CClinicalTrials.gg
CompletedNCT03455608PRO-ACTIVEUpdated Dec 10, 2024

PRO-ACTIVE: Prophylactic Swallow Intervention for Patients Receiving Radiotherapy for Head and Neck Cancer

An interventional study of RE-ACTIVE and PRO-ACTIVE EAT in Dysphagia, sponsored by University Health Network, Toronto. Completed at 13 sites in 2 countries. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2024-12-10.

Sponsored by University Health Network, Toronto · Not applicable, Interventional, and Treatment

Phase
Not applicable
Study type
Interventional
Enrollment
952
Allocation
Randomized
Ages
18 Years and older
Sex
All
01

Study summary

Dysphagia (difficulty swallowing) is a common and potentially life-threatening toxicity of radiotherapy (RT) for patients with head and neck cancer (HNC). HNC survivors have a 20-24 percent lifetime risk of pneumonia after RT, which is associated with a 42 percent excess risk of death in survivorship. Moreover, dysphagia predisposes individuals to malnutrition, and at least half of HNC patients require feeding tubes during RT.

Patients are commonly referred for swallowing therapy with a speech pathologist. Some patients receive early intervention, before a swallowing problem begins-PRO-ACTIVE therapy. Other patients are monitored and prescribed dysphagia interventions only if and when a swallowing problem occurs-RE-ACTIVE therapy. Thus, REACTIVE therapy aims to reverse an already impaired swallowing ability, whereas PRO-ACTIVE therapy aims to prevent or reduce severity of dysphagia. These two broad categories of therapy represent the most common types of intervention offered to HNC patients across North America. Although there is single-institution evidence to support each practice, it is yet unknown which is most effective.

To address this gap, the primary aim of this international, multi-site 3-arm pragmatic randomized clinical trial is to compare the effectiveness of PRO-ACTIVE (high and low intensity) versus RE-ACTIVE swallowing therapy among 952 patients with HNC planning to undergo RT, using duration of feeding tube dependence after RT as the primary outcome. Our secondary aim proposes to compare the relative benefit or harm of these swallowing interventions on secondary outcomes considered relevant to our stakeholder partners.

Read the detailed description

Swallowing therapy is commonly provided as a behavioral treatment to lessen the risk or severity of dysphagia in head and neck cancer (HNC) patients; however, best practice is not established. This multi-site, international randomized clinical trial (RCT) will compare the effectiveness of PRO-ACTIVE (high and low intensity) versus RE-ACTIVE swallowing interventions in 952 HNC patients undergoing radiotherapy (RT). The 3 study arms represent alternate timing and intensity of swallowing therapy delivered by a speech language pathologist: 1) RE-ACTIVE, 2) PRO-ACTIVE EAT, and 3) PRO-ACTIVE EAT + EXERCISE.

The primary aim of the PRO-ACTIVE trial is to compare the effectiveness of PRO-ACTIVE versus RE-ACTIVE swallowing interventions among patients with HNC planned to undergo RT. We hypothesize that the combined PRO-ACTIVE therapies are more effective than RE-ACTIVE therapy; and, if so, that more intensive PRO-ACTIVE (EAT + EXERCISE) is superior to less intensive PRO-ACTIVE (EAT). Effectiveness will be measured based on reduced duration of feeding tube dependency as the primary endpoint, an outcome valued equally by patients, caregivers and clinicians.

The secondary aim of the PRO-ACTIVE trial is to compare the relative benefit or harm of swallowing therapy arms on secondary outcomes including videofluoroscopic swallowing evaluations, functional status measures, health status measures, and patient-reported outcomes.

02

Conditions studied

  • Dysphagia

Keywords

  • dysphagia
  • swallowing disorder
  • speech pathology
  • swallowing therapy
  • head and neck cancer
  • radiotherapy
  • toxicity
  • supportive care
03

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Adults ≥ 18 years of age diagnosed with head and neck malignancy;
  • RT treatment planned for curative intent;
  • Dispositioned to receive external beam radiotherapy dose ≥60 gray to bilateral fields at participating institution;
  • Sufficient fluency in written English, French, Spanish or Simplified Chinese to be able to complete the study patient reported outcome questionnaires

Exclusion criteria

Exclusion Criteria:

  • Distant metastasis at enrollment; or
  • Prior or planned total laryngectomy; or
  • Moderate/severe dysphagia at enrollment per baseline videofluoroscopy DIGEST grade ≥2 (as graded per central laboratory review)
  • Previously seen by speech language pathologist for swallowing therapy for the current head and neck cancer
  • Diagnosis of second primary non-head and neck cancers in the thorax or the central nervous system at enrollment
  • Head and neck radiotherapy for thyroid or cutaneous/skin primary tumors, regardless of neck fields
04

Study design

Phase
Not applicable
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Single (Outcomes assessor)
Enrollment
952 participants (actual)

Study arms

  • Active comparator
    RE-ACTIVE

    Reactive intervention started promptly if/when dysphagia is identified (RE-ACTIVE)

    Behavioral: RE-ACTIVE

  • Active comparator
    PRO-ACTIVE EAT

    Early low intensity proactive intervention started before RT commences

    Behavioral: PRO-ACTIVE EAT

  • Active comparator
    PRO-ACTIVE EAT + EXERCISE

    Early high intensity proactive intervention started before RT commences

    Behavioral: PRO-ACTIVE EAT + EXERCISE

Interventions

  • BehavioralRE-ACTIVE

    Reactive intervention started promptly if/when dysphagia is identified

  • BehavioralPRO-ACTIVE EAT

    Early low intensity proactive intervention started before RT commences

  • BehavioralPRO-ACTIVE EAT + EXERCISE

    Early high intensity proactive intervention started before RT commences

05

What researchers measure

Primary outcomes

  1. Duration of feeding tube dependence

    Effectiveness will be measured based on duration of feeding tube dependency (count of days from end of radiotherapy to last feeding tube use within the 12-month study period)

    Time frame: Baseline - 12 months

Secondary outcomes

  1. The MD Anderson Dysphagia Inventory (MDADI)

    Measurement of swallowing-related Quality of Life

    Time frame: Baseline, Week 6/7, 3 months, 12 months

  2. The MD Anderson Symptom Inventory for Head and Neck Cancer (MDASI-HN)

    Measurement of severity or burden of cancer-related symptoms and interference with daily functioning.

    Time frame: Baseline, Week 2, Week 4, Week 6/7, 3 months, 12 months

  3. Dynamic Imaging Grade of Swallowing Toxicity (DIGEST)

    Videofluoroscopy study score ranging from 0 to 5, where 4 is worst.

    Time frame: Baseline, 3 months, 12 months

  4. Pharyngeal Constriction Ratio (PCR)

    Videofluoroscopy study score ranging from 0 to 1, where 1 is worst.

    Time frame: Baseline, 3 months, 12 months

  5. Penetration-Aspiration Scale (PAS)

    Videofluoroscopy study score ranging from 1 to 8, where 8 is worst.

    Time frame: Baseline, 3 months, 12 months

  6. Peak esophageal opening

    Videofluoroscopy study score ranging from 0 to infinity, where lower value is worse.

    Time frame: Baseline, 3 months, 12 months

  7. Performance Status Scale Head and Neck (PSS-HN)

    Measurement of swallowing and speech performance

    Time frame: Baseline, Week 2, Week 4, Week 6/7, 3 months, 12 months

  8. Medical Outcome of Dysphagia (MOD)

    Patient reported symptoms related to health consequences secondary to dysphagia, namely: malnutrition, aspiration pneumonia and mood changes such as depression and anxiety

    Time frame: Baseline, 3 months, 12 months

  9. Cancer Behavior Inventory (CBI-V3)

    Measurement of self-efficacy strategies for coping with cancer

    Time frame: Baseline, 3 months, 12 months

  10. EQ-5D-5L

    Measurement of generic quality of life

    Time frame: Baseline, 3 months, 12 months

  11. Medical History

    Intake details, radiation therapy details, chemotherapy details, tumour status, surgery history, tracheotomy, feeding tube status, feeding tube dependence, concomitant therapies, and complication details.

    Time frame: Baseline, Week 6/7, 3 months, 12 months

  12. Pain Medications

    All pain medications (including over-the-counter) taken in the past 48 hours

    Time frame: Baseline; Week 6/7, 3 Month, and 12 Months

  13. Mouth Opening/Trismus

    Measurement of interincisal opening

    Time frame: Baseline; 3 Month and 12 Months

  14. Hospitalization/Emergency Department (ED) Presentation

    Hospitalization/ED presentation at cancer hospital or any external institutions

    Time frame: Baseline, Week 6/7, 3 months, 12 months

06

Study locations

13 sites
  • University of Miami
    Miami, Florida 33146, United States
  • Orlando Health
    Orlando, Florida 32806, United States
  • Greater Baltimore Medical Center
    Baltimore, Maryland 21204, United States
  • Boston University Medical Center
    Boston, Massachusetts 02118, United States
  • Henry Ford Health System
    Detroit, Michigan 48202, United States
  • Memorial Sloan Kettering Cancer Center
    New York, New York 10017, United States
  • University of Cincinnati
    Cincinnati, Ohio 45219, United States
  • Cleveland Clinic
    Cleveland, Ohio 44195, United States
  • University of Texas MD Anderson Cancer Center
    Houston, Texas 77030, United States
  • University of Wisconsin Hospitals and Clinics
    Madison, Wisconsin 53792, United States
  • London Health Sciences Centre
    London, Ontario, Canada
  • University Health Network
    Toronto, Ontario M5G 2M9, Canada
  • Jewish General Hospital
    Montréal, Quebec H3T 1E2, Canada
07

References and documents

Publications

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  • Xu B, Boero IJ, Hwang L, Le QT, Moiseenko V, Sanghvi PR, Cohen EE, Mell LK, Murphy JD. Aspiration pneumonia after concurrent chemoradiotherapy for head and neck cancer. Cancer. 2015 Apr 15;121(8):1303-11. doi: 10.1002/cncr.29207. Epub 2014 Dec 23. PubMed 25537836 ↗
  • Hunter KU, Lee OE, Lyden TH, Haxer MJ, Feng FY, Schipper M, Worden F, Prince ME, McLean SA, Wolf GT, Bradford CR, Chepeha DB, Eisbruch A. Aspiration pneumonia after chemo-intensity-modulated radiation therapy of oropharyngeal carcinoma and its clinical and dysphagia-related predictors. Head Neck. 2014 Jan;36(1):120-5. doi: 10.1002/hed.23275. Epub 2013 Jun 1. PubMed 23729173 ↗
  • Hutcheson KA, Bhayani MK, Beadle BM, Gold KA, Shinn EH, Lai SY, Lewin J. Eat and exercise during radiotherapy or chemoradiotherapy for pharyngeal cancers: use it or lose it. JAMA Otolaryngol Head Neck Surg. 2013 Nov;139(11):1127-34. doi: 10.1001/jamaoto.2013.4715. PubMed 24051544 ↗
  • Setton J, Lee NY, Riaz N, Huang SH, Waldron J, O'Sullivan B, Zhang Z, Shi W, Rosenthal DI, Hutcheson KA, Garden AS. A multi-institution pooled analysis of gastrostomy tube dependence in patients with oropharyngeal cancer treated with definitive intensity-modulated radiotherapy. Cancer. 2015 Jan 15;121(2):294-301. doi: 10.1002/cncr.29022. Epub 2014 Oct 6. PubMed 25286832 ↗
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  • Ohba S, Yokoyama J, Kojima M, Fujimaki M, Anzai T, Komatsu H, Ikeda K. Significant preservation of swallowing function in chemoradiotherapy for advanced head and neck cancer by prophylactic swallowing exercise. Head Neck. 2016 Apr;38(4):517-21. doi: 10.1002/hed.23913. Epub 2015 Jun 16. PubMed 25351675 ↗
  • van der Molen L, van Rossum MA, Rasch CR, Smeele LE, Hilgers FJ. Two-year results of a prospective preventive swallowing rehabilitation trial in patients treated with chemoradiation for advanced head and neck cancer. Eur Arch Otorhinolaryngol. 2014 May;271(5):1257-70. doi: 10.1007/s00405-013-2640-8. Epub 2013 Jul 28. PubMed 23892729 ↗
  • Carroll WR, Locher JL, Canon CL, Bohannon IA, McColloch NL, Magnuson JS. Pretreatment swallowing exercises improve swallow function after chemoradiation. Laryngoscope. 2008 Jan;118(1):39-43. doi: 10.1097/MLG.0b013e31815659b0. PubMed 17989581 ↗
  • Shaw SM, Flowers H, O'Sullivan B, Hope A, Liu LW, Martino R. The effect of prophylactic percutaneous endoscopic gastrostomy (PEG) tube placement on swallowing and swallow-related outcomes in patients undergoing radiotherapy for head and neck cancer: a systematic review. Dysphagia. 2015 Apr;30(2):152-75. doi: 10.1007/s00455-014-9592-z. Epub 2015 Mar 4. PubMed 25737196 ↗
  • MD Anderson Head and Neck Cancer Symptom Working Group. Beyond mean pharyngeal constrictor dose for beam path toxicity in non-target swallowing muscles: Dose-volume correlates of chronic radiation-associated dysphagia (RAD) after oropharyngeal intensity modulated radiotherapy. Radiother Oncol. 2016 Feb;118(2):304-14. doi: 10.1016/j.radonc.2016.01.019. Epub 2016 Feb 17. PubMed 26897515 ↗
  • Eisbruch A, Kim HM, Feng FY, Lyden TH, Haxer MJ, Feng M, Worden FP, Bradford CR, Prince ME, Moyer JS, Wolf GT, Chepeha DB, Ten Haken RK. Chemo-IMRT of oropharyngeal cancer aiming to reduce dysphagia: swallowing organs late complication probabilities and dosimetric correlates. Int J Radiat Oncol Biol Phys. 2011 Nov 1;81(3):e93-9. doi: 10.1016/j.ijrobp.2010.12.067. Epub 2011 May 17. PubMed 21592678 ↗
  • Hutcheson KA, Lewin JS, Barringer DA, Lisec A, Gunn GB, Moore MW, Holsinger FC. Late dysphagia after radiotherapy-based treatment of head and neck cancer. Cancer. 2012 Dec 1;118(23):5793-9. doi: 10.1002/cncr.27631. Epub 2012 May 17. PubMed 23640737 ↗
  • Rubin EB, Buehler AE, Halpern SD. States Worse Than Death Among Hospitalized Patients With Serious Illnesses. JAMA Intern Med. 2016 Oct 1;176(10):1557-1559. doi: 10.1001/jamainternmed.2016.4362. No abstract available. PubMed 27479808 ↗
  • Siegel RL, Miller KD, Jemal A. Cancer statistics, 2016. CA Cancer J Clin. 2016 Jan-Feb;66(1):7-30. doi: 10.3322/caac.21332. Epub 2016 Jan 7. PubMed 26742998 ↗
  • National Cancer Institute. SEER cancer statistics factsheets: Larynx cancer. http://seer.cancer.gov/statfacts/html/laryn.html. Accessed December 12, 2016.
  • Canadian Cancer Society's Advisory Committee on Cancer Statistics. Canadian cancer statistics 2016. 2016; http://www.cancer.ca/en/cancer-information/cancer-101/canadian-cancer-statistics-publication/?region=on. Accessed December 12, 2016.
  • Chaturvedi AK, Engels EA, Pfeiffer RM, Hernandez BY, Xiao W, Kim E, Jiang B, Goodman MT, Sibug-Saber M, Cozen W, Liu L, Lynch CF, Wentzensen N, Jordan RC, Altekruse S, Anderson WF, Rosenberg PS, Gillison ML. Human papillomavirus and rising oropharyngeal cancer incidence in the United States. J Clin Oncol. 2011 Nov 10;29(32):4294-301. doi: 10.1200/JCO.2011.36.4596. Epub 2011 Oct 3. PubMed 21969503 ↗
  • Ang KK, Harris J, Wheeler R, Weber R, Rosenthal DI, Nguyen-Tan PF, Westra WH, Chung CH, Jordan RC, Lu C, Kim H, Axelrod R, Silverman CC, Redmond KP, Gillison ML. Human papillomavirus and survival of patients with oropharyngeal cancer. N Engl J Med. 2010 Jul 1;363(1):24-35. doi: 10.1056/NEJMoa0912217. Epub 2010 Jun 7. PubMed 20530316 ↗
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  • Roe JW, Carding PN, Rhys-Evans PH, Newbold KL, Harrington KJ, Nutting CM. Assessment and management of dysphagia in patients with head and neck cancer who receive radiotherapy in the United Kingdom - a web-based survey. Oral Oncol. 2012 Apr;48(4):343-8. doi: 10.1016/j.oraloncology.2011.11.003. Epub 2011 Nov 29. PubMed 22130454 ↗
  • McEwen S, Rodriguez AM, Martino R, Poon I, Dunphy C, Rios JN, Ringash J. "I didn't actually know there was such a thing as rehab": survivor, family, and clinician perceptions of rehabilitation following treatment for head and neck cancer. Support Care Cancer. 2016 Apr;24(4):1449-53. doi: 10.1007/s00520-015-3021-1. Epub 2015 Nov 18. PubMed 26576966 ↗
  • Martino R, Beaton D, Diamant NE. Using different perspectives to generate items for a new scale measuring medical outcomes of dysphagia (MOD). J Clin Epidemiol. 2009 May;62(5):518-26. doi: 10.1016/j.jclinepi.2008.05.007. Epub 2008 Aug 22. PubMed 18722085 ↗
  • Nund RL, Ward EC, Scarinci NA, Cartmill B, Kuipers P, Porceddu SV. Carers' experiences of dysphagia in people treated for head and neck cancer: a qualitative study. Dysphagia. 2014 Aug;29(4):450-8. doi: 10.1007/s00455-014-9527-8. Epub 2014 May 21. PubMed 24844768 ↗
  • List MA, Mumby P, Haraf D, Siston A, Mick R, MacCracken E, Vokes E. Performance and quality of life outcome in patients completing concomitant chemoradiotherapy protocols for head and neck cancer. Qual Life Res. 1997 Apr;6(3):274-84. doi: 10.1023/a:1026419023481. PubMed 9226985 ↗
  • Chen AY, Frankowski R, Bishop-Leone J, Hebert T, Leyk S, Lewin J, Goepfert H. The development and validation of a dysphagia-specific quality-of-life questionnaire for patients with head and neck cancer: the M. D. Anderson dysphagia inventory. Arch Otolaryngol Head Neck Surg. 2001 Jul;127(7):870-6. PubMed 11448365 ↗
  • Rosenthal DI, Mendoza TR, Chambers MS, Asper JA, Gning I, Kies MS, Weber RS, Lewin JS, Garden AS, Ang KK, S Wang X, Cleeland CS. Measuring head and neck cancer symptom burden: the development and validation of the M. D. Anderson symptom inventory, head and neck module. Head Neck. 2007 Oct;29(10):923-31. doi: 10.1002/hed.20602. PubMed 17358040 ↗
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  • Martino R, Ringash J, Durkin L, Greco E, Huang SH, Xu W, Longo CJ. Feasibility of assessing patient health benefits and incurred costs resulting from early dysphagia intervention during and immediately after chemoradiotherapy for head-and-neck cancer. Curr Oncol. 2017 Dec;24(6):e466-e476. doi: 10.3747/co.24.3543. Epub 2017 Dec 20. PubMed 29270055 ↗
  • Greco E, Simic T, Ringash J, Tomlinson G, Inamoto Y, Martino R. Dysphagia Treatment for Patients With Head and Neck Cancer Undergoing Radiation Therapy: A Meta-analysis Review. Int J Radiat Oncol Biol Phys. 2018 Jun 1;101(2):421-444. doi: 10.1016/j.ijrobp.2018.01.097. Epub 2018 Feb 6. PubMed 29726363 ↗
  • Martino R, Fitch MI, Fuller CD, Hope A, Krisciunas G, Langmore SE, Lazarus C, Macdonald CL, McCulloch T, Mills G, Palma DA, Pytynia K, Ringash J, Sultanem K, Theurer J, Thorpe KE, Hutcheson K. The PRO-ACTIVE trial protocol: a randomized study comparing the effectiveness of PROphylACTic swallow InterVEntion for patients receiving radiotherapy for head and neck cancer. BMC Cancer. 2021 Oct 13;21(1):1100. doi: 10.1186/s12885-021-08826-0. PubMed 34645411 ↗

Individual participant data

Plan to share: No

08

Registry details

Key details

Study ID
NCT03455608
Lead sponsor
University Health Network, Toronto
Collaborators
M.D. Anderson Cancer Center, Applied Health Research Centre, Qualitative Health Research Consultants, LLC, Patient-Centered Outcomes Research Institute
Responsible party
Sponsor
First posted
Mar 6, 2018
Start date
Sep 27, 2018
Primary completion
Nov 15, 2024
Completion
Nov 15, 2024
Last update
Dec 10, 2024

Study contacts

Rosemary Martino, PhD
principal investigator · University Health Network, Toronto
Kate Hutcheson, PhD
principal investigator · M.D. Anderson Cancer Center

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
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