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CompletedNCT03264404Updated Jan 27, 2026Results posted

Azacitidine and Pembrolizumab in Pancreatic Cancer

A Phase 2 interventional study of Pembrolizumab and Azacitidine in Pancreas Cancer, sponsored by Susan E. Bates. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-01-27.

Sponsored by Susan E. Bates · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
36
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

The purpose of this study is to determine the effectiveness of combining immune therapy, pembrolizumab, with a hypomethylating agent, azacitidine, for pancreatic cancer. People who have advanced pancreatic cancer with disease progression on first-line therapy are usually treated with a second chemotherapy regimen. However, there is no single accepted chemotherapy regimen and national guidelines recommend chemotherapy or clinical trial participation. In this study, all study subjects will receive a combination of immune therapy (every 3 weeks) and a hypomethylating agent (every 4 weeks). To date, studies have shown that combining a hypomethylating agent with chemotherapy or immune therapy may benefit patients across different solid tumor types including pancreatic cancer. Preclinical data in a mouse model of pancreatic cancer demonstrates improvement in survival with the combination of a hypomethylating agent and immune therapy. However, the use of single agent hypomethylating agent or immune therapy has not been shown to be effective in patients with pancreatic cancer. The one exception, to date, is the use of immune therapy in those individuals with a particular genetic feature known as mismatch repair deficiency and microsatellite instability. The combination of immune therapy and a hypomethylating agent has not been studied in human subjects and is not approved by the FDA for use in pancreatic cancer.

This is a non-randomized, single-center, open-label trial of pembrolizumab and azacitidine in subjects with locally advanced or metastatic pancreatic adenocarcinoma. Approximately 31 individuals will be asked to participate in this study.

Read the detailed description

Pancreatic ductal adenocarcinoma (PDA) has the worst prognosis of any major malignancy in the United States and, unlike other common cancers, annual deaths from PDA are rising. Despite recent advances, cytotoxic chemotherapy for PDA has been disappointing. Even among the small subset of patients who are suitable for surgical resection at the time of diagnosis, complete resection is followed by recurrence in majority of patients without further systemic therapy. Thus all PDA patients require systemic chemotherapy and more effective regimens are urgently needed.

Combination chemotherapy is effective in controlling disease and prolonging survival in patients with advanced pancreatic cancer. Despite recent successful phase 3 studies in the first-line setting, there is no defined second-line treatment for patients who experience disease progression following first-line therapy. Consensus guidelines (such as the National Comprehensive Cancer Network (NCCN) guidelines) recommend clinical trial participation in this setting.

The investigators' pre-clinical data suggests that decitabine treatment in the KPC model of pancreatic cancer leads to a significant up-regulation of interferon-related genes and a polarization of the infiltrating immune cells. Based on these results, the investigators have evaluated the effect of single agent decitabine or anti-PD1H (a homologue of PD1 with very similar function and expression pattern) compared to combination therapy (treatment with decitabine followed by PD1H blockade). The investigators' preliminary results showed minimal effect of either agent alone on tumor growth but marked decrease in tumor progression in the combination arm. These results form the foundation of this phase II study.

This study will treat patients with the combination of azacitidine and pembrolizumab. A direct comparison between azacitidine and decitabine in terms of efficacy within a controlled clinical trial has not been performed thus far. In randomized myelodysplastic syndrome (MDS) trials, the remission rates were similar for azacitidine and decitabine but the overall survival in the experimental arm was significantly shorter in the decitabine trial compared to the azacitidine trial. A primary reason to utilize azacitidine in this setting is our desire to amply reduced dose therapy with the goal of maintaining subjects on therapy Low-dose azacitidine is being tested in phase I/II clinical trials for advanced solid tumors-mainly colorectal cancer, small-cell lung carcinomas, ovarian cancer, and breast cancer.

02

Conditions studied

  • Pancreas Cancer

Keywords

  • Pancreas
  • pembrolizumab
  • azacitidine
  • metastatic pancreatic cancer
  • first-line
03

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Be willing and able to provide written informed consent for the trial.
  • Age ≥18 years of age on day of signing informed consent.
  • Have confirmed diagnosis of pancreatic ductal adenocarcinoma
  • Have a predicted life expectancy of greater than 3 months.
  • Have measurable disease based on RECIST 1.1.
  • Have a performance status of 0 or 1 using the Eastern Cooperative Oncology Group (ECOG) Performance Scale within 3 days of first dose of study drug.
  • Have documented radiographic progression to or documented intolerance of first line systemic chemotherapy which included either gemcitabine or Fluorouracil (5-FU) based regimen (including capecitabine).
  • Subjects who have documented disease recurrence within 6 months of completing neoadjuvant or adjuvant chemotherapy for limited disease will be eligible for study. Subjects who recur greater than 6 months after completing adjuvant or neoadjuvant chemotherapy will not be eligible unless they receive additional chemotherapy for advanced disease.

Exclusion criteria

Exclusion Criteria:

  • Is currently participating and receiving study therapy or has participated in a study of an investigational agent and received study therapy, or herbal/complementary oral or IV medicine within 2 weeks of the first dose of treatment.
  • Has received chemotherapy or radiotherapy within 14 days of first dose of study medication.
04

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
36 participants (actual)

Study arms

  • Experimental
    Pembrolizumab

    Patients with advanced pancreatic cancer will receive pembrolizumab with the hypomethylating agent azacitidine.

    Drug: Pembrolizumab · Drug: Azacitidine

Interventions

  • DrugPembrolizumab

    Pembrolizumab 200 mg IV every 3 weeks until progression

    Also known as: Keytruda

  • DrugAzacitidine

    50 mg/m2 subcutaneous daily for 5 days every 28 days

    Also known as: Vidaza

05

What researchers measure

Primary outcomes

  1. Progression-Free Survival (PFS)

    PFS is defined as the time from the first day of trial treatment to the first documented disease progression per RECIST 1.1 (At least a 20% increase in the sum of the diameters of target lesions, taking as reference the smallest sum on study (this includes the baseline sum if that is the smallest on study). In addition to the relative increase of 20%, the sum must also demonstrate an absolute increase of at least 5 mm. (Note: the appearance of one or more new lesions is also considered progression)) or death due to any cause, whichever occurs first.

    Time frame: 24 months

Secondary outcomes

  1. Objective Response Rate (ORR)

    ORR is defined as the percentage of the participants in the analysis population who have a complete response (CR) or partial response (PR). Responses are based on assessments per RECIST 1.1.

    Time frame: Throughout study duration, up to approx 80 months

  2. Duration of Response (DOR)

    For subjects who demonstrate CR or PR, based on assessments per RECIST 1.1, DOR is defined as the time from first documented evidence of CR or PR until disease progression or death due to any cause, whichever occurs first.

    Time frame: Throughout study duration, up to approx 80 months

  3. Disease Control Rate (DCR)

    DCR is defined as the percentage of participants who have achieved CR, PR, or stable disease (SD) based on assessments per RECIST 1.1.

    Time frame: Throughout study duration, up to approx 80 months

06

Results

Posted Jul 5, 2023

Participant flow

Participant flow — Overall Study
MilestonePembrolizumab
Started36
Completed2
Not completed34
Withdrew: Death2
Withdrew: Physician decision1
Withdrew: Disease progression28
Withdrew: Adverse event1
Withdrew: Off study prior to treatment2

Outcome measures

PrimaryProgression-Free Survival (PFS)

PFS is defined as the time from the first day of trial treatment to the first documented disease progression per RECIST 1.1 (At least a 20% increase in the sum of the diameters of target lesions, taking as reference the smallest sum on study (this includes the baseline sum if that is the smallest on study). In addition to the relative increase of 20%, the sum must also demonstrate an absolute increase of at least 5 mm. (Note: the appearance of one or more new lesions is also considered progression)) or death due to any cause, whichever occurs first.

Time frame:
24 months
Reported as:
Median · months
Progression-Free Survival (PFS)
monthsPembrolizumab
Progression-Free Survival (PFS)1.49 (1.38 to 1.74)
SecondaryObjective Response Rate (ORR)

ORR is defined as the percentage of the participants in the analysis population who have a complete response (CR) or partial response (PR). Responses are based on assessments per RECIST 1.1.

Time frame:
Throughout study duration, up to approx 80 months
Reported as:
Number · percentage of participants
Objective Response Rate (ORR)
percentage of participantsPembrolizumab
Objective Response Rate (ORR)9.7
SecondaryDuration of Response (DOR)

For subjects who demonstrate CR or PR, based on assessments per RECIST 1.1, DOR is defined as the time from first documented evidence of CR or PR until disease progression or death due to any cause, whichever occurs first.

Time frame:
Throughout study duration, up to approx 80 months
Reported as:
Number · days
Duration of Response (DOR)
daysPembrolizumab
Patient 12274
Patient 2881
Patient 328
SecondaryDisease Control Rate (DCR)

DCR is defined as the percentage of participants who have achieved CR, PR, or stable disease (SD) based on assessments per RECIST 1.1.

Time frame:
Throughout study duration, up to approx 80 months
Reported as:
Number · percentage of participants
Disease Control Rate (DCR)
percentage of participantsPembrolizumab
Disease Control Rate (DCR)35.5

Adverse events

Collected over Throughout study duration, up to approx 80 months. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Pembrolizumab26/36 (72.2%)9/36 (25%)36/36 (100%)
Most frequent serious events
Showing 10 of 19
Most frequent serious events
EventPembrolizumab
DyspneaRespiratory, thoracic and mediastinal disorders2/36
Gastric hemorrhageGeneral disorders2/36
Abdominal painGastrointestinal disorders2/36
Endocrine disordersEndocrine disorders1/36
Nervous system disordersNervous system disorders1/36
Respiratory failureRespiratory, thoracic and mediastinal disorders1/36
PneumonitisRespiratory, thoracic and mediastinal disorders1/36
StrokeNervous system disorders1/36
HypoxiaRespiratory, thoracic and mediastinal disorders1/36
SepsisInfections and infestations1/36
Most frequent other events
Showing 10 of 84
Most frequent other events
EventPembrolizumab
DiarrheaGastrointestinal disorders13/36
ConstipationGastrointestinal disorders12/36
Abdominal PainGastrointestinal disorders9/36
AnorexiaMetabolism and nutrition disorders9/36
FatigueGeneral disorders8/36
Alkaline phosphatase increasedInvestigations7/36
Blood bilirubin increasedInvestigations7/36
BloatingGastrointestinal disorders7/36
Injection site reactionGeneral disorders7/36
DyspneaRespiratory, thoracic and mediastinal disorders6/36

Baseline characteristics

Age, Continuous
Age, Continuous(years)Pembrolizumab
Mean64.3 ± 9.79
Sex: Female, Male
Sex: Female, Male(Participants)Pembrolizumab
Female10
Male26
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Pembrolizumab
American Indian or Alaska Native0
Asian3
Native Hawaiian or Other Pacific Islander0
Black or African American3
White28
More than one race0
Unknown or Not Reported2
Region of Enrollment
Region of Enrollment(participants)Pembrolizumab
United States36
07

Study locations

1 site
  • Columbia University Irving Medical Center
    New York, New York 10032, United States
08

References and documents

Publications

  • Safyan RA, White RA, Gonda TA, Lee SM, Han J, Kuriakose N, Yamamoto NK, Kugel S, Jamison JK, Manji GA, Schwartz GJ, Oberstein PE, Bates SE. Phase 2 study of azacitidine plus pembrolizumab as second-line treatment in patients with locally advanced or metastatic pancreatic ductal adenocarcinoma. Oncologist. 2026 Mar 9;31(4):oyag091. doi: 10.1093/oncolo/oyag091. PubMed 41844546 ↗
  • Tost J, Ak-Aksoy S, Campa D, Corradi C, Farinella R, Ibanez-Costa A, Dubrot J, Earl J, Melian EB, Kataki A, Kolnikova G, Madjarov G, Chaushevska M, Strnadel J, Tanic M, Tomas M, Dubovan P, Urbanova M, Buocikova V, Smolkova B. Leveraging epigenetic alterations in pancreatic ductal adenocarcinoma for clinical applications. Semin Cancer Biol. 2025 Feb;109:101-124. doi: 10.1016/j.semcancer.2025.01.003. Epub 2025 Jan 23. PubMed 39863139 ↗

Study documents

  • Protocol and statistical analysis plan · Mar 17, 2022

Documents are hosted by the registry — open the source record to download them.

09

Registry details

Key details

Study ID
NCT03264404
Lead sponsor
Susan E. Bates
Responsible party
Susan E. Bates (Professor of Medicine and Assistant Attending in Hematology / Oncology, Columbia University) — Sponsor-investigator
First posted
Aug 29, 2017
Start date
Oct 1, 2017
Primary completion
Oct 1, 2021
Completion
Dec 3, 2024
Results posted
Jul 5, 2023
Last update
Jan 27, 2026

Study contacts

Susan E Bates, MD
principal investigator · Columbia University

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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