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CompletedNCT03821272Updated Oct 8, 2025Results posted

A Phase I/II Clinical Trial of PepCan in Head and Neck Cancer Patients

A Phase 1/2 interventional study of PepCan and Placebo in Head and Neck Cancer, sponsored by University of Arkansas. Completed at 1 site in United States. Open to participants aged 18 Years to 100 Years. Per ClinicalTrials.gov, last updated 2025-10-08.

Sponsored by University of Arkansas · Phase 1/2, Interventional, and Treatment

Phase
Phase 1/2
Study type
Interventional
Enrollment
17
Allocation
Randomized
Ages
18 Years to 100 Years
Sex
All
01

Study summary

This study has been designed to evaluate the safety and efficacy of giving seven injections of PepCan or placebo over approximately a 24-month period in subjects with head and neck cancers who achieved remission. PepCan may prove to be beneficial in treating many stages of HPV-related malignancies starting from infection to cancer. Safety, efficacy in terms of reduced cancer recurrence, immunological responses and profiles, and gut microbiome changes will be assessed.

Read the detailed description

This is a Phase I/II study to evaluate the efficacy and safety of an HPV therapeutic vaccine called PepCan (HPV-16 E6 peptides) in adults over a two (2) year period. Each subject will be receiving a total of 7 injections of PepCan (50 µg per peptide dose) or placebo (saline) at a 3:1 ratio in a randomized double-blinded design. Subjects will receive one injection every 3 weeks until they receive 4 injections. Then, subjects will receive one injection every 3 months until they receive a total of 7 injections. Subjects will have 2 more visits approximately 6 months apart after the last injection. Immunological assessment by enzyme-linked immunospot (ELISPOT) assay will be made at 4 time points (Visits 1, 5, 8, and 9), and by fluorescent activated cell sorter analysis will be made at times points at Visits 1, 3, 5, 6, 7, 8, and 9. Oral wash samples and stool samples will be collected at the Screening Visit, Visit 5, Visit 7 and Visit 8 for microbiome diversity analysis.

02

Conditions studied

  • Head and Neck Cancer

Keywords

  • Squamous cell carcinoma
03

In context

Head and Neck Neoplasms

2,344 studies on the registry are indexed under Head and Neck Neoplasms; 551 are open to participants now.

This study's enrollment of 17 is below the median of 47 across 1,751 interventional studies indexed under Head and Neck Neoplasms.

Browse Head and Neck Neoplasms studies →

Lead sponsor

University of Arkansas is the lead sponsor of 391 studies on the registry; 39 are open to participants now.

Of its 37 completed or terminated interventional studies of FDA-regulated products, 34 (92%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 100 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. Able to provide informed consent
  2. Male or female 18 years of age or older
  3. Squamous cell carcinoma of the head and neck who have completed curative therapy (surgery and/or radiation and/or chemotherapy) therapy within the previous 120 days
  4. Performance status of Eastern Cooperative Oncology Group (ECOG) 0-2
  5. No Evidence of Disease (NED) based on clinical and/or radiographic evaluations
  6. Vital Signs recorded

    1. Blood pressure (≤160/95 mm Hg acceptable)
    2. Heart rate (50-100 beats per min acceptable)
    3. Respiratory rate (≥ 12 ≤25 breaths per min acceptable)
    4. Temperature (≤100°F acceptable)
  7. Blood work done at Screening Visit

    1. White count (≥3x109/L acceptable)
    2. Hemoglobin (≥ 7 g/dL acceptable)
  8. Willing and able to comply with the requirements of the protocol

Exclusion criteria

Exclusion Criteria:

  1. Positive urine pregnancy test for women of childbearing potential
  2. Being pregnant or attempting to be pregnant within the period of study participation
  3. Women who are breast feeding or plan to breast feed within the period of study participation
  4. Patients who are allergic to Candin® or yeast
  5. History of severe asthma requiring emergency room visit or hospitalization within the past 5 years
  6. Patients who have previously received PepCan
  7. History of recurrence of squamous cell carcinoma of the head and neck
  8. If in the opinion of the Principal Investigator or other Investigators, it is not in the best interest of the patient to enter or continue in this study
05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Double (Participant, Investigator)
Enrollment
17 participants (actual)

Study arms

  • Experimental
    PepCan

    Four injections (one every 3 weeks) of PepCan, then three injections (one every 3 months) of PepCan for a total of 7 injections.

    Biological: PepCan

  • Placebo comparator
    Placebo

    Four injections (one every 3 weeks) of placebo, then three injections (one every 3 months) of placebo for a total of 7 injections.

    Biological: Placebo

Interventions

  • BiologicalPepCan

    50 μg peptide + 0.3mL Candin® per dose administered intradermally in the extremities

    Also known as: HPV 16 E6 peptides combined with Candin®, PepCan Vaccine Regime

  • BiologicalPlacebo

    0.9% Saline solution per dose administered intradermally in the extremities

    Also known as: Saline, Placebo Vaccine Regimen

06

What researchers measure

Primary outcomes

  1. Adverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.

    To evaluate the safety of a 7-injection regimen of PepCan, adverse events will be captured and assessed per NCI CTCAE Version 5.0 whether they are treatment-related or not by a physician.

    Time frame: 2 years

Secondary outcomes

  1. Cancer Recurrence Rate - Efficacy of a 7-injection Regimen of PepCan

    To evaluate the efficacy, cancer recurrence rates will be compared between the PepCan and placebo arms. Patients with a "non-recurrence" status are defined as responders. Patients with a "recurrence" status are defined as non-responders.

    Time frame: Study completion, approximately 24 months after enrollment

  2. Efficacy Analysis (Intention to Treat) - PepCan

    Patients with a "non-recurrence" status are defined as responders. Patients with a "recurrence" status are defined as non-responders. The Intention-to-Treat outcome is based on the worst-case scenario and considers those who withdrew as non-responders. Patients who screen-failed or were considered ineligible were excluded from the ITT analysis.

    Time frame: Study completion, approximately 24 months after enrollment

  3. Efficacy Analysis (Intention to Treat) - Placebo

    Patients with a "non-recurrence" status are defined as responders. Patients with a "recurrence" status are defined as non-responders. The Intention-to-Treat outcome is based on the worst-case scenario and considers those who withdrew as non-responders. Patients who screen-failed or were considered ineligible were excluded from the ITT analysis.

    Time frame: Study completion, approximately 24 months after enrollment

  4. Efficacy Analysis (Per Protocol) - PepCan

    The Per Protocol outcome includes subjects who completed the study either by completing Visit 9 or having had recurrences. Patients who screen-failed, withdrew, or were considered ineligible (after randomization) are excluded from the PP analysis.

    Time frame: Study completion, approximately 24 months after enrollment

  5. Efficacy Analysis (Per Protocol) - Placebo

    The Per Protocol outcome includes subjects who completed the study either by completing Visit 9 or having had recurrences. Patients who screen-failed, withdrew, or were considered ineligible (after randomization) are excluded from the PP analysis.

    Time frame: Study completion, approximately 24 months after enrollment

07

Results

Posted Oct 8, 2025

Participant flow

Participant flow — Overall Study
MilestonePepCanPlacebo
Started125
Completed95
Not completed30
Withdrew: Death10
Withdrew: Physician decision10
Withdrew: Withdrawal by subject10

Outcome measures

PrimaryAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.

To evaluate the safety of a 7-injection regimen of PepCan, adverse events will be captured and assessed per NCI CTCAE Version 5.0 whether they are treatment-related or not by a physician.

Time frame:
2 years
Reported as:
Number · adverse event
Adverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.
adverse eventPepCanPlacebo
General Disorders and Site Administration Conditions: Injection site reaction230
General Disorders and Site Administration Conditions: Fatigue01
Immune System Disorders : Allergic reaction20
Injury, Poisoning and Procedural Complications : Vaccination complication41
Metabolism and Nutrition Disorders: Hypokalemia10
Nervous System Disorders : Dizziness10
Nervous System Disorders : Headache20
Skin and Subcutaneous Tissue Disorders : Pruritus10
SecondaryCancer Recurrence Rate - Efficacy of a 7-injection Regimen of PepCan

To evaluate the efficacy, cancer recurrence rates will be compared between the PepCan and placebo arms. Patients with a "non-recurrence" status are defined as responders. Patients with a "recurrence" status are defined as non-responders.

Time frame:
Study completion, approximately 24 months after enrollment
Reported as:
Count of participants · Participants
Cancer Recurrence Rate - Efficacy of a 7-injection Regimen of PepCan
ParticipantsPepCanPlacebo
Non-recurrence54
Recurrence41
Withdrawn20
Ineligible10
SecondaryEfficacy Analysis (Intention to Treat) - PepCan

Patients with a "non-recurrence" status are defined as responders. Patients with a "recurrence" status are defined as non-responders. The Intention-to-Treat outcome is based on the worst-case scenario and considers those who withdrew as non-responders. Patients who screen-failed or were considered ineligible were excluded from the ITT analysis.

Time frame:
Study completion, approximately 24 months after enrollment
Reported as:
Count of participants · Participants
Efficacy Analysis (Intention to Treat) - PepCan
ParticipantsPepCan
Responder5
Non-responder6
Unknown1
Statistical analysis
  • PepCan · Fisher Exact · p = 0.31 · Non-recurrence rate: 0.45 · 95% CI 0.17 to 0.77
SecondaryEfficacy Analysis (Intention to Treat) - Placebo

Patients with a "non-recurrence" status are defined as responders. Patients with a "recurrence" status are defined as non-responders. The Intention-to-Treat outcome is based on the worst-case scenario and considers those who withdrew as non-responders. Patients who screen-failed or were considered ineligible were excluded from the ITT analysis.

Time frame:
Study completion, approximately 24 months after enrollment
Reported as:
Count of participants · Participants
Efficacy Analysis (Intention to Treat) - Placebo
ParticipantsPlacebo
Responder4
Non-responder1
Unknown0
Statistical analysis
  • Placebo · Fisher Exact · p = 0.31 · Non-recurrence rate: 0.80 · 95% CI 0.28 to 0.99
SecondaryEfficacy Analysis (Per Protocol) - PepCan

The Per Protocol outcome includes subjects who completed the study either by completing Visit 9 or having had recurrences. Patients who screen-failed, withdrew, or were considered ineligible (after randomization) are excluded from the PP analysis.

Time frame:
Study completion, approximately 24 months after enrollment
Reported as:
Count of participants · Participants
Efficacy Analysis (Per Protocol) - PepCan
ParticipantsPepCan
Responder5
Non-responder4
Unknown3
Statistical analysis
  • PepCan · Fisher Exact · p = 0.58 · Non-recurrence rate: 0.56 · 95% CI 0.21 to 0.86
SecondaryEfficacy Analysis (Per Protocol) - Placebo

The Per Protocol outcome includes subjects who completed the study either by completing Visit 9 or having had recurrences. Patients who screen-failed, withdrew, or were considered ineligible (after randomization) are excluded from the PP analysis.

Time frame:
Study completion, approximately 24 months after enrollment
Reported as:
Count of participants · Participants
Efficacy Analysis (Per Protocol) - Placebo
ParticipantsPlacebo
Responder4
Non-responder1
Unknown0
Statistical analysis
  • Placebo · Fisher Exact · p = 0.58 · Non-recurrence rate: 0.80 · 95% CI 0.28 to 0.99

Adverse events

Collected over Approximately 24 months. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
PepCan1/12 (8.3%)5/12 (41.7%)12/12 (100%)
Placebo0/5 (0%)2/5 (40%)5/5 (100%)
Most frequent serious events
Showing 10 of 14
Most frequent serious events
EventPepCanPlacebo
ConstipationGastrointestinal disorders0/121/5
Upper gastrointestinal hemorrhageGastrointestinal disorders0/121/5
Urinary tract obstructionRenal and urinary disorders0/121/5
Surgical and medical procedures - Other, specifySurgical and medical procedures2/121/5
Vascular disorders - Other, specifyVascular disorders0/121/5
DiarrheaGastrointestinal disorders1/120/5
VomitingGastrointestinal disorders1/120/5
Gastrointestinal disorders - Other, specifyGastrointestinal disorders1/120/5
Gait disturbanceGeneral disorders1/120/5
BacteremiaInfections and infestations1/120/5
Most frequent other events
Showing 10 of 136
Most frequent other events
EventPepCanPlacebo
AnemiaBlood and lymphatic system disorders10/125/5
Dry mouthGastrointestinal disorders10/125/5
HypoalbuminemiaMetabolism and nutrition disorders4/125/5
HyponatremiaMetabolism and nutrition disorders6/125/5
Lymphocyte count decreasedInvestigations11/125/5
Injection site reactionGeneral disorders10/120/5
DysphagiaGastrointestinal disorders9/124/5
FatigueGeneral disorders8/124/5
Investigations - Other, specifyInvestigations9/123/5
HyperglycemiaMetabolism and nutrition disorders8/122/5

Baseline characteristics

Age, Continuous
Age, Continuous(years)PepCanPlaceboTotal
Mean60.03 ± 8.3059.34 ± 14.0059.82 ± 9.82
Sex: Female, Male
Sex: Female, Male(Participants)PepCanPlaceboTotal
Female112
Male11415
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)PepCanPlaceboTotal
Hispanic or Latino101
Not Hispanic or Latino11516
Unknown or Not Reported000
Race (NIH/OMB)
Race (NIH/OMB)(Participants)PepCanPlaceboTotal
American Indian or Alaska Native000
Asian000
Native Hawaiian or Other Pacific Islander000
Black or African American404
White7512
More than one race000
Unknown or Not Reported101
Region of Enrollment
Region of Enrollment(participants)PepCanPlaceboTotal
United States12517
White blood cells
White blood cells(10^3 cells/μL)PepCanPlaceboTotal
Mean5.20 ± 1.524.64 ± 1.705.03 ± 1.55
Hemoglobin
Hemoglobin(g/dL)PepCanPlaceboTotal
Mean11.94 ± 1.9110.88 ± 1.4311.63 ± 1.81
Hematocrit
Hematocrit(%)PepCanPlaceboTotal
Mean36.63 ± 5.7332.96 ± 4.6435.55 ± 5.56

8 further baseline measures are reported on the registry.

08

Study locations

1 site
  • University of Arkansas for Medical Sciences
    Little Rock, Arkansas 72205, United States
09

References and documents

Publications

  • Bivens E, Atiq O, Evans T, Bimali M, Brown G, Crane J, Darwish N, Faulkner JL, Govindarajan R, Johnson A, Kurilung A, Lazarenko O, Lu YC, Marsh K, Moreno M, Nookaew I, Robeson M, Sunde J, Ussery D, Vural E, Wilman M, Nakagawa M. A Randomized Double-Blind Placebo-Controlled Phase I/II Clinical Trial of a Human Papillomavirus Therapeutic Vaccine, PepCan, for Reducing Head and Neck Cancer Recurrence. medRxiv [Preprint]. 2026 Jan 12:2026.01.09.26343801. doi: 10.64898/2026.01.09.26343801. PubMed 41646795 ↗

Study documents

  • Protocol and statistical analysis plan · Jan 5, 2024
  • Informed consent form · Feb 15, 2023

Documents are hosted by the registry — open the source record to download them.

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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Oct 8, 2025, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03821272
Lead sponsor
University of Arkansas
Responsible party
Sponsor
First posted
Jan 29, 2019
Start date
Nov 13, 2019
Primary completion
Feb 3, 2025
Completion
Feb 3, 2025
Results posted
Oct 8, 2025
Last update
Oct 8, 2025

Study contacts

Omar T Atiq, MD
principal investigator · University of Arkansas

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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