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TerminatedNCT03348748Updated Apr 2, 2026

Stereotactic Body Radiation Therapy Followed by Surgery in Treating Patients With Stage I-IIIA Non-small Cell Lung Cancer

An Early Phase 1 interventional study of Laboratory Biomarker Analysis and Quality-of-Life Assessment in Stage I Non-Small Cell Lung Cancer AJCC v7, Stage IA Non-Small Cell Lung Carcinoma AJCC v7 and Stage IB Non-Small Cell Lung Carcinoma AJCC v7, sponsored by Roswell Park Cancer Institute. Terminated at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-04-02.

Sponsored by Roswell Park Cancer Institute · Early Phase 1, Interventional, and Treatment

Why this study was terminated
low accrual
Phase
Early Phase 1
Study type
Interventional
Enrollment
20
Allocation
Non-randomized
Ages
18 Years and older
Sex
All
01

Study summary

This pilot clinical trial studies the effects of stereotactic body radiation therapy followed by surgery in treating patients with stage I-IIIA non-small cell lung cancer. Stereotactic body radiation therapy is a method of radiation that uses imaging to precisely locate a tumor and then deliver very high radiation doses to the tumor site in order to limit normal tissue toxicity or damage.

Read the detailed description

PRIMARY OBJECTIVES:

I. To assess the safety and feasibility of combining single fraction stereotactic body radiation therapy (SBRT) followed by surgery, in thoracic malignancies.

SECONDARY OBJECTIVES:

I. To estimate overall survival (OS) and progression-free survival (PFS) after single fraction SBRT followed by surgery, in thoracic malignancies.

II. To define any differences in quality of life/toxicity following SBRT based on tumor location/stage/tumor type.

TERTIARY OBJECTIVES:

I. To assess changes in T cell mediated immunity following SBRT in thoracic malignancies.

OUTLINE: Patients are assigned to 1 of 3 studies.

STUDY 1: Patients with stage I or II non-small cell lung cancer (NSCLC) in the peripheral lung undergo highest-dose of SBRT over a single treatment fraction on day 1. Patients then undergo thoracic surgery on day 28.

STUDY 2: Patients with stage I or II NSCLC in the central lung undergo lowest-dose of SBRT over a single treatment fraction on day 1. Patients then undergo thoracic surgery on day 28.

STUDY 3: Patients with stage IIIA NSCLC in the any lung location undergo lowest- or higher-dose of SBRT over a single treatment fraction on day 1. Patients then undergo thoracic surgery on day 28.

After completion of study treatment, patients are followed up at 6, 9, and 12 months, every 6 months for 2 years, and then annually for 2 years.

02

Conditions studied

  • Stage I Non-Small Cell Lung Cancer AJCC v7
  • Stage IA Non-Small Cell Lung Carcinoma AJCC v7
  • Stage IB Non-Small Cell Lung Carcinoma AJCC v7
  • Stage II Non-Small Cell Lung Cancer AJCC v7
  • Stage IIA Non-Small Cell Lung Carcinoma AJCC v7
  • Stage IIB Non-Small Cell Lung Carcinoma AJCC v7
  • Stage IIIA Non-Small Cell Lung Cancer AJCC v7
03

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Have an Eastern Cooperative Oncology Group (ECOG) performance status of =\< 2
  • Have histologically proven diagnosis of: non-small cell lung cancer (NSCLC) (stage I, II, or IIIa)

    • Neoadjuvant or induction chemotherapy or biological (immune, vaccine, etc.)therapy for stage IIIa is allowed
    • Chemotherapy for another invasive malignancy is permitted if it has been treated definitively and the patient has remained disease free for >3 years
  • Participant is able to undergo surgery (planned lobectomy or wedge resection)

    • Specifically, the participant has been or will have been cleared for surgery at the time of enrollment; the surgeon can accept the baseline tests done within 45 days prior to SBRT to clear the patient for surgery
  • Participants of child-bearing potential must agree to use adequate contraceptive methods (e.g., hormonal or barrier method of birth control; abstinence) during treatment
  • Participant or legal representative must understand the investigational nature of this study and sign an Independent Ethics Committee/Institutional Review Board approved written informed consent form prior to receiving any study related procedure

Exclusion criteria

Exclusion Criteria:

  • Contraindication to SBRT (this includes the inability to cooperate with any aspect of SBRT: such as the inability to lie still and breathe reproducibly)
  • Previous radiotherapy to the volume of lung or mediastinum currently involved by tumor
  • Previous surgery for this lung or mediastinum tumor
  • Plans for the patient to receive other concomitant antineoplastic therapy (including standard fractionated radiotherapy, chemotherapy, biological therapy, vaccine therapy, and surgery) while on this protocol(does not apply to neoadjuvant therapy as in inclusion criteria) except at disease progression
  • Patients with active systemic, pulmonary, or pericardial infection
  • Pregnant or nursing female participants
  • Unwilling or unable to follow protocol requirements
  • Any condition which in the investigator?s opinion deems the participant ineligible
  • Received an investigational agent within 30 days prior to enrollment
  • Stage IIIb
04

Study design

Phase
Early Phase 1
Primary purpose
Treatment
Allocation
Non-randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
20 participants (actual)

Study arms

  • Experimental
    Study 1 (highest-dose of SBRT, surgery)

    Patients with stage I or II NSCLC in the peripheral lung undergo highest-dose of Stereotactic Body Radiation Therapy over a single treatment fraction on day 1. Patients then undergo thoracic surgery on day 28.

    Other: Laboratory Biomarker Analysis · Other: Quality-of-Life Assessment · Drug: Stereotactic Body Radiation Therapy · Procedure: Thoracic Surgical Procedure

  • Experimental
    Study 2 (lowest-dose of SBRT, surgery)

    Patients with stage I or II NSCLC in the central lung undergo lowest-dose of Stereotactic Body Radiation Therapy over a single treatment fraction on day 1. Patients then undergo thoracic surgery on day 28.

    Other: Laboratory Biomarker Analysis · Other: Quality-of-Life Assessment · Drug: Stereotactic Body Radiation Therapy · Procedure: Thoracic Surgical Procedure

  • Experimental
    Study 3 (lowest- or higher-dose of SBRT, surgery)

    Patients with stage IIIA NSCLC in the any lung location undergo lowest- or higher-dose of Stereotactic Body Radiation Therapy over a single treatment fraction on day 1. Patients then undergo thoracic surgery on day 28.

    Other: Laboratory Biomarker Analysis · Other: Quality-of-Life Assessment · Drug: Stereotactic Body Radiation Therapy · Procedure: Thoracic Surgical Procedure

Interventions

  • OtherLaboratory Biomarker Analysis

    Correlative studies

  • OtherQuality-of-Life Assessment

    Ancillary studies

    Also known as: Quality of Life Assessment

  • DrugStereotactic Body Radiation Therapy

    Undergo lowest-dose of SBRT

    Also known as: SABR, SBRT, Stereotactic Ablative Body Radiation Therapy

  • DrugStereotactic Body Radiation Therapy

    Undergo lowest- or higher-dose of SBRT

    Also known as: SABR, SBRT, Stereotactic Ablative Body Radiation Therapy

  • DrugStereotactic Body Radiation Therapy

    Undergo highest-dose of SBRT

    Also known as: SABR, SBRT, Stereotactic Ablative Body Radiation Therapy

  • ProcedureThoracic Surgical Procedure

    Undergo thoracic surgery

    Also known as: Chest Surgery, Thoracic Surgery, Thoracic Surgical Procedures

05

What researchers measure

Primary outcomes

  1. Incidence of treatment-related grade 3-5 adverse events assessed using the National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE) version (v)4.0

    Comparison will be made with published historical and contemporaneous rates of toxicity with standard of care therapy for each of the study groups.

    Time frame: Up to 10 weeks post-surgery

Secondary outcomes

  1. Overall survival

    Will be measured and compared with published historical and contemporaneous rates of toxicity with standard of care therapy for each of the study groups.

    Time frame: Up to 5 years

  2. Progression free survival

    Will be measured and compared with published historical and contemporaneous rates of toxicity with standard of care therapy for each of the study groups.

    Time frame: Up to 5 years

Other outcomes

  1. Change in the mediators of tumor antigen presentation, co-stimulatory molecules, and immune effector cell populations assessed using multicolor flow cytometry, immunohistochemistry, and enzyme-linked immunosorbent assay (ELISA)

    Defined as CD4+ and CD8+ T-cells, T-regulatory cells (CD4+CD25+FoxP3+), natural killer cells, monocytes, macrophages, dendritic cells and myeloid derived suppressor cells. The study groups will be compared with age, sex, and stage matched controls. Immunohistochemistry results, flow cytometry results and ELISA results will be tabulated as percent change pre/post-radiation, and pre/post-thoracic surgery. The effects of these interventions will be assessed using permutation paired t-test, with multiplicity adjustments to maintain a 10% false discovery rate. Adjusted effect sizes will be obtained

    Time frame: Baseline up to 10 weeks post-surgery

  2. Factors associated with T cell immunity in pathologic specimens

    Comparison will be made to similar, blinded samples from patients who received surgery alone (by means of standard Lung DSRG approval).

    Time frame: After surgery

  3. Incidence of adverse events assessed using the NCI CTCAE v4.0

    Will be stratified by type of surgery (wedge resection, lobectomy, open versus thoracoscopic, and pneumonectomy).

    Time frame: Up to 10 weeks post-surgery

06

Study locations

1 site
  • Roswell Park Cancer Institute
    Buffalo, New York 14263, United States
07

Registry details

Key details

Study ID
NCT03348748
Lead sponsor
Roswell Park Cancer Institute
Responsible party
Sponsor
First posted
Nov 21, 2017
Start date
Dec 18, 2017
Primary completion
Jul 12, 2021
Completion
Nov 10, 2025
Last update
Apr 2, 2026

Study contacts

Anurag Singh
principal investigator · Roswell Park Cancer Institute

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
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