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CompletedNCT03705377FACES 2014Updated Feb 26, 2019

Head Start Family and Child Experiences Survey (FACES 2014)

An observational study in Head Start Participation, sponsored by Mathematica Policy Research, Inc.. Completed at 1 site in United States. Open to participants aged 3 Years and older. Per ClinicalTrials.gov, last updated 2019-02-26.

Sponsored by Mathematica Policy Research, Inc. · Observational

Study type
Observational
Model
Other
Time perspective
Cross-sectional
Enrollment
5,193
Ages
3 Years and older
Sex
All
01

Study summary

For nearly two decades, the Head Start Family and Child Experiences Survey (FACES) has been an invaluable source of information on the Head Start program and the children and families it serves. FACES 2014-2018 is the next phase of this important endeavor. Mathematica Policy Research and its partners, Juárez and Associates, Educational Testing Service, and consultants Margaret Burchinal and Martha Zaslow, developed the instruments and data collection procedures to assess the school readiness skills of 2,400 children and survey their parents and Head Start teachers in fall 2014 and spring 2015 (Classroom + Child Outcomes Core) and conduct observations in 720 Head Start classrooms and survey Head Start staff in spring 2015 and spring 2017 (Classroom Core).

Read the detailed description

The Head Start Family and Child Experiences Survey 2014-2018, or FACES 2014, is the sixth in a series of national studies of Head Start, with earlier studies conducted in 1997, 2000, 2003, 2006, and 2009. It includes nationally representative samples of Head Start programs and centers, classrooms, children and their families. Data from surveys of Head Start program and center directors, classroom teachers, and parents provide descriptive information about program policies and practices, classroom activities, and the background and experiences of Head Start staff and families. Classroom observations are used to assess the quality of Head Start classrooms. Children in the study participate in a direct assessment that provides a rich picture of their school readiness skills at different time points.

FACES 2014 uses a new study design that differs from earlier rounds of FACES in several important ways: (1) it includes larger program and classroom samples, (2) all data are collected in a single program year, (3) the baseline sample of children includes both children enrolled in their first and second year of Head Start, and (4) several special studies are conducted along with the main or Core study to collect more detailed information about a given topic, to study new populations of Head Start programs and participants, and to evaluate measures for possible use in future rounds of FACES. For example, the Family Engagement Plus study in spring 2015 collected information from parents and staff (teachers and family services staff) on family engagement efforts and service provision in Head Start programs. Additional Plus topic modules in spring 2017 gathered information on program functioning from teachers and directors.

The Office of Head Start, the Administration for Children and Families, other federal agencies, local programs, and the public have depended on FACES for valid and reliable national information on (1) the skills and abilities of Head Start children, (2) how Head Start children's skills and abilities compare with preschool children nationally, (3) Head Start children's readiness for and subsequent performance in kindergarten, and (4) the characteristics of the children's home and classroom environments. The FACES study is designed to enable researchers to answer a wide range of research questions that are crucial for aiding program managers and policymakers. Some of the questions that are central to FACES include:

  1. What are the demographic characteristics of the population of children and families served by Head Start? How has the population served by Head Start changed?
  2. What are the experiences of families and children in the Head Start program? How have they changed?
  3. What are the cognitive and social skills of Head Start children at the beginning and end of the program year?
  4. Has Head Start program performance improved over time?
  5. What are the qualifications of Head Start teachers in terms of education, experience, and credentials?
  6. What is the observed quality of Head Start classrooms as early learning environments, including the level and range of teaching and interactions, provisions for learning, emotional and instructional support, and classroom organization? How has quality changed over time? What program- and classroom-level factors are related to observed classroom quality? How is observed quality related to children's outcomes and developmental gains?
02

Conditions studied

  • Head Start Participation

Keywords

  • child care
  • child development
  • child health
  • child nutrition
  • child rearing
  • children
  • curriculum
  • early childhood education
  • families
  • Head Start
  • parenting skills
  • parents
  • school readiness
03

In context

Lead sponsor

Mathematica Policy Research, Inc. is the lead sponsor of 49 studies on the registry; 3 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
3 Years and older
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Probability sample

Study population

Head Start children (and their families), Head Start programs, Head Start centers, Head Start classrooms/teachers, Head Start family service staff

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • The Head Start programs participating in FACES 2014 were a probability sample selected from among 2,900 study-eligible programs on the 2012-2013 Head Start Program Information Report (PIR). To be eligible for the study, a program had to be
  • In one of the 50 states or the District of Columbia
  • Providing services directly to children ages 3 to 5
  • Not be in imminent danger of losing its grantee status.

Within those classrooms, eligible classrooms needed to

-have at least one Head Start child enrolled

Exclusion criteria

Exclusion Criteria:

  • American Indian and Alaska Native Head Start programs (Region XI) or Migrant and Seasonal Worker Head Start programs (Region XII) were not eligible. Other ACF studies (AI/AN FACES-NCT03842111 and MSHS-NCT03116243) focus on those programs.
05

Study design

Observational model
Other
Time perspective
Cross-sectional
Enrollment
5,193 participants (actual)
Patient registry
No

Groups and cohorts

  • Head Start children and families

    children (2,400), parents (2,400), classrooms/teachers (720), program directors (180), center directors (360), family service staff (168)

06

What researchers measure

Primary outcomes

  1. English proficiency

    Children's English language proficiency was assessed during week-long site visits using Preschool Language Assessment Survey (preLAS 2000): Simon Says and Art Show. See Duncan and DeAvila for more information on the scores and technical properties. Duncan, S.E., and E. DeAvila. Preschool Language Assessment Survey 2000 Examiner's Manual: English Forms C and D. Monterey, CA: CTB/McGraw-Hill, 1998.

    Time frame: 1 year

  2. Language-English receptive vocabulary

    Indicators of language were assessed during week-long site visits using Peabody Picture Vocabulary Test-Fourth Edition (PPVT-4). See Dunn and Dunn 2006 for more information on the scores and technical properties. Dunn, L. M., \& Dunn, D. M. Peabody Picture and Vocabulary Test, Fourth Edition. Examiner's Manual and Norms Booklet. Circle Pines, MN: American Guidance Service, 2006.

    Time frame: 1 year

  3. Language-Expressive vocabulary

    Indicators of language were assessed during week-long site visits using Expressive One-Word Picture Vocabulary Test-Fourth Edition (EOWPVT-4 or EOWPVT-4 Spanish-Bilingual Edition). See Martin and Brownell 2011 and Martin 2013 for more information on the scores and technical properties. EOWPVT-4: Martin, N., and R. Brownell. "Expressive One-Word Picture Vocabulary Test-4th Edition." Novato, CA: Academic Therapy Publications, 2011. EOWPVT-4:SBE: Martin, N. "Expressive One-Word Picture Vocabulary Test-4th Edition: Spanish-Bilingual Edition." Novato, CA: Academic Therapy Publications, 2013.

    Time frame: 1 year

  4. Language-Spanish receptive vocabulary

    Indicators of language were assessed during week-long site visits using Receptive One-Word Picture Vocabulary Test - Fourth Edition (Spanish-Bilingual Edition; ROWPVT-4 SBE). Please see Martin 2012 for more information on the scores and technical properties. ROWPVT-4:SBE: Martin, N. "Receptive One-Word Picture Vocabulary Test-Fourth Edition: Spanish-Bilingual Edition." Novato, CA: Academic Therapy Publications, 2012.

    Time frame: 1 year

  5. Literacy-Letter word knowledge/early writing

    Indicators of literacy were assessed during week-long site visits using Woodcock-Johnson III Tests of Achievement-Third Edition/Batería III Woodcock-Muñoz (Spelling, Letter-Word Identification). Please see Woodcock et al. 2001 and Woodcock et al. 2004 for more information on the scores and technical properties. English version: Woodcock, R. W., McGrew, K. S. \& Mather, N. (2001). Woodcock-Johnson III Tests of Achievement, Itasca, IL: Riverside Publishing, 2001. Spanish version: Woodcock, Richard W., Ana F. Munoz-Sandoval, Kevin McGrew, Nancy Mather, and Fred Schrank. Bateria III Woodcock-Munoz. Itasca, IL: Riverside Publishing, 2004.

    Time frame: 1 year

  6. Literacy-Letter sounds knowledge

    Indicators of literacy were assessed during week-long site visits using ECLS-B Letter Sounds. Please see Snow et al. 2007 for more information on the scores and technical properties. Snow, K., L. Thalji, A. Derecho, S. Wheeless, J. Lennon, S. Kinsey, J. Rogers, M. Raspa, and J. Park. "Early Childhood Longitudinal Study, Birth Cohort (ECLS-B), Preschool Year Data File User's Manual (2005-06)." NCES 2008-024. Washington, DC: National Center for Education Statistics, Institute of Education Sciences, U.S. Department of Education, 2007.

    Time frame: 1 year

  7. Mathematics

    Indicators of mathematics were assessed during week-long site visits using the Early Childhood Longitudinal Study-Birth Cohort (ECLS-B) preschool mathematics assessment of children's understanding of relative size, ordinal numbers, and pattern matching; number recognition; and the children's ability to count, recognize shapes, add, and solve word problems. Please see Snow et al. 2007 for more information on the scores and technical properties. Snow, K., L. Thalji, A. Derecho, S. Wheeless, J. Lennon, S. Kinsey, J. Rogers, M. Raspa, and J. Park. "Early Childhood Longitudinal Study, Birth Cohort (ECLS-B), Preschool Year Data File User's Manual (2005-06)." NCES 2008-024. Washington, DC: National Center for Education Statistics, Institute of Education Sciences, U.S. Department of Education, 2007.

    Time frame: 1 year

  8. Mathematics

    Indicators of mathematics were assessed during week-long site visits using the Woodcock-Johnson III Tests of Achievement-Third Edition/Batería III Woodcock-Muñoz (Applied Problems Test). Please see Woodcock et al. 2001 and Woodcock et al. 2004 for more information on the scores and technical properties. English version: Woodcock, R. W., McGrew, K. S. \& Mather, N. (2001). Woodcock-Johnson III Tests of Achievement, Itasca, IL: Riverside Publishing, 2001. Spanish version: Woodcock, Richard W., Ana F. Munoz-Sandoval, Kevin McGrew, Nancy Mather, and Fred Schrank. Bateria III Woodcock-Munoz. Itasca, IL: Riverside Publishing, 2004.)

    Time frame: 1 year

  9. Children's physical health

    Indicators of physical well-being were assessed by weighing (using kilograms) and measuring children's height (using centimeters), and using these measurements to calculate Body Mass Index (BMI)

    Time frame: 1 year

  10. General health status

    Indicators of physical well-being were assessed by parent report to a survey item on if child's health is excellent, very good, good, fair, or poor

    Time frame: 1 year

  11. Executive function

    Indicators of executive function were assessed by a pencil-tapping task that requires the child do the opposite of what the assessor says (that is, tap one time when the assessor taps two times and tap two times when the assessor taps one time). Pencil Tapping provides an objective assessment of children's self-regulation, particularly inhibitory control and working memory. See Blair 2002 for example for more information on the task. Blair, C. "School Readiness: Integrating Cognition and Emotion in a Neurobiological Conceptualization of Children's Functioning at School Entry." American Psychologist, vol. 57, 2002, pp. 111-127.

    Time frame: 1 year

  12. Social-emotional development

    Indicators of social-emotional development were assessed using teacher report of several items on children's positive and problem behaviors. Please see the FACES 2014 User's Manual (Kopack Klein et al. 2017) for more information on the scores and technical information. Kopack Klein, A., B. Lepidus Carlson, N. Aikens, A. Bloomenthal, J. West, L. Malone, E. Moiduddin, M. Dang, M. Hepburn, S. Skidmore, S. Bernstein, A. Kelly, F. Hurwitz, A. Edwards, H. Zhou, and G. Lim. "Head Start Family and Child Experiences Survey (2014) User's Manual." Report submitted to the U.S. Department of Health and Human Services, Administration for Children and Families, Office of Planning, Research, and Evaluation. Washington, DC: Mathematica Policy Research, 2017.

    Time frame: 1 year

  13. Social-emotional development-cognitive/social behaviors

    Indicators of social-emotional development were assessed using assessor report children's cognitive/social behaviors during the assessment time, using the Leiter-R Examiner Ratings. The Leiter-R comprises eight subscales that examine children's approach to the assessments, their engagement with the materials, and their ability to attend to and regulate their physical and emotional responses during the assessment tasks. Please see Roid and Miller 1997 for more information on the scores and technical properties. Roid, G.H., and L.J. Miller. Leiter International Performance Scale Revised, Examiner Rating Scale (Leiter-R). Lutz, FL: Psychological Assessment Resources, Inc., 1997.

    Time frame: 1 year

  14. Social-emotional development - Approaches to learning

    Indicators of social-emotional development were assessed using teacher report of approaches to learning using the Early Childhood Longitudinal Study - Kindergarten Class of 1998 (ECLS-K). The items assess a child's motivation, attention, organization, persistence, and independence in learning. Please see U.S. Department of Education 2002 for more information on the scores and technical properties. U.S. Department of Education, National Center for Education Statistics. "Early Childhood Longitudinal Study-Kindergarten Class of 1998-99 (ECLS-K), Psychometric Report for Kindergarten through First Grade." NCES 2002-05. Washington, DC: National Center for Education Statistics, Institute of Education Sciences, U.S. Department of Education, 2002.

    Time frame: 1 year

  15. Classroom quality-teacher child interactions

    Indicators of classroom quality were assessed using the the PreK Classroom Assessment Scoring System. The Pre-K CLASS assesses the qualities of interactions between teachers and students in classrooms and measures aspects of interactions related to children's early academic achievement and social competencies. Please see Pianta et al. 2008 for more information on the scores and technical properties. Pianta, Robert, K. LaParo, and B. Hamre. The Classroom Assessment Scoring System Pre-K Manual. Charlottesville, VA: University of Virginia, 2008.

    Time frame: One-day observation in March-May 2015, March-May 2017

  16. Classroom quality-global classroom environment

    Indicators of classroom quality were assessed using a shortened form of the Early Childhood Environment Rating Scale-Revised (ECERS-R), a global rating of classroom quality based on structural features of the classroom (Harms et al. 2005). The items in the short form represent the strongest 21 items identified by researchers in a large-scale study (Clifford et al. 2005). Please see Harms et al. 2005 and Clifford et al. 2005 for more information on the scores and measure technical properties. Harms, T., R.M. Clifford, and D. Cryer. Early Childhood Environment Rating Scale: Revised Edition. New York: Teachers College Press, 2005. Clifford, Richard, Oscar Barbarin, Florence Chang, Diane M. Early, Donna Bryant, Carollee Howes, Margaret Burchinal, and Robert Pianta. "What Is Pre-Kindergarten? Characteristics of Public Pre-Kindergarten Programs." Applied Developmental Science, vol. 9, no. 3, 2005, pp. 126-143.

    Time frame: One-day observation in March-May 2015, March-May 2017

07

Study locations

1 site
  • Mathematica Policy Research
    Washington D.C., District of Columbia 20002, United States
08

References and documents

Individual participant data

Plan to share: Yes — The FACES Study team will prepare restricted-use data files and documentation so that future researchers may use the data to replicate findings and explore new areas of inquiry.

Supporting information: Study protocol

Time frame: Data are currently available for fall 2014-spring 2015. Data for spring 2017 will become available within 2 years of the end of the study and will remain on ResearchConnections.org.

Access criteria: Applications for access to restricted-use data file include completing and adhering to a User Agreement.

Data sharing details ↗ · www.researchconnections.org

09

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reached

Ran from May 2014 to primary completion in Jun 2017, 37 months.

How these figures are worked out, and which studies are left out of them.

Registered
Apr 3, 2018
First posted
Oct 15, 2018
StartActual
May 1, 2014
Primary completionActual
Jun 30, 2017
CompletionActual
Jun 30, 2017
Last update
Feb 26, 2019
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Feb 26, 2019, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT03705377
Lead sponsor
Mathematica Policy Research, Inc.
Collaborators
Department of Health and Human Services, Children's Bureau - Administration for Children and Families, Office of Planning, Research & Evaluation
Responsible party
Lizabeth Malone (Senior Survey Researcher, Mathematica Policy Research, Inc.) — Principal investigator
First posted
Oct 15, 2018
Start date
May 1, 2014
Primary completion
Jun 30, 2017
Completion
Jun 30, 2017
Last update
Feb 26, 2019

Study contacts

Lizabeth Malone, Ph.D.
study director · Mathematica Policy Research
Nikki Aikens, Ph.D.
principal investigator · Mathematica Policy Research
Louisa Tarullo, Ed.D.
principal investigator · Mathematica Policy Research

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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