ClinicalTrials.gg
CompletedNCT03670121NEXT STEPUpdated Nov 15, 2021

A Pilot Study to Assess Treatment of Patients With Homogeneous Emphysema Using Sequential Segmental Bronchoscopic Thermal Vapor Ablation (NEXT STEP)

An interventional study of Bronchoscopic Thermal Vapor Ablation (BTVA) in Emphysema or COPD, sponsored by Uptake Medical Technology, Inc.. Completed at 1 site in Germany. Open to participants aged 40 Years to 75 Years. Per ClinicalTrials.gov, last updated 2021-11-15.

Sponsored by Uptake Medical Technology, Inc. · Not applicable, Interventional, and Treatment

Phase
Not applicable
Study type
Interventional
Enrollment
11
Allocation
Not applicable
Ages
40 Years to 75 Years
Sex
All
01

Study summary

This study is a Prospective, single arm, single center pilot study following outcomes for 12 months after initial BTVA treatment. The primary objectives of the study are to prospectively document the safety and efficacy of sequential segmental treatment with BTVA in patients with a homogeneous distribution of emphysema that are not candidates for endobronchial valve therapy.

Read the detailed description

The study will include patients with severe emphysema as defined by pulmonary function tests, a homogeneous distribution of emphysema as determined by CT, who are not eligible for endobronchial valve therapy based on fissure integrity as determined by CT. Enrollment will continue until 10 patients have been treated per protocol or until a maximum of 15 patients total have been treated.

Patients will be enrolled at Thoraxklinik University of Heidelberg, Germany and followed for twelve (12) months.

The follow up data collected will include pulmonary function testing (spirometry, body plethysmography, DLCO), exercise capacity (six minute walk test) and imaging findings (chest x-ray and CT). Dyspnea score (mMRC) and quality of life questionnaire (SGRQ-C) information will be obtained. Information regarding adverse events, serious adverse events, and major medical complications will be collected at each visit. Serious adverse events will be adjudicated by an independent medical monitor in order to establish relatedness to the InterVapor device and procedure.

Descriptive statistics will be used to summarize all safety and efficacy data. There is no predefined hypothesis regarding safety, or efficacy.

Monitoring of the study will be undertaken as a continuous process to ensure that high-quality data are obtained and to ensure compliance with study procedures.

02

Conditions studied

  • Emphysema or COPD

Keywords

  • COPD, Emphysema, Homogenous, Collateral Ventilation
  • Vapor
  • Ablation
03

In context

Emphysema

382 studies on the registry are indexed under Emphysema; 59 are open to participants now.

This study's enrollment of 11 is below the median of 60 across 245 interventional studies indexed under Emphysema.

Browse Emphysema studies →

Lead sponsor

Uptake Medical Technology, Inc. is the lead sponsor of 5 studies on the registry; 2 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
40 Years to 75 Years
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. Age > or equal to 40 and ≤ 75 years old
  2. At least one lung with a homogeneous distribution of emphysema (defined as a heterogeneity index \< 1.2 when calculated as the ratio of upper lobe to lower lobe %-950 and when calculated as the ratio of lower lobe to upper lobe %-950) and a fissure integrity score \< 95% as measured by CT
  3. Contralateral lung (to lung targeted for the initial BTVA treatment) with tissue to air ratio > 8%
  4. between 20% and 45% predicted
  5. TLC > or equal to 100% predicted
  6. RV > or equal to 200% predicted
  7. Post-rehabilitation 6MWD > 140 meters
  8. Marked dyspnea scoring > or equal to 2 on the mMRC
  9. Arterial blood gas levels of: PaCO2 ≤ 50 mm Hg; PaO2 > 45 mm Hg on room air
  10. Non-smoking for 2 months prior to study enrollment, as confirmed by negative urine point of contact strips or serum cotinine level of ≤ 10 ng/mL, or negative CO test
  11. Optimized medical management (treatment consistent with GOLD guidelines)
  12. Evidence of completed pulmonary rehabilitation:

    • ≥ 6 weeks out-patient or ≥ 3 weeks in-patient within 6 months of enrollment; or,
    • Patient has or continues to participate in regular physical activity beyond activities of daily living (i.e. a walking program) for ≥ 6 weeks with 6 months of enrollment under the supervision of a health care professional
  13. Current influenza vaccination
  14. Mentally and physically able to cooperate with the study procedures, follow-up requirements, and are able and willing to provide to participate in the study.

Exclusion criteria

Exclusion Criteria:

  1. Any condition that would interfere with the completion of the study, follow-up assessments, bronchoscopy, or that would adversely affect study outcomes. Concomitant illnesses or medications that would pose a significant increased risk for complications following treatment with BTVA. Relevant examples of relevance include immune system disorders, medications of clinical relevance, bleeding disorders and unstable cardiovascular conditions, history of asthma or alpha-1 antitrypsin deficiency
  2. DLCO \< 20% predicted or immeasurable DLCO
  3. \< 18kg/m2 or > 35 kg/m2
  4. bronchiectasis with more than 30 ml productive cough
  5. Heart and/or lung transplant, lung volume reduction surgery (LVRS), bullectomy, or thoracic surgery with removal of lung tissue
  6. Prior lung volume reduction via endobronchial valves(s), stent(s), coil(s), and/or polymer. Patients whose endobronchial valves have been removed can be treated if: all valves removed ≥ 6 months prior to BTVA and baseline bronchoscopy reveals no airway obstruction or obvious tissue granulation
  7. Recent respiratory infections or exacerbation in preceding 6 weeks
  8. Unstable COPD (any of the following):

    • >3 COPD related hospitalizations requiring antibiotics in past 12 months
    • COPD related hospitalization in past 3 months
    • daily use of systemic , i.e. > 5 mg prednisolone
  9. Single large bulla (defined as > 1/3 volume of the lobe) or a paraseptal distribution of emphysema in lobe to be treated
  10. Bacterial infection or symptoms indicative of active infection (i.e., fever, elevated white blood cell count)
  11. History of any of the following:

    • (EF) ≤ 40%
    • Stroke
    • Myocardial infarction or acute coronary syndrome in previous year
    • Current use of anticoagulants (including warfarin, and NOACs such as dabigatran, rivaroxaban, apixaban, and similar).
    • Patient is unable to stop antiplatelet therapy (including dipyridamole, clopidogrel, prasugrel, and ticlopidine) 7 days before and not restart until 7 days after study procedure.
    • Known sensitivity to medications required to perform bronchoscopy
  12. Pulmonary hypertension:

    • Peak systolic PAP > 45 mm Hg or
    • Mean PAP > 35 mm Hg
    • Right heart catheter measurements (if available) will be considered definitive over echocardiography or cardiac scintigraphy measurements
  13. Newly prescribed morphine derivatives within the last 4 weeks
  14. Pregnant or breastfeeding
  15. Pneumothorax or pleural effusion within previous 6 months
  16. Indwelling pacemaker or implantable cardiac defibrillator (ICD)
  17. Patients dependent on the sponsor or investigator
  18. Current enrollment in any other study which has not completed requisite follow-up
Terms in these criteria, in plain language(10)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

FEV1

From a breathing test (spirometry): how much air you can blow out in the first second. Often given as a percentage of what is expected for your age, height and sex.

Hemoglobin (Hb)

The protein in red blood cells that carries oxygen. A low level is anaemia, which can cause tiredness and breathlessness. Measured in g/dL or g/L (9 g/dL is 90 g/L).

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

Immunosuppression

A weakened immune system. It can come from an illness, such as HIV or some blood cancers, or from medicines that turn the immune system down, for example after an organ transplant or for an autoimmune disease; steroids at higher doses count.

Read whether the line is about a condition or about medicines, and which medicines and doses it means.

BMI (body mass index)

Weight in kilograms divided by height in metres squared. Example: 70 kg and 1.75 m gives 70 ÷ (1.75 × 1.75) ≈ 22.9.

What counts as overweight or obesity differs between countries (some use lower cut-offs), so go by the range the study states.

Clinically significant

Judged by the study doctor to matter for your health or for the study. It is a doctor’s decision, so ask the study team if you are unsure whether something counts.

COPD

Chronic obstructive pulmonary disease: long-term lung disease that makes it hard to breathe out, including emphysema and chronic bronchitis.

Corticosteroids (steroids)

Anti-inflammatory medicines such as prednisone, prednisolone and dexamethasone — not the anabolic steroids used for muscle.

Studies differ in what they allow: check which steroid medicines, routes (tablets, injections, creams, inhalers, eye drops) and doses this study accepts.

LVEF (left ventricular ejection fraction)

The share of blood the heart’s main pumping chamber (the left ventricle) pushes out with each beat, measured by an echocardiogram (heart ultrasound) or a MUGA scan. About 50–70% is normal.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

05

Study design

Phase
Not applicable
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
11 participants (actual)

Study arms

  • Experimental
    BTVA Treatment

    All patients that will receive Bronchoscopic Thermal Vapor Ablation (BTVA) Treatment

    Device: Bronchoscopic Thermal Vapor Ablation (BTVA)

Interventions

  • DeviceBronchoscopic Thermal Vapor Ablation (BTVA)

    Bronchoscopic vapor delivery to airway segment(s) targeted for treatment

    Also known as: BTVA, InterVapor

06

What researchers measure

Primary outcomes

  1. Incidence of SAEs, Major Medical complications, and unanticipated serious adverse device effects (USADEs) (safety endpoint)

    Occurrence of SAEs, Major Medical complications, and unanticipated serious adverse device effects (USADEs) (safety endpoint)

    Time frame: Baseline to 6 months

  2. Change in FEV1 (efficacy endpoint)

    Change in FEV1 (efficacy endpoint)

    Time frame: Baseline to 6 months

  3. Change in St Georges Respiratory Questionnaire for COPD Patients (SGRQ-C) score (efficacy endpoint)

    This trial will utilize the SGRQ-C which is a shortened version of the SGRQ questionnaire. The SGRQ is a validated, disease-specific questionnaire that measures health-related quality of life in patients with COPD. The instrument has 3 domains (activity, symptoms, and impacts) and a total score. A Total and three-component scores are calculated: Symptoms; Activity; Impacts. Each questionnaire response has a unique empirically derived 'weight'. The lowest possible weight is zero and the highest is 100. Each component of the questionnaire is scored separately. Sum of maximum possible weights for each component and Total: Symptoms 566.2, Activity 982.9, Impacts 1652.8. Total (sum of maximum for all three components) 3201.9 Higher weights indicate worse outcomes. The difference in the domain scores and total score at follow-up visits relative to baseline will be calculated and reported.

    Time frame: Baseline to 6 months

Secondary outcomes

  1. Change in FVC

    Change in Forced Vital Capacity

    Time frame: Baseline to 6 months

  2. Change in FRC

    Change in Forced Residual Capacity

    Time frame: Baseline to 6 months

  3. Change in RV

    Change in Residual Volume

    Time frame: Baseline to 6 months

  4. Change in TLC

    Change in Total Lung Capacity

    Time frame: Baseline to 6 months

  5. Change in RV/TLC

    Change in Residual Volume/Total Lung Capacity

    Time frame: Baseline to 6 months

  6. Change in DLCO

    Change in Diffusing capacity of the lung for carbon monoxide

    Time frame: Baseline to 6 months

  7. Change in Modified Medical Research Council (mMRC) Dyspnea scale

    Change in dyspnea score. Grade Degree of Breathlessness Related to Activities Grade 0 No breathlessness except with strenuous exercise Grade 1 Breathlessness when hurrying on the level or walking up a slight hill Grade 2 Walks slower than people of the same age on the level because of breathlessness or has to stop for breath when walking at own pace on the level Grade 3 Stops for breath after walking about 100 yards or a few minutes on the level Grade 4 Too breathless to leave the house or breathless when dressing or undressing Max score=4, Min score=0 One score is reported based on grade. Higher values represent worse outcomes. For patients with a higher mMRC grade (e.g. ≥2) and clinical circumstances consistent with respiratory disease, measuring spirometry (e.g., FEV₁ and FVC), determining the patient's GOLD stage, helps guide therapeutic interventions.

    Time frame: Baseline to 6 months

  8. Change in 6MWD

    Change in six minute walk distance

    Time frame: Baseline to 6 months

  9. Change in volume of the treated lobe(s)

    Change in lung volume assessed by CT

    Time frame: Baseline to 6 months

07

Study locations

1 site
  • Thoraxklinik University of Heidelberg
    Heidelberg, Germany
08

References and documents

Publications

  • Agrawal A. Interventional Pulmonology: Diagnostic and Therapeutic Advances in Bronchoscopy. Am J Ther. 2021 Feb 9;28(2):e204-e216. doi: 10.1097/MJT.0000000000001344. PubMed 33590989 ↗

Individual participant data

Plan to share: No

09

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Ran from Aug 2018 to primary completion in Jun 2020, 21 months.

Of 60 interventional studies with no phase under Emphysema, half reached primary completion within 37 months of starting (the median), counting those still running; a quarter within 22 and three quarters within 56. This study's 21 months is below that.

How these figures are worked out, and which studies are left out of them.

Registered
Sep 5, 2018
First posted
Sep 13, 2018
StartActual
Aug 28, 2018
Primary completionActual
Jun 12, 2020
CompletionActual
Jun 12, 2020
Last update
Nov 15, 2021
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Nov 15, 2021, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT03670121
Lead sponsor
Uptake Medical Technology, Inc.
Collaborators
MedPass International
Responsible party
Sponsor
First posted
Sep 13, 2018
Start date
Aug 28, 2018
Primary completion
Jun 12, 2020
Completion
Jun 12, 2020
Last update
Nov 15, 2021

Study contacts

Felix Herth
principal investigator · Univ.-Prof. Felix JF Herth, Thoraxklinik University of Heidelberg Heidelberg, Germany

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Nov 2021. You cannot join it, but the record below documents what was studied.

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