients with an unplanned readmission within 30 days of index hospitalization discharge date to the same hospital. An unplanned readmission was defined as a readmission through the emergency department.

    Other: An US Readmission Risk Prediction Model · Other: LACE+ score · Other: SQLAPE model

  • Non-Readmitted inpatients/Controls

    Outcome 1 \& 2: Patients who were not readmitted within 30 days of index hospitalization discharge date.

    Other: An US Readmission Risk Prediction Model · Other: LACE+ score · Other: SQLAPE model

Interventions

  • OtherAn US Readmission Risk Prediction Model

    Logistic regression model that predicts the risk of all-cause unplanned readmissions developed by the privately held healthcare software company EPIC.

  • OtherLACE+ score

    The LACE+ score is a point score that can be used to predict the risk of post-discharge death or urgent readmission. It was developed based on administrative data in Ontario, Canada.

  • OtherSQLAPE model

    The readmission risk model (Striving for Quality Level and analyzing of patient expenditures), is a computerized validated algorithm and was developed in 2002 to identify potentially avoidable readmissions.

06

What researchers measure

Primary outcomes

  1. Discrimination at 18 days

    For discrimination of the scores under investigation, the area under the receiver operating characteristics curves (AUC) will be calculated.

    Time frame: 18 days after index discharge date

  2. Discrimination at 30 days

    For discrimination of the scores under investigation, the area under the receiver operating characteristics curves (AUC) will be calculated.

    Time frame: 30 days after index discharge date

  3. Calibration at 18 days

    For calibration, the Hosmer-Lemeshow goodness-of-fit test will be graphically illustrated by plotting the predicted outcomes by decile against the observations.

    Time frame: 18 days after index discharge date

  4. Calibration at 30 days

    For calibration, the Hosmer-Lemeshow goodness-of-fit test will be graphically illustrated by plotting the predicted outcomes by decile against the observations.

    Time frame: 30 days after index discharge date

  5. Overall Performance at 18 days

    Brier Score (The Brier score is a quadratic scoring rule, where the squared difference between actual binary outcomes Y and predictions p are calculated. The Brier score can range from 0 for a perfect model to 0.25 for a non-informative model with a 50% incidence of the outcome.)

    Time frame: 18 days after index discharge date

  6. Overall Performance at 30 days

    Brier Score (The Brier score is a quadratic scoring rule, where the squared difference between actual binary outcomes Y and predictions p are calculated. The Brier score can range from 0 for a perfect model to 0.25 for a non-informative model with a 50% incidence of the outcome.)

    Time frame: 30 days after index discharge date

  7. Clinical usefulness (NRI) at 18 days

    Net Reclassification Improvement (NRI): In the calculation of the NRI, the improvement in sensitivity and the improvement in specificity are summed. The NRI ranges from 0 for no improvement and 1 for perfect improvement.

    Time frame: 18 days after index discharge date

  8. Clinical usefulness (NRI) at 30 days

    Net Reclassification Improvement (NRI): In the calculation of the NRI, the improvement in sensitivity and the improvement in specificity are summed. The NRI ranges from 0 for no improvement and 1 for perfect improvement.

    Time frame: 30 days after index discharge date

  9. Clinical usefulness (NB) at 18 days

    Net Benefit (NB): NB = (TP - w FP) / N, where TP is the number of true positive decisions, FP the number of false positive decisions, N is the total number of patients and w is a weight equal to the odds of the cut-off (pt/(1-pt), or the ratio of harm to benefit

    Time frame: 18 days after index discharge date

  10. Clinical usefulness (NB) at 30 days

    Net Benefit (NB): NB = (TP - w FP) / N, where TP is the number of true positive decisions, FP the number of false positive decisions, N is the total number of patients and w is a weight equal to the odds of the cut-off (pt/(1-pt), or the ratio of harm to benefit

    Time frame: 30 days after index discharge date

07

Study locations

1 site
  • Cantonal Hospital of Lucerne
    Lucerne, Canton Lucerne 6000, Switzerland
08

References and documents

Publications

  • van Walraven C, Wong J, Forster AJ. LACE+ index: extension of a validated index to predict early death or urgent readmission after hospital discharge using administrative data. Open Med. 2012 Jul 19;6(3):e80-90. Print 2012. PubMed 23696773 ↗
  • Halfon P, Eggli Y, Pretre-Rohrbach I, Meylan D, Marazzi A, Burnand B. Validation of the potentially avoidable hospital readmission rate as a routine indicator of the quality of hospital care. Med Care. 2006 Nov;44(11):972-81. doi: 10.1097/01.mlr.0000228002.43688.c2. PubMed 17063128 ↗

Study documents

  • Protocol and statistical analysis plan · Feb 18, 2020

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Oct 20, 2020, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT04306172
Lead sponsor
Luzerner Kantonsspital
Collaborators
Universität Luzern
Responsible party
Aljoscha Hwang (Research Project Manager & Advanced Analytics Analyst, Luzerner Kantonsspital) — Principal investigator
First posted
Mar 12, 2020
Start date
Mar 10, 2020
Primary completion
Apr 10, 2020
Completion
Oct 1, 2020
Last update
Oct 20, 2020

Study contacts

Aljoscha B. Hwang
principal investigator · University Lucerne (Switzerland)
Stefan Boes
principal investigator · University Lucerne (Switzerland)

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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