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CompletedNCT03219476Updated Apr 29, 2025Results posted

Neoadjuvant Endocrine Therapy in Hormone Receptor-Positive, Human Epidermal Growth Factor Receptor 2 (HER2)-Negative Node-Negative Breast Cancer

A Phase 2 interventional study of Anastrozole and Letrozole in Breast Cancer and Invasive Breast Cancer, sponsored by Medical College of Wisconsin. Completed at 1 site in United States. Open to female participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2025-04-29.

Sponsored by Medical College of Wisconsin · Phase 2, Interventional, and Treatment

From the registry’s dates

  • Registered 5 months after the study started (first participant enrolled Feb 2017, registered Jul 2017).
Phase
Phase 2
Study type
Interventional
Enrollment
37
Allocation
Not applicable
Ages
18 Years and older
Sex
Female
01

Study summary

This is an exploratory interventional study that initiates standard-of-care anti-estrogen treatment preoperatively for four weeks.

Read the detailed description

STUDY RATIONALE: Patients with hormone receptor (HR)+, HER2- node-negative breast cancers generally undergo surgical resection upfront, followed by adjuvant chemotherapy, if needed, in addition to adjuvant endocrine therapy. Because endocrine therapy is primarily delivered in the postoperative setting, the ability to assess the tumor response to this treatment modality is lost and very difficult to assess. This study offers the unique opportunity to assess the responsiveness of breast tumors to endocrine therapy while the tumors are still in vivo by treating patients with endocrine therapy before surgery and assessing molecular changes with treatment. By comparing pre- and post-treatment levels of molecular markers in individual tumors, the team expects to identify predictors of responsiveness to existing agents and identify new candidate therapeutic targets.

PRIMARY OBJECTIVE: The primary objective is to determine the frequency of increased HER family of receptor tyrosine kinases protein expression in tumors, following treatment with neoadjuvant endocrine therapy and their correlation with Ki-67 tumor responses. The team will measure cancer cell protein levels of growth factor receptors of the human epidermal growth factor receptor (HER) family before and after neoadjuvant endocrine therapy. The data will be used to inform a future randomized trial of combined endocrine and the most promising anti-HER targeted therapy.

02

Conditions studied

  • Breast Cancer
  • Invasive Breast Cancer

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Keywords

  • aromatase inhibitor
  • breast cancer
  • estrogen receptor
  • progesterone receptor
  • endocrine-targeted therapy
  • Anti-estrogen therapy
  • HR+
  • HER2-negative
  • Neoadjuvant Treatment
03

In context

Breast Neoplasms

12,544 studies on the registry are indexed under Breast Neoplasms; 2,892 are open to participants now.

This study's enrollment of 37 is below the median of 72 across 9,303 interventional studies indexed under Breast Neoplasms.

Browse Breast Neoplasms studies →

Lead sponsor

Medical College of Wisconsin is the lead sponsor of 540 studies on the registry; 120 are open to participants now.

Of its 71 completed or terminated interventional studies of FDA-regulated products, 56 (79%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
Female
Accepts healthy volunteers
No

Inclusion criteria

  • Female; age ≥18 years.
  • Pathologically proven diagnosis of invasive breast cancer, clinically stage I-II.
  • Clinically lymph node negative, confirmed by clinical exam and/or ultrasound imaging.
  • Estrogen- and/or progesterone-receptor-positive tumor, defined ≥1% positively staining cells by immunohistochemistry, according to the current American Society of Clinical Oncology (ASCO)/College of American Pathologists (CAP) guidelines.
  • HER2/neu must be negative by immunohistochemistry (IHC) or fluorescence in situ hybridization (FISH).
  • Eastern Cooperative Oncology Group (ECOG) performance status 0-2.
  • Pretreatment evaluations (minimum diagnostic workup) within 28 days prior to study
  • Qualify for anti-endocrine treatment (per medical oncologist).
  • Informed consent provided.
  • If history of contralateral breast cancer, patient completed all treatment two years prior
  • No treatment for this breast cancer or any malignancy within two years (except non-melanomatous skin cancer, carcinoma in situ of the cervix and contralateral breast cancer)
  • Using adequate methods of contraception; negative pregnancy test.
  • No strong CYP2D6 inhibitors.
  • Adequate organ function with baseline lab values.

    • Absolute neutrophil count (ANC) ≥ 1500/µL.
    • Hemoglobin (Hb) ≥ 9g/dL.
    • Platelet count ≥ 100,000/µL.
    • Alanine aminotransferase (ALT) and aspartate aminotransferase (AST) ≤ 3x upper limit of normal (ULN).
    • Serum bilirubin within ≤ 1.5 x ULN.

Exclusion criteria

Exclusion Criteria:

  • American Joint Committee on Cancer (AJCC) clinical T4, N1-3 or M1, breast cancer.
  • Synchronous non-breast malignancy (exceptions include non-melanomatous skin cancer, carcinoma in situ of the cervix).
  • Purely noninvasive breast cancer (i.e., ductal carcinoma in situ, lobular carcinoma in situ).
  • Men with breast cancer.
  • Medical, psychiatric or other condition that would prevent the patient from receiving the protocol therapy or providing informed consent.
  • Pregnant or lactating women.
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
37 participants (actual)

Study arms

  • Experimental
    Neoadjuvant endocrine therapy treatment (physician's choice)

    Once enrolled, patients would be treated with the current standard-of-care endocrine therapy. Choice of endocrine therapy (aromatase inhibitors or tamoxifen) would be decided by medical oncologist, following a review of the patient's medical history and menstrual status. The patient would be treated with endocrine therapy in a neoadjuvant setting for four weeks, with dosing continuing until surgery.

    Drug: Anastrozole · Drug: Letrozole · Drug: Exemestane · Drug: Tamoxifen

Interventions

  • DrugAnastrozole

    1 mg once daily.

    Also known as: Arimidex

  • DrugLetrozole

    2.5mg once daily.

    Also known as: Femara

  • DrugExemestane

    25 mg once daily.

    Also known as: Aromasin

  • DrugTamoxifen

    20 mg once daily.

    Also known as: Soltamox

06

What researchers measure

Primary outcomes

  1. Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.

    ImmunoHistoChemistry (IHC) will be used. The IHC test gives a score of 0 to 3+ that measures the amount of HER2 receptor protein on the surface of cells in a breast cancer tissue sample. If the score is 0 to 1+ (up to 25% of cells stained), it's called "HER2 negative." If the score is 2+ (approximately 50% of cells stained), it's called "borderline." A score of 3+ (approximately 75% or more of cells stained) is called "HER2 positive." Upregulation means increased staining from a prior observation; Downregulation means decreased staining from a prior observation; and No Change means similar staining from a prior observation.

    Time frame: At four weeks.

Secondary outcomes

  1. Number of Subjects Who Achieve Complete Radiographic Response.

    This will be assessed by World Health Organization (WHO) criteria: * Complete Response (CR): The disappearance of all known disease, based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * Partial Response (PR): A 50% or greater decrease in the product of the bi-dimensional measurements of the lesion (total tumor size), based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * No Change (NC): A 50% decrease in total tumor size cannot be established nor has a 25% increase in the size of the lesion been demonstrated. * Progressive Disease (PD): A 25% or greater increase in the total tumor size of the measurable lesions (calculated on the smallest diameter recorded over time).

    Time frame: At four weeks.

  2. Number of Subjects Who Achieve a Partial Radiographic Response.

    This will be assessed by World Health Organization (WHO) criteria: * Complete Response (CR): The disappearance of all known disease, based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * Partial Response (PR): A 50% or greater decrease in the product of the bi-dimensional measurements of the lesion (total tumor size), based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * No Change (NC): A 50% decrease in total tumor size cannot be established nor has a 25% increase in the size of the lesion been demonstrated. * Progressive Disease (PD): A 25% or greater increase in the total tumor size of the measurable lesions (calculated on the smallest diameter recorded over time).

    Time frame: At four weeks.

07

Results

Posted Oct 18, 2022

Participant flow

Participant flow — Overall Study
MilestoneNeoadjuvant Endocrine Therapy Treatment (Physician's Choice)
Started37
Completed37
Not completed0

Outcome measures

PrimaryChange in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.

ImmunoHistoChemistry (IHC) will be used. The IHC test gives a score of 0 to 3+ that measures the amount of HER2 receptor protein on the surface of cells in a breast cancer tissue sample. If the score is 0 to 1+ (up to 25% of cells stained), it's called "HER2 negative." If the score is 2+ (approximately 50% of cells stained), it's called "borderline." A score of 3+ (approximately 75% or more of cells stained) is called "HER2 positive." Upregulation means increased staining from a prior observation; Downregulation means decreased staining from a prior observation; and No Change means similar staining from a prior observation.

Time frame:
At four weeks.
Reported as:
Count of participants · Participants
Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.
ParticipantsChange From Baseline in Human Epidermal Growth Factor Receptor 1 (HER1) Cell Protein Levels.Change From Baseline in Human Epidermal Growth Factor Receptor 2 (HER2) Cell Protein Levels.Change From Baseline in Human Epidermal Growth Factor Receptor 3 (HER3) Cell Protein Levels.Change From Baseline in Human Epidermal Growth Factor Receptor 4 (HER4) Cell Protein Levels.
Upregulation11711
Downregulation021818
No Change36181818
SecondaryNumber of Subjects Who Achieve Complete Radiographic Response.

This will be assessed by World Health Organization (WHO) criteria: * Complete Response (CR): The disappearance of all known disease, based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * Partial Response (PR): A 50% or greater decrease in the product of the bi-dimensional measurements of the lesion (total tumor size), based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * No Change (NC): A 50% decrease in total tumor size cannot be established nor has a 25% increase in the size of the lesion been demonstrated. * Progressive Disease (PD): A 25% or greater increase in the total tumor size of the measurable lesions (calculated on the smallest diameter recorded over time).

Time frame:
At four weeks.
Reported as:
Count of participants · Participants
Number of Subjects Who Achieve Complete Radiographic Response.
ParticipantsNeoadjuvant Endocrine Therapy Treatment (Physician's Choice)
Number of Subjects Who Achieve Complete Radiographic Response.0
SecondaryNumber of Subjects Who Achieve a Partial Radiographic Response.

This will be assessed by World Health Organization (WHO) criteria: * Complete Response (CR): The disappearance of all known disease, based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * Partial Response (PR): A 50% or greater decrease in the product of the bi-dimensional measurements of the lesion (total tumor size), based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * No Change (NC): A 50% decrease in total tumor size cannot be established nor has a 25% increase in the size of the lesion been demonstrated. * Progressive Disease (PD): A 25% or greater increase in the total tumor size of the measurable lesions (calculated on the smallest diameter recorded over time).

Time frame:
At four weeks.
Reported as:
Count of participants · Participants
Number of Subjects Who Achieve a Partial Radiographic Response.
ParticipantsNeoadjuvant Endocrine Therapy Treatment (Physician's Choice)
Number of Subjects Who Achieve a Partial Radiographic Response.1

Adverse events

Collected over Four weeks.. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Neoadjuvant Endocrine Therapy Treatment (Physician's Choice)1/37 (2.7%)1/37 (2.7%)2/37 (5.4%)
Most frequent serious events
Most frequent serious events
EventNeoadjuvant Endocrine Therapy Treatment (Physician's Choice)
InfectionInfections and infestations1/37
Most frequent other events
Most frequent other events
EventNeoadjuvant Endocrine Therapy Treatment (Physician's Choice)
ArthralgiaMusculoskeletal and connective tissue disorders2/37
HypertensionVascular disorders2/37

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Neoadjuvant Endocrine Therapy Treatment (Physician's Choice)
<=18 years0
Between 18 and 65 years25
>=65 years12
Sex: Female, Male
Sex: Female, Male(Participants)Neoadjuvant Endocrine Therapy Treatment (Physician's Choice)
Female37
Male0
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Neoadjuvant Endocrine Therapy Treatment (Physician's Choice)
Hispanic or Latino1
Not Hispanic or Latino36
Unknown or Not Reported0
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Neoadjuvant Endocrine Therapy Treatment (Physician's Choice)
American Indian or Alaska Native0
Asian0
Native Hawaiian or Other Pacific Islander0
Black or African American1
White36
More than one race0
Unknown or Not Reported0
Region of Enrollment
Region of Enrollment(participants)Neoadjuvant Endocrine Therapy Treatment (Physician's Choice)
United States37
08

Study locations

1 site
  • Froedtert Hospital
    Milwaukee, Wisconsin 53226, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Nov 27, 2018
  • Informed consent form · Jan 9, 2019

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Apr 29, 2025, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03219476
Lead sponsor
Medical College of Wisconsin
Responsible party
Lubna Chaudhary (Associate Professor, Medical College of Wisconsin) — Principal investigator
First posted
Jul 17, 2017
Start date
Feb 5, 2017
Primary completion
Feb 4, 2020
Completion
Mar 20, 2025
Results posted
Oct 18, 2022
Last update
Apr 29, 2025

Study contacts

Lubna Chaudhary
principal investigator · Medical College of Wisconsin

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in Apr 2025. You cannot join it, but the record below documents what was studied.

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