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TerminatedNCT03539198Updated Nov 14, 2024

Study of Proton SBRT and Immunotherapy for Recurrent/Progressive Locoregional or Metastatic Head and Neck Cancer

An observational study in Head and Neck Cancer, sponsored by Mayo Clinic. Terminated at 2 sites in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2024-11-14.

Sponsored by Mayo Clinic · Observational

Why this study was terminated
Failure to accrue.
Study type
Observational
Model
Case-only
Time perspective
Prospective
Enrollment
19
Ages
18 Years and older
Sex
All
01

Study summary

This study observes the clinical efficacy of combining proton SBRT with PD-1 blockade immunotherapy in both the locoregionally recurrent and metastatic settings.

02

Conditions studied

  • Head and Neck Cancer
03

In context

Head and Neck Neoplasms

2,403 studies on the registry are indexed under Head and Neck Neoplasms; 559 are open to participants now.

This study's enrollment of 19 is below the median of 100 across 453 observational studies indexed under Head and Neck Neoplasms.

Browse Head and Neck Neoplasms studies →

Lead sponsor

Mayo Clinic is the lead sponsor of 3,263 studies on the registry; 670 are open to participants now.

Of its 450 completed or terminated interventional studies of FDA-regulated products, 318 (71%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Non-probability sample

Study population

patients with locoregional or metastatic head and neck cancers

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Age ≥18 years old whose multidisciplinary care team has determined that the treatments outlined in the protocol are the treating physicians' equipoised clinical recommendation, the multidisciplinary head \& neck tumor board's recommendation, and that any reasonable alternative treatments have been reviewed with the subject.
  • Signed written informed consent in accordance with regulatory and institutional guidelines.
  • Must be willing to comply with scheduled visits, treatment schedule, laboratory testing and other study obligations. Patients must be receiving SOC treatment for recurrent or progressive Head and Neck cancer. Please refer to UCM procedural manual.
  • Histologically confirmed head and neck squamous cell carcinoma from any of the primary sites: oral cavity, pharynx, larynx, nasopharynx, sinonasal, cutaneous, or unknown head and neck primary.
  • Subjects with head and neck squamous cell carcinoma that has progressed during chemotherapy with a platinum-based drug or that has recurred or metastasized after platinum-based chemotherapy or in patients with an intolerance to or contraindication for platinum-based chemotherapy will be eligible.
  • ECOG performance status 0-2
  • Subjects enrolled on the METASTATIC ARM must have at least two (≥) lesions:

One lesion must be safely amenable to irradiation with stereotactic body radiation therapy per the treating radiation oncologist. Prior radiation to this lesion is allowed if given ≥ 6 months prior. One lesion must be measurable by CT or MRI per iRECIST 1.1 criteria and should be separate from the lesion to be irradiated. If this target lesion has been previously irradiated, there must be documented disease progression after radiation per RECIST 1.1.

  • Any prior radiotherapy must have been completed at least 3 weeks prior to enrollment.
  • Adequate bone marrow, hepatic, and renal function based on screening lab values within 35 days prior to beginning immunotherapy:

    • WBC ≥ 2 K/microliter
    • Neutrophils ≥ 1.5 K/microliter
    • Platelets ≥ 100 K/microliter
    • Hemoglobin ≥ 9.0 g/deciliter
    • Serum Creatinine ≤ 1.5 x ULN or creatinine clearance > 40ml/min using the Cockcroft-Gault formula.
    • Female CrCl = (140 - age in years) x weight in kg x 0.85 72 x serum creatinine in mg/dL
    • Male CrCl = (140 - age in years) x weight in kg x 1.00 72 x serum creatinine in mg/dL
    • AST/ALT ≤ 3 x ULN
    • Total bilirubin \<1.5 x ULN (except subjects with Gilbert Syndrome who can have total bilirubin \<3.0 mg/deciliter).
  • Women of childbearing potential must have a negative serum or urine pregnancy test within 10 days prior to beginning immunotherapy.
  • Women of childbearing potential (WOCBP) must agree to follow instructions for method(s) of contraception from time of enrollment for the duration of treatment with nivolumab and for 6 months after discontinuation of nivolumab. Men who are sexually active with WOCBP must use any contraceptive method with a failure rate of less than 1% per year. Men receiving nivolumab and who are sexually active with WOCBP will be instructed to adhere to contraception for a period of 6 months after the last dose of nivolumab.
  • Ability to complete questionnaire(s) by themselves or with assistance.
  • Insurance approval or personal pay for SBRT.
  • Patient may undergo palliative surgery prior to postoperative proton SBRT and remain in the metastatic arm of the study, as long as the patient meets the other aforementioned criteria relating to the metastatic arm. Surgery is allowable for the locoregionally recurrent arm as per the study schema.

Exclusion criteria

Exclusion Criteria:

  • Active brain metastases or leptomeningeal disease. Note: Treated brain metastases (e.g. GammaKnife or surgical resection) are eligible if these have been treated and are without MRI evidence of progression for at least 8 weeks after treatment. MRI must be performed within 35 days prior tobeginning immunotherapy.
  • Histologically confirmed non-squamous histologies including salivary gland or other non-squamous histologies (e.g. mucosal melanoma) are not allowed; exception WHO Type I-III nasopharynx, which are allowed.
  • Subjects with active autoimmune disease or on steroid therapy of >10 mg/day prednisone or equivalent.
  • Subjects who have undergone bone marrow or solid organ transplantation.
  • Known HIV, hepatitis B or C infection.
  • Treatment with chemotherapy, radiation therapy or immunotherapy including investigational agents within 25 days of beginning immunotherapy.
  • Women that are breastfeeding or pregnant.
  • Any concurrent chemotherapy, hormonal therapy, immunotherapy, or investigational therapy apart from the prescribed treatment per protocol.
  • Other active non-head and neck malignancy \<1 year prior to registration. If there is a history of prior distinct malignancy, they must not be receiving chemotherapy, radiotherapy, or immunotherapy for their other disease at the time of protocol enrollment. Exceptions include: Non-melanotic skin cancer and carcinoma in situ of the cervix.
05

Study design

Observational model
Case-only
Time perspective
Prospective
Enrollment
19 participants (actual)
Patient registry
No

Groups and cohorts

  • Locoregional

    Patients with recurrent locoregional head and neck cancer

    Radiation: Proton Stereotactic Body Radiation Therapy (SBRT) (5 fractions; 3500-4500 cGy) · Drug: Nivolumab 3 mg/kg IV q2 weeks · Radiation: Proton or Photon SBRT (3-5 fractions; various dose and fractionation regimens depending on treatment site).

  • Metastatic

    Patients with recurrent metastatic head and neck cancer

    Radiation: Proton Stereotactic Body Radiation Therapy (SBRT) (3-5 fractions; various dose and fractionation regimens depending on treatment site). · Drug: Nivolumab 3 mg/kg IV q2 weeks · Radiation: Proton or Photon SBRT (3-5 fractions; various dose and fractionation regimens depending on treatment site).

Interventions

  • RadiationProton Stereotactic Body Radiation Therapy (SBRT) (5 fractions; 3500-4500 cGy)

    Patients will be receiving proton SBRT

  • RadiationProton Stereotactic Body Radiation Therapy (SBRT) (3-5 fractions; various dose and fractionation regimens depending on treatment site).

    Patients will receive proton SBRT.

  • DrugNivolumab 3 mg/kg IV q2 weeks

    Drug page: Nivolumab

    Patients will receive Nivolumab x2 cycles before SBRT q2 weeks, and continued q2 weeks after SBRT until progression or at the discretion of the treating physician.

  • RadiationProton or Photon SBRT (3-5 fractions; various dose and fractionation regimens depending on treatment site).

    Patients with further oligoprogression (5 or fewer sites) will be eligible to receive additional SBRT to all sites of oligoprogression.

06

What researchers measure

Primary outcomes

  1. Objective response rate (ORR) using iRECIST 1.1 criteria for locoregional arm

    ORR is defined as the proportion of patients who achieved a best response of complete response (CR) or partial response (PR) using iRECIST 1.1 criteria, and will be evaluated for both the lesion(s) treated with SBRT, referred to as "Target lesion (+SBRT+Nivo), as well as the lesion(s) not treated with SBRT (if applicable), referred to as "Target lesion (+Nivo only)", per the prescribed treatment. The primary endpoint for the locoregional arm will be considered met if the assumption and desired outcome are achieved for ORR in the "Target lesion(s) (+SBRT+Nivo)". Best overall response (BOR) is defined as the best response designation, recorded between the start date of immunotherapy and the date of progression using iRECIST 1.1 criteria.

    Time frame: From start date of immunotherapy to disease progression; up to 2 years

  2. Objective response rate (ORR) using iRECIST 1.1 criteria for metastatic arm

    ORR is defined as the proportion of patients who achieved a best response of complete response (CR) or partial response (PR) using iRECIST 1.1 criteria, and will be evaluated for both the lesion(s) treated with SBRT, referred to as "Target lesion (+SBRT+Nivo), as well as the lesion(s) not treated with SBRT, referred to as "Target lesion (+Nivo only)", per the prescribed treatment. The primary endpoint for the metastatic arm will be considered met if the assumption and desired outcome are achieved for ORR in the "Target lesion(s) (+Nivo only)" since these are the lesions we hypothesize will have an augmented response from proton SBRT through the abscopal effect. Best overall response (BOR) is defined as the best response designation, recorded between the start date of immunotherapy and the date of progression using iRECIST 1.1 criteria.

    Time frame: From start date of immunotherapy to disease progression; up to 2 years

Secondary outcomes

  1. Local control rate for both arms

    Time frame: From start date of immunotherapy to disease local progression; up to 1 year

  2. Overall Survival Time for both arms

    Time frame: From start date of immunotherapy to date of death, up to 2 years

  3. Overall Survival for both arms

    Time frame: From start date of immunotherapy to 3, 6, 9, and 12 month

  4. Progression-free survival for both arms

    Time frame: From start date of immunotherapy to disease progression or death, whichever occurs first; assessed up to 2 years

  5. Time to progression (TTP)

    Time frame: From start date of immunotherapy to disease progression, but does not count patients who die from other causes; assessed up to 2 years

  6. New development of distant metastasis for both arms

    Time frame: From start date of immunotherapy to disease progression or death, whichever occurs first; assessed up to 2 years

  7. Quality of Life for both arms

    Quality of life will be assessed through questionaire EORTC QLQ-H\&N35

    Time frame: From start date of immunotherapy (baseline evaluation) to approximately 6 months after enrollment at Day 45, 90, 130, and 170

  8. Quality of Life for both arms

    Quality of life will be assessed through questionaire Mayo PRO for Head and Neck

    Time frame: From start date of immunotherapy (baseline evaluation) to approximately 6 months after enrollment at Day 45, 90, 130, and 170

  9. Adverse Effects for both arms

    Time frame: From start date of immunotherapy (baseline evaluation) to approximately 6 months after enrollment at Day 45, 90, 130 and 170

  10. Predictive and prognostic biomarkers for both arms

    a maximum of 5 blood draws will be used

    Time frame: Baseline, Day 15-30, 45, 90 and 130

07

Study locations

2 sites
  • Mayo Clinic in Arizona
    Scottsdale, Arizona 85259, United States
  • Mayo Clinic in Rochester
    Rochester, Minnesota 55905, United States
08

References and documents

Individual participant data

Plan to share: No

09

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reached

Ran from Jul 2018 to primary completion in Jan 2020, 18 months.

How these figures are worked out, and which studies are left out of them.

Registered
Apr 30, 2018
First posted
May 29, 2018
StartActual
Jul 3, 2018
Primary completionActual
Jan 6, 2020
CompletionActual
Jan 6, 2020
Last update
Nov 14, 2024
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Nov 14, 2024, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT03539198
Lead sponsor
Mayo Clinic
Responsible party
Sponsor
First posted
May 29, 2018
Start date
Jul 3, 2018
Primary completion
Jan 6, 2020
Completion
Jan 6, 2020
Last update
Nov 14, 2024

Study contacts

Daniel J. Ma, MD
principal investigator · Mayo Clinic

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is terminated, as verified in Nov 2024. You cannot join it, but the record below documents what was studied.

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